Methodology of Transdisciplinarity
Methodology of Transdisciplinarity
Methodology of Transdisciplinarity
Basarab Nicolescu
To cite this article: Basarab Nicolescu (2014) Methodology of Transdisciplinarity, World Futures,
70:3-4, 186-199, DOI: 10.1080/02604027.2014.934631
METHODOLOGY OF TRANSDISCIPLINARITY
BASARAB NICOLESCU
International Center for Transdisciplinary Research, Paris, France
186
METHODOLOGY OF TRANSDISCIPLINARITY 187
DISCIPLINARY BOUNDARIES
The unconscious barrier to a true understanding of what transdisciplinarity means
by the words “beyond all discipline” comes from the inability of certain researchers
to think the discontinuity (Thompson Klein 1990). For them, the boundaries be-
tween disciplines are like boundaries between countries, continents and oceans
on the surface of the Earth. These boundaries are fluctuating in time but a fact
remains unchanged: the continuity between territories.
I have a different approach to the boundaries between disciplines. For me, they
are like the separation between galaxies, solar systems, stars, and planets. It is
the movement itself that generates the fluctuation of boundaries. This movement
does not mean that a galaxy intersects another galaxy; rather, when we cross the
boundaries, we meet the interplanetary and intergalactic vacuum. This vacuum is
far from being empty: it is full of invisible substance, energy, information, and
space–time. It introduces a clear discontinuity between territories of galaxies, solar
systems, stars, and planets. Without the interplanetary and intergalactic vacuum,
there is no universe.
However, the above considerations are simply metaphors.
The astonishing fact is that no rigorous definition of disciplinary boundaries ex-
isted till now in the literature. Based on the transdisciplinary approach (Nicolescu
1996), we are able to give such a rigorous definition.
We define disciplinary boundary as the totality of the results—past, present,
and future—obtained by the laws, norms, rules, and practices of a given discipline.
Of course, there is a direct relation between the extent to which a given discipline
has been mathematically formulated and the extent to which this discipline has
assumed a boundary. In other words, the more mathematically formalized a given
discipline is, the more this respective discipline has a precise boundary.
Most disciplines are not mathematically formalized and therefore their bound-
aries are fluctuating in time. In spite of this fluctuation, there is a boundary defined
as the limit of the totality of fluctuating boundaries of a respective discipline. For
example, it must be clear for everybody that the economy will never give informa-
tion on God, that religion will never give information on the fundamental laws of
elementary particle physics, that agriculture will never give information about the
neurophysiology, or that poetry will never give information on nanotechnologies.
There is a real discontinuity between disciplinary boundaries: there is nothing,
strictly nothing, between two disciplinary boundaries, if we insist on exploring
this space between disciplines by old laws, norms, rules, and practices. Radically
new laws, norms, rules, and practices are necessary if we want to explore this
space.
The above definition remains valid for multidisciplinarity and interdisciplinar-
ity, which are just continuous extensions of disciplinarity: there are multidisci-
plinary and interdisciplinary boundaries as there are disciplinary boundaries.
190 BASARAB NICOLESCU
Not only disciplines but also religions and ideologies have boundaries.
However, transdisciplinarity has no boundary. Therefore, transdisciplinarity
can never lead to a super-discipline, super-science, super-religion, or super-
ideology.
This crucial fact is the result of the structural incompleteness of the levels of
Reality.
In fact, it is precisely the incompleteness of levels of Reality that explains the
existence of disciplinary boundaries. This might seem paradoxical but it is only
a fake paradox. Disciplines are blind to incompleteness due to arbitrary elimina-
tion of the Hidden Third in these disciplines (i.e., the aforementioned arbitrary
elimination of the interaction between Subject and Object). Once this unjustified
assumption is eliminated, disciplines are inevitably linked one to another.
How does one understand this link between disciplines in the presence of
incompleteness and discontinuity of levels of Reality?
In another words, can we imagine a fusion of disciplinary boundaries?
This dream of the fusion of disciplinary boundaries was present from
the beginnings of transdisciplinarity (Nicolescu 2006, 142–166). This project
goes back to the talk of Erich Jantsch (1972) at the international workshop
“Interdisciplinarity—Teaching and Research Problems in Universities,” orga-
nized in 1970 by the Organization for Economic Co-operation and Development
(OECD), in collaboration with the French Ministry of National Education and
University of Nice (Apostel et al. 1972).
Such a fusion of disciplinary boundaries is simply impossible in transdisci-
plinarity, because it would lead to a new boundary, whose even existence is
incompatible with transdisciplinarity. Links and bridges between disciplines are
still, however, possible: they are mediated by the Hidden Third (to be discussed),
which cannot be captured by any discipline and by any boundary. The most obvi-
ous sign of the presence of these links and bridges is the modern and postmodern
migration of concepts from one field of knowledge to another.
METHODOLOGY OF TRANSDISCIPLINARITY
The most important achievement of transdisciplinarity in present times is, of
course, the formulation of the methodology of transdisciplinarity, accepted and
applied by an important number of researchers in many countries of the world.
Transdisciplinarity, in the absence of a methodology, would be just talking, an
empty discourse.
The axiomatic character of the methodology of transdisciplinarity is an impor-
tant aspect. This means that we have to limit the number of axioms (or principles
or pillars) to a minimum number. Any axiom that can be derived from the already
postulated ones, has to be rejected.
This fact is not new. It already happened when disciplinary knowledge acquired
its scientific character, due the three axioms formulated by Galileo Galilei in
Dialogue on the Great World Systems (1992):
METHODOLOGY OF TRANSDISCIPLINARITY 191
1. The ontological axiom: There are, in Nature and in our knowledge of Nature,
different levels of Reality of the Object and, correspondingly, different levels
of Reality of the Subject.
2. The logical axiom: The passage from one level of Reality to another is insured
by the logic of the included middle.
3. The epistemological axiom: The structure of the totality of levels of Reality is
a complex structure: every level is what it is because all the levels exist at the
same time.
Axioms cannot be demonstrated: they are not theorems. They have their roots
in experimental data and theoretical approaches and their validity is judged by the
results of their applications. If the results are in contradiction with experimental
facts, they have to be modified or replaced.
Let me note that, in spite of an almost infinite diversity of methods, theories,
and models, which run throughout the history of different scientific disciplines,
the three methodological postulates of modern science have remained unchanged
from Galileo until our day. I am convinced that the same will prove to be true for
transdisciplinarity and that a large number of transdisciplinary methods, theories
and models will appear in the future.
The above three axioms give a precise and rigorous definition of transdisci-
plinarity. This definition is in agreement with the one sketched by Jean Piaget
(1972).
Let me now describe the essentials of these three transdisciplinary axioms.
192 BASARAB NICOLESCU
have to conclude that the topological distance between levels is finite. However
this finite distance does not mean a finite knowledge. Take, as an image, a segment
of a straight line—it contains an infinite number of points. In a similar manner, a
finite topological distance could contain an infinite number of levels of Reality.
We have work to do till the end of times.
The unity of levels of Reality and its complementary zone of non-resistance
constitutes what we call the transdisciplinary Object.
Inspired by the phenomenology of Edmund Husserl (Husserl 1966), I assert that
the different levels of Reality of the Object are accessible to our knowledge thanks
to the different levels of Reality of the Subject, which are potentially present in
our being.
As in the case of levels of Reality of the Object, the coherence of levels of
Reality of the Subject presupposes a zone of non-resistance. The unity of levels
Reality of the Subject and this complementary zone of non-resistance constitutes
what we call the transdisciplinary Subject.
The two zones of non-resistance of transdisciplinary Object and Subject must
be identical for the transdisciplinary Subject to communicate with the transdis-
ciplinary Object. A flow of consciousness that coherently cuts across different
levels of Reality of the Subject must correspond to the flow of information coher-
ently cutting across different levels of Reality of the Object. The two flows are
interrelated because they share the same zone of non-resistance.
Knowledge is, thus, neither exterior nor interior: it is simultaneously exterior
and interior. The studies of the universe and of the human being sustain one
another.
The zone of non-resistance plays the role of a third between the Subject and the
Object, an Interaction term, which allows the unification of the transdisciplinary
Subject and the transdisciplinary Object while preserving their difference. In the
following, I will call this Interaction term the Hidden Third.
Our ternary partition {Subject, Object, Hidden Third} is, of course, different
from the binary partition{Subject vs. Object} of classical realism.
The emergence of at least three different levels of Reality in the study of natural
systems—the macrophysical level, the microphysical level, and cyber-space–time
(to which one might add a fourth hypothetical level—that of superstrings, unifying
all physical interactions)—is a major event in the history of knowledge.
Based on our definition of levels of Reality, we can identify other levels than the
ones in natural systems. For example, in social systems, we can speak about the
individual level, the geographical and historical community level (family, nation),
the cyber-space–time community level, the planetary level, and the cosmic level.
Levels of Reality are radically different from levels of organization as these
have been defined in systemic approaches (Camus et al. 1998, 94–103). Levels
of organization do not presuppose a discontinuity in the fundamental concepts:
several levels of organization can appear at one and the same level of Reality. The
levels of organization correspond to different structures of the same fundamental
laws.
The levels of Reality and the levels of organization offer the possibility of a
new taxonomy of the more than 8,000 academic disciplines existing today. Many
194 BASARAB NICOLESCU
disciplines coexist at one and the same level of Reality, even if they correspond
to different levels of organization. For example, Marxist economy and classical
physics belong to one level of Reality, while quantum physics and psychoanalysis
belong to another level of Reality.
The transdisciplinary Object and its levels of Reality, the transdisciplinary
Subject and its levels of Reality and the Hidden Third define the transdisciplinary
approach of Reality. Based on this ternary structure of Reality, we can deduce
other ternaries of levels which are extremely useful in the analysis of concrete
situations:
associated with them by a triangle in which one of the vertices is situated at one
level of Reality and the two other vertices at another level of Reality. The included
middle is in fact an included third. If one remains at a single level of Reality, all
manifestation appears as a struggle between two contradictory elements. The third
dynamic, that of the T-state, is exercised at another level of Reality, where that
which appears to be disunited is in fact united, and that which appears contradictory
is perceived as non-contradictory.
It is the projection of the T-state onto the same single level of Reality which
produces the appearance of mutually exclusive, antagonistic pairs (A and non-A).
A single level of Reality can only create antagonistic oppositions. It is inherently
self-destructive if it is completely separated from all the other levels of Reality. A
third term, which is situated at the same level of Reality as that of the opposites A
and non-A, cannot accomplish their reconciliation. Of course, this conciliation is
only temporary. We necessarily discover contradictions in the theory of the new
level when this theory confronts new experimental facts. In other words, the action
of the logic of the included middle on the different levels of Reality induces an
open structure of the unity of levels of Reality. This structure has considerable
consequences for the theory of knowledge because it implies the impossibility of
a self-enclosed complete theory. Knowledge is forever open.
of transdisciplinarity’s open unity, which encompasses both the universe and the
human being (Nicolescu 2000).
It is interesting to note that the combined action of the ontological, logical, and
epistemological axioms engenders values. Therefore, there is no need to introduce
values as a fourth axiom.
society, economy, and environment. The individual level of Reality, the spiritual
level of Reality, and the cosmic level of Reality are completely ignored. Sus-
tainable futures, so necessary for our survival, can only be based on a unified
theory of levels of Reality. We are part of the ordered movement of Reality. Our
freedom consists in entering into the movement or perturbing it. We can respond
to the movement or impose our will of power and domination. Our responsi-
bility is to build sustainable futures in agreement with the overall movement of
Reality.
One idea goes through the present text, like an axis: Reality is plastic. Reality
is not something outside or inside us: it is simultaneously outside and inside. We
are part of this Reality that changes due to our thoughts, feelings, and actions.
This means that we are fully responsible for what Reality is. The world moves,
lives, and offers itself to our knowledge thanks to some ordered structures of
something that is, though, continually changing. Reality is therefore rational, but
its rationality is multiple, structured on levels. It is the logic of the included middle
that allows our reason to move from one level to another.
The levels of Reality correspond to the levels of understanding, in a fusion of
knowledge and being. All levels of Reality are interwoven. The world is at the
same time knowable and unknowable.
The Hidden Third between Subject and Object denies any rationalization.
Therefore, Reality is also trans-rational. The Hidden Third conditions not only
the flow of information between Subject and Object, but also the one between the
different levels of reality of the Subject and between the different levels of reality
of the Object. The discontinuity between the different levels is compensated by
the continuity of information held by the Hidden Third. Source of Reality, the
Hidden Third feeds itself from this Reality, in a cosmic breath that includes us and
the universe.
The irreducible mystery of the world coexists with the wonders discovered by
reason. The unknown enters every pore of the known, but without the known, the
unknown would be a hollow word. Every human being on this Earth recognizes
his/her face in any other human being, independent of his/her particular religious or
philosophical beliefs, and all humanity recognizes itself in the infinite Otherness.
A new spirituality, free of dogmas, is already potentially present on our planet.
We are at the threshold of a true New Renaissance, which asks for a new, cosmodern
consciousness (Nicolescu 2014).
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