Crack Detection in Beam Type Structure Using Frequ
Crack Detection in Beam Type Structure Using Frequ
FREQUENCY DATA
1
ABSTRACT
algorithm to locate and size cracks in beam-type structures using a few natural
frequencies is outlined. A crack location model and a crack size model are formulated
by relating the fractional changes in the modal energies to the changes in the natural
frequencies due to damage such as cracks or other flaws. Next, the feasibility of the
crack detection scheme are evaluated for several damage scenarios by locating and
sizing cracks in test beams for which a few of the lower natural frequencies are
available. By applying the approach to the test beams, it is observed that crack location
2
1. INTRODUCTION
During the past two decades, a significant amount of research has been conducted in
the area of nondestructive damage evaluation (NDE) via changes in the dynamic modal
responses of a structure. The NDE methods developed to date can be classified into four
levels (Rytter, 1993): (1) Level I Methods, i.e., those methods that only identify if
damage has occurred (Vandiver, 1975; Crohas and Lepert, 1982); (2) Level II Methods,
i.e., those methods that identify if damage has occurred and simultaneously determine
the location of damage (Cawley and Adams, 1979; Pandey et al., 1991; Chance et al.,
1994); (3) Level III Methods, i.e., those methods that identify if damage has occurred,
determine the location of damage as well as estimate the severity of damage (Stubbs and
Osegueda, 1990; Wu et al., 1992; Kaouk and Zimmerman, 1994; Kim and Stubbs,
1995); and (4) Level IV Methods, i.e., those methods that identify if damage has
occurred, determine the location of damage, estimate the severity of damage, and
evaluate the impact of the damage on the safety or useful life of the structure.
Despite these combined research efforts in Levels II and III methods, several
routine activity. Among these problems, a need remains to develop practical theories of
damage detection to simultaneously predict the location of damage and estimate the
zones) in structures. A need also remains to circumvent the reality of being capable of
measuring only limited modal information such as only the lower modes with restricted
degrees of freedom.
Research studies to nondestructively detect crack location and magnitude via the
3
change in natural frequency have been performed by many researchers. Attempts have
been made to relate changes in natural frequencies to changes in beam properties such
Barrs, 1984; Ricos and Aspragathos, 1990) and to identify crack location and magnitude
in a beam from vibration modes (Adams and Cawley, 1979; Ostachowicz and Krawczuk,
localize cracks and estimate the sizes of the cracks in beam-type structures using
changes in frequencies. This objective is achieved via the following approach. First, we
outline a crack detection algorithm to locate and size cracks in beam-type structures
using a few natural frequencies. A crack location model and a crack size estimation
natural frequencies due to damage such as cracks or other geometrical changes. Next,
we demonstrate the feasibility and practicality of the crack detection scheme by locating
and sizing cracks in test beams. Finally, we assess the accuracy of the crack detection
results obtained from test beams for which natural frequencies were measured for
The scheme shown in Fig. 1 represents a crack detection method that yields
information on location and geometrical size of damage directly from changes in modal
characteristics of a target structure. The modal characteristics of interest here are natural
frequencies and mode shapes. Once, two sets of modal parameters are experimentally
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measured for the as-built (reference) structure and the corresponding damaged structure,
the crack detection methodology outlined here can be used to predict crack locations
and to estimate the sizes of the located cracks. Note that system identification (SID)
techniques can be adopted to generate plausible baseline modal parameters if there are
no baseline field records for the reference structure. (Kim and Stubbs, 1995)
With reference to Fig. 2, suppose we are given a pristine (i.e., undamaged) MDOF
structural system with the ith natural frequency i and the ith mode shape i . Next,
assume that at some later time the structure is damaged (i.e., the occurrence of flaws
such as the crack shown in Fig. 2) at one or more locations of the structure. The
resulting characteristic equation of the damaged structure yields the ith natural
frequency *i and the ith mode shape *i . (Note that the damaged structure is
changes, Gudmunson (1982) proposed a first order perturbation method that predicts the
changes in natural frequencies of a structure resulting from the inflicted damage. For
small cracks, the fractional changes in modal strain energy can be related to the
ith modal strain energy after damage, and i i is the fractional change in the ith
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In the present study, we limit our discussion of cracks to those systems which can be
modeled by Euler-Bernoulli beams. If the Euler-Bernoulli beam theory is used, the ith
L
1
Wi 2 EI ( x )
2
i dx (2)
0
where E is Young’s modulus, I is the second moment of area, L is the beam span length,
and i ( x ) is the ith mode shape function. Next, the strain energy for the crack
problem can be computed from the energy release rate by implementing linear elastic
fracture mechanics. On assigning plane strain condition to the cracked beam, the energy
crack depth, t is the beam thickness, is Poisson’s ratio, and KI is the stress
intensity factor which depends upon the crack depth a, the applied flexural stress level
, and the beam dimension (e.g., thickness t, height H and length L as shown in Fig. 1).
For the edge-crack case under going bending deformation (e.g., as shown in Fig. 2),
K I F a (4)
The term F is a geometrical factor which depends upon dimensionless crack depth
Substituting Eqs. (4) and (5) into Eq. (3) and further integrating Eq. (3) over the crack
contour generates
6
t (1 2 ) 2 2 2
Wi F k a k (6)
2E i
in which, for the ith mode, ak a ( x k ) represents the crack size at location xk and
longitudinal axis. For the Euler-Bernoulli beam, the ith modal stress level is given by
1
i ( xk ) E H i( x k ) (7)
2
On dividing Eq. (6) by Eq. (2), the fractional change in the ith modal strain energy is
given by
Wi t (1 2 ) H 2
F 2 S ik a k2 (8)
Wi 4 I
and
in which Sik represents the sensitivity of the kth location in the ith modal strain energy.
On substituting Eq. (2) - Eq. (8) into Eq. (1), we obtain a relationship between the
crack depth and the fractional changes in the ith eigenvalue as follows:
i
2
a
S ik k (10)
i H i
0.25 t (1 2 ) F 2 H 4 I 1 (11)
in which (ak H )i is the dimensionless crack size at the kth location defined in the ith
mode and is a constant value depending on beam dimensions, crack types, and
Poisson’s ratio. Equation (10) can be solved to estimate crack sizes if the quantities
7
2.2 Crack-Location Methodology
elements and N nodes, the damage inflicted at predefined locations may be predicted
F
j 1
ij j Zi (12)
in which j ( 1 j 0 ) is the measure of damage inflicted at the jth location (i.e., the
fractional reduction in jth stiffness parameter). The term Z i is the fractional change in
the ith eigenvalue and (by neglecting changes in mass due to damage) is given by
Z i i2 i2 (13)
where i2 ( i*2 i2 ) is the change in the ith damped natural frequency before and
after damage. If NM modes are measured, Eq. (12) provides NM equations. The term
Fij is the modal sensitivity of the ith modal stiffness with respect to the jth element:
Fij K ij K i (14)
jth element to the ith modal stiffness ( K ij Ti C j i ) where i is the ith modal
vector, C is the system stiffness matrix for the structure, and C j is the contribution
locate and size damage in the system. However, the inverse solution to determine the
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j is possible only if the number of damage parameters is close to the number of
modes (i.e., NE NM ) (Stubbs and Kim, 1996). In the case when NE NM , the
(1990) proposed a sensitivity ratio concept based on earlier works presented by Cawley
rewritten for any two modes m and n ( m n ), respectively. On dividing Eq. (12)
Zm
F
j 1
mj j
Fm1 1 Fm 2 2 Fmq q FmNE NE
(15)
NE
Fn1 1 Fn 2 2 Fnq q FnNE NE
F
Zn
nj j
j 1
Z m Fmq
(16)
Zn Fnq
in which Z m Z n is the measured ratio of the fractional changes in frequency for two
modes, m and n. Also, Fmq Fnq is the ratio of the theoretically or numerically
derived sensitivities for those modes and the element q. Thus the damage inflicted at
location, q, exists when the L.H.S of Eq. (16) equals to the R.H.S.
For all measured NM modes, summing the denominators of both sides of Eq. (16)
leads to
9
Zm Fmq
NM
NM
(17)
Z
k 1
k F
k 1
kq
Equation (17) is true only if element q is damaged. Thus we introduce an error index
where eiq represents localization error for the ith mode and the qth location, and
eiq 0 indicates that the damage is located at qth location using the ith modal
information. To account for all available modes we form a single damage indicator (DI)
1 2
NM
DI q eiq2 (19)
i 1
3. EXPERIMENTAL VERIFICATION
The crack detection model will be validated using comprehensive experimental data
collection provided by Silva and Gomes (1990). Those researchers performed extensive
sets of modal analysis experiments on free-free uniform beams with the goal of
providing objective data to validate proposed techniques for damage detection. Test
specimens were steel beams with 0.032-m x 0.016-m rectangular cross-section and
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0.72-m long. The corresponding material properties were: E 206 GPa , 0.29 ,
and 7650 kg / m 3 .
Here the results of 32 separate experiments reported by Silva and Gomes (1990) are
utilized. Sixteen of the experiments were performed on undamaged beams and sixteen
utilized for the experiments. The first four bending frequencies were measured for each
of 16 undamaged free-free beams. Then a cut was introduced into each beam and the
same four bending frequencies were measured. The crack in each beam was simulated
by a cut normal to the beams’ longitudinal axis, with a controlled depth (as listed in
Table 1). The thickness of the cut was carefully defined taking into account that both
sides of the crack were not supposed to make contact during the dynamic bending of the
beam.
Table 1 presents the total 16 damage scenarios that include four different crack-
locations and four crack-depth levels at each location. The two sets of bending
frequencies measured before and after the damage episodes are listed in Table 1.
For crack detection, the free-free beam was modeled as an Euler-Bernoulli beam.
For analysis purposes, we divided the 72-cm beam into 72 elements of equal size. Each
element then becomes a potential damage location with a length of 1-cm or 1.38 percent
(i.e., 1/72 x 100) of the beam span. The crack detection task was performed in five steps.
In the first step, a theoretical modal analysis was performed and the system
identification technique proposed by Kim and Stubbs (1995) was used to identify a set
of baseline modal parameters for the beam. The average frequencies of the sixteen
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undamaged beams and the generated frequencies of an identified baseline model are
listed in Table 2. Note that the coefficients of variation (COVs) are less than 0.01 for all
modes.
In the second step, the modal sensitivities, Fij , (i.e., the equivalent expression of Eq.
(14)) of mode i and element j (between two locations x j and x j 1 ) were computed
using
x j 1 dx l
Fij EI { i( x)}2 ; K i EI { i( x)}2 dx (20)
xj Ki 0
The flexural rigidity EI is assumed constant over the span of the beam. The
curvatures of the mode shapes were generated at the 73 nodes of the DDM. The
nodes 1-73 were generated from the baseline model; 2) a modal displacement function
(x) was generated for the entire beam using a third-order interpolation spline
function; and 3) the curvatures (i.e., (x) ) were determined at the 73 nodes. Since four
measured frequencies are available, the sensitivities are defined for 4 modes and 72
elements. Fig. 3 shows the modal sensitivities of the test beam that were computed
In the third step, potential crack locations were predicted. The fractional changes in
frequencies (i.e., Eq. (15)) were computed using the measured frequency results listed in
Table 1. By assuming that EI is constant over the beam span, the sensitivity ratio (i.e.,
the right-hand side of Eq. (17)) for an element q for any two modes m and n is given by
{ } dx { ( x)} dx
2 l
2
Fmq m n
q 0
(21)
{ } dx { ( x)} dx
2 l
Fnq n
2
q m
0
Next, localization errors were computed using Eq. (18) for 4 modes and 72 locations
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(i.e., e1 j , e2 j , e3 j , and e4 j , j 1,72 ) by implementing the sensitivity ratios and the
fractional changes in frequencies. For example, error indices are plotted in Figs. 4-7
for the following four cases: Crack Case 2 ( a h 0.125 and x L 0.125 ), Crack Case
Crack Case 14 ( a h 0.125 and x L 0.5 ). Note for each case along the x-
coordinate that each point where error equals to zero indicates that a crack is located at
that location. Finally, we computed the damage index (i.e., given by Eq. (19)) to
decide potential crack locations. Damage indices are plotted in Figs. 8-11 for Crack
Cases 2, 6, 10, and 14, respectively. Note for each crack case that because of the
symmetry of the test arrangement, two symmetrical predictions are always made thus
one location is false-alarmed. If the test specimen was a cantilever beam, this ambiguity
would not occur. The crack localization results for all the sixteen damage cases are
summarized in Table 3.
In the fourth step, the crack size at each predicted location was estimated by using
the crack size model (i.e., the equivalent expression of Eq. (10)). Assuming a crack is
by
ak i
(22)
H i S ik i
( ( x j x j 1 ) / 2 ) by using the ith modal data. As stated previously, the vertical crack-
depth of the opening fracture mode is our primary attention. The modal sensitivity of
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mode i and location k was computed using Eq. (20). The constant was obtained
from Eq. (11) by implementing H 0.032m , L 0.72m , Poisson’s ratio of 0.29, and
the geometrical factor F 1.12 (i.e., an approximate value of Eq. (5) for a small edge-
crack). The fractional changes in the eigenvalues were computed from Eq. (15) by
implementing the measured frequencies listed in Table 1. The crack sizing results for
The accuracy of the crack localization and sizing scheme presented here is evaluated
by measuring the so-called localization error and the so-called size error. The
localization error le, which represents the metrical difference between real crack
in which x is the spacing between the inflicted and predicted location and L is the
reference span. Also, the size error se, which represents the difference between the real
depth.
For each crack case, the localization error was measured by Eq. (23). A comparison
between the inflicted and the predicted localization of the crack is plotted in Fig. 12 and
the results are also summarized in Table 3. The minimum localization error is 0.1
percent. This result indicates that the predicted location falls within less than 0.1-cm
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of the correct location in the test beam (note that L = 72-cm). The maximum location
error is 4.8 percent (damage case 16). That is, the predicted crack is 3.4-cm away from
the correct location in the test beam. The average localization error is 1.3 percent. By
excluding Damage Case 16 that exceeds two standard deviations, the localization errors
The size error was evaluated using Eq. (24). A comparison between the inflicted and
predicted crack sizes is plotted in Fig. 13 and the results are also summarized in Table 3.
The size errors range from 1.1 percent to 24.4 percent. For example, a one-percent size
average size-error is 8.6 percent. By excluding Damage Case 16 which exceeds two
standard deviations, size errors range from 1.1 percent to 13.1 percent.
4. DISCUSSION OF RESULTS
On the basis of the results presented here several fundamental questions are
anticipated. The first question that may be raised is: “How do the number of natural
answer to this question follows directly from a study of Figs. 4 to 7. First keep in
mind that the location of damage for a given mode is given by Eq. (18). Potential
Damage exist if eij=0 or eij is a minimum. Suppose that only one frequency is
measured and take Damage Case 2, Fig. 4, to illustrate the argument. From Fig. 4, if
only the first mode is available, damage exist at approximately x/L=0.125 and
If the second mode above was used, the criteria in Eq. (18) and Eq. (19) would
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predict that damage existed at x/L=0.125, x/L0.438, x/L=0.563, and x/L=0.875.
However, if the first mode and the second mode were used simultaneously, Eq. (19)
would only predict damage at x/L=0.125 and x/L=0.875. Thus, it appears that the
identification process.
The second question that may be raised is: “Is it possible to determine the location
and size of a crack using two or three natural frequencies?” From the above discussion,
the determination of the location from two or more frequencies is affirmative. From Eq.
The third question that may be raised is: “Can the proposed method be applied for
the detection of multiple cracks in a beam?” The answer is affirmative because there
is no reason why the patterns produced in Figs. 4-7 would not replicate for cases of
multiple cracks.
The fourth questions that may be raised is: “What is the smallest crack that can be
detected using this methodology?” The answer to this question lies not in the
instrumentation is in the order of 0.03 Hz. This field capability defines the limits of
The fifth question to be raised is: “How do measurement errors influence the results
the results of the proposed method. Errors in the measured natural frequencies will
The sixth question is: “What is the difference between this work and previous works
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on damage detection?” As stated in the introduction of this work, there exist few
Level III damage detection methods (i.e., detect, locate, and size damage). Six damage
detection methods that are frequently cited in the literature and that have been utilized
independently of the original authors include the frequency ratio method (Cawley and
Adams, 1979), the S-0 method (Stubbs and Osegueda, 1990), the damage index method
(Stubbs et al., 1992), the mode shape curvature method (Pandey, 1991), the change in
flexibility method (Pandey and Biswas, 1997), the change in uniform flexibility mode
shape curvature method (Zhang and Aktan, 1995) and the change in stiffness method
(Zimmerman and Kasuk, 1994). The method proposed adds to the list of Level III
methods that have been corroborated using experimental data. There are several major
differences between the method presented here and the methods cited above. First,
although in concept the localization method proposed here is similar to the method
proposed by Cawley and Adams (1979), the approach proposed here is based on a
method (Stubbs and Osegueda, 1990) requires the solution of a system of linear
equation that is rank deficient when the number of measured modes (NM) are less than
the number of damage locations (NE). In the method proposed here this situation does
not exist. Third, compared to the other methods cited above, the method proposed
here uses only measured frequency information. Experimental mode shapes are not
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5. SUMMARY AND CONCLUSIONS
This paper presented a methodology to nondestructively locate and estimate the size
of a crack in structures for which only a few natural frequencies are available. The
proposed methodology was presented in two parts. The first part of the paper outlined a
theory of crack detection that yielded information on the location and size of crack
directly from changes in frequencies of the structures. A crack location model and a
crack size estimation model were formulated by relating fractional changes in modal
energy to changes in natural frequencies. The second part of the paper demonstrated the
feasibility of the crack detection scheme by accurately locating and sizing cracks in test
beams for which four natural frequencies were available for several damage scenarios.
By applying the approach to the test beam, it was observed that the crack can be
observed that the size of crack can be estimated with a relatively small size error (8.1%).
We conclude that it is possible to localize a crack and estimate the crack size in a beam-
type structure with knowledge of the natural frequencies measured before and after
damage of only a few of the lower modes. Research to improve the crack detection
algorithm presented is continuing along three lines of inquires. First, we are developing
algorithms to more accurately estimate the size of damage. Second, we are extending
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REFERENCES
Cawley, P., and Adams, R. D., The Location of Defects in Structures from
Measurements of Natural Frequencies, J. Strain Anal., Vol. 14, No. 2, pp. 49-57, 1979.
Chance, J., Tomlinson, G. R., and Worden, K., A Simplified Approach to the Numerical
and Experimental Modeling of the Dynamics of a Cracked Beam, Proc. of the 12th Int.
Modal Analysis Conference, Honolulu, Hawaii, Vol. 1, 778-785, 1994.
Crohas, H., and Lepert, P., Damage Detection Monitoring Method for Offshore
Platforms Is Field Tested, Oil and Gas J., Vol. 80, No. 8, 1982.
Gounaris, G., and Dimarogonas, A.D., A Finite Element of A Cracked Prismatic Beam
for Structural Analysis, Computers & Structures, Vol. 28, No. 3, pp. 309-313, 1988.
Kaouk, M., and Zimmerman, D. C., Structural Damage Assessment Using a Generalized
Minimum Rank Perturbation Theory, AIAA J., Vol. 32, No. 4, pp. 836-842, 1994.
Kim, J. T., and Stubbs, N., Model Uncertainty and Damage Detection Accuracy in
Plate-Girder Bridges, Journal of Structural Engineering, ASCE, Vol. 121, No. 10, pp.
1409-1417, 1995.
Pandey, A. K., Biswas, M., and Samman, M. M., Damage Detection from Changes in
Curvature Mode Shapes, J. Sound and Vibration, Vol. 145, No. 2, pp. 321-332, 1991.
Ricos, P.F., Aspragathos, N., and Dimarogonas, A.D., Identification of Crack Location
19
and Magnitude in a Cantilever Beam from the Vibration Modes, Journal of Sound and
Vibration, Vol. 138, No. 3, pp. 381-388, 1990.
Silva, j. M., and Gomes, A. J. L., Experimental Dynamic Analysis of Cracked Free-Free
Beams, Experimental Mechanics, Vol. 20, No. 3, pp. 20-25, 1990.
Stubbs, N., and Osegueda, R., Global Nondestructive Damage Evaluation in Solids, Int
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Stubbs, N., Kim, J.T., and Topole, K., The Effect of Model Uncertainty on the Accuracy
of Global Nondestructive Damage Detection in Structures, Computational Stochastic
Mechanics, eds. P.D. Spanos and C.A. Brebbia, Elsevier Applied Science, London, pp.
125-136, 1991.
Stubbs, N., and Kim, J. T., Damage Localization in Structures Without Baseline Modal
Parameters, AIAA J., Vol. 34, No. 8, pp. 1644-1649, 1996.
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Structural Damage, Computers and Structures, Vol. 42, No. 4, pp. 649-659, 1992.
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Table 1. Damage Scenarios and Resonance Frequencies (Hz) of Free-Free Beams
(Silva and Gomez, 1990)
Frequency (Hz)
Crack Inflicted Crack Mode 1 Mode 2 Mode 3 Mode 4
Case Loc(x/L) Size(a/H) Initial Cracked Initial Cracked Initial Cracked Initial Cracked
1 0.125 0.125 315.9 316.0 860.2 859.4 1654.5 1649.0 2668.0 2653.0
2 0.125 0.25 316.3 316.1 862.6 857.8 1659.0 1632.5 2674.0 2608.0
3 0.125 0.375 317.6 316.6 864.6 851.4 1663.0 1593.5 2682.0 2520.0
4 0.125 0.5 314.7 313.0 856.8 826.6 1647.0 1515.0 2657.0 2378.0
5 0.25 0.125 316.8 315.9 861.6 855.2 1657.5 1647.5 2673.0 2665.0
6 0.25 0.25 317.7 314.1 864.4 840.6 1662.0 1626.5 2676.0 2666.0
7 0.25 0.375 317.8 308.8 864.8 805.2 1662.5 1580.5 2675.0 2660.0
8 0.25 0.5 323.8 305.4 878.8 870.4 1689.5 1534.0 2721.0 2685.0
9 0.375 0.125 313.5 311.7 855.0 853.8 1646.0 1646.5 2657.0 2652.0
10 0.375 0.25 315.4 307.1 858.6 842.4 1653.0 1651.5 2665.0 2604.0
11 0.375 0.375 316.6 296.2 862.4 825.0 1659.5 1655.5 2675.0 2532.0
12 0.375 0.5 328.8 279.0 873.4 805.2 1679.5 1672.0 2707.0 2439.0
13 0.5 0.125 316.7 313.0 862.8 863.2 1658.0 1645.5 2675.0 2676.0
14 0.5 0.25 315.6 303.0 859.4 859.8 1652.0 1606.5 2667.0 2665.0
15 0.5 0.375 317.8 291.5 865.8 866.0 1664.5 1574.0 2687.0 2683.0
16 0.5 0.5 320.6 265.1 873.0 873.2 1678.0 1498.0 2701.0 2701.0
21
Table 2. Comparison of Frequencies: Undamaged Beams Vs Baseline Model
22
Table 3. Crack Prediction and Accuracy Assessment Results of Test Beams
23
Captions of Figures
Fig. 5. Localization Error Indices for Individual Modes for Crack Case 6
Fig. 6. Localization Error Indices for Individual Modes for Crack Case 10
Fig. 7. Localization Error Indices for Individual Modes for Crack Case 14
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Experimental Crack Localization
MODAL Modal Parameters - Natural Model
TESTING Frequencies
- Mode Shapes Predicted Crack Location(s)
- Model
FE MODEL Baseline Modal Parameters Crack Detection
OF Parameters . Model
STRUCTURE
Geometric Crack Size(s)
25
t
X H
a a
Y L
26
Fig. 3. Modal Sensitivities of Free-Free Beam
27
Fig. 4. Localization Error Indices for Individual Modes for Crack Case 2
28
Fig. 5. Localization Error Indices for Individual Modes for Crack Case 6
29
Fig. 6. Localization Error Indices for Individual Modes for Crack Case 10
30
Fig. 7. Localization Error Indices for Individual Modes for Crack Case 14
31
Fig. 8. Crack Localization Results of Crack Case 2
32
Fig. 9. Crack Localization Results of Crack Case 6
33
Fig. 10. Crack Localization Results of Crack Case 10
34
Fig. 11. Crack Localization Results of Crack Case 14
35
Fig. 12. Comparison of Inflicted Crack Location and Predicted Crack Location
36
Fig. 13. Comparison of Inflicted Crack-Depth and Predicted Crack-Depth
37