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Application For Transmission of Shares / Debentures

This document is an application for transmission of shares or debentures held by a deceased person. The applicant provides their name and address and details of the deceased shareholder. They must submit documents including the original share certificates, death certificate of the deceased, probate or succession certificate, indemnity bond, affidavit, proof of identification, and no objection certificates from other legal heirs. The applicant requests that the shares be transmitted to their name and their details entered in the company register. Notes provide guidance on correctly filling out the application and required supporting documents to avoid delays.

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CS VIJAY THAKUR
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384 views2 pages

Application For Transmission of Shares / Debentures

This document is an application for transmission of shares or debentures held by a deceased person. The applicant provides their name and address and details of the deceased shareholder. They must submit documents including the original share certificates, death certificate of the deceased, probate or succession certificate, indemnity bond, affidavit, proof of identification, and no objection certificates from other legal heirs. The applicant requests that the shares be transmitted to their name and their details entered in the company register. Notes provide guidance on correctly filling out the application and required supporting documents to avoid delays.

Uploaded by

CS VIJAY THAKUR
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOC, PDF, TXT or read online on Scribd
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APPLICATION FOR TRANSMISSION OF SHARES / DEBENTURES

(Please fill this application carefully after reading the notes mentioned below the application to avoid rejecctions)

To,
The Company Secretary, Photograph of legal heirs
(Name of the Company)
Address of the Company

Dear Sir,

I/We, (name of the applicant), an Indian Inhabitant / NRI presently residing at (address of each applicant ) am/are
applying for transmission of the shares / debentures held in the name of (name of the deceased). (name of the deceased)
expired on (date of expiry) at (place of death). The deceased was holding ___ equity shares / debentures of the following
description

Folio No. Certificate Nos. Distinctive Nos.Shares / Debentures covered in each certificate

I/We am/are the (Nominee / Legal heir(s) / Successors / Executor(s) of the Will OR Administrators of the Estate of the
deceased. The following are particular of Applicant(s) :

Sr. Name & Address of the Applicant(s) Age Relation with the deceased
1.
2.
3.
*The Hon’ble Court has granted me/us Probate of the Will / Letters of Administration / Succession Certificate on the (date of
the order).

OR

In the absence of probate of the will / letters of administration / succession certificate, I/we are furnishing indemnity bond
and affidavit thereof for transmission.

Note :- * is not applicable to nominee

My/Our specimen signature(s) is/are as below:

[Signature of the Applicant(s)]

I/We hereby submit the following documents to support my/our claim for transmission of shares / debentures held by the
deceased:
1. Original Share / Debenture Certificates for the entire holding.
2. Death certificate of the deceased in original / Attested.
3. Duly attested/Notarised photocopy of Court certified copy of the Probate of the Will /Succession Certificate.
4. Indemnity Bond / Surety form duly attested and affirmed by Notary on Non-Judicial Stamp Paper (NJS) of Rs. 200/-
or duly Franked.
5. Affidavit on NJS of Rs.100/- or duly Franked and has to be duly attested and affirmed by Notary.
6. No Objection Certificate from each legal heirs (Those who do not want to claim the shares / debentures).
7. Proof of my/our identification.

I/We hereby request you to transmit the shares / debentures covered under Folio No. ______ standing in the name of the
deceased in my/our name and enter my/our name(s) in the Register of Members of the Company.

LIIPL/Transmission/App Form/Version No. 1.1 14/08/2014 Page 1 of 2


Date: Signature of the Applicant(s)

1.
2.
3.
Name and address of the witness Signature of the witness

1. 1.

2. 2.

NOTES:
1. The Application should be typed.
2. Shares / debentures can be transmitted to the maximum of three legal heirs only.
3. Please fill up the details as per the documents you are annexing. Please do not just type this format as it is.
4. If the applicant is/are illiterate, his/her/their thumb impression must be attested by a Magistrate or Notary Public under
the seal of his office.
5. The Applicants should fill this form in the order in which their names should appear in the certificate.
6. The Death Certificate of the deceased share / debenture holder, if not annexed in original should be duly attested either
by S.E.O. or any Gazetted Officer
7. N.O.C. should be in declaration form duly affirmed by the S.E.O or Notary Public and the same should be given by
each legal heir individually.
8. Proof of identification and Signature attestation has to be provided for each applicant separately.
9. Applicant is required to provide PAN card as an identification proof and copy of latest Electricity Bill or Telephone
Bill or Gas Bills (not more than 3 months old), or Passport, duly attested by S.E.O or Notary Public as proof of address.
10. Kindly provide a letter from the Bank Manager where you have an account, identifying you and verifying your
signature along with your account details.
11. Kindly note furnishing mere photo copies of the documents mentioned above will not be accepted.
12. Please annex all the documents as required along with application to avoid delay in transmission process.

LIIPL/Transmission/App Form/Version No. 1.1 14/08/2014 Page 2 of 2

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