Internalism and Externalism PDF
Internalism and Externalism PDF
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BY EVANSIMPSON
? The Editorsof ThePhilosophical i999. Publishedby BlackwellPublishers,o18 Cowley Road, Oxford ox4 IJF,UK, and 350
Quarterly,
Main Street, Malden, OIA02148, USA.
Are there any beliefs of this kind? Yes, and there are moral beliefs among
them. Both points are readily evident as long as affective states are not
assumed to be fundamentally non-cognitive. One of the most interesting
? The Editorsof ThePhilosophical
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Dreier, 'Internalism and Speaker Relativism', Ethics,IOI(I990), pp. 6-26, at pp. I2-I3.
5'J.C.L.
Stevenson, Factsand Values:Studiesin EthicalAnalysis(Yale UP, I963), pp. 17, 23, 29.
6 D.
Wiggins, 'A Sensible Subjectivism?', in Needs, Values,Truth:Essays in the Philosophyof
Value(Oxford: Blackwell, 1987), p. I99.
distressing emotion rather than to cause your pain to stop. The evil of
suffering is tied to pity as danger is tied to fear, so that to identify suffering as
evil normally motivates, though sometimes one may harden one's heart
against it. This inherent tendency is not consistent with an externalist
account on which my moral belief that people ought not to suffer leads me
to act when conjoined with the contingent fact of sympathy. The problem is
that I would not have the moral belief at all if I did not sometimes feel the
pity that includes the perception that someone is suffering miserably. But it
is not consistent with an internalist account either, since I can have this be-
lief and not care to help. It is only that I cannot both have beliefs of this kind
and never care to help.
This view might be taken to share much the same error as the internalist
thesis that it is impossible to hold certain beliefs without being motivated to
act on them. Thus one instance of my view is that, necessarily, on occasions
of perceiving that something is threatening to me, I am sometimes
motivated to escape it: it cannot be that I believe myself endangered but am
never motivated. However, it seems easy to imagine Stoics who have trained
themselves to have no concern for the harms that come to them. They
would hardly agree with my claim that 'nothing would constitute a danger if
we were not sometimes concerned in this way', for the point of their
reflection is to escape the disturbing impulses previously caused by recog-
nizing harm. But this case presents no serious difficulty, for our Stoics are
people who were once motivated by fear of harm. Having now subdued
their emotions, they can still be said to understand the concept of danger,
and it remains true that to perceive that something is dangerous is, in the
standard logical sense, sometimes to be appropriately motivated. Some such
background is needed in order to understand someone who sincerely claims
to believe that something is dangerous but displays complete equanimity
when confronted by it.
This background has been described by psychologists who study the
effects of brain damage on emotion. Persons whose intelligence seems unim-
paired, who are not lacking in social knowledge and have a normal capacity
for attention and memory, may become dispassionate spectators insensitive
to displays of 'buildings collapsing in earthquakes, houses burning, people
injured in gory accidents or about to drown in floods'. One patient reported
'without equivocation that his own feelings had changed from before his
illness. He could sense how topics that once had evoked a strong emotion no
? The Editorsof ThePhilosophical 1999
Quarterl,,
pain and suffering does not; but judgements about suffering possess the
features necessary for ensuring that motivation sometimes occurs. This is
not quite to insist that beliefs sometimes motivate. To say that beliefs
motivate or include motives is acceptable shorthand for the more complex
idea that being able to formulate an emotional belief entails sometimes
being motivated to achieve the purpose characteristic of the emotion in
question. It is not to say, with internalists, that the belief may motivate in the
absence of the emotion, nor is it to say, with externalists, that the belief
motivates only when conjoined with factors logically independent of it.
Externalism thrives in discussions limited to 'thin' moral considerations
such as goodness and obligation, but the subtler vocabulary of emotional
belief permits ambiguities between pain and suffering, injury and danger, to
be displayed, and the active role of emotional belief to be identified. As I
have suggested, externalism is also analytically adequate when action is
motivated by sympathetic feelings that attach contingently to the moral
belief that pain should be alleviated; but this sympathy is to be distinguished
from the pity that has a belief about suffering as an integral part. External-
ism is again plausible in accounts of conventional moral practices: having
made a promise, one is under an obligation, but may have no desire to keep
it. However, such special obligations are generally recognized as being
amenable to prudential analysis: promising, as Hume said, is part of the
'interested commerce of mankind'. Whoever makes a promise 'is immedi-
ately bound by his interest to execute his engagements, and must never
expect to be trusted any more, if he refuse to perform what he promis'd'
(TreatiseiI ii 5). It is notable that trust is here conflated with reliance, which
can be warranted by knowledge of a person's dependable habits or
prudential motives that are compatible with ill will.9 The desire to be relied
upon can thus be satisfied by a calculating person. By contrast, the desire to
be trusted is characteristic of conscientious persons who are motivated
to keep their promises even if it goes against their interest to do so. Being
trustworthyrather than merely reliable, they lack ulterior motives. They are
also capable of recognizing that others may be similarly motivated, and thus
have the capacity to trust others whom they believe to be of good character,
in a way merely reliable persons do not. It is unclear how an externalist ac-
count could accommodate trust of this kind, whereas on the dependency
account it is an affective-cognitive state which explains how the acceptance
of an obligation can motivate morally rather than prudentially.
This concludes my defence of a dependency thesis which identifies a
middle ground between internalism and externalism; but I should add that
9 Cf. A. Baier, 'Trust and Antitrust', Ethics,96 (1986), pp. 23I-60, at p. 234.
this middle ground is wider than a single theory. I can offer any who yet
remain unconvinced a weaker thesis which still occupies an intermediate
position. In contrast with my view that merely understanding the concept of
danger entails sometimes being concerned for security, there is another
possible view, that having first-person beliefs about danger, believing that
one is personally threatened, entails that one must sometimes be concerned.
Some of the affectless agents who loomed as counter-examples for my
stronger thesis do not threaten this view: even if they have never felt
endangered, they may understand that, necessarily, agents who believe
themselves to be in a dangerous situation are sometimes motivated to escape
it. Since almost everyone has first-person beliefs about danger, this weaker
dependency thesis applies to almost everyone; but, for the reasons already
given, it does not represent either of the standard views. The weaker thesis
also mitigates the problem of conceding to externalism the possibility that
some people might never be motivated by certain moral beliefs. Rare indi-
viduals may understand the concept of suffering, for example, without ever
being motivated to help relieve it. They may believe that no such duty
ever applies to them, as those who merely rely upon others feel bound only
by requirements of prudence. It will require more subtle enquiry to de-
termine whether they have none the less mastered the concept of suffering,
so that the contest between weak and strong dependency has still to be
decided. But it does not have to be decided in order to reject both internal-
ism and externalism.
Brink (pp. 45, 49) complains that internalism may make moral theories
hostage to agents' desires: if, thinking as internalists, we believe that people
are morally obliged to do something but find that some people have no
desire to do it, then our beliefs about their obligations need revision. A
dependency view lacks this implication, because its less stringent logical
requirement makes emotional beliefs subject to refinement, correction and
occasional rejection on grounds other than agents' desires. Good judgement
is demonstrated when emotions survive examination, just as an empirical
claim is demonstrated when observation adequately confirms it. To be
capable of fear is to have a place for danger in one's conception of the world
and to be in a position to assert that there are dangerous things; but which
things are really dangerous can be reflectively considered. A child who fears
going to the doctor may later see that nothing fearful happens there, so that
the emotional belief was misplaced. The child's parent, who at first finds the
C The Editorsof Tle Philosophical
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child's mental pain an object of pity, may lose patience if the child does not
learn this lesson soon enough but rather, in the parent's judgement, suffers
without good reason. In these simple cases, we have obvious examples of
acceptable tests of appropriatenessthat are readily available.
Accepting such tests again displays an important but incomplete agree-
ment between the internalist and dependency accounts of belief and
motivation. In both cases it is reasonable to insist that in matters of moral
judgement there is nothing more fundamental than genuinely possible
human sentiments (cf. Wiggins p. I88). Nevertheless emotional beliefs re-
main free from subjection to agents' desires, in virtue of their capacity to
shape the second-order desires that have desires as their objects, including
desires not to have certain desires. My belief that routine pain does not
justify pity may lead me to want to be free of the desires typical of senti-
mental people. Caution should be observed here, however. To specify some
desires as undesirable is to offer beliefs which belong to one's conception of
the good, but I hesitate to elaborate these formal points into a strictly
internalist theory of the good. It is a plausible thesis that something can be
good for a person only if that person cares about it or would care about it in
appropriate circumstances,'?but if the tendency to this motivational engage-
ment is construed along the lines of the dispositional internalism I criticized
earlier, it is subject to a similar failure of explanation. Why may one not fail
to care about one's good, just as one may be unmoved by evil? The
possibility can be acknowledged without accepting that one can be radically
mistaken about one's good, by recognizing that the logical connection with
motivation falls short of necessitation. Because beliefs about one's good
share the emotional conditions of understanding evils, one cannot always be
unconcerned about it. This thesis displays the pattern of logical dependency,
suggesting that an acceptable theory of the good must include its own
compromise between internalism and externalism.
I have not claimed that my account of logical dependency provides the only
intermediate position available between internalism and externalism. It is
part of Dancy's view, for example, that there are 'intrinsically motivating'
beliefs with the properties needed for defining an alternative position and
making the standard dichotomy questionable. Unlike 'essentially motivating'
states, intrinsicallymotivating beliefs 'can be present without motivating, but
... when they do motivate [they] do so in their own right' (MoralReasons
p. 24). These beliefs may on occasion be deprived of their normal motiva-
tional force, but when they possess that force, it is built into them. However,
as formulated by Dancy, this position is difficult to distinguish from
dispositional internalism, which leaves open the possibility that one could
have personal moral beliefs that never motivate because defeating condi-
tions are always present. Dreier's objection then applies. A particular virtue
of a dependency account is that it blocks this, and thereby preserves the
essential point that a satisfactory intermediate position can be defined.
There is reason to worry that any weaker account of relationships between
beliefs and motives leads down the slippery slope towards externalism, as a
stronger modal connection slides into internalism. The primary alternative
to a logical or semantic relationship between moral beliefs and motives is a
strong and deep, but contingent, connection between judgement and
concern. No such connection satisfies the internalists' view of practical
reasoning.
Dancy's view might alternatively be compared with the weaker depend-
ency view outlined above. It accepts that one may retaina moral belief
without retaining the original motivation, making it only a small further step
to acknowledging that one may acquiresuch a belief without having any mot-
ivation to act (cf. Mele p. 749). In this case the belief might never become
motivating, but the weaker view allows this for all except first-personbeliefs.
However, two problems remain. Dancy's view is not precisely enough
articulated to determine where to place it among possible accounts.
Moreover, while a full examination of contenders for the middle ground
constitutes a further task, the weaker view leaves it unexplained how, in any
? The Editorsof ThePhilosophical
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1999
normal case, one might understand emotional concepts without ever having
the associated concern.
The more comprehensive virtues of the present suggestion are provided
by the details of the plausible philosophical psychology with which it
naturally connects and by the absence of any need to refer to moral facts in
articulating this psychology. The authority of moral belief depends rather
upon a capacity to interpret the world emotionally, which is to say meaning-
fully, consistently, richly and collaboratively. There is therefore no evident
need to be diverted into the epistemological competition between cogni-
tivism and non-cognitivism or the metaphysical competition between
realism and anti-realism which forestall any resolution of the central logical
question of defining the space between internalism and externalism in
ethics.13
MemorialUniversity
ofNewfoundland
13
My thanks are due to Graham Nerlich of the University of Adelaide for discussions of
these issues and very helpful reflections on the views expressed. Thanks as well to Mark
Vorobej of McMaster University, who has given much useful advice, such as including the
distinction between strong and weak dependency. I am also grateful for the institutional
support of McMaster University, where most of the work reported in this paper was done.