On A New Multivariate Sampling Paradigm and A Polyspline Shannon Function
On A New Multivariate Sampling Paradigm and A Polyspline Shannon Function
Abstract
In [9] and [12] we have introduced and studied a new paradigm for car-
dinal interpolation which is related to the theory of multivariate polysplines.
In the present paper we show that this is related to a new sampling para-
digm in the multivariate case, whereas we obtain a Shannon type function
S (x) and the following Shannon type formula:
1 Z
X j
f (r ) = S e r f ej d :
j= 1 Sn 1
This formula relies upon in…nitely many Shannon type formulas for the
exponential splines arising from the radial part of the polyharmonic op-
erator p for …xed p 1.
Acknowledgement. The …rst and the second author have been partially
supported by the Institutes partnership project with the Alexander von
Humboldt Foundation. The …rst has been partially sponsored by the
Greek-Bulgarian bilateral project BGr-17, and the second author by Grant
MTM2006-13000-C03-03 of the D.G.I. of Spain.
1 Introduction
The classical Shannon-Kotelnikov-Whittaker formula represents a function by
means of the following series
1
X sin (t jT )
f (t) = f (jT )
j= 1
(t jT )
1
In the present paper we will consider a multivariate generalization of the
Shannon theory which is based on a semi-orthogonal Wavelet Analysis using
polysplines, and which has been recently developed in [9], [10], [1], [12], [11]. In
the case of what we call ”spherical sampling”our approach provides a formula for
the recovery of a function f from a ”band-limited class P V0 ”by taking its values
over the spheres centered at the origin of Rn and having radii ej for all j 2 Z:
In the second case, of what we call ”parallel sampling” we recover a function f
from a ”band-limited class P V0 ” by taking its values on all hyperplanes in Rn
de…ned by fx1 = jg for j 2 Z:
An interesting feature of our results is that they use essentially all advances in
the one-dimensional sampling theorems for Riesz basis as developed by Gilbert
Walter in his book [22], see also the more recent paper [23].
Assume that the space V0 has the property that for every f 2 V0 with
f (j) = 0 for j 2 Z
2
follows f 0: Then there should exist a basis f j (t)gj2Z of V0 such that a
formula of Shannon type holds, i.e. for every f 2 V0
1
X
f (t) = f (j) j (t) for t 2 R:
j= 1
The problem of …nding the proper conditions on and the basis f j (t)gj2Z has
been resolved by Gilbert Walter, [22]. Below we provide in detail his construc-
tion.
It is well-known that to the Riesz basis f (t j)gj2Z there exists unique
n o
dual Riesz basis e (t j) where duality means
j2Z
D E
(x j) ; e (x `) = j` ; (2)
cf. [21], [22]. Let us assume that the functions and e satisfy the following
asymptotic conditions:
(t) = O jtj
1 "
; e (t) = O jtj 1 "
(3)
as t ! 1; t 2 R;
or, which is equivalent, there exist positive constants C1 > 0 and C2 > 0 such
that for all t 2 R holds
C1
j (t)j 1+"
(1 + jtj)
e (t) C2
1+" :
(1 + jtj)
Then a direct estimate shows that the function
X
q (x; y) = e (x j) (y j) (4)
j2Z
3
The last implies the convergence of the integral
Z
2
jq (x1 ; y)j dy:
R
make sense. In a similar way follows that q (x; y1 ) 2 L2 (R) uniformly for y1
from a compact subset in R:
Thus, from (1) and the representation for the dual basis we obtain the fol-
lowing reproduction property for every f 2 V0 ;
Z
q (x; y) f (y) dy = f (x) ; (5)
Z
q (x; y) f (x) dx = f (y) : (6)
Let us note that by the de…nition it is not clear whether the function q is
symmetric.
Let us remark that from (4) it is obvious that
q (t j; 0) = q (t; j) : (7)
Proposition 1 Let (t) be a scaling function satisfying (3), i.e. (t) and its
dual de…ned by (2) satisfy (t) ; e (t) = O jtj
1 "
as t ! 1 for t 2 R: Let
us de…ne the function by
X
( ) := (j) e i j : (8)
j2Z
( ) 6= 0 for 2 R: (9)
4
3. The following Shannon type formula holds for all f in the space V0 :
X
f (t) = f (j) S0 (t j) for t 2 R: (10)
j2Z
5
h i
and taking F 1 shows …nally that F 1 T1 F e ( j) (t) = q (t j; 0) :
So we have proved that T is a bounded invertible operator, and by a basic
result in [21] (p. 30 ) it follows that the system fq (t; j)gj2Z is a Riesz basis of
V0 :
2. By a theorem in [21] there is a unique Riesz basis Sj (t) which is biorthog-
onal to fq (t j; 0)gj2Z ; i.e.
hq (t j; 0) ; Sk (t)i = jk :
= k j;0
4. For proving (11) we need to apply the Shannon expansion (10) to the
function and to take the Fourier transform.
6
where j are some real constants. For simplicity sake we will denote by the
non-ordered vector of the numbers j
:= [ 1; 2 ; :::; N] ; (13)
S := f : f (t) 2 C N 2
(R) \ C 1 (R n Z) ; fj(j;j+1) 2 UN ; (16)
d
i.e. they are piecewise analytic solutions to the equation L dt f (t) = 0:
We will consider the Wavelet Analysis generated by the B splines arising
d
from the operator L dt which are called sometimes T B splines (cf. [17] –
these are cardinal exponential splines having minimal support). As in the classi-
cal polynomial spline theory there exists up to a factor only one such T B spline,
i.e. a cardinal exponential spline QN [ ] (t) = QN (t) 2 S supported in the in-
terval [0; N ] and satisfying
7
Many important quantities which we will need are de…ned by means of the
T B spline QN (t) :
In the case of the classical polynomial splines Schoenberg introduced the
so–called Euler-Frobenius polynomial. In order to de…ne a generalization of the
Euler-Frobenius polynomials introduced by Schoenberg we will consider
the function (see Corollary 13:24; p. 235 in [9], Micchelli [14])
Z
1 1 exz
AN 1 (x; ) := z
dz; (18)
2 i L (z) e
where the closed contour surrounds all points j 2 but excludes all zeros
xz
of the function eez . If we put
N
Y N
Y
r ( ) := e j
; s ( ) := e j
(19)
j=1 j=1
then we obtain the following representation (see Corollary 13:25 p. 235 in [9])
N 1 ( ) := N 1 (0; ) (21)
Note that the word ”exponential”has nothing to do with the exponential meant
in the present paper, but it is related to the following easy to check property
N 1 (x + 1; ) = N 1 (x; ) : (23)
We have the following important (cf. p. 255; Proposition 13:55 and Theorem
13:56 on p. 256; Corollary 13:57 p. 256 in [9]).
8
2. If the vector is symmetric, i.e. satis…es = ; then
N 1 N
N 1 ; = N 1 ;z for all z 2 C; (25)
2 z 2
In particular, we see that from (23) and (24) the following representation
holds:
N N
N 1 ; = 2
N 1 (0; ) (27)
2
0 1
N 1 N
X
= ( 1) 2 +1
exp @ j
A N 1 ( ):
j
vj vN 1 j =1 for j = 1; 2; :::; N 2:
where D is a non-zero coe¢ cient. By the reality of the zeros vj < 0 it follows
N 2
N
Y2 Y
2
i i i i 1
N 1 e = jDj e vj = jDj e vj e
j=1 j=1
vj
N 2 N 2
2
Y
2
e i
vj Y
2
1 2vj cos + vj2
= jDj = jDj
j=1
jvj j j=1
jvj j
N 2
Y
2
1 2vj + vj2
jDj
j=1
jvj j
=j N 1 (1)j :
9
In a similar way we obtain
N 2
Y2
1 + 2vj + vj2
i
N 1 e jDj
j=1
jvj j
=j N 1 ( 1)j :
A fundamental result in [9] (Theorem 14:6 ) says that for arbitrary non-ordered
vector the system f (t j)gj2Z represents a Riesz basis for the space V0
de…ned by means of the cardinal splines S as
V0 = S \ L2 (R) ; (29)
be b( )
( ) = CS2 h i for 2R (30)
2N 1
e (N ; ei )
0 1
XN
1
with CS = exp @ j
A;
2 j=1
10
Proof. The asymptotic of the function is clear since QN (t) is a com-
pactly supported function, in particular, for every integer m 0 the following
asymptotic holds:
1
(t) = O m for t ! 1:
jtj
Now from
h Lemma
i 5, applied to the vector e and to the corresponding func-
tion 2N 1 e N ; e (whereby we use essentially the symmetry of the vector
i
h i
e ), and from formula (27), it follows that the function 2N 1 e N ; ei is
bounded, namely
h i
j 2N 1 ( 1)j 2N 1
e N ; ei j 2N 1 (1)j for 2 R;
N = 2p: (31)
11
Proposition 7 1. We have the equality
X
( ) := (j) e i j = N 1 [ ] 0; ei for 2 R;
j2Z
( ) 6= 0 for 2 R:
j = k for j = 1; :::; p
k := ; (33)
j =k for j = p + 1; :::; 2p
12
Proposition 8 Let = k be de…ned by (34). Then satis…es the non-zero
condition (9).
AN 1 (0; 1) 6= 0
Hence, in the above cases we may apply the results of G. Walter as presented
in the previous section. By Proposition 1, 5) it follows that there exists a
Shannon-Walter exponential spline S0 2 V0 = S \ L2 (R) such that its
Fourier transform satis…es
b( ) b( )
c0 ( ) =
S = : (35)
( ) i
N 1 [ ] (0; e )
in annular domains, i.e. in annuli Aa;b = fx 2 Rn : a < jxj < bg given by two
numbers a; b > 0: Here
X n
@2
=
j=1
@x2j
13
is the Laplace operator and p is its p-th iterate.
For every integer k 0 we will assume that we are given an orthonormal
basis of the spherical harmonics of homogeneity degree k; which we will denote
ak
as usually by fYk;` (x)g`=1 ; cf. [20], [9]. Thus we have
Z
Yk;`1 ( ) Yk;`2 ( ) d = `1 `2 ;
Sn 1
@2 n 1 @ k (n + k 2)
L(k) := + :
@r2 r @r r2
On the other hand by the change v = log r we obtain another operator Mk;p
satisfying
d d
Lp(k) = e 2pv Mk;p
dr dv
where
pY1
Mk;p (z) := (z k 2j) (z + n + k 2 2j) ;
j=0
cf. [9], Theorem 10:34: Here it is important that unlike Lp(k) drd
the opera-
d
tor Mk;p dv has constant coe¢ cients. Thus we are within the framework of
the exponential polynomials and we may consider exponential splines for the
operator L = Mk;p de…ned by the vector = k = [ 1 ; :::; N ] given by (34).
The following representation for polyharmonic functions in annulus is a fun-
damental result (cf. Theorem 10:39 in [9]):
d
Lp(k) uk;` (r) = 0 for a < r < b:
dr
14
Let us assume that the integer k 0 is …xed.
Further we consider the space of exponential splines generated by the op-
d
erator L = Mk;p dv : We de…ne the space of cardinal exponential splines and
d
the Wavelet Analysis corresponding to the operator L = Mk;p dv as in (29),
namely we put
d
Ve0k = fe 2 L2 (R) : Mk;p fe(v)j(j;j+1) = 0; and fe 2 C p 2
(R) : (38)
dv
Let us recall that in the case of odd dimension n (since there are no repeating
d
frequencies in of (34)) the analytic solutions of Mk;p dv f = 0 are linear
combinations of the exponentials
n op 1
e(k+2j)v ; e( n k+2+2j)v :
j=0
Se0 (v) satis…es a Shannon-type formula, i.e. for every element f 2 Ve0 we
(k) (k)
(k)
3.1 Asymptotic of S0 for k ! 1
d
It is essential to see what is the asymptotic of Se0 (v) and of Se0 ( ) as k ! 1:
(k) (k)
This will be important for the existence and the regularity of the multivariate
Shannon type function.
We assume as above that
for the nonordered vector = k = [ 1 ; :::; N] given by (34) (or (33) below),
and that the non-zero condition (9) holds.
15
By formula (35) we have
d cN ( )
Se0 ( ) =
(k)
i
: (43)
N 1 [ k ] (0; e )
(k)
Lemma 11 The Fourier transform of the Shannon-Walter function S0 and
its Fourier transform satisfy the following asymptotic:
1. uniformly for 2 R
d 1
Se0 ( ) = O
(k)
for k ! 1;
k
Now we will take care of the denominator in (43). We will apply a subtle
estimate of Theorem 11 in the paper [12] (please note the conventions in the
paper, where the size of the vector is numbered through N + 1 and here we
use N ). It says that there exist two constants C1 ; C2 > 0 and an integer k0 1
such that for k k0 holds
C1 C2
jAN 1 (0; )j for j j = 1:
kN 1 kN 1
From relation (20) we obtain
N 1 ( ) = r ( ) AN 1 (0; )
16
Hence, for k ! 1 and for appropriate constant C3 > 0 we have
epk
d ( 2 +k 2 )p 1
Se0 ( )
(k)
C3 epk
= :
k2p 1
k
2. By de…nition we have
Z 1
Se0 (t) =
(k) ck ( ) d ;
ei t S 0
1
(k)
Obviously the results of Lemma 11 hold for the Shannon function S0 (r) :=
Se0
(k)
(log r) in the variable r:
where Zk ( ; ) is the zonal harmonic of degree k, cf. [20]. Let us note that for
every …xed the function S0 (r; ; ) is a polyspline of r , and for every …xed
the function S0 (r; ; ) is a polyspline of r :
We will characterize the smoothness-convergence properties of this series in
terms of Sobolev spaces. Let us recall that the function h de…ned by the series
X
h (x) := hk;` Yk;` ( )
k;`
17
cf. section 7 and section 22 in [19].
S (r; ; ) 2 H s Sn 1
; S (r; ; ) 2 H s Sn 1
where
3
s= n+ "
2
for every number " > 0:
Proof. We know that for some constant C > 0 and for all k 0; and
` = 1; 2; :::; ak holds
n
jYk;` ( )j Ck 2 1 ;
see e.g. [18], [8]. Also, and one has the estimate
ak C1 k n 2
;
Let us note that the radii ej appear in a natural way since by the represen-
tation (37) and Proposition 10 every function u 2 P V0 has coe¢ cients uk;` (r)
satisfying
uk;` 2 V0k ;
where the spaces V0k are those de…ned in (39). Hence, we have the following
decomposition in the sense of L2 metric (cf. [9])
ak
1 M
M
P V0 = V0k
k=0 `=1
18
As we have seen above, the Shannon polyspline kernel (45) is a function in
some Sobolev space H s and might be a distribution in the case of a negative
exponent. Hence, the formulas which we will write will be understood in a
distributional sense. For two functions (distributions) f 2 H s Sn 1 and g 2
H s Sn 1 with expansions
X X
f( )= fk;` Yk;` ( ) ; g( ) = gk;` Yk;` ( ) for 2 Sn 1
k;` k;`
n 1
we have the scalar product on S de…ned by an integral understood in a
distributional sense
Z X
hf; gi := f ( )g( )d = fk;` gk;` :
Sn 1
k;`
Note that the in…nite sum which gives sense to the above integral is absolutely
convergent for f 2 H s Sn 1 and g 2 H s Sn 1 :
In our main Theorem below we will use the spaces P V0 to mimic the one-
dimensional cardinal spline space V0 ; and to formulate an analog to the Shan-
non type formula.
Theorem 13 For every function f 2 P V0 \ C (Rn ) the following Shannon
type formula holds:
X1 Z
r
f (r ) = S0 j ; ; f ej d ;
j= 1
e
Sn 1
where x = r :
We obtain in distributional sense the following equalities, for v = log r;
!
X Z
1
r X1 1 X
X ak
(k)
j j j
S0 j ; ; f e d = S0 re fk` e Yk;` ( )
j= 1 n 1
e j= 1 k=0 `=1
S
0 1
X1 Xak X1
@ (k)
= S0 re j fk` ej Yk;` ( )A
k=0 `=1 j= 1
0 1
X ak
1 X 1
X
Se0
@ (k)
= (v j) fk` ej Yk;` ( )A :
k=0 `=1 j= 1
19
On the other hand since for every k 0 we have fk` (ev ) 2 V0k , by the
Shannon formula in (40) we obtain
0 1
1 X
X ak X1 1 X
X ak
@ e (k)
S0 (v j) fk` e j A
Yk;` ( ) = fk` (ev ) Yk;` ( )
k=0 `=1 j= 1 k=0 `=1
= f (ev )
= f (r )
ff ( ) : 2 Zn g
is the one used in the usual multivariate generalizations of the Shannon type
formula. In Theorem 13 we use though the sampling
fk;` ej : k 0; ` = 1; 2; :::; ak ; j 2 Z
x = (t; y) 2 Rn
t 2 R and y 2 Tn 1
;
n 1 n 1
T := [0; 2 ] :
these are functions which are piecewise polyharmonic on every strip (j; j + 1)
Tny 1 ; for all j 2 Z , and which are 2 periodic in the variables y: The functions
f 2 P V0 permit the representation
X
f (t; y) = f (t) eih ;yi ;
2Zn 1
20
where for every 2 Zn 1
the function f (t) is a solution to the equation
p
d2 2
j j f (t) = 0 for t 2
= Z;
dt2
2
X
2
j j = j:
j
d
V0k := f 2 L2 (R) : Lp(k) f (t)j(j;j+1) = 0; and f 2 C 2p 2
(R) :
dt
Since all basic lemmata have been proved above also for this type of vectors,
we obtain the following Shannon type formula:
f (j) : 2 Zn 1
;j 2 Z :
Finally, an idea for future research might be the error analysis of the Shannon
type formulas of Theorem 13 and Theorem 15.
21
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Corresponding author:
1. Ognyan Kounchev: Institute of Mathematics and Informatics, Bulgarian
Academy of Sciences, 8 Acad. G. Bonchev St., 1113 So…a, Bulgaria
[email protected]; [email protected]
2. Hermann Render: Departamento de Matemáticas y Computación, Uni-
versidad de La Rioja, Edi…cio Vives, Luis de Ulloa s/n., 26004 Logroño, Spain
[email protected]
23