Contract Note - Form AA (Pursuant to Regulation 3.

6)
Contract Note issued by Members acting for constituents as Brokers and Agents

ICICI Securities Limited

MEMBER: BOMBAY STOCK EXCHANGE LIMITED.
(Cash market segment)
Contract Note No. ISEC/201819127/1571026
SEBI REGN. NO.: INB 011286854; CLEARING NO. 103
TRADE DATE : 28-09-2018
SETTLEMENT NO. 201819127 Regd. Off:
ICICI Centre, H. T. Parekh Marg, Churchgate, Mumbai-400 020
SETTLEMENT DATE 03-10-2018 Tel : 022-22882460/70 Fax : 022-66377211

Corp. & Dealing Off:

To,
Shree Sawan Knowledge Park,
DATTATRYA VAIDYA Gr. Floor, Plot No. D-507, TTC Industrial Area, MIDC, Turbhe,
C/2/7 TPS COLONY SHAKTI KUNJ VASAHAT PARALIVAIJNATH Navi Mumbai - 400 705, Maharastra India
Tel :91-22-4070 1000
Fax :91-22-4070 1022
PARLI - 431520
MAHARASHTRA
State Code 27 Principal place of business:
INDIA Icici Securities Limited,, 163 Backbay Reclamation, H. T. Parikh Marg,
Mob No: 9970343263 Churchgate, Mumbai - 400020, Maharashtra

GST Identification No:

Compliance Officer : Mr. Anoop Goyal, Tel No : 022 - 40701000

Email : [email protected]
Email ID for Investor complaint : [email protected]
Website : www.icicidirect.com
Corporate Identification Number (CIN) : L67120MH1995PLC086241

Trading Back Office Code : 8500452801

UCC of Client : 8500452801
TRADING CODE NO : 8500452801
PAN of Client : ADCPV5157E

Sir/Madam,
I/We have this day done by your order and on your account the following transactions:

Order No. Order Time Trade Trade ISIN No Security Buy(B) / Bought Sold Gross Brokerage Net Rate Net Total Remarks
No. Time Sell(S) SignatureQty
Qty Not Verified
Rate / per Unit per Unit (Before
Digitally signed by DS ICICITrade Levies)
SECURITIES LIMITED 1
Date: 2018.09.28 20:22:48 Price
IST
Reason: Digitally Signed (`) (`) (`) (`)
Location: Mumbai

1538107200039068 28-09-2018
15600 14:15 INE550F01023 HAZOOR MULTI PROJECTS LTD. Sell 144 .50 .01 .49 70.56
003 13:34:00

Summary including statutory levies - Total Goods Security

Exchange Transaction SEBI Turnover Net Payable /
Quantity Value Brokerage and Stamp Duty Transaction Tax
and Clearing Charges Charges Receivable
HAZOOR MULTI PROJECTS LTD. Service Tax (STT) (`)

Buy 0 .00 .00 .00 .00 .00 .00 .00 .00

Sell 144 72.00 1.80 .09 .00 .34 1.00 .00 -68.77

Total Payable / Receivable -144 -72.00 1.80 .09 .00 .34 1.00 .00 -68.77

Page 1 of 3
Details of trade-wise levies shall be provided on request.
Transactions mentioned in this contract note shall be governed and subject to the Rules, Bye-laws Pay out Obligation ` 72.00
and Regulations and Circulars of the respective Exchanges on which trades have been executed
and Securities and Exchange Board of India from time to time. The Exchanges provide Complaint Taxable value of supply:^
Resolution, Arbitration and Appellate arbitration facilities at the Regional Arbitration Centres a) Total brokerage ` 1.8000
(RAC). The client may approach its nearest centre, details of which are available on BSE website.
Please visit www.bseindia.com for BSE. b) Exchange Transaction and Clearing Charges ` 0.0920
c) SEBI Turnover Fees ` 0.0001
Total Taxable value of supply (a+b+c) 1.8921
Brokerage Charges
(a)xGST (b+c)xGST

CGST* Rate(9.00%) .16 .01 ` .17

SGST/UTGST* Rate (9.00%) .16 .01 ` .17
IGST* Rate(.00%) .00 .00 ` .00
e) Securities Transaction Tax ** ` 0.0000
f) Stamp Duty ** ` 1.0000
Net amount receivable by Client ` 68.77

Net Amount to be Credited in Bank ` 68.77

# indicates the position is squared off by I-Sec Risk Management System (RMS) due to margin
shortfall.
* CGST - Central GST; SGST - State GST; IGST : Integrated GST; UTGST : Union Territory Tax

^Taxable value of suppy is charges on which GST is applicable.

**ICICI Securities Limited is collecting the Stamp duty and Securities Transaction tax as a pure
agent of the investor and hence the same is not considered in taxable value of supply for
charging GST.

Date 28/09/2018 Yours faithfully,

Place:Mumbai For ICICI Securities Limited.

Authorized Signatories:
Mr.Prasannan Keshavan, Mr.Vishal Gulechha, Mr.Max Menezes, Mr.Ketan
Karkhanis, Mr.Ashit Raja, Mr.Pankaj Shah, Mr.Paulraj Muralidharan, Mr.Srikanth
Nagesh, Mr.Nilesh Naik, Ms.Deepali Thakkar, Mr.Ramakrishna Oruganti

Authorized Signatory,
Trading Member(s) of Bombay Stock Exchange Ltd.
PAN NO: AAACI0996E
GSTIN NO : 27AAACI0996E1ZL
Description of service : Brokerage and related securities and
commodities services including commodity exchange
services
Accounting code of services : 997152

Page 2 of 3
Annexure to Contract Note
Compliance with Fit and Proper requirement, applicable in case of trading in securities of listed Stock Exchanges

19. Eligibility for acquiring or holding shares.

19. (1) No person shall, directly or indirectly, acquire or hold equity shares of a recognized stock exchange or recognized clearing corporation unless he is a fit and proper
person.
(2) Any person who, directly or indirectly, either individually or together with persons acting in concert, acquire equity shares such that his shareholding exceeds two per cent
of the paid up equity share capital of a recognised stock exchange or recognised clearing corporation shall seek approval of the Board within fifteen days of the acquisition.
(3) A person eligible to acquire or hold more than five per cent of the paid up equity share capital under sub-regulation (2) of regulation 17 and sub-regulation (2) of regulation
18 may acquire or holdmore than five per cent of the paid up equity share capital of a recognised stock exchange or a recognised clearing corporation only if he has obtained
prior approval of the Board.
(4) Any person holding more than two per cent of the paid up equity share capital of the recognised stock exchange or the clearing corporation on the date of commencement
of these regulations, shall ensure compliance with this regulation within a period of ninety days from the date of such commencement.
(5) If approval under sub-regulation (2) or (4) is not granted by the Board to any person, such person shall forthwith divest his excess shareholding.
(6) Any person holding more than two per cent of the paid up equity share capital in a recognised stock exchange or a recognised clearing corporation, as the case may be,
shall file a declaration within fifteen days from the end of every financial year to the recognised stock exchange or recognised clearing corporation, as the case may be,
that he complies with the fit and proper criteria provided in these regulations.        

20. Fit and proper criteria.

20. (1) For the purposes of these regulations, a person shall be deemed to be a fit and proper person if—
(a) such person has a general reputation and record of fairness and integrity, including but not limited to—
(i) financial integrity;
(ii) good reputation and character; and
(iii) honesty;
(b) such person has not incurred any of the following disqualifications—
(i) the person, or any of its whole time directors or managing partners, has been convicted by a court for any offence involving moral turpitude or any economic offence or any
offence against the securities laws;
(ii) an order for winding up has been passed against the person;
(iii) the person, or any of its whole time directors or managing partners, has been declared insolvent and has not been discharged;
(iv) an order, restraining, prohibiting or debarring the person, or any of its whole time directors or managing partners, from dealing in securities or from accessing the securities
market, has been passed by the Board or any other regulatory authority, and a period of three years from the date of the expiry of the period specified in the order has not
elapsed;
(v) any other order against the person, or any of its whole time directors or managing partners, which has a bearing on the securities market, has been passed by the Board or
any other regulatory authority, and a period of three years from the date of the order has not elapsed;
(vi) the person has been found to be of unsound mind by a court of competent jurisdiction and the finding is in force; and
(vii)the person is financially not sound.
(2) If any question arises as to whether a person is a fit and proper person, the Board‘s decision on such question shall be final.

Eligibility for acquiring or holding shares in a depository

6B. (1) No person shall, directly or indirectly, acquire or hold equity shares or voting rights of a depository unless he is a fit and proper person.
(2) Any person who, directly or indirectly, either individually or together with persons acting in concert, acquires equity shares such that his shareholding exceeds two percent. of
the paid up equity share capital of a depository, shall seek approval of the Board within fifteen days of the acquisition.
(3) Any person holding more than two per cent. Of the paid up equity share capital of the depository on the date of commencement of the Securities and Exchange Board of India
(Depositories and Participants) (Amendment) Regulations, 2012, shall seek approval of the Board within a period of ninety days from the date of such commencement.
(4) If approval under sub-regulation (2) or (3) is not granted by the Board to any person, such person shall forthwith divest his excess shareholding.
(5) Any person holding more than two per cent. of the paid up equity share capital in a depository shall file a declaration within fifteen days from the end of every financial
year to the depository that he complies with the fit and proper criteria.
(6) Save as otherwise provided in these regulations, the shareholding or voting rights of any person in a depository shall not exceed the limits specified in these regulations at any
point of time.
(7) For determining the shareholding of any person in a depository as specified in these regulations, any instrument held, owned or controlled, directly or indirectly, by him that
entitles him the voting rights or provides for entitlement to voting rights or equity shares or any other rights over equity shares at any future date, shall also be
included.
Criteria for determining a 'fit and proper person'
For the purpose of determining as to whether an applicant or the intermediary is a fit and proper person 'the Board may take account of any consideration as it deems fit,
including but not limited to the following criteria in relation to the applicant or the intermediary, the principal officer [ , the director, the promoter] and the key management
persons by whatever name called –
(a) Integrity, reputation and character;
(b) Absence of convictions and restraint orders;
(c) Competence including financial solvency and networth
(d) Absence of categorization as a wilful defaulter.

Annexure
Statement of Securities Transaction Tax for equity share in a company or a unit of an equity oriented fund

Stock Exchange Bombay Stock Exchange Stock Broker Name ICICI Securities Ltd.
Stock Broker Code 103 (SEBI:INB 011286854) DATTATRYA VAIDYA
Trading Client Name
Trading Client Code 8500452801
Trading Client MAPIN NOT AVAILABLE
Trading Client PAN ADCPV5157E
Contract Note Date 28/09/2018
Contract Note No. ISEC/201819127/1571026

Transaction settled by delivery-Purchase Transaction settled by delivery-Sale Transaction settled other than by delivery
Security TotalSTT (`)
Qty Price (`) Value (`) STT (`) Qty Price (`) Value (`) STT (`) Qty Price (`) Value (`) STT (`)

HAZMED 0 0.0000 0.0000 0.0000 144 0.5000 72.0000 0.0000 0 0.0000 0.0000 0.0000 0.0000

TOTAL (`) 0.00

Securities Transaction Tax (round to the nearest rupee) (`) 0.00

Date : 28-09-2018
Place Mumbai

For ICICI Securities Limited.

Authorised Signatory

This is a digitally signed contract and hence no physical signature is required Page 3 of 3