Uncovering The Relationship Between Whistleblowing and Organizational Identity
Uncovering The Relationship Between Whistleblowing and Organizational Identity
www.emeraldinsight.com/0951-3558.htm
IJPSM
33,1 Uncovering the relationship
between whistleblowing and
organizational identity
94 Some preliminary evidence from Italian
Received 1 February 2019 publicly owned universities
Revised 2 July 2019
17 October 2019
Accepted 1 November 2019
Rocco Palumbo
Department of Management and Law,
University of Rome Tor Vergata, Rome, Italy, and
Rosalba Manna
Department of Management and Quantitative Studies,
University “Parthenope” of Naples, Naples, Italy
Abstract
Purpose – Whistleblowing – i.e. the employees’ decision to report illegal, immoral and/or illegitimate
practices performed by peers, supervisors and/or subordinates – involves a contestation of the existing
organizational power. Therefore, it challenges the whistleblower’s identification with the organization.
Nevertheless, whistleblowing has been rarely related to organizational identity. The purpose of this paper is
to fill this gap, investigating employees’ whistleblowing intentions in the context of higher education.
Design/methodology/approach – A quantitative, exploratory analysis concerning the whistleblowing
episodes that occurred in the whole population of Italian publicly owned universities and higher education
institutions was performed (n ¼ 69). Secondary data about whistleblowing were retrieved from the annual
reports arranged by the supervisor for the prevention of corruption and the promotion of transparency.
Findings – Most of Italian publicly owned higher education institutions did not experience whistleblowing.
Conversely, less than a quarter of the sample reported at least ones whistleblowing procedure. The homogeneity
of organizational identity seemed to discourage the willingness of academic employees to report organizational
wrongdoings. ICT-based and anonymized whistleblowing systems were found to support the propensity of
academics to blow the whistle.
Practical implications – Tailored interventions are needed to address the interplay between organizational
identity and academic employees’ whistleblowing intentions. The culture of silence predominating in
institutions characterized by a hegemonic organizational identity should be overwhelmed. Prevention measures
intended to guarantee the whistleblower’s anonymity through the use of ICT-based platforms are useful to
support the academic employees’ willingness to blow the whistle in case of organizational misconduct.
Originality/value – This is one of the first attempts to investigate the interplay between organizational
identity and whistleblowing in public sector organizations.
Keywords Whistleblowing, Higher education, Organizational identity, Organizational integrity,
Organizational wrongdoings
Paper type Research paper
2. Conceptual background
2.1 An overview of organizational identity
In spite of the abundance of conceptual and empirical studies dealing with organizational
identity, it is not easy to understand what is meant by this construct. Scholars and
practitioners embraced heterogeneous perspectives to unfold organizational identity and to
investigate its implications. As argued by Whetten (2006: p. 220) “[…] in some cases,
organizational identity is portrayed as a subjective property of observers, whereas in other
cases, it is described as a verifiable property of organizations”. Whatever the approach is
taken to frame this concept, organizational identity provides a platform for understanding the
specific role played by the organization in the society, which is reflected by the employees’
perceptions, attitudes and behaviors (Gioia et al., 2010). However, it should be acknowledged
that organizational identity is not a permanent attribute of organizations (Humphreys and
Brown, 2002); rather, it evolves over time as a result of the modification of collective identities
shaping the employees’ beliefs and actions (Howard-Grenville et al., 2013).
Sticking to the foundational arguments proposed by Albert and Whetten (1985),
organizational identity relies on what is central, distinctive and enduring in an organization.
“Centrality” implies an identification of members around salient formal and/or informal
attributes of the organization, that are collectively forged by employees through dialectic
tensions and negotiations (Kreiner et al., 2015). “Distinctiveness” engenders the uniqueness
of the organization’s values and characteristics as confronted with similar entities operating
in the same and/or comparable environments; from this point of view, distinctiveness
nurtures the process of employees’ collective identification (Cornelissen et al., 2007).
“Endurance” involves the longevity of formal and informal patterns that characterize the
organization: they concur in underpinning organizational identity and foster the
commitment of employees (Anteby and Molnár, 2012).
Organizational identity is generated at different levels, ranging from individual
categorization to social construction (Rondeaux, 2006); besides, it is realized both within and
outside the boundaries of the organization (Glynn and Navis, 2013). Therefore, the
perception of organizational identity and its categorization may show a significant variation
(Hsu and Elsbach, 2013). This is especially true when professional organizations are taken
into consideration (Stiles, 2011). In fact, professionals generally stick to multiple identities,
which are thought to influence the process of organizational identification ( Johnson et al.,
2006; Callan et al., 2007).
3. Methods
3.1 Research strategy and design
An exploratory, quantitative analysis concerning the whistleblowing episodes that occurred
in the whole population of Italian publicly owned universities and higher education
institutions was performed to provide a tentative answer to the research questions. In sum,
69 institutions were involved in this study. Secondary data about whistleblowing
occurrences were retrieved from the annual reports arranged by the supervisor for the
prevention of corruption and the promotion of transparency of each unit of analysis.
The attention was focused on the reports published in 2016 and 2017; this temporal focus
was motivated by the fact that most of the Italian universities and higher education
institutions implemented a formal whistleblowing system in 2015. Information about the
institutional and organizational attributes of whistleblowing procedures implemented by
the units of analysis was available. The occurrence of organizational retaliation against the
whistleblower was taken into consideration in order to increase the depth of analysis and to
detect the drawbacks of whistleblowing at the individual level.
An indirect approach was used to gauge the units of analysis’ organizational identity.
In light of the conceptual background depicted above, we distinguished between hegemonic
organizational identity and plural organizational identity. Sticking to the interpretation of
organizational identity as what is central, distinctive and enduring in an organization, it was
assumed that “elderly” institutions had a more rooted and homogeneous organizational
identity as confronted to “younger” ones. In fact, elderly institutions are more likely to show
an entrenched organizational culture, which triggers a more enduring and central
organizational identity (Hatch and Schultz, 1997). Employees’ distribution per age, gender
and ethnicity was also contemplated to discriminate between organizations with a
hegemonic organizational identity and those with a pluralistic organizational identity. More
specifically, it was assumed that the greater the heterogeneity of employees’ composition in
terms of age, gender and ethnicity, the more varied the organizational sub-identities
established in the organization and, consequently, the more plural the organizational
identity (see, among others, Gizir, 2014; Henkel, 2016). Lastly, yet importantly, it was
presumed that the more varied the units of analysis’ range of faculties and degree programs,
the more diversified and plural the organizational identity, due to the multiple faculty
identifications of academics (Harvey et al., 2007).
A step-by-step logistic regression analysis was arranged to shed light on the potential
role of organizational identity in triggering employees’ whistleblowing intentions. While
administrative and collaborative staff were not involved in this research, a focus was put on
academic employees. This decision negatively affected the breadth of this study; however, Whistleblowing
it allowed us to concentrate the spotlight on the units of analysis’ key area of activity, thus and
increasing the dependability of the research findings. organizational
identity
3.2 Data and variables
Table I summarizes the variables which were used in this study. The number of
whistleblowing reports that occurred in 2016 and 2017 was run as the dependent variable of 99
the logistic regression model. The dependent variable was recoded as a dichotomous
variable, with “1” indicating the occurrence of at least one whistleblowing procedure and “0”
indicating that employees did not report any organizational wrongdoing.
The geographical location of higher education institutions was included in the analysis,
in order to elicit the influence of the environmental and socio-cultural context on the
employees’ willingness to use whistleblowing procedures. Both the number of students and
the number of employees permitted us to assess the dimensions of the units of analysis. This
allowed us to shed light on the relationship between the size of the units of analysis and the
employees’ intentions to report organizational wrongdoings.
The number of departments operating in 2017 was used as a proxy to measure the
degree of organizational heterogeneity of Italian universities and higher education
institutions. These variables were discrete; however, they were recoded to obtain categorical
data. The distribution of the employees per age, gender and ethnicity provided information
about the pluralism of organizational identities; both absolute and relative values about
these dimensions were available: absolute values were recoded as categorical variables, with
“1” referring to homogeneous and “5” to plural organizations. Lastly, information about the
whistleblowing systems implemented by the units of analysis was obtained: on the one
hand, control system integration and process mapping allowed us to point out the
contribution of the organizational efforts aimed at enhancing procedural integrity to
support academic employees’ willingness to blow the whistle; on the other hand, the
whistleblowing system’s infrastructure was investigated to appraise its influence on
academic employees’ whistleblowing intentions.
where S is the set of all observations j, so that yi ≠ 0, F(I) ¼ eI/(1 + eI); wj denotes the optional
weights; and I ¼ βxj is the cumulative logistic distribution function.
Lemeshow and Hosmer (2005) proposed an introduction to logistic regression analysis,
while Long and Freese (2014) showed an overview of logistic estimations, considering both
the situation in which the dependent variable is dichotomous, and the situation in which it is
polytomous. In addition, Hosmer et al. (2013) suggested an exhaustive scheme to guide the
interpretation of logistic regression estimation. Drawing on these references, the following
equation provides a synthetic description of the logistic model which was used to
investigate the relationship between the propensity of academic employees to blow the
33,1
100
Table I.
IJPSM
No. of whistleblowings (WB) Number of reports in 2016 Dependent Discrete na 0: no occurrence of whistleblowing
and 2017
1: occurrence of whistleblowing
Geographical location (GL) Main geographical area Independent Categorical 1: North-Western Italy
where the unit is 2: North-Eastern Italy
established 3: Central Italy
4: Southern Italy
5: Main Italian Islands
Organizational longevity (OL) Organizational age of the Independent Discrete na 1: less than 50 years
unit of analysis 2: between 50 and 100 years
3: more than100 years
Organizational dimension 1 (DS) Number of students Independent Discrete na 1: small dimension
enrolled in 2017 2: medium dimension
3: big dimension
Organizational dimension 2 (DE) Number of academic Independent Discrete na 1: small dimension
employees in 2017 2: medium dimension
3: big dimension
Organizational heterogeneity (OH) Number of departments Independent Discrete na 1: less than 4 departments
operating in 2017 2: between 4 and 8 departments
3: 9 or more departments
Employees’ gender (EG) Distribution of the Independent Discrete and ratio na 1: homogeneous organizations
academic employees’ in 2: varied organizations
terms of gender 3: mixed organizations
4: heterogeneous organizations
5: plural organizations
Employees’ age (EA) Distribution of the Independent Discrete and ratio na 1: homogeneous organizations
academic employees’ in 2: varied organizations
terms of age group 3: mixed organizations
4: heterogeneous organizations
5: plural organizations
Employees’ ethnicity (EE) Distribution of the Independent Discrete and ratio na 1: homogeneous organizations
academic employees’ in 2: varied organizations
terms of ethnicity
(continued )
Variable (ID) Brief description Nature Type Codes Recodings
3: mixed organizations
4: heterogeneous organizations
5: plural organizations
Control system integration (CS) Integration of control Independent Dichotomous 0: No; 1: Yes
systems addressed to
prevent organizational
wrongdoings
Process mapping (PM) Mapping of Independent Dichotomous 0: No; 1: Yes
organizational processes
to increase procedural
reliability
Paper-based whistleblowing Implementation of an Independent Dichotomous 0: No; 1: Yes
anonymized paper-based
whistleblowing platform
E-mailing Implementation of an Independent Dichotomous 0: No; 1: Yes
anonymized e-mail-based
whistleblowing platform
ICT-based whistleblowing Implementation of an Independent Dichotomous 0: No; 1: Yes
anonymized ICT-based
whistleblowing platform
101
identity
organizational
and
Whistleblowing
Table I.
IJPSM whistle and its regressors:
33,1
Pr Y ¼ 1jX j ¼ F b0 þb1 X 1 þb2 X 2 þ þbj X j ; (2)
where:
(1) Pr(Y ¼ 1|Xj) is the probability that an employee denounces an organizational
102 wrongdoing using the whistleblowing procedure; in particular:
• Y ¼ 0 indicates a negative outcome (or failure), i.e. the employee did not blow
the whistle; and
• Y ¼ 1 indicates a positive outcome (or success), i.e. the employee blew
the whistle.
(2) β0 is the constant;
(3) βj are the estimated coefficients; and
(4) Xj are the regressors.
We define Xj as the row vector of independent variables, augmented by 1, and β as the
corresponding estimated parameter (column) vector. The odds ratio corresponds to the ith
coefficient is θj ¼ exp(βj). The standard error of the odds ratio is syj ¼ yj sj , where si is the
standard error of βj. Finally, we define Ij ¼ xj as the predicted index of the jth observation.
Therefore, the predicted probability of a positive outcome is:
exp I j
pj ¼ : (3)
1 þexp I j
one denunciation. Less than 15 percent of the sample reported from two to eight
whistleblowing initiatives. Only two institutions (2.9 percent) had more than ten accusations in
the time span contemplated in this analysis. In sum, a quarter of the sample (24.6 percent)
occurred in at least one whistleblowing episode. The majority of entities that experienced one
or more whistleblowing procedures had more than 1,050 academic employees and more than
25,000 students (71.6 percent); only five institutions concerned by whistleblowing initiatives
(29.4 percent) had less than 850 academic employees and less than 20,000 students.
It is worth noting that about half of the units of analysis (49.3 percent) reported having
opened at least one disciplinary procedure to challenge employees’ corrupted behaviors;
besides, more than one in three universities (40.6 percent) stated that their employees
violated the organizational code of ethics at least once in the two years preceding this
research. In other words, we noticed a mismatch between the willingness of employees to
use whistleblowing and the occurrence of organizational wrongdoings.
4. Findings
In the first step of our empirical study, we performed a binary regression analysis listing
the occurrence of whistleblowing as the dependent variable and several institutional
IJPSM 1.45%
33,1
2.90%
104 4.35%
75.36%
Figure 1.
Whistleblowing events
in the two years
preceding the research
5. Discussion
Acknowledging the limitations which affected this research allows us to better contextualize
the study findings. First, only Italian universities and higher education institutions were
involved in this research; hence, it is not possible to argue for the international generalizability
of the study results. Second, while the whole population of Italian publicly owned universities
and higher institutions was involved in the analysis, the modest number of entities
participating in this research affected the dependability of the findings reported above. Third,
since most of the units of analysis started implementing formal whistleblowing procedures in
the last few years, there is the risk that the evidence obtained was influenced by the low
confidence of academic employees with these procedures. Fourth, the use of secondary data
did not permit us to tailor the process of data collection to the specific purposes of this
research. Notwithstanding, the data included in the annual reports arranged by the
supervisors for the prevention of corruption and the promotion of transparency turned out to
be a useful source of information to develop a tentative answer to our research questions.
Fifth, and lastly, whistleblowing should be understood as only one of the available tools to
detect organizational wrongdoings. Being an act of disloyalty, whistleblowing is likely to
generate distrust and hostility among employees, with drawbacks at both the individual and
the group levels (MacDougall, 2016). From this standpoint, even though whistleblowing
generally performs as an effective alarm bell to denounce organizational wrongdoings,
ethically healthy organizations should design and implement less formal approaches
to address misbehaviours and, consequently, prevent the occurrence whistleblowing, thus
avoiding its side effects on employees’ interpersonal relationships (Arszulowicz and
Gasparski, 2010). In fact, whistleblowing could be improperly used by employees, who may
maliciously report false misbehaviours to illegitimately obtain advantages over their peers
(Vandekerckhove, 2018). In spite of these limitations, the study results provided some
intriguing insights into the research questions that inspired this paper.
The findings partially confirmed the main research assumptions that were drawn on the
conceptual framework. Organizational identity was found to influence the willingness of
academic employees to report organizational wrongdoings through whistleblowing
procedures. On the one hand, the pluralism of organizational identities triggered by the
multiple faculty identifications of academics seemed to pave the way for greater use of Whistleblowing
whistleblowing procedures and, therefore, for greater willingness of employees to challenge and
the consolidated structure of power within the organization (Brown et al., 2014; Kenny et al., organizational
2019). On the other hand, the more homogeneous and stable the organizational identity, the
lower the propensity of employees to blow the whistle. The academic employees who dealt identity
with homogeneous organizational identities were less prone to challenge the existing
architecture of power within the organization (Afe et al., 2019), probably being afraid of 107
retaliation by their peers (Callahan and Collins, 1992).
It is not surprising that the greater the share of young employees (aged 35 or below) and
the larger the number of elderly employees (aged 56 or more) in the workforce, the lower the
recurrence of whistleblowing. Younger academic employees are more likely to be caught in
the dilemma of whistleblowing, which implies disloyalty to the current articulation of power
within the organization (Andrade, 2015; Lindblom, 2007). Alternatively, older academic
employees are less willing to challenge the traditional dynamics which steer social relations
within the organization (Contu, 2015).
Interestingly, we found support for two out of three research sub-assumptions: both the
organizational support to wrongdoings’ report and the design of a sound protection system
for whistleblowers were positively related to the occurrence of whistleblowing in Italian
publicly owned higher education institutions. Conversely, the proceduralization of
organizational processes seemed to discourage whistleblowing, may be due to the greater
risks of whistleblower’s identification – and, consequently, retaliation – brought by
formalization of organizational activities (Lee and Kleiner, 2011).
Tailored interventions are required to address the interplay between organizational
identity and academic employees’ whistleblowing intentions. First, to overcome the culture
of silence which predominates in institutions characterized by a homogeneous
organizational identity, the promotion of a public service culture among employees is
crucial (Cho and Song, 2015). It permits to overwhelm the fears which are related to the
dissenting act of reporting organizational wrongdoings and to instil perceptions of
organizational justice throughout the institution (Burke and Cooper, 2013). Second,
organizations should make an effort to protect potential whistleblowers against the revenge
and retaliation of accused employees (Mesmer-Magnus and Viswesvaran, 2005). Prevention
measures intended to guarantee the whistleblower anonymity through the use of ICT-based
platforms are useful for this purpose. In addition, the organizational ability to implement
and maintain a reliable whistleblowing system paves the way for the enactment of a self-
regulating mechanism within the organization, which reduces the harms produced by
employees’ misconducts (Pemberton et al., 2012). Lastly, yet importantly, the timelier and
more effective the organizational responses to whistleblowing, the greater the employees’
willingness to challenge existing truth and power in the workplace and, therefore, to
overcome the constraining effects of a homogeneous organizational identity (Near and
Jensen, 1983; Moore and McAuliffe, 2010). Hence, the ability of organizations to properly
follow-up whistleblowing procedures is paramount to stir up the employees’ willingness to
report wrongdoings committed by their peers (Lewis et al., 2001; Lewis, 2006).
In sum, the study results provided some confirmation of our initial assumption that a
strong and hegemonic organizational identity is likely to deplete the academic employees’
willingness to blow the whistle, nurturing their loyalty to the current articulation of power
within the organization. On the opposite, the pluralism and heterogeneity of organizational
identity are expected to positively affect the academics’ propensity to use whistleblowing
procedures. Alongside organizational identity, bureaucratic traditions rooted in educational
institutions and the distinguishing socio-cultural attributes of the environmental contexts in
which the latter are established might affect the employees’ propensity to blow the whistle:
these factors should be carefully handled in devising effective whistleblowing systems
IJPSM (Culiberg and Mihelič, 2017). While these findings trigger relevant conceptual and practical
33,1 implications, they also envision some avenues for further development, as reported in the
concluding section.
6. Conclusions
The implications of this paper are threefold. Form a conceptual angle, the paper indirectly
108 suggests the existence of a relationship between the pluralism of organizational identity and
the academic employees’ willingness to blow the whistle when they detect organizational
wrongdoing. The research findings pointed out that the more heterogeneous the faculty of
Italian universities and higher education institutions, the greater the propensity of academic
employees to denounce misconducts; otherwise, hegemonic organizational identities are
expected to constrain the employees’ willingness to use whistleblowing procedures.
Obviously, further developments are needed to fully disentangle the relationship between
organizational identity and employees’ whistleblowing intentions. More specifically, the
negative effects of homogeneous organizational identities on academic employees’
perceptions of the consequences that could be associated with the use of whistleblowing
procedures deserve attention.
From an empirical standpoint, this study stressed that several categories of academic
employees may find greater (tacit and/or explicit) hurdles in reporting organizational
wrongdoings through whistleblowing procedures. On the one hand, younger employees
may be discouraged to blow the whistle, since they are interested in minimizing the risks of
organizational retaliation and in avoiding the side effects of whistleblowing on the progress
of their professional career. On the other hand, elderly employees are less prone to challenge
consolidated structures of organizational power, rationalizing illegitimate behaviors of their
peers for the sake of organizational stability. Future research should be aimed at confirming
that academic employees’ age and career status mediate the relationship between
organizational identity and employees’ whistleblowing intentions.
Last, embracing a managerial perspective, it should be noted that ICT-based whistleblowing
systems are effective in guaranteeing the whistleblowers’ anonymity and, therefore, in
encouraging the report of organizational wrongdoings. Otherwise, the excessive formalization
of control procedures and practices – such as process mapping – may produce unexpected
drawbacks on the employees’ willingness to blow the whistle. This may be the consequence of
the whistleblower’s perception of greater risks to be identified by peers and – therefore – to be
exposed to organizational retaliation. From this standpoint, further conceptual and empirical
developments should be aimed at illuminating the direct and indirect implications of
proceduralization in influencing whistleblowers’ perceptions and behaviors.
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Corresponding author
Rocco Palumbo can be contacted at: [email protected]
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