Chapter-II Folklore, Text and The Performance Approach: Folklore As A Discipline
Chapter-II Folklore, Text and The Performance Approach: Folklore As A Discipline
Folklore as a Discipline
relatively a new discipline of learning. Ever since the term was proposed, there
has been much contention about the meanings and connotations associated with
it. Studies dealing with oral traditions of the people of various cultures of the
world appeared under different names in different times. The present scientific
antiquary. In his letter to the editor of Athaeneum in 1846, Thoms suggested the
use of a Saxon compound Folk-Lore, “the Lore of the people”, to replace the
Antiquities’ which was prevalent at that time to classify the rites, customs,
beliefs, superstitions, tales and myths of the rural peasants. "The term caught on
and proved its value in defining a new area of knowledge and subject of inquiry,
but it has also caused confusion and controversy",… as folklore, more often
than not, suggests both to the layman and the academician "wrongness, fantasy
and distortion" (Dorson 1972: 1-3). ‘Folklore’ came into universal acceptance
As a matter of fact, this confusion was because oral traditions were not
understood and studied properly. There was widespread emphasis on the written
scholars did not even consider studying and understanding the meaning of any
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such literary tradition that survived in orality. Myths were considered as false
and it became a synonym for unreality and fantasy. These and other such
countries which are rich in oral traditions, than the others that do not share such
a rich heritage. Apart from this there was also another reason responsible for the
understanding among the early scholars who advocated folklore theories and
and operational definitions; yet while all these certainly contributed to the
clarification of the nature of folklore, at the same time they circumvented the
main issue, namely, the isolation of the unifying thread that joins jokes and
myths, gestures and legends, costumes and music into a single category of
knowledge”.
The many forms and genres of folklore such as fairy tales, ballads, myths,
communication; yet the nonverbal is also predominant, as is the case with many
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Folklore---Definitions and Approaches
In common parlance, Folklore was regarded as the lore of the illiterate rural
folk. There have also been tendencies to consider folklore as something set in
the past. There have been attempts to define the term folklore from time to time.
These definitions have contributed a lot towards the understanding of the sphere
keep in mind that though the term folklore is comparatively a new creation,
coined the term folklore, it seems he was very clear about the constitution of
about what folklore meant to him and his awareness of folklore which was
Definitions of folklore are many and varied. In all these folklorists have tried to
describe and put in their views of the term Folklore. In the Standard Dictionary
experienced in defining the term, which are real and legitimate. This is because
Sciences. Also, the term folk appeared to be confusing and misleading. Because
“…a group of people (the peasants, non-literate or illiterate or rural people) who
(Dundes 1978:2)
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If this definition is considered then one would have to conclude that folklore
would disappear as soon as the peasant society ceased to exist. If we accept the
above definition then one can also state that the urban dwellers are not folk, and
as such they have no folklore. But in truth folklore exists in all societies and
28)
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• "[I see] folklore as action. My argument here is that this kind of focus
the real integration between people and lore on the empirical level. This
discipline and who pursue its objectives in their work are folklorists.
one common factor. It does not matter what the linking factor is---it
important is that a group is formed for whatever reason will have some
individuals. A member of the group may not know all other members,
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but he will probably know the common core of traditions belonging to
the group, traditions which help the group to have a sense of group
Most are in agreement with the above definition of Dundes. However, some
recent observations consider folk life as the universal, diverse, and enduring
“Folklore is folk songs and legends. It is also quilts, Boy Scout badges, high school
marching band initiations, jokes, chain letters, nicknames, holiday food… and many
other things you might or might not expect. Folklore exists in cities, suburbs and rural
villages, in families, work groups and dormitories. Folklore is present in many kinds of
thinking and behaving. It’s about art. It’s about people and the way people learn. It
helps us learn who we are and how to make meaning in the world around us”.
According to Noyes,
“Folklore is a metacultural category used to mark certain genres and practices within
modern societies as being not modern. By extension, the word refers to the study of
such materials. More specific definitions place folklore on the far side of the various
modern from its presumptive contraries. Folklore therefore typically evokes both
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The American Folklore Society in its official website says,
“Folklore is the traditional art, literature, knowledge, and practice that is disseminated
largely through oral communication and behavioral example. Every group with a sense
of its own identity shares, as a central part of that identity, folk traditions–the things
that people traditionally believe (planting practices, family traditions, and other
elements of worldview), do (dance, make music, sew clothing), know (how to build an
irrigation dam, how to nurse an ailment, how to prepare barbecue), make (architecture,
art, craft), and say (personal experience stories, riddles, song lyrics). As these examples
(www.afsnet.org)1.
The word folklore thus projects a vast and greatly remarkable aspect of culture.
The myriad definitions and descriptions of folklore contend the vastness and
complexity of the subject. However, what is specific about these definitions and
constituent of present life, and is at the core of all human cultures throughout
the world.
The coinage of the term folklore by William Thoms became significant for two
Folklore in many parts of the world. Twenty two years after the coinage of the
term Folklore, in 1878, the British Folklore Society was established with Thoms
as its first director. The American Folklore Society followed suit ten years later
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in 1888. And by the twentieth century, many national and international folklore
about the exact definition of the discipline and the aspects to be included within
it. Since the beginning, the inquiry in folklore had been found to be overlapping
and repetitive; it is being regarded as duplicitous in the sense that the same
manner. This in turn leads to the controversies regarding the boundaries of each
area of inquiry. For example, both literary scholars and folklorists study folk
studies were considered as a part of literary studies before giving it the status of
a separate discipline which has its own distinctive characteristics. Similarly, the
the same; literary scholars follow a similar line in case of text based folklore.
Thus, folklore definitions had to deal with diverse perspectives which often lead
• a body of knowledge,
• a mode of thought, or
• a kind of art.
However, these categories are not mutually exclusive; very often the difference
between them is a matter of emphasis rather than of essence. For example, when
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the emphasis is put on knowledge and thought, the concentration is on the
contents of the materials and their perception; whereas the focus on art puts the
stress on the forms and the media of transmission. Nevertheless, each of these
three foci encompasses different extent of ideas which connects to a distinct set
Folklore as Performance
The existence of folklore depends on its social context, which may be either a
and re-creation. The literal interpretation of the term “folklore” sets up the first
whole body of people’s traditional beliefs and customs” (Ben-Amos 1971: 6).
festivities, rituals, and ceremonies in which every member of the group partakes
(Frazer 1919: vii) And lastly, folklore can be recreated in customs and
observances that each individual chooses to, provided all the people in the
thought that underlies them. It is thus not an aggregate of things, but a process--
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In this sense, Folklore becomes a performative social process. It is an artistic
action which involves creativity and aesthetic response, both of which converge
underwent a shift during the 1960’s. From mere collection, folklorists tried to
synthesize and comprehend peoples and their creations in their own terms. Such
human beings expressively and aesthetically create their cultural worlds through
interaction with others and convey meaningful messages to those around them.
differs greatly from other modes of speaking and gesturing. This distinction is
based upon sets of cultural conventions, recognized and adhered to by all the
members of the group, which separate folklore from other non art
folklore and non folklore can be found in the texture, text, and context of the
forms, to apply Dundes’ three levels for the analysis of folklore. He says,
“In most of the genres (and all those of a verbal nature), the texture is the language, the
textural features are linguistic features… The study of texture in folklore is basically
the study of language (although there are textural analogs in folkdance and folk art),
(as such) textural studies have been made by linguists rather than by folklorists…
recitation of a proverb, a singing of a folksong. For purposes of analysis, the text may
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The context of an item of folklore is the specific social situation in which that
contexts. Usually, function is an analyst’s statement of what (he thinks) the use or
called Ethnopoetics and Tedlock, Hymes, Bauman, Sherzer, Gossen2 and others
credibly demonstrates that artful oral texts can be represented on the page as
details the pauses, loudness, and patterns of speech. We may regard this
definition of folklore).
context. Bauman states, “The kind of focus on the doing of folklore, that is, on
folklore performance, is the key to the real integration between people and lore
on the empirical level” (Bauman, 1972: 33). Ben Amos says, “In sum folklore is
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event, setting and the group in which a folklore action happens form the
parameters of context. Songs and music have occasions when they are
performed. Although such conditions may have other purposes, like keeping
folklore to recreation and ritualistic pursuits, they also make a division of the art
from nonart in cultures that usually lack a complex segregation of time, space
and labor. In a sense, they provide a spatial, temporal, and social definition for
folklore in culture. Thus, the performance situation, in the final analysis, is the
crucial context for the available text. The particular talent of the artist, his mood
at the moment of his recital, and the response of the audience may all affect the
The thrust on context seeks to interpret folk ideas, customs, tales and songs in
their integration with the life, thought, language, and action of the people that
perform, observe and act upon them in their own society and time. A valid
approach does not assume an opposition between text and context; rather it
integrated whole and the entire context is the text. While no two contexts are
alike, people follow cultural rules and social patterns that are discoverable and
situation’. The context of culture is the broadest framework for the perception
speakers, their conventional behavior and ethical principles, their history, their
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beliefs, and their speech metaphors and genres. In contrast, the situation is the
narrowest, most direct context, for the folklore performance and, therefore, a
relationship between the sender, the message, and the receiver. The deciphering
perceptions, and purposes of speaking is the key for its interpretation. Thus, the
different components interact upon one another, having the capacity to redefine
(Malinowski1946: 296-336).
specific context and a specific culture. As such, it puts less stress on the text.
Both the historical study “across time periods” and the comparative study
theory locates stories to a specific event and accredits the narrator who
emergent event. Folklore becomes in this way not a disembodied "text" but
Bauman notes, "Oral literature (until now) has been conceived of as stuff –
collectively shaped, traditional stuff that could wander around the map, fill up
collections and archives, reflect culture, and so on" (Bauman 1986: 2). He
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further recognizes that the symbolic forms we call folklore have their primary
existence in the action of people and their roots in social and cultural life. The
texts we are accustomed to viewing as the raw materials of oral literature are
merely the thin and partial record of deeply situated human behavior. One’s
discover the individual, social, and cultural factors that give it shape and
Divorced from the context, texts become insubstantial, incomplete and less
meaningful, so goes the argument. A text is like a fabric, entwined together with
the situation of a given performance, the audience, the performer, the social
group, and culture of the performer and the audience. Performances are
This shift from structure to process in folklore studies moved the object of study
from texts to texts-in-context. Poetics became more important in the late 1970s
from study of the formal patterning and symbolic content of texts to the
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Paying attention to contextualization involves looking at the way participants
(which includes performers and audience) examine the performance and how
entextualization describes the process that makes text into a coherent unit.
discourse discontinuous with their discursive surround, thus making them into
coherent, effective, and memorable texts” (ibid: 31). The textual details retain
said, danced, sung, or played and the cultural context in which it occurs.
Thus we see that through a selection of different actions and representations, the
written or spoken words. In whatever form it may exist, texts provide a frame
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Performance and Psychoanalysis
method for analyzing texts in a new way. But the relationship between
which individuals are physically present, and think, speak and relate with other
individuals, then that same activity must evidently address essential queries
about human behavior. Therefore, to inquire into the latent arena of the mind
and lay bare its hidden landscape, its fears and desires through a range of
Several of these connections had been duly noted by Freud when he considers
avowed function in what Freud calls ‘religious’ or ‘social’ drama is to allow the
spectator ‘to take the side of the rebel’; to enter into a collusive pact, along with
drama’, the drama of ‘character’, where we can identify with the struggle
‘between different impulses in the hero’s mind’ that inevitably lead to the
advocates, ‘the series of possibilities grows wider’ when the impulses involved
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Andre Green made significant contributions towards the development of this
position’ in mediating between the individual and the social, making possible
objects ‘that both are and are not what they represent’ for the spectator, setting
into play ‘the inevitable disguising and indirect unveiling’ that the fantasy
emanating from the commerce between revelation and the threat of further
Performances not only provide a link with the everyday life of a man, but also
feeling and discharge of emotion. At a later stage, Freud introduced the concept
figure of the analyst. As Freud puts it, “The patient does not remember anything
of what he has forgotten or repressed, but acts it out… He repeats it, without
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Strauss follows the Freudian notion about symbolic associations (metaphoric
and metonymic), latent and manifest formations, together with the structure of
Lacan agreed with Freud and reaffirmed that dreams and their symptoms not
Roman Jakobson as the twin axes of poetic language)6. Such concepts are
involves the deployment of words in the act of creation. In fact, Freud likened
the imaginative artist to a daydreamer, maintaining that ‘the writer softens the
the purely formal, that is aesthetic yield of pleasure that he offers us in the
Freud also held the belief that not only can dreams be likened to drama, but the
dreams resemble drama, drama too can partake of the stuff of dreams. While the
theatre may mirror the world of external appearances, it may also, in Ellman’s
words ‘give external form to the internal dramaturgy of the mind, where
theatre, then we can assume that the spectatorial process is one both of decoding
what is being staged, but also of reaching down into the unknown, of getting
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dramatization are ‘designed to hide us from ourselves’, then the role of the
comprehend. There are a number of links and connections that make up the
between the terms as well as their extension into the social, political and
ideological domain.
Things have definitely moved on since Freud, and in raising our consciousness
in terms of artistic and critical practice, recent theories have challenged the very
these debates, the single voice of Lacan and the collective voice of feminism
have dominated the discussion. We have already seen that in asserting that
signifiers, a subject created by language who engages both with the self and the
external world by operating first in the imaginary and then in the symbolic
mode. Lacan further adds that language has its roots in absence: the awareness
of this lack is the price that we pay for our sense of self 8. Based on this idea,
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narrative and representational medium that inscribes the subject in the
Symbolic, in ‘theatrical codes’, whereas the latter subverts these codes and
performance, he says, the actor neither ‘plays’ in role nor ‘represents’ himself
In his letter to Fliess Freud states, “I am working on the assumption that our
stratification: the material present in the form of memory traces being subjected
that memory is not present once but several times over that it is laid down in
psychoanalysis that not only seeks to ‘restore the radical integrity of the
discourse but to challenge its status in the present, the received ideas that
deform its structure and restrict its efficacy.’ This, he argues, is a ‘contingent
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present way of working felt to be outmoded, misguided, or otherwise
that there exists a general unconscious structure that regulates social reality. It is
in fact the symbolic function that defines human social order. Whereas, Sapir
contends that ‘It is the culture of a group that gives the meanings to symbolisms
entwined with and embedded in the process of collective practice’ (Zizek 2006:
15). Most of the tradition reflects that social reality is not just an extension of
the individual psyche, but in fact the two are intrinsically entwined. The psychic
world of the individual extends itself to the outer social reality which in turn is
can infer an interaction between mental and social events as they are
belonging to the plasma of cultural traditions. Culture is the basis of all social
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on cultural and political values. Human life, seen from a psychoanalytic
reality. Folklore and other artistic expressions come into existence to overcome
Notes:
1. In www.afsnet.org>page=WhatIsFolklore
5. See ‘Introductory Lectures on Psychoanalysis’ Vol. 1 (1987) in The Pelican Freud Library
published by Penguin Books.
6. See Roman Jakobson’s ‘Linguistics and Poetics’ in T. Sebeok (ed.) Style in Language (350-
77). Cambridge: Massachussetts Institute of Technology Press.
7. See The Complete Correspondence of Sigmund Freud and Karl Abraham 1907-1925
transcribed and edited by Ernst Falzeder, and translated by Caroline Schwarzacher with the
collaboration of Christine Trollope & Klara Majthenyi King, and Introduction by Andre
Haynal & Ernst Falzeder. First published in 2002 by H. Karnac (Books) Ltd. London.
8. From Patrick Campbell’s ‘Beyond Blind Oedipus’ in Cambell & Kear’s Psychoanalysis
and Performance.
9. ibid
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