Aristotle On Virtuous Questioning of Morality: One Thought Too Many?
Aristotle On Virtuous Questioning of Morality: One Thought Too Many?
Fossheim
Aristotle on Virtuous Questioning of
Morality
The Claims
What I would like to suggest in what follows, is that this is an undue simplifica-
tion of the matter. On the contrary, I would like to try to argue for two claims of
which the first is difficult to unite with the “one thought too many” story just out-
lined. And I am going to do this with Aristotle as umpire and argumentative
source.
One of the claims will be that when it comes to the individual’s process of
betterment, the question “Why be moral?” and its family of related questions
are highly useful and form an absolutely necessary prerequisite in the process
of moral improvement.
The main conclusion that I will try to make a case for is that the good person
too needs to be able to ask something very like the “Why be moral?” question.
That is, not only in our development towards ethical goodness, but in the state of
ethical goodness itself and as an integral part of it, the person will see and feel a
pull from other, non-moral options and alternatives. This is something which
puts the moral stance (if we can call it that) into relief, and amounts to a capa-
bility to ask something like the “Why be moral?” question.
The Question
Before proceeding, I should say something more about how I will approach the
“Why be moral?” question. I take the question not as a request for arguments, in
the abstract, for why any individual, or any rational individual, should follow
morality. Such arguments go in and out of fashion, and can build on, say, ego-
tistical considerations, normative ideas of consistency, or prudence. Rather, I
hope it is already becoming clear that the angle I want to test has to do with
what it means for agents like ourselves—and those less good than us, and
those better than us—to be asking basic questions about how to act and why.
The question “Why be moral?” is ambiguous in several ways. Let me point
out a couple of the ambiguities before advancing any further. One source of am-
biguity concerns whether, when I ask myself why I should be moral, I am asking
whether I should from an external point of view act morally in a given situation I
am facing, or whether I should be moral in the sense of being motivated by the
right sort of reasons. The implications of the two can differ greatly, as one might
perform the same set of external motions with very different motives.
A related ambiguity concerns whether I am asking myself the question with
a view to a singular setting, or with a view to broader vistas—ultimately, my life
as a whole. This ambiguity is related to the previous one in that we tend to think
of acts as singular, while being one way or another characterizes the person and
the person’s life more broadly. But the two are not identical, since it is possible to
ask about one singular situation and find that one worries about one’s soul, or to
ask about one’s personal qualities and find that one only cares about this be-
cause of how it might affect one’s performance in the present singular situation.
For present purposes, I would like to hold on to both sides of both ambiguities.²
By these comments, I at the same time want to stress that I do not mean to limit the question
“Why be moral?” to instances where the individual understands herself as asking, hyper-exis-
tentially, once and for all and across the board whether she would like to belong to morality
or not. Most instances of people posing themselves the “Why be moral?” question clearly are
not like this, and the ones that are, perhaps are not in the end as important as the person at
the time feels them to be.
Cf., e. g., McDowell (), pp. – .
which is not only idealized to the point of being non-existent, but—as as I’ll try
to illustrate in what follows—ethically impoverished as well.
of view of the other. But the other’s experience must still be somehow available
and recognizable to the agent.
Do we have Aristotle on board here? On the one hand, Aristotle seems very
clear that being good includes swift and merciless denunciation of certain ac-
tions. There is no reason to think that there is a crucial difference between
how the good person is supposed to react instinctively to others’ actions and
how he is to react to their motives. An action, in Aristotelian parlance, normally
includes the motive or motives behind it. And just as the person shows himself as
being all the better for not having to think the matter through, but straightaway
initiates the proper response, we should think (all else being equal) that the good
person will be immediate in his emotional-cognitive responses to others and to
their actions.
Is this picture compatible with the notion that the good person has direct
access to bad motives and desires?
character, a more or less consistent set of states definable in terms of virtues and
vices. And such a character is presented as a solid and lasting accomplishment.
Once you have a character, changing it in any substantive way is usually present-
ed as impossible, or close to impossible.
In order to see whether openness to the “Why be moral?” question and its
concretizations in given situations might be construed as part of Aristotle’s ac-
count of a virtuous person, it is necessary to consider more closely how Aristotle
classifies states of character. Aristotle says,
[s]ince there are three conditions arising in the soul—emotions, potentialities and states—
virtue must be one of these. […] If, then, the virtues are neither emotions nor potentialities,
the remaining possibility is that they are states.⁴
So virtues, and by implication vices, are states. A state or hexis is something du-
rable and determining for action. It is not like a coat of paint, which on a whim
can be scraped off or painted over in some other colour. A state is more like a
second nature.
Furthermore, a hexis represents a serious narrowing in relation to a capacity
or dunamis. Says Aristotle, at a later point in the Nicomachean Ethics, “while one
and the same capacity or science seems to have contrary activities, a state that is
a contrary has no contrary activities”.⁵ The underlying logic seems to be that if
nature provides us with a capacity to become good, then a hexis is a realization
of that capacity. That is to say, one and the same capacity functions as the basis
for different and opposing states. Capacities belong on a level of determination
which can “hit both ways”, as it were, in relation to virtue and vice. The same
capacity thus stands as an explanation, or at least a partial explanation, of dia-
metrically opposed ethical states. To the extent that a capacity for anger, for in-
stance, is a basis for the virtue of mildness, the same capacity also stands in the
same relation to the vice of hot-temperedness. Both the virtue and the vice, and
all the other more or less vicious states building on a capacity for anger, can be
traced back to that capacity as a natural condition for their existence. This is why
capacities are said to relate to actions in the way the possessor of medical sci-
ence relates to acts of healing: the doctor is the one eminently capable of both
EN II, v, b – , a – ; Irwin’s translation, modified by substituting, for the
sake of consistency, “emotion” for “feeling” and “potentiality” for “capacity” throughout.
EN V, i, a – .
killing and saving her patients. And correspondingly, a capacity has the structur-
al role of underlying the corresponding virtue and vice alike.⁶
This would seem to constitute a strong argument in favour of the received
interpretation. An ethical hexis determines the person. One hexis characterises
person A and her relevant actions, while another and opposed hexis character-
ises person B and her relevant actions. So if your state is one of mildness,
then mildness is all you feel in the relevant cases. Hot-temperedness is alien
and nothing to you.
But does this really follow? I think there is reason to tread carefully here. The
first claim seems unproblematically to follow: a hexis narrows a person’s range
of possible actions, and this is why it can function as explanans to the explan-
andum of her action.
But the second claim does not follow. The premises do not necessarily entail
that a person with a given hexis does not have any access to other emotive reac-
tions. Consider the following passages.
in so far as we have emotions, we are said to be moved; but in so far as we have virtues and
vices, we are said to be in some condition rather than moved.⁷
First, then, neither virtues nor vices are emotions. For we are called excellent or base in so
far as we have virtues or vices, not in so far as we have emotions [kata ta pathê]. We are
neither praised nor blamed in so far as we have emotions; for we do not praise the
angry or the frightened person, and do not blame the person who is simply angry, but
only the person who is angry in a particular way [pôs]. But we are praised or blamed in
so far as we have virtues or vices.⁸
There is more than one reason why it is important for Aristotle to distinguish
sharply between hexeis (virtues and vices) and emotions. One of them is that
without this distinction, there is no room for a theory of acquired ethical virtue
of the sort he is out to defend. So the distinction is at least principled, in the
sense that emotions and states are different even if it turns out that they are
one and the same moral psychological entity in any given instance.
But this does not rule out the possibility that one might have a wide variety
of emotional reactions to a given situation, as long as one of them is the ruling
Not all potentialities relate in this way to two diametrically opposed states. The motion of the
elements, e. g., is unidirectional, in that the elements (such as a piece of earth) do not harbour a
potentiality for developing more determinate states. The capacities for human goodness, howev-
er, do hold such possibilities.
EN II, v, a – .
EN II, v, b – a.
one and the one shaped into part of one’s character: that is to say, as long as one
of them is the one that foreseeably determines action.
To what extent does Aristotle think of the emotion as remaining somehow
intact “underneath” the state? He cannot think of emotion as something
which as a matter of fact exists in abstraction from what we might term the
“how-ness” of virtue or vice. For any case of emotion must always present itself
in some way or other. Aristotle says both that emotion as such belongs on a gen-
erally animal level, which is transcended by virtue, and that virtue is nothing but
the alteration, rather than the overcoming, of emotion. So the question really is
how much can be said about human nature, in a narrower sense, as something
which is still a presence in the habituated individual. The following passage
seems to support the idea of emotion as a constant aspect of, or basis for, our
states and actions, inherent in us from nature. A virtue of character
is concerned with emotions and actions, and these admit of excess, deficiency and an in-
termediate condition. We can be afraid, e. g., or be confident, or have appetites, or get
angry, or feel pity, in general have pleasure and pain, both too much and too little, and
in both ways not well; but [having these emotions] at the right times, about the right things,
towards the right people, for the right end, and in the right way, is the intermediate and
best condition, and this is proper to virtue.⁹
A virtuous state consists at least in part in being well off in relation to emotion.
And a virtuous state marks, Aristotle seems to say, a middle point in a determi-
nate range of states, the extremes of which are full-blown vices. Therefore, it
makes good sense that at least some virtue-vice continuities get much of their
unity from relating to some emotion or other.
Naturally, it is not necessarily only emotion which defines an ethical virtue.
Aristotle also seems to place some emphasis on the notion of a sphere of action
in this respect. But emotions do yield many of the virtues. Bravery relates in this
way to fear.¹⁰ Temperance relates to the basic appetites. Generosity, magnifi-
cence, magnanimity, and “the virtue concerned with small honours” can of
course deal with goods which are ostensibly objects of appetite. But ultimately,
all these virtues are also ways of relating to the emotions, such as anger, a form
of the self-assertion of thumos. ¹¹ In these central cases, then, we see that emotion
is imperative in providing focus for the virtue-vice continuity.¹²
But if a virtue-vice continuity can be said to be based on emotion, that tells
us something about the cognitive strength of such an emotion. The relation be-
tween emotion and state seems to be partly a logical one: that is, in a more or
less completed or habituated individual, it is possible to “peel off” in analysis
the state determination and be left with a notion of emotion which amounts
to much more than only a reconstruction of some original natural state. To
name but one example again, bravery is concerned with the emotion of fear,
which is thus already conceived in terms of a desire to avoid danger. We must
therefore think of Aristotelian emotions as always already more or less determi-
nate. Expressed in terms of desire, then, fear will be a desire to avoid danger,
irrespective of which state one has, that is, of how one is disposed towards
one’s fear. The emotion has sufficient cognitive strength to be determined
apart from whether the human being in question is “well or badly off” with re-
spect to it. On a more general level, then, the virtuous and the non-virtuous per-
son may share the relevant emotion as a way of experiencing or grasping the sit-
uation.
There is support for such a reading outside the Ethics too. For this, presum-
ably, is the level on which the Rhetoric’s definitions of emotions operate, allow-
ing for its characterisation of fear as “a sort of pain or agitation derived from the
imagination of a future destructive or painful evil”.¹³ This is a definition which
determines the general cognitive direction of an emotion, that is, its general
sort of object, without including an account of just how fine-grained or advanced
the cognitive structure might be. But the point remains that, even in abstraction
from the state, Aristotle’s characterisation of fear allows it an important role in
cognising the relevant situations. Sticking with the present example, a danger is
something which threatens one’s own being; this appears to imply that as an
emotion, fear has to include some grasp of oneself as opposed to others
Slightly confusing in this context is how Aristotle seems to conflate honours with what seem
to be merely material goods, but the clue for grasping the connection is probably that both
money and honour classify as external goods.
More problematical is, e. g., general justice, which relates to all the emotions via its relating
to all the other virtues considered as a whole, or even special justice, which is the part of general
justice dealing specifically with honour or wealth or safety, and accordingly relates to emotions
like anger, appetite, and fear. Not to mention a virtue like wit, which seems to relate more ex-
clusively to a realm of action (dialogue or discussion) than to any particular recognisable emo-
tion.
Rhetoric II, v, a f; translation George A. Kennedy.
(whose danger is an object of pity rather than of fear); of the pain of injury or
obliteration as opposed to the pain or discomfort of, for instance, mild hunger;
and of a future state of affairs, that is, of something which is not yet present. But
it does this without saying how the individual relates to that fear—well (the vir-
tuous state) or badly (some more or less vicious state). This quietude is, I think,
central to allowing the notion of emotion the importantly non-ethical, or rather
pre-ethical, status it holds. For, given the way it is defined, an emotion like fear
might apply equally to a logical analysis of the virtuous character of a mature
individual and to the doings of a child (or perhaps even an animal).
So the state of affairs is something like this: in mature human beings, every
external display of emotion is at the same time a display of some state or, in the
case of natural virtue, state-like manner in which it is set, as a cognitive “tuning”
of that emotion. Emotion seems to be treated at least partly as the aspect of a
virtue or vice which is catered for by nature. A state proper, by contrast, is not
the result only of nature as an internal principle of development, but has been
formed by habituation. So any mature display of anger, for instance, is simulta-
neously a display of an emotion and of a state.
Thus, in certain contexts emotion can even be treated as if it existed in sep-
aration from virtue and vice. This is evident from Aristotle’s advice to the public
speaker. Aristotle’s insight, in the Rhetoric, is that since the public speaker can-
not fully take into account the individually developed character of each person
in the audience, the capacities for emotional response, which are universally
shared among all or most, form the level at which a reflective analysis of public
address must be carried out. One person is more rash than another, and one
more egoistic than another, so the address cannot be made to serve as a perfect
vehicle for ensuring any fine-tuned aggressive response in each and every one
among them. What the speaker must do, is attempt to create a desire for revenge
in each by considering the more generally shared level of emotion. In this sense,
the more general emotive level can still be said to be directly available in the ma-
ture, state-determined individual. And it may be Aristotle’s view that the emotive
perspectives of other characters will be available to the good or decent member
of the audience, although she will not act on what has in this way been made
emotively available to her. This means that a good person may be able to expe-
rience something like the impulses and perspectives not only of those who feel
the existential force of the “Why be moral?” question, but even of those who
have settled on a denial that the question has a positive answer. While the
good person will not herself be unsettled by its force, its experiential recognition
will enable her both to act and to speak more wisely.
what would, had the experience been action-effective, lead to acts other than
those of the good person. And assuredness about this latter contention is
what the argument so far has hopefully served to undermine.
A final, more normative kind of criticism can also be raised. The claim will
be that we do not want a state of affairs where goodness is that fragile. A world
without solidly good people, without characters that are unambiguously virtuous
and will remain so at least in the near future, is a world of distrust and anxiety. If
there is no solidity in goodness, why bother disciplining oneself or providing oth-
ers with a good upbringing?
Here, it is of course possible to respond simply that our not liking something
is not necessarily a knock-down argument against its being true. But we can also
say more. For again the objection misses the mark, much in the way the last ob-
jection did. The vision of a world off its hinges does not follow from the sugges-
tion that if character entails a significant measure of stability, it does not do so
through simple constriction. I want to end by trying to make this difference in
levels more clear by taking a developmental perspective on character.
A state [of character] arises from [the repetition of] similar activities. Hence we must display
the right activities, since differences in these imply corresponding differences in the
states.¹⁵
Virtue of character [i. e. of êthos] results from habit [ethos]; hence its name “ethical”, slight-
ly varied from “ethos”.¹⁶
Emotional Phantasia
Do we have any more positive evidence that Aristotle might harbour a view like
the one I have tentatively been attributing to him? This brings us to the topic of
phantasia, a concept that has been understood by readers of Aristotle in widely
different ways. It would go far beyond the present inquiry to try to construct any-
thing like a unified Aristotelian theory of phantasia. But the few points directly
relevant to our question might be brought out without attempting anything so
ambitious. For as it turns out, what he has to say on the matter in De Anima
(III.3, 10 – 11) and in De Motu Animalium (esp. 6 – 8) strongly suggests a psycho-
logical model in line with the sort of openness I have been advocating. Consider
the following passages.
This, then, is the way that animals are impelled to move and act: the proximate reason for
movement is desire, and this comes to be either through sense-perception or through phan-
tasia and thought.¹⁷
For the affections suitably prepare the organic parts, desire the affections, and phantasia
the desire; and phantasia comes about either through thought or through sense-percep-
tion.¹⁸
The sketch is rudimentary, but clear. What should strike us first of all is that the
action-inducing desire is not present at the outset. Rather, the more unwieldy
and manifold power of phantasia generates a desire (orexis), which then in
turn generates an emotional reaction (pathos) proper. This means that phantasia
must also be seen as part of the early searching phase (zêtêsis) of action. In this
phase, several possibilities might suggest themselves to the agent. We must
imagine that this is the rule rather than the exception: most cases of practical
searching will lead to more than one option, although they will not all be active-
ly endorsed by the agent in the sense of generating what we might call the “rul-
ing passion”—the action-efficient reaction.
A search may be instigated by the agent’s own broad practical agenda, or by
a physical state, or by something the setting unexpectedly presents him with. To
concretize, the search can be initiated through a general notion to do some good,
or as a reaction to an organic lack of water, or by a lion suddenly jumping up in
front of him.
So the story does not start with a determinate, character-defining desire gen-
erating an action. This belongs only to the final stages of the story. In the begin-
ning is the much more open-ended phenomenon of the imagination doing its job
of displaying various hypothetical situations or results.¹⁹ That it makes sense to
think that the prospects come in the plural is also suggested by the basic exam-
ple of Aristotle’s, coming by the help of phantasia to see that “This is drink”, and
then drinking (MA 7, 701a32– 33). Surely, in many situations there will be more
than one option. And in those cases, the narrowing down takes place after phan-
tasia has done the job of conjuring up the various possibilities.
The progression phantasia → orexis → pathos does not rule out that there is
some emotive activity in the agent during the initial phase before orexis and then
pathos are generated. Rather, Aristotle seems to suggest that there may be appe-
tites, thumetic impulses, and more intellectual desires present here too. Again,
what is effected by the agent fastening upon a given phantasia is not that
only then does anything like an emotional reaction start—but, that only then
has the action-effecting desire and emotion come to rule the day.
Conclusion
If my suggestions make for a viable interpretation, then the question “Why be
moral?”, surprisingly, does have a place in the life of Aristotle’s good agent. Al-
though she will not be led into temptation by it, she will be able to ask this and
similar questions with a seriousness and understanding available only to the
person who can see and somehow feel their pull. And this ability, on the part
of the good agent, makes a real difference both for the richness of her horizon
and for her practical ability to realize the perspectives of other agents less
good than herself.
Presumably, there will be a limit to what sort of questions the good agent can
ask herself without it being indicative of a lack in goodness; similarly, there will
be a limit to how insistently she can pose them. But these limits seem to be well
outside the borders set by ethically ideal agency as this is traditionally con-
ceived. Far from being a sign of moral immaturity, then, a questioning and
self-questioning from well outside the safe centre defined by virtuous motivation
can be seen as a prerequisite for full ethical agency. Giving a twist to Williams’s
formulation, we might say that in this context, something like “one thought too
few” is in fact what poses the greater threat.²⁰
Bibliography
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