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Robinhood
85 Willow Rd, Menlo Park, CA 94025 12/01/2019 to 12/31/2019
[email protected] krushnavadan Acharya Account #:650725617
1 Woodcrest Ct Newark DE 19702

OPTIONS EQUITIES CASH AND CASH EQUIVALENTS

Portfolio Allocation
OPENING CLOSING
Account Summary BALANCE BALANCE

Net Account Balance $0.37 $0.37

CASH AND CASH
Total Securities $83.66 $139.27 EQUIVALENTS
0.26%

Portfolio Value $84.03 $139.64

EQUITIES
99.74%

OPTIONS
Income and Expense 0.00%
THIS PERIOD YEAR TO DATE
Summary

Dividends $0.00 $0.00

Capital Gains Distributions $0.00 $0.00

Interest Earned $0.00 $0.00

This statement shall be conclusive if not objected to in writing within ten days (except with respect to debit card transactions). Errors and omissions exempted. Please address all communications to the firm
and not to the individuals. Address changes or other material changes in your account should be directed to the office servicing your account. Kindly mention your account number. This statement should be
retained for income tax purposes.
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PORTFOLIO SUMMARY

EQUITIES/OPTIONS SYM/CUSIP ACCT TYPE QTY PRICE MKT VALUE EST. ANNUAL INCOME % OF TOTAL PORTFOLIO

Chesapeake Energy
CHK Margin 1 $0.83 $0.83 $0.00 0.59%
Estimated Yield: 0.00%

NIO
NIO Margin 32 $4.02 $128.64 $0.00 92.12%
Estimated Yield: 0.00%

Teva Pharmaceutical
TEVA Margin 1 $9.80 $9.80 $0.00 7.02%
Estimated Yield: 0.00%

Total Securities $139.27 $0.00 99.74%

Brokerage Cash Balance $0.37 0.26%

Total Priced Portfolio $139.64

ACCOUNT ACTIVITY

DESCRIPTION SYMBOL ACCT TYPE TRANSACTION DATE QTY PRICE DEBIT CREDIT

Total Funds Paid and Received $0.00 $0.00

EXECUTED TRADES PENDING SETTLEMENT

These transactions may not be reflected in the other summaries

DESCRIPTION ACCT TYPE TRANSACTION TRADE DATE SETTLE DATE QTY PRICE DEBIT CREDIT

Total Executed Trades Pending Settlement $0.00 $0.00

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IMPORTANT INFORMATION
Robinhood Securities, LLC (“RHS”) carries your account as the “fully disclosed” basis at RHS. You remain a customer of RHF. Robinhood will investigate your complaint and will correct any
clearing broker by arrangement with your introducing broker- error promptly. If we take more than ten (10) business days to do
As required, under SEC rules, both the Firm’s Order Routing
dealer, Robinhood Financial LLC (“RHF”). If this is a margin this, we will credit your account for the amount you think is in
Report as well as information regarding specific order routing
account and we maintain a special miscellaneous account for you, error, so that you will have the use of the money during the time
information is available free of charge upon request.
this is a combined statement of your general account and special it takes Robinhood to complete our investigation.
miscellaneous account maintained for you under Regulation T As a clearing agent, we provide securities clearance and may
If you participate in Robinhood Cash Management, your
issued by the Board of Governors of the Federal Reserve System. provide order execution based on RHF instructions. RHS will not
uninvested cash is swept into accounts at FDIC-insured program
The permanent record of the special miscellaneous account as be involved with or have any responsibility for decisions regarding
banks, where your uninvested cash will earn interest from the
required by Regulation T is available for your inspection at your securities transactions in your account. RHF will be responsible for
program banks and be eligible for FDIC insurance up to applicable
request. opening, approving and monitoring all activities in connection
limits, subject to FDIC rules. Please see the Robinhood Securities,
with your account. The entry of orders and any instructions
The per annum rate of interest charged on debit balances in your LLC & Robinhood Financial LLC Insured Network Deposit Sweep
regarding the deposit or withdrawal of securities or monies should
account is shown on this statement. This rate may change from Program Disclosures, available at https://rbnhd.co/ind-disclosure,
be made through RHF.
time to time in accordance with fluctuations in interest rates. for the terms and conditions of this sweep program, including
Interest is computed from the 1st day of the month to the last day In addition to the above mentioned services, RHS will provide information regarding FDIC insurance coverage.
of the month. The interest is based on the average daily balance cashiering services, safeguarding of funds and securities while in
RHF and RHS are members of the Financial Industry Regulatory
in your account with us, and for the actual number of days based our possession, monitoring compliance with applicable credit
Authority, Inc. (“FINRA”), and we are required to inform you of the
on an interest year of 360 days. When calculating margin interest, Regulation T and RHS internal policies, preparing and making
availability of the FINRA Investor Brochure, which contains
free credit balances in all accounts will be offset against any debit accessible your account records (including transaction
information on FINRA BrokerCheck. You may contact FINRA at 800-
in the margin account and the interest will be charged on the new confirmations and periodic statements of your account).
289-9999 or via their website www.finra.org. RHS carries your
debit balance.
The dividend totals reflected in the Income and Expense account and acts as your custodian for funds and securities
We are required to report to the Internal Revenue Service all cash Summary are inclusive of both taxable and non-taxable dividends. deposited with us directly by you, through RHF as a result of
dividends and interest credited to your account on securities held transactions we process to your account. Any suspected
for you in our name. All dividends and interest credits should be Interest charges to your account may be based on the size and inaccuracy or discrepancy in your account statement must be
included in your income tax return. net debit balance during the interest period. These rates are promptly reported to RHF. In order to protect your rights, please
subject to revision without notice in accordance with any changes confirm any oral communications in writing and include your
Information relative to fees and any other charges incurred in in the broker call loan rate, as published in the Wall Street Journal. brokerage account number. General inquiries or concerns
connection with listed option transactions occurring during the For more complete information regarding interest charges to regarding your account should be directed to:
month has previously been furnished to you in confirmation of customers, consult the RHF Fee Schedule, available at [email protected].
such transactions. A summary of the information will be made https://rbnhd.co/fees.
available to you promptly upon request. Exercise assignment The SEC requires all broker-dealers that route orders in equity
notices for option contracts are allocated among customer short We also offer Robinhood Cash Management as an additional securities and options to make available quarterly reports that
positions pursuant to a manual procedure which randomly selects feature of your account. Robinhood Cash Management includes present a general overview of their routing practices. The reports
from amongst all customer short option positions including those debit card access to your account and automatic sweep of must identify the significant venues to which customer orders
contracts which are subject to exercise. All short American style uninvested cash to bank deposits. If you participate in Robinhood were routed for execution during the applicable quarter and
option positions are liable for assignment at any time whereas Cash Management, your use of the debit card, and your rights disclose the material aspects of the broker-dealers relationship
European style options are assigned at expiration. A more with respect to debit card transactions, will be governed by the with such venue. In addition, the Rule (SEC 606) requires broker-
detailed description of our random allocation procedure is Robinhood Debit Card Agreement, which has been provided to dealers to disclose, upon customer request, the venues to which
available upon request. you and is available at https://rbnhd.co/debit-card-agreement. the individual customer’s orders were routes for the six months
In case of errors or questions about your electronic transfers, prior to the request, and the execution time for the orders that
You are to promptly advise Robinhood of any material changes
including your debit card transactions, or if you think your were executed. For further information, please contact RHF.
concerning your investment objectives or financial situation by
updating your information using the Robinhood platform or by statement or receipt is wrong or if you need more information Statement of Financial Condition
contacting [email protected]. about a transaction listed on the statement or receipt, telephone Robinhood Securities, LLC unaudited Statement of Financial
Robinhood at the Robinhood customer service number listed in Condition as of June 30, 2019 is available on the Company’s
Our financial statement is available for your personal inspection; Section 2 of Appendix B to your Robinhood Financial LLC & website at www.robinhood.com/legal. A paper copy may be
it can also be emailed to you upon request. Robinhood Securities LLC Customer Agreement (“Customer requested at no cost by calling 1-(800)-282-1327. At June 30,
Agreement”), or write to Robinhood at the address listed in 2019, Robinhood Securities, LLC had a net capital of
Member of SIPC, which protects securities customers of its
Section 2 of Appendix B to your Customer Agreement. Robinhood $179,586,948, which was $166,728,298 in excess of its required
members up to $500,000 (including $250,000 for claims for cash).
must hear from you no later than sixty (60) days after you were net capital of $12,858,650.
Explanatory brochure available upon request or at www.sipc.org.
sent the FIRST statement on which the problem or error
Any free credit balances represent funds payable upon demand appeared. PLEASE RETAIN THIS STATEMENT AS IT WILL BE HELPFUL IN
which, although properly accounted for on our books and records, PREPARING YOUR INCOME TAX RETURNS AND MAY BE NEEDED
A. Tell Robinhood your name and account number. ALONG WITH SUBSEQUENT STATEMENTS TO VERIFY INTEREST
is not segregated, and may be used in the conduct of this firm’s
B. Describe the error or the transfer you are unsure CHARGES IN YOUR ACCOUNT. THIS STATEMENT SHALL BE DEEMED
business as permissible under the SEC Rule 15c3-2.
about, and explain as clearly as you can why you CONCLUSIVE UNLESS OBJECTED TO IN WRITING WITHIN 10
Notice to Customers believe it is an error or why you need more BUSINESS DAYS.
information.
RHS acts as clearing agent for your trades. Your account, which
C. Tell Robinhood the dollar amount of the suspected
was introduced to us by RHF, is established under your name on a
error.

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