2013 Energy Consuption in The Roman World - Paolo Malanima PDF
2013 Energy Consuption in The Roman World - Paolo Malanima PDF
Edited by
W.V. Harris
LEIDEN • BOSTON
2013
© 2013 The Trustees of Columbia University in the City of New York ISBN 978 90 04 25343 8
CONTENTS
PART ONE
FRAMEWORKS
PART TWO
CLIMATE
What Climate Science, Ausonius, Nile Floods, Rye, and Thatch Tell Us
about the Environmental History of the Roman Empire . . . . . . . . . . . 61
Michael McCormick
Megadroughts, ENSO, and the Invasion of Late-Roman Europe by the
Huns and Avars . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
Edward R. Cook
The Roman World and Climate: Context, Relevance of Climate
Change, and Some Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
Sturt Manning
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vi contents
PART THREE
WOODLANDS
PART FOUR
AREA REPORTS
PART FIVE
FINALE
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 277
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 327
© 2013 The Trustees of Columbia University in the City of New York ISBN 978 90 04 25343 8
ENERGY CONSUMPTION IN THE ROMAN WORLD*
Paolo Malanima
Economic development has been supported, over the last two centuries, by
a technical revolution in the use of power and energy. The introduction of
modern machines, able to deliver huge quantities of work per unit of time
on the one hand, and the availability of cheap fossil energy sources on the
other, have enormously increased productive capacity. Both changes were
the necessary although not sufficient conditions for the notable discontinu-
ity in the economic history of the human populations and were the main
determinants of a huge increase of output. The scarce availability both of
mechanical power and energy set a limit to the growth potential of pre-
vious agricultural economies from the 5th millennium bc until the start
of modern growth two centuries ago, and was the direct determinant of
phases of decline or collapse. We cannot but agree with the view presented
by E.A. Wrigley on pre-modern agricultural or ‘organic’ societies. His opin-
ion is that ‘societies before the Industrial Revolution were dependent on the
annual cycle of plant photosynthesis for both heat and mechanical energy.
The quantity of energy available each year was therefore limited, and eco-
nomic growth was necessarily constrained’.1 This was the main reason why
decreasing returns to labour prevailed in past agricultural civilisations, as
the English classical economists maintained.
The topic of energy consumption as a whole has been only marginally
investigated in the case of the Roman world (though there has been some
attention to particular energy sources such as wood). Previous attempts
to quantify energy consumption do not allow one to understand the pro-
cedures followed.2 It is obviously impossible to present definite figures of
energy consumption, since local conditions and the relations between
human beings and the environment differed so much within the Roman
* I thank Elio Lo Cascio for his comments on a previous draft of this paper. I also
thank the participants in the conference ‘Growth and Factors of Growth in the Ancient
Economy’, January 28–29, 2011, held in Chicago (with the support of the Federal Reserve Bank
of Chicago), and particularly Alain Bresson and Joel Mokyr, for their comments.
1 Wrigley 2013, 1. See also Wrigley 2010 on the same topic.
2 See the Appendix.
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14 paolo malanima
Often it is not completely clear what actually were the sources of energy
in past agrarian civilizations.3 The consequence is that any quantification
becomes imprecise or, indeed, quite impossible. Although certainty is unat-
tainable on the subject, a plausible order of magnitude is not out of reach.4
There were three main inputs of energy in pre-modern agrarian civiliza-
tions from about 5000bc until 1800ad: food, firewood and fodder for working
animals.5
Food has been the primary source of energy since the beginning of the
human species. A second source, firewood, began to be exploited as fuel
between 1,000,000 and 500,000 years ago. From then until the Industrial Rev-
olution it was the main provider of heat.6 The third source, fodder for draft
animals, began to supply mechanical work in the agricultural civilizations
between 5000 and 4000bc, that is since the exploitation of animal power
on a wide scale in agriculture and transportation. These were still the main
3 Here I refer to the energy sources with a cost (often an opportunity cost). Solar light
is important for our survival, but is free and then excluded from our calculations. The same
holds true for the vegetation of a forest, when not exploited by the humans. Water and wind
power, when exploited through mills and sails (expensive to build), is included, while it is
excluded when not exploited for some productive activity. See, however, the Appendix for
more information on the subject.
4 I have discussed this topic in greater depth in Malanima (forthcoming). See the follow-
ing Appendix on the quantification of energy consumption in the early Roman Empire.
5 I have examined the transitions among energy systems in greater depth in Malanima
2010.
6 Perlès 1977; Goudsblom 1992.
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energy consumption in the roman world 15
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16 paolo malanima
14
The article by Harris 2011a is important for the quantification of firewood consumption.
15
Fernandes et al. 2007 (see the auxiliary material for the article in http://onlinelibrary
.wiley.com/doi/10.1029/2006GB002836/suppinfo). The consumption of biofuels in the Medi-
terranean regions was lower than the average.
16 See the lower energy consumption proposed by Smil 2010, reported in the Appendix to
this paper.
17 On the topic see in particular Kron 2000, 2002, and 2004. See also Ward-Perkins 2005,
© 2013 The Trustees of Columbia University in the City of New York ISBN 978 90 04 25343 8
energy consumption in the roman world 17
In mere quantitative terms, the role of wind and water in pre-modern agrar-
ian societies was negligible, although they were very important from the
technological viewpoint. Actually, sailing ships and watermills were the
only engines whose mechanical work did not derive from the metabolism
of food.21 Together these engines provided 100 percent of the mechanical
energy by non-biological converters.
2. A Quantification
Table 1. Energy consumption in the early Roman Empire (in Gj. per capita per year
and kcal. per capita per day).
Gj/year Kcal/day %
Sources of energy Min. Max. Min. Max. Min. Max.
Food for humans 3.1 4.6 2,000 3,000 33 27
Fuel 4.6 9.2 3,000 6,000 50 55
Fodder for animals 1.5 3.0 1,000 2,000 17 18
Total 9.2 16.8 6,000 11,000 100 100
Sources: see text and Appendix.
Today World energy consumption is 50,000 kcal. per capita per day or 76.5
gigajoules (Gj.) per year. In Europe it is notably higher: 100,000 kcal. per day
(153 Gj. per year). At the beginning of modern growth, in the early decades
of the 19th century, World average consumption per capita was 7–10,000
kcal. per day (10–15 Gj. per year) and the European 15,000 kcal. per day
(23 Gj. per year).22 Around 1850, consumption per head of the three main
sources of energy (food, firewood and fodder) in Northern Mediterranean
enhance the exploitation of wind power, although, in mere quantitative terms, the energy
consumed by sailing ships remained modest. See now, on changes in maritime technology,
Harris and Iara 2011.
22 Malanima 1996 and 2010.
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18 paolo malanima
countries (Portugal, Spain, France, Italy) ranged between 11,500 and 13,500
kcal. per day.23 A Mediterranean average including Northern Africa and
the Near East (for which we have no data until 1970) would certainly be
lower.24 Thus, a plausible result is that per capita energy consumption in
the ancient Roman world was 5–6 times less than the World average in
2000 and 10 times less than the European average at the same date. It was
also a little lower than that of the Northern Mediterranean countries at the
beginning of industrialisation. The Roman Empire included many Southern
regions, where the consumption of firewood was certainly lower than in the
Mediterranean countries of Europe at the start of industrialisation.
It is hard to specify the impact of the production of energy on the envi-
ronment in the early Roman Empire. If we assume that food production
required half a hectare per capita,25 firewood half a hectare of forest and fod-
der for draft animals another half hectare, then per capita requirement was
1.5 hectares. This estimate is nothing but a plausible average (based mainly
on late medieval-early modern European examples, where the productivity
of fields, meadows and forests was quite similar to that in Roman antiq-
uity).
In around 165ad, the Roman Empire measured 3,800,000 km2.26 Accept-
ing the previous calculations regarding consumption and soil per head, to
provide energy for the 70 million inhabitants living in the Empire 1,050,000
km2 were necessary, which is 25–30 percent of the total. If we assume a pop-
ulation of 100 million, plausible as well for the middle of the 2nd century ad,
the need of soil to support energy production becomes 1,500,000 km2, which
is 40 percent of the Empire. If we exclude the mountains (lands more than
600 metres high), which in the Mediterranean regions cover 20–25 percent
of the total area and were hard to exploit, the extent of the agrarian soil
in the Roman Empire becomes about 3,000,000 km2. In this case, accord-
ing to the two previous population estimates, the share covered by fields,
exploitable woods and meadows becomes respectively 33 and 50 percent of
the total area. These shares naturally rise if we subtract from the total extent
not only the mountains, but also hilly lands hard to cultivate, marshes, lakes
and urban areas.
23
Kander et al. 2013.
24
For these countries the series elaborated by IEA (International Energy Agency) start
only from the 1970s.
25 Fallow land is not included.
26 I take both the extent of the Empire and the inhabitants from Scheidel 2007, 48.
© 2013 The Trustees of Columbia University in the City of New York ISBN 978 90 04 25343 8
energy consumption in the roman world 19
Only a part of energy input is actually transformed into useful energy (or
energy services, that is mechanical work, light and useful heat). How great
this share is depends on the efficiency of the converters of energy, that is
labour (L) and capital goods (K ). The thermodynamic efficiency (η) of the
system of energy can be represented through the following ratio between
the energy services (Eu) and the total input of energy (Ei):
η=
Eu
Ei
Today, in our developed economies, this ratio is about 0.35; that is 35 percent
of the input of energy becomes actual mechanical work, light or useful heat.
In past agricultural civilizations, the efficiency was much lower. A plausi-
ble calculation is easier for the past, when biological converters prevailed,
than for the present. Today, in fact, the variety of machines, with diverse
yields, make any estimate hard. The ratio between useful mechanical work
and input of energy into biological converters, such as humans and working
animals, is around 15–20 percent.27 Part of the intake of energy in the form of
food is not digested and is expelled as waste, whilst the main part is utilized
as metabolic energy in order to repair the cells, digest and preserve body
heat. A human being or animal consumes even when inactive. The use of
firewood is even less efficient. The greater part of the heat is dispersed with-
out any benefit for those who burn the wood. Its yield is about 5–10 percent.
Overall, the efficiency of a vegetable energy system based on biological con-
verters, such as that of ancient civilizations, was around 15 per cent at the
most: that is 1,000–1,500 kcal. were transformed into useful mechanical work
or heat; the rest was lost. Thermal machines are much more efficient than
biological converters such as animals and humans.
Another measure of efficiency in the use of energy is the ratio between
the energy input and output, that is GDP. It represents the energy intensity,
or the quantity of energy we need to produce a unit of output (Y ):
i=
Ei
Y
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20 paolo malanima
consumer himself.
32 Malanima 2009, chap. VII.
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energy consumption in the roman world 21
33 I neglect here the employment of power for military purposes. A catapult was an
© 2013 The Trustees of Columbia University in the City of New York ISBN 978 90 04 25343 8
22 paolo malanima
While the adoption of new energy carriers in the past two centuries has
greatly expanded the quantity of energy at our disposal, an equally key
development has been new technology (machinery) able to concentrate
large amounts of work in particular locations in order to carry out specific
tasks. This concentration of work allows humans to accomplish tasks that
were barely imaginable just a few lifetimes ago. It was the first step toward
a new control of the natural forces at a level inconceivable in past agrarian
civilizations.
5. Innovations
© 2013 The Trustees of Columbia University in the City of New York ISBN 978 90 04 25343 8
energy consumption in the roman world 23
Fig. 1. Dated remains of coal in England 1–500ad (% of the total dated remains every
50 years). Source: based on data in Smith 1997.
Coal has been recovered from 70 archaeological sites in England and Wales.
Its chemical analysis has allowed these remains to be dated (Figure 1).39
Although we cannot quantify the level of consumption, we can specify the
chronology of its exploitation. When the Romans conquered England, coal
was already exploited. Its utilization spread and attained a maximum level
from the 2nd until the 4th century. At least until the 5th century ad, coal
continued to be used on a wide scale. Later it almost disappeared.
Coal, however, is very unevenly distributed across the globe, and, apart
from Australia, is almost entirely found in a few parts of the Northern
hemisphere, that is, North America, North-Western and Eastern Europe,
Russia and China. The centres of ancient civilizations and especially the
Mediterranean regions are not comprised in the geography of coal. The high
price of firewood on the one hand and the lack of coal on the other did
not allow the transition towards a new energy system in a Mediterranean
civilization.40
39 The decline of the curve in Figure 2 coincides with economic decline in Britain. See the
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24 paolo malanima
6. An Energy Crisis?
© 2013 The Trustees of Columbia University in the City of New York ISBN 978 90 04 25343 8
energy consumption in the roman world 25
Fig. 2. Oxygen isotopes in the ice carrot GISP2 (Greenland glacier ice core) 60bc–
350ad. Source: Rossignol 2012, 97.
We can see that the two centuries bc were favourable from a climatic
viewpoint. Temperatures were high during that period and remained so
until the middle of the 2nd century ad. Some historians suggest that, after
150ad temperatures diminished remarkably, as the curve in Figure 2 shows.
Very little, however, is known about the evolution of climate in the Mediter-
ranean.
Rossignol has claimed that ‘a remarkable worsening of the climatic condi-
tions’ occurred from about 150ad. The middle of the 2nd century ‘witnesses
the end of a warm period during which the ratio of the oxygen isotopes
had attained levels which would only be reached again in the 20th cen-
tury’.47 The presence in the ice carrots of sulphuric acid, dated between 153
and 162, reveals the influence of volcanic eruptions on the fall in tempera-
tures.48 Higher temperatures mean that the season for harvesting vegetables
is longer; that land can be cultivated at higher altitudes and further North.49
Soil per worker rises when temperatures are milder.
The opinion expressed by S.W. Manning is more cautious: ‘A range of
records indicate that a stable and reasonably positive (warm, and in a num-
ber of areas or cases also mainly moist) climate regime was in place for the
period from about the 2nd century bc through the 2nd century ad. This
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26 paolo malanima
Fig. 3. Intensity of precipitations between 400bc and ad400 (and range of error)
(mm. per year). Source: Büntgen et al. 2011, 581.
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energy consumption in the roman world 27
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28 paolo malanima
Conclusion
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energy consumption in the roman world 29
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30 paolo malanima
Appendix
1. Food
Food consumption has always been the most stable energy carrier ever
exploited since the beginning of the human species. In the following dia-
gram (Figure 5), I report the series presented by Jongman (2007b, 599), on
calorie consumption in present day populations. Taking into account the
age structure in Roman antiquity, with more young people than today, the
range of 2–3,000 calories seems plausible. Considering yields per hectare,
to cover the needs of a family of 5 people, about 5 hectares were necessary,
including fallow lands. Thus a family needed between 2.5–3.3 hectares of
cultivated land (excluding fallows): i.e. from half to two-thirds of a hectare
per person (for data on yields, and soil per capita necessary to satisfy food
demand, see Forni and Marcone 2002, on agriculture in Roman Italy).
2. Firewood
As said in §1, firewood consumption depends on temperature and industrial
use. One kg. of wood can be seen as the lowest possible level of consumption
(as also stated by Harris 2011a; see also data in Pireddu 1990, 27). Although
hard to quantify, firewood consumption was low where temperatures were
high and high where temperatures were low (see, for instance, data in Warde
2006, referring to early modern Europe). If, to simplify, we assume that
in a Mediterranean climate, each individual consumed 1 cubic metre of
wood per year, that is 625kg., including industrial uses as fuel (1.7 kg. per
day), this amount of wood could be provided by the yearly growth of half
a hectare of forest (Chierici 1911, 232–233). Assuming that the population
of the Roman Empire in around 165ad was 70 million inhabitants for an
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energy consumption in the roman world 31
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32 paolo malanima
area is only 5–10 percent of the total forest required by the population for
heating and cooking. As said before (§1), other industries (such as pottery,
glass and tile production) and services (such as baths) exploited wood. An
estimate is, in this case, impossible. Fuels different from firewood repre-
sented a negligible share of the total. Thus, our estimate for a Southern,
Mediterranean civilization such as the Roman Empire is between 1 and 2 kg.
of wood, that is 3,000–6,000 calories per capita per day.
3. Fodder
The estimate of fodder consumed by draft animals is more complex. From
the viewpoint of energy, an ox or some other working animal is like a
machine. It metabolizes vegetables to accomplish a task. In order to estab-
lish the average consumption in energy sources per head, the input of energy
by a draft animal must be divided by the family members that exploit it.
We know that improved fodder management and nutrition determined a
remarkable increase in the size of animals during Graeco-Roman antiquity.
Ley farming and meadows supplied animals with better fodder than in the
late Middle Ages and early modern times (Kron 2000). Oxen were taller and
heavier than in Medieval and early modern Europe: about 400 kg instead of
2–300 (Kron 2002 and 2004).
We can establish a ratio between working animals and population in
ancient Mediterranean civilizations from the technical relationship sug-
gested by ancient agronomists between land and working animals. In the 1st
century bc, Varro recalls the opinions of Cato and Saserna about the need
of a yoke for every 80–100 iugera (20–25 hectares) (On agriculture 1.21–22).
Since a yoke is composed of two oxen, the relationship is therefore a work-
ing animal per 10–12.5 hectares. A century later, Columella tells of two yokes
of oxen for a farm of 200 iugera (or 50 hectares) (On agriculture 2.12.1–7).
Again we find a ratio similar to that suggested by Varro and relatively close
to the animal-land ratio found in early Modern Europe. Since a peasant fam-
ily required a farm of about 3–5 hectares to support its living (as shown in
§1 of this App.), we could divide among the 10–15 members of two average
families endowed with a farm of 3–5 hectares each, the calories from fodder
consumed by oxen (25–30,000 kcal per animal per day) and we would obtain
the result of 1,700–3,000 kcal. per head. We would have to add to this esti-
mate horses (on which see Vigneron 1968), mules, donkeys and camels, and
we would also have to include urban inhabitants (excluded from the previ-
ous draft animals-peasant families ratio) in the denominator of our ratio. All
things considered, a range of 1,000–2,000 calories per day per capita seems
plausible.
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energy consumption in the roman world 33
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34 paolo malanima
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energy consumption in the roman world 35
Table 2. Energy consumption in advanced regions of the West and East according
to I. Morris. 8000bc–2000ad (thousands of kcal. per capita per day).
West East
(000) (000)
2000 230 104
1900 92 49
1800 38 36
1700 32 33
1500 27 30
1000 26 29.5
200ad 30 26
1ad 31 27
200bc 27 24
8000 6 5
Source: Morris 2010b, 628.
Around 2000, the average world energy consumption was 50,000 calories per
day. According to Morris’ estimate, in 200bc some parts of the World already
exceeded this level even without fossil fuels.
In both works by Morris (2010a and 2010b), previous data (reported in
Table 2) for the year 2000 actually refer to the most advanced countries
in the West (USA) and in the East (Japan). In addition, data for previous
years refer to ‘the most developed core within the West’ (Morris 2010b, 42),
whose borders, however, are not clearly defined. In any case, Morris’ results
are too high. In 1800, according to recent research, energy consumption in
Western Europe (a highly developed part of the globe) was not 38,000 kcal.
(as maintained by Morris), but about 15,000 (average for Sweden, Norway,
The Netherlands, Germany, France, Spain, Portugal and Italy) (Kander et al.
2013 and data published in Gales et al. 2007). In 1900, for the same countries
of Western Europe, the average was 41,500 kcal. per day per capita, and not
92,000 (as in the previous Table 2). In England it was 95,000. Morris’ estimate
for 1900 is only plausible if by ‘West’ we refer only to England. As we see, data
for the Roman Empire are also quite different from ours. Even if we take the
most advanced part of the Roman Empire, Italy, in 1861, that is, the year of
the Unification of the country, energy consumption per capita was 11–12,000
calories (Malanima 2006), less than half the estimate proposed by Morris for
the West (31,000) in 1ad.
Energy intensity represents the ratio between energy consumption and
GDP. In Western Europe from 1800–1820 it was 12–15 Megajoules per 1 dollar
(1990 international Gery-Khamis dollars), when per capita GDP was 1,200
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36 paolo malanima
© 2013 The Trustees of Columbia University in the City of New York ISBN 978 90 04 25343 8
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