Deconstructing Markedness - A Predictability-Based Approach
Deconstructing Markedness - A Predictability-Based Approach
ELIZABETH HUME
Ohio State University
0. Introduction
Since first proposed as a linguistic term by Trubetzkoy (1939), the notion of
markedness has come to occupy a position of considerable importance in phonol-
ogy and other areas of linguistics. However, since Trubetzkoy’s time, markedness
has acquired a much broader meaning. The term “unmarked” is generally syn-
onymous with, for example, simpler, more common, easier to produce, acquired
earlier, etc. It is no longer limited to relations between elements on a language-
specific basis, as Trubetzkoy assumed. Rather, markedness has come to refer to
the universals of language (e.g., Jakobson 1963, 1990; Greenberg 1966), deter-
mined by Universal Grammar (Chomsky and Halle 1968, Kean 1975, and many
others following them). Further, it has grown from a simple classificatory term to
a predictive scientific concept (e.g., Kiparsky 1985, Calabrese 1995, Rice 1996,
de Lacy 2002).
There are many serious problems with the notion of markedness, as I outline
in section 1. The result, I suggest, is that markedness is not predictive and hence,
not a scientific concept. The root of the problem is this: due to the vagueness of
the concept, markedness, it is unclear what markedness diagnostics, e.g. neutrali-
zation, simplicity, deletion, are actually diagnosing. What we are lacking is a clear
understanding of the basis of markedness.
I argue that it is predictability; that is, traditional markedness diagnostics are
actually providing evidence for a linguistic element’s predictability within a sys-
tem. An element with greater predictability patterns as less marked than a corre-
sponding, less predictable, one. Predictability is determined by a complex of fac-
*
Special thanks to Mary Beckman, Chris Brew, Nick Clements, Hope Dawson, Kathleen Currie
Hall, Keith Johnson, Hyunsook Kang, Grant McGuire, Jeff Mielke, Anton Rytting, and the OSU
Phonetics/Phonology group (aka Phonies) for their most valuable input. My thanks also to audi-
ence members at the MOT Workshop in Phonology (2004) and BLS, in particular, Juliette
Blevins, Marie-Hélène Côté, Heather Goad, Bruce Hayes, Larry Hyman, John Ohala, Sharon
Peperkamp, and Glyne Piggott. I, of course, am responsible for the views expressed in this paper
as well as for any errors.
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Markedness: A Predictability-Based Approach
tors, some language-specific and some universal, as discussed below. This paper
focuses primarily on the contribution of one language-specific factor: language
experience. As I hope to show, this approach is superior to traditional views of
markedness for a number of reasons: first, it correctly predicts observed language
patterns both at the language-specific and universal level; second, it correctly re-
flects the probabilistic nature of markedness; and finally, it is quantifiable, thus
moving us closer to a predictive, scientific theory of sound patterns.
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Elizabeth Hume
thus higher salience are also considered unmarked. The CV syllable is a proto-
typical example, widely considered to be the universally unmarked syllable type.
Perceptual salience is thus used in apparently contradictory ways to refer to the
same markedness value: an unmarked element can have low salience or it can
have high salience.
Another example illustrating seemingly contradictory predictions of the diag-
nostics involves epenthesis and deletion. The epenthetic vowel or consonant is
generally taken to correspond to the unmarked segment of a language. Deletion of
one member of a class of sounds also denotes unmarked status. What this means
is that an unmarked sound is not only more apt to delete, it is also more apt to be
inserted. To put another way, the unmarked segment is both the most preferred
and the least preferred segment in the language.
Due to problems such as these, an objective definition of what would validate
or falsify markedness is lacking. Is markedness falsified if the evidence from dif-
ferent criteria conflict? If not, how do we determine the markedness status of an
element? For example, a sound that is perceptually salient may be relatively sim-
ple from a production perspective. Does this make it marked in a system or un-
marked? Given the lack of an objective statement of what markedness is, the con-
cept tends to be used as is convenient; patterns that support a particular view of
markedness are used as evidence for that view while those that do not, tend to be
labeled “irregular,” “exceptional,” or “irrelevant.”
Following Menn (1983), it is clear that markedness does not explain anything;
it is something that needs to be explained. As I argue below, the concept predict-
ability is able to do just this.
2. Predictability
Markedness is best considered a probabilistic notion with predictability positively
correlated with unmarkedness. As I show below, observed markedness patterns
follow from this approach in a straightforward manner. In short, an element that is
predictable within a system is less crucial to successful communication than one
that is less predictable. Consequently, a predictable element is a more likely can-
didate for reduction, deletion, change, etc. Recall that these are all traditional di-
agnostics for unmarkedness. Interestingly, a more predictable element is also
more likely to be the epenthetic segment, another diagnostic of unmarkedness,
since language users are biased towards predictable elements (see below). Thus,
by taking into account the predictability of a segment in a language system, we
are able to predict both its instability and a speaker/hearer’s bias towards it. Fur-
ther, unlike traditional approaches to markedness, cross-linguistic variability is
not only accounted for, it is predicted, as I briefly discuss below.
There are several factors that come into play in determining the predictability
of a given linguistic element. As I lay out in greater detail in Hume (2004b,c),
these include perceptual salience, articulatory simplicity, functional load, social
factors (e.g., prestige value), and the speaker/hearer’s experience with the usage
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Markedness: A Predictability-Based Approach
of linguistic elements, e.g. sounds, words. All are crucial in determining how pre-
dictable an element will be in a language system. It is the influence of language
experience that I focus on in this paper. Cross-linguistic variability and hence,
language-specific markedness patterns result from the contribution of the system-
dependent factors: functional load, social factors, and experience.
3. Experience
Experience is important because it is correlated with expectation. As described by
Feather (1982), expectation, like other cognitive concepts, recognizes “the indi-
vidual’s capacity to process information so that it becomes organized and set
within a context of meaning. These organized residues of experience then become
important filters for future information processing, serving as benchmarks, crite-
ria, or reference frames against which new information can be tested. They also
guide the form that behavior takes.” Formally, expectation is the probability (P) of
x given y.
The more experience that one has with some element, the greater is the expecta-
tion that that element will occur. Experience is thus also correlated with predict-
ability.
The impact of experience on language learning, language change, language
processing, and language production is well-established (see, among others, Zipf
1932; Bybee, e.g. 1985, 2001; Jurafsky et al. 2001; Frisch 1996; Frisch et al.
2000; Luce 1986; Lindblom 1990; Pierrehumbert 1994; Pitt and McQueen 1998;
Raymond, Dautricourt, and Hume to appear; Saffran, Aslin, and Newport 1996;
Saffran, Newport, and Aslin 1996; Vitevitch and Luce 1999; Dell et al. 2000;
Makashay 2001). In language acquisition, for example, experience with the ambi-
ent language shapes an infant’s expectations regarding language, revealed as a
preference for aspects of his/her native language (Aslin et al. 1981; Best et al.
1988; Jusczyk 1997; Polka and Werker 1997; Werker et al. 1981; Werker and
Tees 1984). Psycholinguistic research in speech and word processing also shows
that the ability to process speech is facilitated by a listener’s familiarity with vari-
ous dimensions of the native language’s phonological system including: the lan-
guage’s sounds (Pitt and Samuel 1990), phonotactics (Hallé et al. 1998, Massaro
and Cohen 1983, Pitt 1998, Pitt and McQueen 1998), patterns of contrast (Lahiri
and Marslen-Wilson 1991, Otake et al. 1996, Dupoux et al. 1997, Harnsberger
2001, Hume and Johnson 2003), and syllable structure (Cutler and Norris 1988,
Pallier et al. 1993, Pitt et al. 1998, Treiman and Danis 1988). For example, listen-
ers are biased to parse consonant clusters that are phonotactically impermissible
into permissible sequences (Hallé et al. 1998, Massaro and Cohen 1983, Pitt
1998). Pitt (1998) found that an epenthetic schwa was more likely to be per-
ceived between the consonants of phonotactically illegal consonant clusters
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Elizabeth Hume
(e.g., [tl3] o [tl3]) than legal clusters (e.g., [tr3] o [tr3]). It is also uncontro-
versial that how words are processed is influenced by factors such as their fre-
quency of occurrence and the predictability of sequences of sounds in the word
(e.g., Savin 1963, Luce 1986, Luce and Pisoni 1998, Pitt and McQueen 1998,
Vitevitch and Luce 1999, Frisch et al. 2000). For example, the higher the fre-
quency of the word, the greater the likelihood is that the listener will identify the
word correctly (Luce 1986). As I discuss below, experience also plays a role in
synchronic phonological patterns.
Language experience and predictability are useful concepts when it comes to
understanding markedness since, as it turns out, most of the traditional diagnostics
fit into one of two categories: (a) they provide evidence for the result of predict-
ability, or (b) they contribute to one’s experience with a particular element and, as
a result, influence what is predictable within the system of an individual speaker/
hearer or the language more generally. I illustrate these two points just below.
distribution
neutralization
articulatory
simplicity EXPERIENCE PREDICTABILITY
perceptual
salience
structural
simplicity
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Markedness: A Predictability-Based Approach
3.500
3.000
2.500
sensitivity (d')
T urkis h
2.000
A ra bic
1.500
E nglis h
1.000
F re nc h
0.500
0.000
-0.500
ds
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ry
s
ps
ps
ic
s
es
s
es
l
sa
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da
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sto
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ca
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na
liq
gl
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at
ca
fri
ed
ss
ffr
ric
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fri
af
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vo
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Elizabeth Hume
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Markedness: A Predictability-Based Approach
1992). Two-consonant clusters are thus the most predictable clusters in the lan-
guage.
To summarize, the traditional markedness diagnostics noted above provide
evidence for a speaker/hearer’s experience with some element of his/her lan-
guage. As we have seen, some elements are more apt to occur in a language sys-
tem than others due to their inherent phonetic nature. However, presence within a
system is not sufficient to determine the predictability (unmarkedness) of an ele-
ment; we must also take into account the extent to which the elements are used.
5. Predictability Effects
In this section I consider another group of well-known markedness diagnostics
and show how they follow from the proposed model. They differ from the set
above in that they provide evidence for the effects of predictability. These diag-
nostics can be further divided into two sets, as shown in Figure 3. One illustrates
the instability of the predictable and includes diagnostics such as reduction, dele-
tion, and assimilation. The other set exemplifies the bias towards the predictable
as evidenced in processes like epenthesis, metathesis, and dissimilation.
PREDICTABILITY
5.1. Instability
Instability of the predictable incorporates the observation that elements that are
predictable within a system are more likely to undergo change, such as reduction,
deletion, and assimilation. The reason for this is because predictability reduces an
element’s surprise value in the system and hence, the amount of information that
it contains (Zipf 1932, Shannon 1949, Applebaum 1996). As a result, the greater
the predictability of an element, the less information content it has and, I argue,
the more expendable it is. The most expected, i.e. unmarked, category is thus the
one with the least information content. The view of information content as a quan-
tifiable alternative to markedness is developed more fully in Hume (2004b,c). I
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Elizabeth Hume
offer some illustrations below but refer the reader to the works just noted for more
detailed discussion.
It is widely assumed that the phonologically unmarked segment in a system is
the segment which is least stable phonetically. That is, it is most likely to undergo
processes such as reduction, deletion, assimilation, etc. According to this view,
the alveolar coronal stop can be considered the unmarked consonant type in Eng-
lish. Support for this proposal comes, for example, from data from the Buckeye
Speech Corpus of over 100,000 words of conversational speech (Pitt et al. 2005),
which shows that 17% of all word variants involve t/d changes, the most of any
consonant type. Similarly, in Sri Lankan Portuguese Creole, labial m can be con-
sidered unmarked since it is the least stable nasal in the language (nasals include
labial, coronal, dorsal) (Hume and Tserdanelis 2002). The word-final labial nasal
optionally deletes; dorsal and coronal nasals do not. The labial nasal also under-
goes place assimilation to a following consonant; the coronal nasal does not.
The observed instability of t/d in English and m in Sri Lankan Portuguese
Creole finds a straightforward explanation when we take into account their pre-
dictability within each language. In Sri Lankan Portuguese Creole, users have
more experience with m than with other nasals. The labial nasal is twice as fre-
quent as its nearest competitor n (Hume and Tserdanelis 2002). Interestingly, the
velar nasal occurs in only a few words in word-final position and like the highly
frequent labial, it undergoes assimilation. The fact that one of the words in which
it occurs is the highly frequent indefinite article is perhaps not surprising. I sus-
pect that the high token frequency of the velar nasal led to its instability and thus
resulted in its patterning with the labial nasal rather than with the coronal. With
respect to English, it is clear that users have more experience with t/d than with
any other consonant in the language. In the Buckeye corpus, 40% of all tran-
scribed words have t or d, the highest by far of any consonant. Further, some very
frequent words contain t/d, including the three most frequent words in the corpus:
and, to, that. In addition, it is well-established that higher rates of t/d reduction in
English correlate with factors such as higher lexical frequency (Bybee 2001, Ju-
rafsky et al. 2001, Patterson and Connine 2001) and predictability from the fol-
lowing word (Raymond, Dautricourt, and Hume to appear).
5.2. Bias
A speaker/hearer is also biased towards the predictable. Since predictability is a
function of experience, this means that patterns that are more familiar to the lan-
guage user will have a greater chance of being produced and perceived. A listener
is especially biased towards the more frequent pattern in a system when informa-
tion specifying a sound or sound sequence is indeterminate (Pitt and McQueen
1998).
In metathesis, for example, Hume (2004a) shows that the knowledge of the
sound patterns of one’s language influences how the speech signal is processed
and thus, the order in which a sequence of sounds is parsed. To be specific, the
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Markedness: A Predictability-Based Approach
order inferred from the signal, and thus the output of metathesis, is the order that
occurs most frequently in the language. In this view, the reason that improved
perceptual salience is characteristic of many cases of metathesis becomes an arti-
fact of the nature of sequences subject to the process and of those that influence
speech processing. Sequences with poorer cues are more likely to undergo me-
tathesis, while those with good cues tend to be more frequent in a system and thus
have a greater impact on how the speech signal is parsed (Hume 2004a:227).
With respect to epenthesis, recall from the discussion of Pitt (1998) above that
a vowel is often perceived between the consonants of phonotactically illegal con-
sonant clusters in English (e.g., [tl3] is perceived as [tl3]). It should not be sur-
prising that the vowel in question is schwa, the most frequent vowel in the lan-
guage.
This approach to epenthesis departs from the common view that the epenthetic
segment is the consonant or vowel with the weakest phonetic cues, i.e., the least
salient segment. Support for the low-salience approach comes from the observa-
tion that in many languages schwa or [i] is the epenthetic vowel, and the coronal
stop [t] or glottal stop is the epenthetic consonant. In the approach taken here,
however, I argue that while the phonetic nature of a sound is an important con-
tributing factor (along with functional load, social prestige, and experience), it is
more generally a segment’s predictability in a given context that is crucial in de-
termining whether it will be perceived as the epenthetic vowel.
Epenthesis in French illustrates the mismatch between epenthesis and pho-
netic salience and thus provides support for the predictability approach. While the
epenthetic vowel in French is commonly referred to as schwa it is in fact the mid
front rounded vowel, [1] (Adda-Decker et al. 1999). This is of particular interest
since it is commonly assumed that roundness is marked in front vowels (e.g.,
Chomsky and Halle 1968). Yet, it is the front rounded vowel [1] that is the epen-
thetic vowel rather than the arguably simpler and less salient ['], also a sound in
the French inventory. Not surprisingly, [1] is also commonly deleted, e.g.,
[R1VK?~ [RVK?petit ‘small’.
The explanation for [1]’s behavior is not that it is the least phonetically salient
vowel in the language, but that it is predictable, a consequence (in part) of its high
frequency. For example, it occurs in many highly frequent function words, e.g., je
‘I’, le ‘the (masc.)’, me/te/se ‘1st/2nd/3rd pers. pronoun’. Further evidence comes
from corpus-based studies (Adda-Decker et al. 1999). The BREF corpus of read
speech contains 66,500 sentences from 120 speakers. In the corresponding word
lexicon, 37% of the words contain optional schwas, as in petit ‘small’. The count
of all schwas would actually be higher since this does not include those schwas
that are not in the appropriate phonological context for deletion, e.g., vendredi
‘Friday’. Similarly, in a 38,000 word subset of the MASK corpus of spontaneous
speech (409 speakers), of the 2,000 entries in the word list 35% have schwa.
Thus, both token and type frequency point to [1] as a highly frequent vowel in the
language.
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Elizabeth Hume
The bias towards the predictable can also be observed in patterns of language
acquisition. For example, Quiché-learning children master /V5/ at an earlier age
than English-learning children. The explanation for this difference can be related
to the observation that the sound occurs in many words that children are exposed
to in Quiché whereas it is relatively infrequent, compared to the other plosives, in
English (Pye et al. 1987). That is, Quiché-learning infants have more experience
with the sound than do English-learning children.
Substitution errors provide further evidence. Results from a study of Japanese-
learning children 2-5 years old show that they made more than twice as many
“backing” errors for /t/ (i.e., /t/ pronounced as /k/) as they made “fronting” errors
for /k/ (/k/ pronounced as /t/) (Yoneyama et al. 2003). This runs counter to the
claim that back consonants like /k/ are universally marked and likely to be re-
placed by front consonants like /t/. However, the patterns are straightforwardly
predicted by the observation that /k/ occurs more frequently than /t/ in Japanese
(adult lexicon and words that a Japanese child is most apt to hear) (Yoneyama et
al. 2003; Beckman et al. 2003). As Beckman et al. point out, the higher frequency
of /k/ in Japanese also correctly predicts the earlier acquisition of /k/ reported for
Japanese and the larger number of errors for /t/. In English, on the other hand, /t/
occurs more frequently than /k/.
Patterns of language development in creole genesis also support the predict-
ability model. Thomason (1993) shows that the properties of pidgins/creoles de-
pend on the properties of the source languages. Those that are common to both
varieties, i.e., familiar to the users, are more likely to be preserved, regardless of
how phonetically complex they might be. Chinook Jargon (a pidgin), for example,
contains a stable phonemic inventory which includes glottalized, labialized, and
uvular (vs. velar) stops.
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Markedness: A Predictability-Based Approach
7. Conclusion
In this paper I have argued that predictability is at the basis of markedness. Un-
marked elements are those that have a high degree of predictability within a sys-
tem (or a given context). While I have focused on only one of the factors crucial
to determining the predictability of a linguistic element, the promise of this ap-
proach to explaining markedness patterns should be evident.
First, a single metric, predictability, provides an explanation for both the in-
stability of an element and the speaker/hearer’s bias towards that same element.
In both cases, the element in question has high predictability. Markedness, on the
other hand, is a descriptive label; it doesn’t explain anything.
Second, the predictability of an element is dependent upon both universal
properties and the language system in which the element occurs. Thus, both uni-
versal and language-specific patterns are predicted. Given standard assumptions,
markedness only predicts the patterns that are supposed to be universal; it has
nothing to say about language-specific markedness patterns.
Third, predictability is quantifiable, thus moving us closer to a scientifically
rigorous theory of the observations (see Hume 2004b,c). Markedness is not.
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