3GPP TS 36.314 V9.1.

0 (2010-06)
Technical Specification

3rd Generation Partnership Project;

Technical Specification Group Radio Access Network;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Layer 2 - Measurements
(Release 9)

The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification.
Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
Release 9 2 3GPP TS 36.314 V9.1.0 (2010-06)

Keywords
LTE, Radio, Layer 2

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3GPP
Release 9 3 3GPP TS 36.314 V9.1.0 (2010-06)

Contents
Foreword ...................................................................................................................................................... 4
1 Scope .................................................................................................................................................. 5
2 References .......................................................................................................................................... 5
3 Definitions, symbols and abbreviations ............................................................................................... 5
3.1 Definitions ................................................................................................................................................... 5
3.2 Symbols ....................................................................................................................................................... 5
3.3 Abbreviations............................................................................................................................................... 5
4 Layer 2 measurements ........................................................................................................................ 6
4.1 E-UTRAN measurements ............................................................................................................................. 6
4.1.1 PRB usage .............................................................................................................................................. 6
4.1.1.1 Total PRB usage................................................................................................................................ 6
4.1.1.2 PRB usage per traffic class ................................................................................................................ 7
4.1.1.3 Void .................................................................................................................................................. 8
4.1.1.4 Void .................................................................................................................................................. 8
4.1.1.5 Void .................................................................................................................................................. 8
4.1.2 Received Random Access Preambles ...................................................................................................... 8
4.1.3 Number of active UEs ............................................................................................................................. 9
4.1.3.1 Number of Active UEs in the DL per QCI .......................................................................................... 9
4.1.3.2 Number of Active UEs in the UL per QCI ........................................................................................ 10
4.1.4 Packet Delay......................................................................................................................................... 11
4.1.4.1 Packet Delay in the DL per QCI....................................................................................................... 11
4.1.5 Data Loss ............................................................................................................................................. 12
4.1.5.1 Packet Discard Rate in the DL per QCI ............................................................................................ 12
4.1.5.2 Packet Uu Loss Rate in the DL per QCI ........................................................................................... 13
4.1.5.3 Packet Loss Rate in the UL per QCI................................................................................................. 14
4.1.6 Scheduled IP Throughput ...................................................................................................................... 15
4.1.6.1 Scheduled IP Throughput in DL ...................................................................................................... 15
4.1.6.2 Scheduled IP Throughput in UL ...................................................................................................... 16

Annex A (informative): Change history ........................................................................................... 17

3GPP
Release 9 4 3GPP TS 36.314 V9.1.0 (2010-06)

Foreword
This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).

The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:

Version x.y.z

where:

x the first digit:

1 presented to TSG for information;

2 presented to TSG for approval;

3 or greater indicates TSG approved document under change control.

y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates,
etc.

z the third digit is incremented when editorial only changes have been incorporated in the document.

3GPP
Release 9 5 3GPP TS 36.314 V9.1.0 (2010-06)

1 Scope
The present document contains the description and definition of the measurements performed by E-UTRAN that are
transferred over the standardised interfaces in order to support E-UTRA radio link operations, radio resource
management (RRM), network operations and maintenance (OAM), and self-organising networks (SON).

2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.

References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.

For a specific reference, subsequent revisions do not apply.

For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.

[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".

[2] 3GPP TS 36.321: "Evolved Universal Terrestrial Radio Access (E-UTRA) Medium Access
Control (MAC) protocol specification ".

[3] 3GPP TS 36.322: "Evolved Universal Terrestrial Radio Access (E-UTRA) Radio Link Control
(RLC) protocol specification".

[4] 3GPP TS 36.323: "Evolved Universal Terrestrial Radio Access (E-UTRA); Packet Data
Convergence Protocol (PDCP) specification".

3 Definitions, symbols and abbreviations

3.1 Definitions
For the purposes of the present document, the terms and definitions given in TR 21.905 [1] and the following apply. A
term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [1].

3.2 Symbols
For the purposes of the present document, symbols apply locally in the subclause where they are defined.

3.3 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An
abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
TR 21.905 [1].

BCCH Broadcast Control Channel

DRB Data Radio bearer
DCCH Dedicated Control Channel
DTCH Dediicated Traffic Channel
HARQ Hybrid Acknowledge Request
PCCH Paging Control Channel
PRB Physical Resource Block

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QCI Quality of service Class Identifier.

SRB Signalling Radio Bearer.
TTI Time Transmission Interval

4 Layer 2 measurements

4.1 E-UTRAN measurements

4.1.1 PRB usage
The objective of the PRB usage measurements is to measure usage of time and frequency resources. A use case is cell
load balancing, where PRB usage is used for information signalled across the X2 interface. Another use-case is OAM
performance observability.

4.1.1.1 Total PRB usage

Protocol Layer: MAC
Definition Total PRB usage is calculated in the time-frequency domain only. The reference point is the
Service Access Point between MAC and L1. The measurement is done separately for:
- DL
- UL

Detailed Definitions:

M 1(T )
M (T ) 100 , where explanations can be found in the table 4.1.1.1-1 below.
P (T )

Table 4.1.1.1-1
Total PRB usage. Percentage of PRBs used, averaged
M (T )
during time period T . Value range: 0-100%
A count of full physical resource blocks.
For the DL, all PRBs used for transmission shall be
M 1(T ) included.
For the UL, all PRBs allocated for transmission shall be
included.

P(T ) Total number of PRBs available during time period T.

The time period during which the measurement is
T performed.

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4.1.1.2 PRB usage per traffic class

Protocol Layer: MAC
Definition PRB usage per traffic class. This measurement is an aggregate for all UEs in a cell, and is
applicable to Dedicated Traffic Channels (DTCH). The reference point is the Service Access
Point between MAC and L1. The measurement is done separately for:
- DL DTCH, for each QCI.
- UL DTCH, for each QCI

Detailed Definitions:

1 B(t , qci)
M 1(qci, T ) X (t ) , where
t p S ( t ) W ( p) B(t )
explanations can be found in the table 4.1.1.2-1 below.

M 1(qci, T )
M (qci ) 100 , where
P (T )
explanations can be found in the table 4.1.1.2-2 below.

Table 4.1.1.2-1
Absolute PRB usage per traffic class. A count of full or
M 1(qci, T ) partial physical resource blocks.
The time period during which the measurement is performed
T (in TTIs)
A transport block in time period T that contain DTCH data.
t Initial transmissions and HARQ retransmissions shall be
counted.
The set of physical resource blocks used for transmission of
S (t ) transport block t .
The number of transport blocks that are currently sharing
W ( p) PRB p .
The total number of DTCH bits for DTCHs with QCI = qci ,
B(t , qci )
carried in transport block t
The total number of DTCH and DCCH bits carried in
B(t ) transport block t .
If multiplexing is taken into account: X (t ) 1 always. If
multiplexing is not taken into account: X (t ) 1 if transport
X (t ) block t carries data corresponding to only one QCI and:
X (t ) 0 otherwise. It is up to implementation if to take
multiplexing into account or not.

Table 4.1.1.2-2
PRB usage per traffic class. Percentage of PRBs used for a
M (qci) certain qci, averaged during time period T . Value range: 0-
100%
P(T ) Total number of PRBs available during time period T.

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4.1.1.3 Void

4.1.1.4 Void

4.1.1.5 Void

4.1.2 Received Random Access Preambles

A use case for this measurement is RACH configuration optimization, where Received Random Access Preambles is
signaled across an OAM interface.
Protocol Layer: MAC
Definition Received Random Access Preambles. This measurement is applicable to PRACH. The
reference point is the Service Access Point between MAC and L1. The measured quantity is the
number of received Random Access preambles during a time period over all PRACHs configured
in a cell. The measurement is done separately for:
- Dedicated preambles
- Randomly selected preambles in the low range
- Randomly selected preambles in the high range.

The unit of the measured value is [/s].

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4.1.3 Number of active UEs

The objective of the measurement is to measure number of active UEs per QCI for OAM performance
observability. It is intended to be part of a calculation to determine the bitrate UEs achieve when they are
active, i.e. when applications are transmitting and receiving data.

4.1.3.1 Number of Active UEs in the DL per QCI

Protocol Layer: MAC, RLC, PDCP

Definition Number of Active UEs in the DL per QCI. This measurement refers to UEs for which
there is buffered data for the DL for DRBs. The measurement is done separately per
QCI.

Detailed Definition:

N (i, qci )
i
M (T , qci, p ) ,where
I (T , p )

explanations can be found in the table 4.1.3.1-1 below.

Table 4.1.3.1-1
Number of Active UEs in the DL per QCI, averaged
M (T , qci, p)
during time period T . Unit: Integer.

Number of UEs for which there is buffered data for the

DL in MAC, RLC or PDCP protocol layers for a Data
Radio Bearer of traffic class with QCI = qci at
sampling occasion i .
N (i, qci ) In RLC and PDCP layers, buffered data corresponds
to data available for transmission according to the
definitions in TS 36.322 and TS 36.323.

Buffered data includes data for which HARQ

transmission has not yet terminated.

Sampling occasion during time period T . A sampling

i occasion shall occur once every p seconds.

p Sampling period length. Unit: second. The sampling

period shall be at most 0.1 s.

Total number of sampling occasions during time

I (T , p )
period T .

Time Period during which the measurement is

T performed, Unit: second.

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4.1.3.2 Number of Active UEs in the UL per QCI

Protocol Layer: MAC

Definition Number of Active UEs in the UL per QCI. This measurement refers to UEs for which
there is buffered data for the UL for DRBs. The measurement is done separately per
QCI.

Detailed Definition:

N (i, qci )
i
M (T , qci, p ) where
I (T , p )

explanations can be found in the table 4.1.3.2-1 below.

NOTE: For this measurement, the expected accuracy is dependent on application scenario, cell load UE
configuration and how DRBs are distributed over logical channel groups.
Table 4.1.3.2-1
Number of Active UEs in the UL per QCI, averaged
M (T , qci, p)
during time period T . Unit: Integer.

Number of UEs for which there is buffered data for the

UL in MAC, RLC or PDCP protocol layers for a Data
Radio Bearer of traffic class with QCI = qci at
sampling occasion. i

This is a Node B estimation that is expected to be

based on Buffer Status Reporting, provided semi-
persistent grants and progress of ongoing HARQ
N (i, qci ) transmissions (by including buffered data for which
HARQ transmission has not yet terminated in buffered
data).

In addition, the eNB can use the analysis of received

data in the estimation. In such case, when QCI cannot
be determined at the time of the sampling occasion,
eNB can determine QCI after successful reception of
data.

Sampling occasion during time period T . A sampling

i occasion shall occur once every p seconds.

p Sampling period length. Unit: second. The sampling

period shall be at most 0.1 s.

Total number of sampling occasions during time

I (T , p )
period T .

Time Period during which the measurement is

T performed, Unit: second.

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4.1.4 Packet Delay

4.1.4.1 Packet Delay in the DL per QCI

The objective of this measurement is to measure L2 Packet Delay for OAM performance observability.

Protocol Layer: MAC, RLC, PDCP

Definition Packet Delay in the DL per QCI. This measurement refers to packet delay for DRBs.
For arrival of packets the reference point is PDCP upper SAP. For successful reception
the reference point is MAC lower SAP. The measurement is done separately per QCI.

Detailed Definition:

tAck (i) tArriv (i )

i
M (T , qci ) ,where
I (T )

explanations can be found in the table 4.1.4.1-1 below.

Table 4.1.4.1-1
Packet Delay in the DL per QCI, averaged during time
M (T , qci)
period T . Unit: Integer ms.

tArriv (i ) The point in time when PDCP SDU i arrives.

The point in time when the last piece of PDCP SDU i

tAck (i ) was received by the UE according to received HARQ
feedback information.

A PDCP SDU that arrives at the PDCP upper SAP

i during time period T . PDCP SDU for which HARQ
acknowledgement is not received for all parts shall not
be included in the calculation.

I (T ) Total number of PDCP SDUs i .

Time Period during which the measurement is

T performed

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4.1.5 Data Loss

4.1.5.1 Packet Discard Rate in the DL per QCI

The objective of this measurement is to measure packets that are dropped due to congestion, traffic
management etc, for OAM performance observability.

Protocol Layer: MAC, RLC, PDCP

Definition Packet Discard Rate in the DL per QCI. This measurement refers to discard for DRBs.
One packet corresponds to one PDCP SDU. The reference point is PDCP upper SAP.
The measurement is done separately per QCI.

Detailed Definition:

Ddisc (T , qci ) * 1000000

M (T , qci) ,where
N (T , qci )
explanations can be found in the table 4.1.5.1-1 below.

NOTE: Packet loss is expected to be small or very small The statistical accuracy of an individual discard rate
measurement result is dependent on how many packets has been received, and thus the time for the
measurement.
Table 4.1.5.1-1
Packet Discard Rate in the DL per QCI, averaged
M (T , qci) during time period T . Unit: number of discarded
packets per received packets * 106, Integer.

Number of DL packets, for which no part has been

transmitted over the air, of a data radio bearer with
Ddisc (T , qci) QCI = qci , that are discarded during time period T
in the PDCP, RLC or MAC layers due to reasons
other than hand-over.

Number of DL packets of bearer with QCI = qci that

N (T , qci) has entered PDCP upper SAP during time period T
(NOTE).

Time Period during which the measurement is

T performed, Unit: minutes (NOTE).

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4.1.5.2 Packet Uu Loss Rate in the DL per QCI

The objective of this measurement is to measure packets that are lost at Uu transmission, for OAM
performance observability.

Protocol Layer: MAC, RLC, PDCP

Definition Packet Uu Loss Rate in the DL per QCI. This measurement refers to packet loss for
DRBs. One packet corresponds to one PDCP SDU. The measurement is done
separately per QCI.

Detailed Definition:

Dloss (T , qci ) * 1000000

M (T , qci) , where
N (T , qci ) Dloss (T , qci )
explanations can be found in the table 4.1.5.2-1 below.

NOTE: Packet loss is expected to be upper bounded by the PELR of the QCI which takes values between 10-6 and
10-2. The statistical accuracy of an individual packet loss rate measurement result is dependent on how
many packets have been received, and thus the time for the measurement.

Table 4.1.5.2-1
Packet Uu Loss Rate in the DL per QCI. Unit:
M (T , qci) number of lost packets per transmitted packets *
6
10 , Integer.
Number of DL packets, of a data radio bearer with
QCI = qci , for which at least a part has been
transmitted over the air but not positively
Dloss (T , qci) acknowledged, and it was decided during time
period T that no more transmission attempts will be
done. If transmission of a packet might continue in
another cell, it shall not be included in this count.
Number of DL packets, of a data radio bearer with
N (T , qci ) QCI = qci , which has been transmitted over the air
and positively acknowledged during time period T .
Time Period during which the measurement is
T performed, Unit: minutes (NOTE).

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4.1.5.3 Packet Loss Rate in the UL per QCI

The objective of this measurement is to measure packets that are lost in the UL, for OAM performance
observability.

Protocol Layer: PDCP

Definition Packet Loss Rate in the UL per QCI. This measurement refers to packet loss for DRBs.
One packet corresponds to one PDCP SDU. Reference point is the PDCP upper SAP.
The measurement is done separately per QCI.

Detailed Definition:

Dloss (T , qci ) *1000000

M (T , qci ) , where
N (T , qci)
explanations can be found in the table 4.1.5.3-1 below.

NOTE: Packet loss is expected to be upper bounded by the PELR of the QCI which takes values between 10-6 and
10-2. The statistical accuracy of an individual packet loss rate measurement result is dependent on how
many packets have been received, and thus the time for the measurement.

Table 4.1.5.3-1
Packet Loss Rate in the UL per QCI. Unit: number of
M (T , qci) 6
lost packets per transmitted packets * 10 , Integer.
Number of missing UL PDCP sequence numbers,
representing packets that are not delivered to higher
layers, of a data radio bearer with QCI = qci during
Dloss (T , qci)
time period T . If transmission of a packet might
continue in another cell, it shall not be included in
this count.
Total number of UL PDCP sequence numbers (also
including missing sequence numbers) of a bearer
with QCI = qci , starting from the sequence number
N (T , qci )
of the first packet delivered by PDCP upper SAP to
higher layers until the sequence number of the last
packet during time period T .
Time Period during which the measurement is
T performed, Unit: minutes (NOTE).

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4.1.6 Scheduled IP Throughput

The objective of this measurement is to measure over Uu the IP throughput independent of traffic patterns and packet
size. This measurement is mainly intended for data bursts that are large enough to require transmissions to be split
across multiple TTIs. The measurement is performed per QCI per UE. Initial buffering time in UE or eNB is excluded.

4.1.6.1 Scheduled IP Throughput in DL

Protocol Layer: PDCP, RLC, MAC

Definition Scheduled IP Thoughput in DL. Throughput of PDCP SDU bits in downlink for packet sizes or
data bursts that are large enough to require transmissions to be split across several TTIs, by
excluding transmission of the last piece of data in a data burst. Only data transmission time is
considered, i.e. when data transmission over Uu has begun but not yet finished. Each
measurement is a real value representing the throughput in kbits/s. The measurement is
performed per QCI per UE. For successful reception, the reference point is MAC upper SAP.

This measurement is obtained by the following formula for a measurement period:

ThpVolDl
If ThpTimeDl 0, x1000 [kbits / s]
ThpTimeDl , where

If ThpTimeDl 0, 0 [kbits / s]

For small data bursts, where all buffered data is included in one initial HARQ transmission,
ThpTimeDl 0 , otherwise ThpTimeDl T 1 T 2 ms
Explanations of the parameters can be found in the table 4.1.6.1-1 below.

Table 4.1.6.1-1

The time to transmit a data burst excluding the last piece

of data transmitted in the TTI when the buffer is emptied.
ThpTimeDl A sample of “ThpTimeDl” for each time the DL buffer for
one E-RAB is emptied.
The point in time after T2 when data up until the second
last piece of data in the transmitted data burst which
T1 emptied the PDCP SDU available for transmission for the
particular E-RAB was successfully transmitted, as
acknowledged by the UE.
The point in time when the first transmission begins after a
PDCP SDU becomes available for transmission, where
T2 previously no PDCP SDUs were available for transmission
for the particular E-RAB.
The volume of a data burst, excluding the data transmitted
in the TTI when the buffer is emptied. A sample for
ThpVolDl is the data volume, counted on PDCP SDU
ThpVolDl level, in kbits successfully transmitted (acknowledged by
UE) in DL for one E-RAB during a sample of ThpTimeDl. It
shall exclude the volume of the last piece of data emptying
the buffer.

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4.1.6.2 Scheduled IP Throughput in UL

Protocol Layer: PDCP, RLC, MAC

Definition Scheduled IP Throughput in UL. eNB estimate of the throughput of PDCP SDU bits in uplink for
packet sizes or data bursts (where a UL data burst is the collective data received while the eNB
estimate of the UE buffer size is continuously above zero) that are large enough to require
transmissions to be split across several TTIs, by excluding transmission of the last piece of data.
Only data transmission time is considered, i.e. when data transmission over Uu has begun but
not yet finished. Each measurement is a real value representing the throughput in kbits/s. The
measurement is performed per QCI per UE. For successful reception, the reference point is MAC
upper SAP.

This measurement is obtained by the following formula for a measurement period:

ThpVolUl
If ThpTimeUl 0, x1000 [kbits / s]
ThpTimeUl , where

If ThpTimeUl 0, 0 [kbits / s]

For small data bursts, where all buffered data is included in one initial HARQ transmission
ThpTimeUl 0 otherwise :
ThpTimeUl T 1 T 2 ms
Explanations of the parameters can be found in the table 4.1.6.2-1 below.

Table 4.1.6.2-1

The time to transmit a data burst excluding the data

transmitted in the TTI when the buffer is emptied. A
ThpTimeUl sample of “ThpTimeUl” for each time the UL buffer for one
E-RAB is emptied.
The point in time when the data up until the second last
T1 piece of data in data burst has been successfully received
for a particular E-RAB
The point in time when transmission is started for the the
T2 first data in data burst for a particular E-RAB.
The volume of a data burst, excluding the data transmitted
in the TTI when the buffer is emptied. A sample for
ThpVolUl is the data volume counted on PDCP SDU level
ThpVolUl in kbits received in UL for one E-RAB during a sample of
ThpTimeUl, (It shall exclude the volume of the last piece
of data emptying the buffer).

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Annex A (informative):
Change history

Change history
Date TSG # TSG Doc. CR Rev Subject/Comment Old New
2008-12 RP-42 RP-081034 - - v1.0.0 was approved as v8.0.0 and put under CR control 1.0.0 8.0.0
2009-01 Keywords added, white space trimmed, file properties set 8.0.0 8.0.1
2009-03 RP-43 RP-090127 0001 - Packet Loss Rate Measurements 8.0.1 8.1.0
RP-43 RP-090127 0002 1 36.314 Rapporteur Updates 8.0.1 8.1.0
RP-43 RP-090127 0003 1 Correction to the definition of the Number of active UEs per QCI 8.0.1 8.1.0
RP-43 RP-090127 0004 - Correction to the sampling of number of active Ues 8.0.1 8.1.0
RP-43 RP-090127 0005 - Inclusion of SRB0 for PRB usage for SRB 8.0.1 8.1.0
RP-43 RP-090127 0007 - Total PRB Usage Detail Definition 8.0.1 8.1.0
2009-06 RP-44 RP-090512 0009 - Removal of measurements not reflected in interface specifications 8.1.0 8.2.0
RP-44 RP-090512 0010 - Correction to the minimum measurement time for data loss 8.1.0 8.2.0
measurements
RP-44 RP-090512 0011 - Correction to the definition of PDCP SDU Delay measurement 8.1.0 8.2.0
2009-12 RP-46 RP-091314 0019 - CR on the PRB usage per traffic class taking multiple antenna 8.2.0 8.3.0
transmission into account
2009-12 RP-46 - - - Upgrade to the Release 9 - no technical change 8.3.0 9.0.0
2010-06 RP-48 RP-100556 0020 - Throughput Measurement 9.0.0 9.1.0

3GPP