10.1016/j.geomorph.2013.09.012: Geomorphology
10.1016/j.geomorph.2013.09.012: Geomorphology
Producing a landslide inventory map using pixel-based and object-oriented
approaches optimized by Taguchi method
PII: S0169-555X(13)00470-4
DOI: doi: 10.1016/j.geomorph.2013.09.012
Reference: GEOMOR 4492
Please cite this article as: Moosavi, Vahid, Talebi, Ali, Shirmohammadi, Bagher, Produc-
ing a landslide inventory map using pixel-based and object-oriented approaches optimized
by Taguchi method, Geomorphology (2013), doi: 10.1016/j.geomorph.2013.09.012
This is a PDF file of an unedited manuscript that has been accepted for publication.
As a service to our customers we are providing this early version of the manuscript.
The manuscript will undergo copyediting, typesetting, and review of the resulting proof
before it is published in its final form. Please note that during the production process
errors may be discovered which could affect the content, and all legal disclaimers that
apply to the journal pertain.
ACCEPTED MANUSCRIPT
PT
a
Department of Watershed Management Engineering, Faculty of Natural Resources, Yazd University, Iran
b
Department of Environmental Science, Faculty of Natural Resources and Marine Sciences, Tarbiat
RI
Modares University, Iran
SC
NU
MA
D
P TE
CE
AC
* Corresponding author- Tel. & Fax: +98 351 8210312; E-mail: [email protected].
ACCEPTED MANUSCRIPT
Abstract
Landslides are considered one of the most important natural hazards. Mapping landslides
and producing landslide inventory maps have received special attention from a wide
PT
range of specialists. The main objective of this study was to produce landslide inventory
RI
maps using advanced pixel-based (ANN and SVM) and object-oriented approaches. The
SC
classification methods. The Taguchi method was to perform optimization of the structure
NU
of ANN and SVM and segmentation process in the object-oriented classification method.
Results showed that the Taguchi method can be effectively used to cope with this
MA
problem. It significantly reduces the number of classification tests. We also showed that
there were no significant differences existed between ANN and SVM approaches (
2
D
TE
landslide inventory map. The accurate map produced using an object-oriented approach
(overall accuracy of 0.90) effectively determines the shape of landslides and also
AC
efficiently shows the intensifying effects of land use changes in the occurrence of
landslides.
object-oriented classification
1. Introduction
A landslide is the movement of a mass of rock, debris, or earth down a slope, under
the influence of gravity. Different phenomena can cause landslides, consisting of intense
ACCEPTED MANUSCRIPT
or extended rainfall, swift snow melting, earthquakes (Wilson and Keefer, 1985; Inglès et
al., 2006), volcanic activity (Ablay and Hürliman, 2000; Moon and Simpson, 2002), and
human activities (Skempton and Hutchinson, 1969). Landslides can involve flowing,
PT
sliding, toppling, or falling; and many landslides exhibit a combination of two or more
RI
types of movements at the same time or during the lifetime of a landslide (Cruden and
Varnes, 1996; Philip and Ritz, 1999; Brückl, 2001; Sörensen and Bauer, 2003).
SC
Landslides are the most important, costly, and damaging natural hazards in mountainous
NU
regions (University of Utah, 1984). Landslide susceptibility analysis and mapping is a
key step in better predicting future landslides and improving protection in these areas.
MA
Several studies have been performed on landslides such as Schicker and Moon (2012)
that compared bivariate and multivariate statistical approaches for landslide susceptibility
D
TE
mapping or Pourghasemi et al. (2012) that produced a landslide susceptibility map using
the index of entropy. The use of GIS and remote sensing approaches to study landslides
P
are also intensively reported (Weirich and Blesius, 2007; Akgün et al., 2008; Booth et al.,
CE
2009; Martha et al., 2010; Pradhan and Lee, 2010; Oh et al, 2012; Song et al., 2012).
AC
The situations in which landslides are likely to occur are assumed to be the same
areas in which historical landslides have already occurred. Therefore, landslide inventory
mapping is a vital requirement for trustworthy hazard and risk analysis. Inventory maps
are available in only a few countries and mostly for limited areas (Ayenew and Barbieri,
2005; Duman et al., 2005; Harp et al., 2011). These maps can be used in several scientific
studies. Blahut et al. (2010) analyzed the landslide inventory maps to accurately predict
debris flow source areas. A combination of aerial photograph visual interpretation and
field work has conventionally been used to produce landslide inventories and, until now,
ACCEPTED MANUSCRIPT
it remains the most often used approach for the extraction of inventory maps in scientific
studies and by managerial organizations (Hervas and Bobrowsky, 2009). Although this
approach is time consuming and labor intensive, the results are somewhat unreliable
PT
(Galli et al., 2008). Satellite image processing techniques can be suitable to produce more
RI
reliable inventory maps. There are several image processing techniques that can be
categorized into two groups: i.e., pixel-based and object-oriented approaches. The
SC
traditional digital image analysis approaches, which exclusively gain statistical methods,
NU
have proved to be constrained for detecting targets of greater complexity.
Pixel-based techniques classify each pixel in the image without regard to neighboring
MA
pixels. Several studies have been carried out using a pixel-based approach, and they have
examined several pixel-based techniques (Breiman, 2001; Huang et al., 2002; Pal, 2005;
D
TE
Carreiras et al., 2006; Gislason et al., 2006; Brenning, 2009; Otukei and Blaschke, 2010).
deficiencies, especially dealing with the rich information content of high resolution data,
e.g., Geoeye multispectral (VNIR) and very high resolution (VHR) satellite imageries. In
fact, these conventional pixel-based approaches use only gray values; but the advanced
pixel-based techniques such as artificial neural network (ANN) and support vector
machine (SVM) consider the texture, tone, and several other characteristics (Pakhale and
Gupta, 2010). A neural network is, like supervised classification, a method that is first
trained from known data and then used to categorize unknown pixels. Support vector
algorithms. The development of SVM was initially triggered by the exploration and
formalization of learning machine capacity control and overfitting issues (Vapnik, 1998).
Object-oriented approaches are also one of the most useful image processing
PT
techniques. These approaches are based on the assumption that a pixel is very likely to
RI
belong to the same class as its neighboring pixels. In the first step, the image is
segmented into homogeneous objects consisting of similar pixels. These objects are then
SC
categorized into specific classes (Koch et al., 2003). Object-based image analysis have
NU
been applied in various fields in environmental sciences and disaster monitoring and
assessing (Langanke et al., 2004; Blaschke, 2005, 2010; Chandra et al., 2005; Laliberte et
MA
al., 2006; Castillejo-González et al., 2009; Linke and McDermid, 2011; Van Den
One of the most important challenges in these cases is the determination of the
approaches. Trial and error approaches are usually time consuming and labor intensive. A
CE
fractional factorial design of experiments such as the Taguchi method can be an effective
AC
way to cope with this problem. Taguchi (1990) developed a family of FFE matrices that
could be utilized in various situations. This method has been generally adopted to
minimize the overall testing time and the experimental costs (Wang and Huang, 2007;
Chou et al., 2009) following a systematic approach to confine the number of experiments
and tests.
To the best of our knowledge, no research uses the Taguchi method to optimize the
(Yan et al., 2006; Platt and Rapoza, 2008; Castillejo-González et al., 2009; Myint et al.,
2011); but a few researchers evaluated the statistical significance of differences between
PT
(Pakhale and Gupta, 2010). The main objective of this research is to produce a landslide
RI
inventory map using Taguchi-based optimized advanced pixel-based and object-oriented
SC
NU
2. Study area
minimum and maximum elevations in this region are 1580 and 1950 m asl, respectively.
D
TE
This area encompasses plains, hilly, and mountainous areas with forest, rangeland, and
agricultural areas. The mean annual precipitation and temperature are 481 mm and
P
17.7°C, respectively. This area is vulnerable to landslide, which is partly related to its
CE
geological origin. This area is almost completely occupied by the Zagros fold and thrust
AC
belt (Zagros FTB); the Zagros FTB is due to the oblique convergence with the Arabian
plate and the Eurasian plate at 3 cm/y. Deformation within the Zagros FTB began during
the Oligocene and continues until the present day. This region is formed by a sequence of
many evaporitic layers (Alavi, 2004) that are a good candidate for landslide shear plane.
The other reasons for this high vulnerability can be related to the uncontrolled
deforestation, overgrazing, and offensive tillage activities (Heshmati et al., 2011). Figure
ACCEPTED MANUSCRIPT
1 shows the location of the study area and the main geological structures of the Zagros
FTB.
Fig. 1
PT
The Geoeye multispectral VNIR imagery (4 bands with spatial resolution of 1.65 m)
RI
for 29 March 2011 was used in this study. The spacecraft is intended for a sun-
synchronous orbit at an altitude of 681 km and an inclination of 98°, with a 10:30 a.m.
SC
Equator crossing time. Geo images are shipped with the sensor camera model in RPC
NU
format and a metadata file (GeoEye, 2009).
MA
3. Materials and methods
pixels in an image have analogous characteristics. These rules segregate the total data
P
space into subsets divided by so-called decision boundaries. All pixels that fall within a
CE
number of pixels delimited by such decision borders are then labeled as belonging to a
AC
distinct class (Elachi and van Zyl, 2006). As mentioned before, we use two main
the image was geometrically corrected with first-degree polynomial using homogenously
distributed ground control points (45 points) obtained from field surveys. This algorithm
was applied and achieved a root mean square error (RMSE) of 1.8 m. A brief explanation
In this part, three essential steps were conducted, i.e., selection of training samples
algorithms; and finally, assessing the accuracy of the classified images through analysis
PT
of a confusion matrix (Tso and Mather, 2009). Training samples were selected according
RI
to the ground truth data. These homogenous areas were identified in the image to form
the training samples for all of the information classes. Two advanced supervised pixel-
SC
based classifications, i.e., ANN and SVM, were conducted in this part.
NU
The advantage of neural networks is related to the high computation rate
very large data sets. This approach is commonly described as nonparametric (Frizzelle
D
TE
and Moody, 2001). The revenue of a neural network depends on how appropriate it has
been trained. During the training phase, the neural network learns about regularities
P
present in the training data and, based on these regularities, constructs rules that can be
CE
extended to the unknown data. This is one particular ability of neural networks (Tso and
AC
Mather, 2009).
In the neural network classification, the most accepted algorithm commonly used for
updating the neuronal activities and the interconnection in a multilayer perceptron (i.e.,
back-propagation algorithm) was used for supervised classification of images using the
ENVI software package. Back-propagation consists of two main steps, i.e., forward and
backward propagation, to achieve its adjustment of the neural state. In this approach,
learning takes place by regulating the weights in the node to minimize the difference
between the output node activation and the desired output. The error is back propagated
ACCEPTED MANUSCRIPT
through the network, and weight modification is made using a recursive method
(Hopfield, 1982; Richards, 1999). In both approaches (ANN and SVM), in addition to the
original image, NDVI, a digital elevation model (DEM) and some of its derivatives (i.e.,
PT
slope and curvature) have been used. Figure 2 shows the original image and examples of
RI
deforestation and landslides.
Fig. 2
SC
The SVM also is a classification system resulting from statistical learning theory that
NU
provides good classification results from complex data. There are four main kernel types
in SVM: namely, linear, polynomial, radial basis function, and sigmoid. All of these are
MA
different ways of mathematically representing a kernel function (Hsu et al., 2007). This
approach is a binary classifier in which n-class problems can be transformed into the
D
TE
sequence of n binary classification tasks (Belousov et al., 2002). The SVM differs from
other separating hyperplane approaches in the way the hyperplane is constructed from the
P
training points (Marjanović et al., 2011). Figure 3 shows a linear SVM as an example that
CE
used a linear kernel defining the SVM hyperplanes. The data close to the hyperplane
AC
defined the support vectors of this hyperplane. This method used a penalty parameter that
allows identifying misclassification observed in the input data set. In this study, all four
Fig 3
Both of the mentioned classification approaches have several parameters that should
momentum, minimum output activation threshold, and the number of iterations are the
PT
RI
3.1.2. Object-oriented approach
SC
NDVI, DEM, and some of its derivatives (i.e., slope and curvature) have been used.
NU
Object-oriented approaches are based on two steps: segmentation and classification.
Segmentation or dividing images into homogeneous areas (objects) decreases the inherent
MA
noise in pixel-based analysis and facilitates a multiscale analysis (Blaschke, 2010). Rule-
contextual features. Obviously, the quality of the segmentation regularly controls the
TE
them as spatially independent bodies to subsequently define the object boundaries, the
CE
extraction procedure. It is a spatial clustering technique that entirely subdivides the image
into nonoverlapping areas or segments. There are two main segmentation categories:
namely edge-based and region-based methods. In the edge-based algorithms, image edges
are detected by thresholding of the image gradient obtained from a differentiation filter;
while in the region-based methods a group of pixels is detected either by growing a ‘seed’
pixel until the fulfillment of the homogeneity criteria or by splitting the entire image
initially and then merging the homogeneous regions (Möller et al., 2007). In this study a
ACCEPTED MANUSCRIPT
bottom-up region-merging technique starting with one pixel that continues in several
steps until the fulfillment of a user-defined homogeneity criterion (Benz et al., 2004).
PT
Multiresolution segmentation is controlled by several factors: namely, scale, color
RI
(color/shape ratio), and shape (compactness/smoothness ratio) parameters. The optimum
combination of these parameters was determined using Taguchi method (section 3.2).
SC
In this study, eCognition software was used for object-oriented classification. The
NU
approach for recognition and classification of information classes (such as landslides,
road, forest, etc.) is chiefly obtained from the knowledge developed by specialists for
MA
detection of these classes during image interpretation. Therefore, it is very similar to the
2007). When objects are accurately delineated (after optimizing the segmentation
texture, relationship, and layer mean for each object— to be used as a class discriminator
in the object-oriented classification step. These attributes of image objects are referred to
AC
as object features. So, in order to properly label the obtained objects, the best metrics and
characteristics of different information classes were assessed using two approaches: i.e.,
expert knowledge and statistical assessment of the metrics and characteristics for each
class. eCognition has a data mining functionality called ‘feature space optimization’ that
allows users to identify the best characteristics of objects (e.g., shape, texture,
relationship, layer mean, etc.) to be used for classification, based on training sets. Feature
space optimization was used to find the combination of features that are appropriate for
ACCEPTED MANUSCRIPT
separating classes. In the last step, a nearest neighbor algorithm was performed to classify
PT
3.2. Taguchi-based optimization of classification parameters
RI
Determination of the optimum value of the mentioned parameters in all three
methods using a trial and error approach is typically time consuming and labor intensive.
SC
Therefore, using an optimization method can be a good idea to cope with this problem.
NU
Several approaches are used by researchers to optimize object-oriented classification
parameters (Laliberte et al., 2004; Barlow et al., 2006; Dragut and Blaschke, 2006; Kerle
MA
and de Leeuw, 2009). However, most of these approaches just optimize the scale not the
namely the Taguchi method (Taguchi, 1990), was used to determine the optimum
TE
using Taguchi’s orthogonal array experimental design. Taguchi’s orthogonal arrays offer
AC
where the columns for the independent variables are ‘orthogonal’ to one another. The use
of these tables makes the design of experiments very easy and consistent. Taguchi
orthogonal array designs are often used in design experiments with multiple level factors.
In this step, the kappa coefficients in the pixel-based approaches and Espindola et
al.’s (2006) objective function (namely plateau objective function or POF) in the
index (e.g., Moran’s I index) and a variance indicator to assess the segmentation quality
In the SVM classification method, an initial test showed that linear and sigmoid
PT
kernel functions did not produce acceptable results. It may be because of the type of
RI
kernel function that could not classify and cluster the pixel values (DNs) accurately.
Thus, the confusion matrixes obtained from these classifications showed unpleasant
SC
results. Therefore, these kernel functions were eliminated from more analysis. In the
NU
object-oriented approach, an initial test also showed that scale parameters > 50, tended to
undersegment the image with noticeable mixes of objects. Scale parameters < 10 also
MA
tended to oversegment the image with many adjacent objects of the same land cover
observed. We considered five levels for each of scale, color, and shape parameters. The
D
TE
most important factors and levels can be detected using literature review as well as the
scientific basis of the method. For example, from a technical view it is obvious that the
P
activation function or the numbers of iterations are of the most important parameters in
CE
the ANN structure. Table 1 shows the parameters that affect the performance of ANN and
AC
SVM and also segmentation approaches. According to the number of factors and their
levels, the appropriate Taguchi orthogonal arrays were determined. An L32 orthogonal
array was used to optimize ANN and SVM parameters and a L25 orthogonal array were
parameter. In fact, Taguchi minimizes the number of tests using standard orthogonal
arrays. For example, L25 (35) corresponds to an orthogonal array of three parameters,
each of which has five levels, and offers just 25 tests instead of 243 tests that is
In the next step, classification and segmentation tests were performed according to
the selected orthogonal arrays. In the ANN and SVM classification tests, the cappa
coefficient, and in the object-oriented classification tests, the POF were calculated for
PT
each of the tests specified in the orthogonal arrays.
RI
Table 1.
Then, an analysis of the signal-to-noise (S/N) ratio was used to evaluate the
SC
classification and segmentation results. As this study aimed to maximize the kappa
NU
coefficient and POF, the S/N ratio with ‘higher is better’ (HB) characteristics was
selected for the study rather than the two other types of S/N ratio analyses, i.e., ‘lower is
MA
better’ (LB) and ‘nominal is best’ (NB). The S/N ratio for the HB type was then
1 1
TE
where n is the number of repetitions under the same experimental conditions (i.e., 1 in
CE
this study), and y represents the result of measurement. Here, y is the kappa coefficient
AC
for ANN, and SVM, and POF values obtained from each segmentation test. The S/N
response table and figure were then obtained, and the optimal conditions were
recognized. As a final point, the confirmation tests under these optimal conditions were
carried out.
4. Accuracy assessment
In order to assess accuracy, confusion matrixes were used for pixel-based and object-
the number of classes. The matrix shows the relationship between two samples of
ACCEPTED MANUSCRIPT
measurements taken from the area that has been classified. The evaluation of the
statistical significance of the difference in accuracy between two classified images has
often been based on the comparison of the kappa coefficient calculated for each map. The
PT
kappa coefficient was then calculated using Eq. (2). The significance of the difference in
RI
accuracy between two maps with independent kappa coefficients was evaluated using
SC
Kˆ 1 2 (2)
1 2
NU
kˆ1 kˆ2
z
MA (3)
ˆ 2 k ˆ 2 k
1 2
ˆ
2 ˆ
k
1 1 1 1 21 1 21 2 3 1 1 4 4 2
2 2
D
r 1 2 2 1 2 3 1 2 4 (4)
TE
1 r r
1 ii
CE
x pii (5)
n i 1 i 1
AC
1 r r
2 i i
n 2 i 1
x x
i 1
pi p i (6)
r r
1 r r
pij p i p j
r r
3 ij
4
2 2
x xi x j (8)
n i 1 j 1 i 1 j 1
where, K̂ is the kappa coefficient, r is the number of columns (and rows) in a confusion
matrix, xii is entry (i, i) of the confusion matrix, xi+ and x+i are the marginal totals of row i
and column j, respectively, and n is the total number of observations. The overall
ACCEPTED MANUSCRIPT
accuracy is obtained by dividing the sum of the main diagonal entries of the confusion
matrix by the total number of samples. The significance of the difference between the two
kappa coefficients is then assessed by comparing the value of Z calculated from Eq. (2)
PT
against tabulated values. As pixel-based and object-oriented approaches have different
RI
samples (i.e., independent kappa coefficients), Z statistical index was used to compare
results between these two approaches. The hypothesis that two kappa coefficients are
SC
equal is rejected if Z > 1.96 (95% confidence level).
NU
The McNemar test that is based upon the standardized normal test statistic can be
used to compare two related kappa coefficients (Foody, 2004; Zar, 2009):
MA
( f12 f 21 ) 2
2 (9)
f12 f 21
D
where fij indicates the frequency of sites lying in confusion matrix elements i, j (Bradley,
TE
1968). As two pixel-based approaches have the same samples (i.e., related kappa
P
coefficients), this statistical index was used to compare results between them. The
CE
hypothesis that two kappa coefficients are equal is rejected if > 3.84 (95% confidence
2
AC
level). The mentioned certain values are obtained from Z and statistical tables.
2
SVM approaches according to the Taguchi orthogonal array. The L32 (54) orthogonal
array and the value of the kappa coefficient obtained through classification tests for both
approaches have been presented in Table 2. Table 3 and Fig. 4 show the values of the S/N
ACCEPTED MANUSCRIPT
ratio and mean effect plot for the ANN and SVM approaches. The boldface figure refers
to the maximum value of the S/N ratios of a certain factor among four levels, and thus it
indicates the optimum conditions for classification. As Table 3 and Fig. 4 show, the
PT
optimum conditions for the ANN approach are as follows: (i) activation function:
RI
hyperbolic; (ii) training rate: 0.1; (iii) training momentum: 0.7; (iv) Iterations: 5000; and
(v) minimum output activation threshold: 1.00e-9. The optimum conditions for the SVM
SC
approach are also as follows: (i) kernel function: RBF; (ii) gamma: 0.3; (iii) penalty
NU
parameter: 100; (iv) pyramid levels: 1; and (v) pyramid reclassification threshold: 0.9.
Table 2.
MA
Table 3.
Fig. 4
D
TE
Table 4 also shows the L25 and value of POF obtained through segmentation tests.
The values of the S/N ratio and the mean effect plot for POF are shown in Table 5 and
P
Fig. 5. The boldface figure refers to the maximum value of the S/N ratios of a certain
CE
factor among four levels, and thus it indicates the optimum conditions for segmentation.
AC
As Table 5 and Fig. 5 show, the optimum conditions for segmentation are as follows: (i)
the scale of 50; (ii) the color parameter equal to 0.3; and (iii) the shape parameter equal to
0.5. An important point in the object-oriented approach is that a feature of variable sizes,
instead of selecting a single-scale factor with the highest objective function value, two
other scales with the highest POF values within the tested segmentations were also
chosen. As mentioned before, the color parameter (color/shape ratio) is equal to 0.3,
ACCEPTED MANUSCRIPT
which demonstrates that the shape has a great importance in the segmentation process in
Table 4.
PT
Table 5.
RI
Fig.5
SC
As the pixel-based classified images often suffer from a lack of spatial coherency
NU
(speckle or holes in classified areas), clumping and generalization were performed to
smooth them and to eliminate the few isolated pixels that did not have geomorphological
MA
significance. The selected classes were clumped together by first performing a dilate
operation and then an erode operation on the classified image using a 3×3 kernel. In the
D
next step, all other objects have been merged because the objective of this study was to
TE
produce landslide inventory maps. Figures 6 and 7 show the best pixel-based
P
Fig. 6
AC
Fig. 7
Table 6 shows the summary of confusion matrices for ANN, SVM, and object-
happened in them. This poor performance may be related to the high spectral variance in
the high resolution imagery. As in the pixel-based approaches, only the spectral
cope with the high spectral variance in each phenomenon and spectral similarities
between different phenomena. The other important point that can be deduced from these
ACCEPTED MANUSCRIPT
tables is the superior performance of SVM in comparison with the ANN approach for
landslide detection (for linear structures, like road and rivers, it is not the case).
The McNemar test on the other hand, shows that there is not a statistically significant
PT
difference between ANN and SVM methods with a value of 3.33 (insignificant at the
2
RI
95% confidence level). This result is in contrast with Pakhale and Gupta (2010) who
SC
showed that ANN outperformed the SVM method in classifying ETM+ data. It may be
related to the differences in the nature of the data used in these two studies. One of the
NU
main differences between these two images can be the spatial resolution.
MA Table 6
Figure 8 shows the object-oriented classification results and final inventory map. As
D
it is obvious in this map, several landslides have occurred adjacent to the farmlands,
TE
especially where the forest is removed and land use has been changed to agriculture. It
that are accompanied with deforestation. Shili and Marn layers and the Goorpi Formation
can also be a triggering factor for landslides. Shili and Marn layers and the Goorpi
AC
Formation include a great amount of clay. Clay, a weathering product of rock mass,
Low permeability and clay-rich soils can trigger/reactivate landslides. The phenomena of
slope instability and landslides are particularly caused by the shrink – swell cycles that
occur in clay soils. The pore pressure in the Marn from groundwater can also be one of
the important triggering factors for landslides. The amount of precipitation is the other
important factor; when it reaches the terrain surface, it can complete the segmentation
demonstrates a significant difference between these two methods with the Z statistics
value of 5.70 (significant at the 95% confidence level). The superior performance of the
PT
object-oriented classification method is due to considering the geometric properties of the
RI
features in addition to its spectral properties.
Fig. 8
SC
The improved classification using object-oriented algorithms may be related to the
NU
use of objects (instead of pixels) to decrease the spectral variance in each information
class, especially in high resolution imagery. Also, clumping and generalization can
MA
improve the appearance of pixel-based classification regarding isolated misclassified
pixels, but the spectral heterogeneity in each of the information classes and spectral
D
TE
similarities between different phenomena are still challenging. For example, within the
pixel-based classification, many of the pixels classified as landslides are actually sparse
P
forest. So the number and area of landslides are overestimated in this approach. Object-
CE
oriented approaches can resolve some of these problems encountered using pixel-based
AC
methods to produce landslide inventory maps that are very important and useful for
addition to spectral characteristics and auxiliary data, e.g., DEM and its derivatives. This
result is in accordance with the results of Jobin et al. (2008) who noted that one of the
shape, texture, and context/relationship, along with the capability to include ancillary
data.
6. Conclusion
PT
The main goal of this research was to provide an inventory map of landslides more
RI
precise using two powerful approaches, i.e., object-oriented image classification and the
SC
independently without taking into account information about spatial structures, further
NU
improvement of classification performances can be achieved by the incorporation of
object-oriented approaches can deal with the mentioned problems and challenges. The
results show that the object oriented approaches are not very sensitive to noise of the
P
image and avoids landslide misclassifications. The results of this study also show a
CE
statistically significant difference in the accuracy between the pixel-based SVM and the
AC
classifier for mapping landslides using Geoeye data. Consequentially, poor pixel-based
classification confirms that thematic mapping using high spatial resolution satellite
imagery necessitates a new methodology that gains spectral and spatial (geometric)
properties of different phenomena. This is where the object-oriented approach has a great
Taguchi method can be effectively used to optimize the structure of the classification
ACCEPTED MANUSCRIPT
methods. Using Taguchi orthogonal arrays makes it very easy and consistent to find the
PT
References
RI
Ablay, G., Hürliman, M., 2000. Evolution of the north flank of Tenerife by
SC
recurrent giant landslides. Journal of Volcanology and Geothermal Research
103, 135–159.
NU
Akgün, A., Dag, S., Bulut, F., 2008. Landslide susceptibility mapping for a
MA
landslideprone area (Findikli, NE of Turkey) by likelihood-frequency ratio and
Alavi, M., 2004. Regional stratigraphy of the Zagros fold and thrust belt of Iran
TE
Ayenew, T., Barbieri, G., 2005. Inventory of landslides and susceptibility mapping
CE
Barlow, J., Franklin, S., and Martin, Y., 2006. High spatial resolution satellite
imagery, DEM derivatives, and image segmentation for the detection of mass
687–692.
Belousov, A.I., Verzakov, S.A., Von Frese, J., 2002. Applicational aspects of
Benz, U., Hofmann, P., Willhauck, G., Lingenfelder, I., Heynen, M., 2004. Multi-
258.
Blahut, J., van Weste, C.J., Sterlacchini, S., 2010. Analysis of landslide
PT
inventories for accurate prediction of debris-flow source areas.
RI
Geomorphology 119, 36–51.
SC
Blaschke, T., 2005. Towards a framework for change detection based on image
objects. In: Remote Sensing and GIS for Environmental Studies. Erasmi, S.,
NU
Cyffka, B., Kappas, M. (Eds.), Goettinger Geographische Abhandlungen,
MA
Goettingen, Germany, pp. 1–9.
Blaschke, T., 2010. Object based image analysis for remote sensing. ISPRS
D
Booth, A.M., Roering, J.J., Perron, T., 2009. Automated landslide mapping using
P
Brückl, E.P., 2001. Cause-effect models of large landslides. Natural Hazards 23,
291–314.
ACCEPTED MANUSCRIPT
PT
Sensing of Environment 101(3), 283–298.
RI
Castillejo-González, I.L., López-Granados, F., García-Ferrer, A., Peña-Barragán,
SC
J.M., Jurado-Expósito, M., de la Orden, M.S., 2009. Object- and pixel-based
NU
using QuickBird imagery. Computers and Electronics in Agriculture 68(2),
MA
207–215.
Chandra, M., Moreira, A., Keydel, W., 2005. Amper: Network on applied
D
Korea.
CE
Chou, C.S., Ho, C.Y., Huang, C.I., 2009. The optimum conditions for combination
AC
Cruden, D.M., Varnes, D.J., 1996. Landslide types and processes. In: Turner,
Dragut, L., Eisank, C., 2011. Object representations at multiple scales from digital
Duman, T.Y., Can, T., Emre, O., Kecer, M., Dogan, A., Ates, S., Durmaz, S.,
PT
2005. Landslide inventory of northwestern Anatolia, Turkey. Engineering
RI
Geology 77, 99–114.
SC
Elachi, Ch., van Zyl, J., 2006. Introduction to the Physics and Techniques of
Remote Sensing. John Wiley & Sons, Inc. Jahr 552 pp.
NU
Espindola, G.M., Camara, G., Reis, I.A., Bins, L.S., Monteiro, A.M., 2006.
MA
Parameter selection for region-growing image segmentation algorithms using
3040.
TE
67705.
Galli, M., Ardizzone, F., Cardinali, M., Guzzetti, F., Reichenbach, P., 2008.
Gislason, P.O., Benediktsson, J.A., Sveinsson, J.R., 2006. Random forests for land
Harp, E.L., Keefer, D.K., Sat, H.P., Yagi, H., 2011. Landslide inventories: the
PT
essential part of seismic landslide hazard analyses. Engineering Geology 122,
RI
9–21.
SC
Hervas, J., Bobrowsky, P., 2009. Mapping: inventories, susceptibility, hazard and
risk. In: Sassa, K., Canuti, P., (Eds), Landslides — Disaster Risk Reduction.
NU
Springer, Berlin, pp. 321–349. MA
Heshmati, M., Arifin, A., Shamshuddin, J., Majid, N.M., Ghaituri, M., 2011.
Hopfield, J.J., 1982. Neural networks and physical systems with emergent
P
Hsu, C.W., Chang, C.C., Lin, C.J., 2007. A practical guide to support vector
http://ntu.csie.org/~cjlin/papers/guide/guide.pdf.
Inglès, J., Darrozes, J., Soula, J.C., 2006. Effects of vertical component of ground
PT
Jobin, B., Labrecque, S., Grenier, M., Falardeau, G., 2008. Object-based
RI
classification as an alternative approach to the traditional pixel-based
SC
classification to identify potential habitat of the Grasshopper Sparrow.
NU
Karimibavandpoor, A., Hajihosaini, A., Shahandi, M., 1999. Geological Map of
MA
Kermanshah, Iran (1:100,000, Series: 5458). Geological Survey Service Press,
Tehran, Iran.
D
Kerle, N., de Leeuw, J., 2009. Reviving legacy population maps with object-
TE
Koch, B., Jochum, M., Ivitis, E., Dees, M., 2003. Pixelbasierte Klassifizierung im
AC
Laliberte, A.S., Rango, A., Havstad, K.M., Paris, J.F., Beck, R.F., McNeely, R.,
Laliberte, A.S., Koppa, J.S., Fredrickson, E.L., Rango, A., 2006. Comparison of
Langanke, T., Blaschke, T., Lang, S., 2004. An object-based GIS/remote sensing
PT
approach supporting monitoring tasks in European-wide nature conservation.
RI
In: Proceedings of the Mediterranean Conference on Earth Observation, First
SC
Mediterranean Conference on Earth Observation (Remote Sensing), 21–23
NU
Lillesand, T., Kiefer, R.W., Chipman, J., 2007. Remote Sensing and Image
MA
Interpretation. London Wiley, 197 pp.
Marjanović, M., Kovačević, M., Bajat, B., Voženílek, V., 2011. Landslide
CE
Martha, T.R., Kerle, N., Jetten, V., Van Westen, C.J., Kumar, K.V., 2010.
(1–2), 24–36.
Möller, M., Lymburner, L., Volk, M., 2007. The comparison index: a tool for
Moon, V., Simpson, C.J., 2002. Large-scale mass wasting in ancient volcanic
Myint, S.W., Gober, P., Brazel, A., Grossman-Clarke, S., Weng, Q., 2011. Per-
PT
pixel vs. object-based classification of urban land cover extraction using high
RI
spatial resolution imagery. Remote Sensing of Environment 115(5), 1145–
SC
1161.
NU
Paradigm. CRC Press, Taylor & Francis Group, Taiwan 206 pp.
MA
Oh, H.J., Park, N.W., Lee, S.S., Lee, S., 2012. Extraction of landslide-related
Otukei, J.R., Blaschke, T., 2010. Land cover change assessment using decision
P
Pakhale, G.K., Gupta, P.K., 2010. Comparison of advanced pixel based (ANN and
Pal, M., 2005. Random forest classifier for remote sensing classification.
Philip, H., Ritz, J.F., 1999. Gigantic paleolandslide associated with active faulting
PT
mapping using index of entropy and conditional probability models in GIS:
RI
Safarood Basin, Iran. Catena 97, 71–84.
SC
Pradhan, B., Lee, S., 2010. Delineation of landslide hazard areas on Penang Island,
NU
network models. Environmental Earth Sciences 60, 1037–1054.
MA
Richards, J.A., 1999. Remote Sensing Digital Image Analysis. Springer-Verlag,
Schicker, R., Moon, V., 2012. Comparison of bivariate and multivariate statistical
TE
embankment foundations. In: State of Art Report, 7th Conf. Soil Mech. Found.
Song, K.Y., Oh, H.J., Choi, J., Park, I., Lee, C., Lee, S., 2012. Prediction of
landslide using ASTER imagery and data mining models. Advances in Space
Sörensen, S-A., Bauer, B., 2003. On the dynamics of the Köfels sturzstrom.
Tso, B., Mather, P., 2009. Classification Methods for Remotely Sensed Data. CRC
PT
Press, Taylor & Francis Group, Boca Raton, 367 pp.
RI
University of Utah, 1984. Flooding and Landslide in Utah – An Economic Impact
SC
Analysis. bur. Of Econ. Devel. And Utah office of Plan. Budget, Salt Lake
NU
Budget, Salt Lake City, UT, 123 pp.
MA
Van Den Eeckhaut, M., Kerle, N., Poesen, J., Hervás, J., 2012. Object-oriented
http://www.amazon.ca/exec/obidos/redirect?tag=citeulike0920&path=ASIN/04
CE
176, 1052–1065.
Weirich, F., Blesius, L., 2007. Comparison of satellite and air photo based
landsliding. In: Ziony, J.I., (Ed.), Evaluating Earthquake Hazards in the Los
ACCEPTED MANUSCRIPT
Yan, G., Mas, J.F., Maathuis, B.H.P., Xiangmin, Z., Van Dijk, P.M., 2006.
PT
Comparison of pixel-based and object-oriented image classification
RI
approaches— a case study in a coal fire area, Wuda, Inner Mongolia, China.
SC
International Journal of Remote Sensing 27, 4039–4055.
Zar, J. H., 2009. Biostatistical analysis. 5th ed. Prentice Hall. United States 576
NU
pp. MA
D
P TE
CE
AC
ACCEPTED MANUSCRIPT
Figure captions
Fig. 1. The study area. (A) Kermanshah province. (B) Geologic map of Iran and the main
PT
Fig. 2. (A) The original image; (B) examples of deforestation parts; (C) examples of
RI
landslides.
SC
Fig. 4. Main effects plot (data means) for S/N ratios for study variables of (A) ANN and
NU
(B) SVM approaches.
Fig. 5. Main effects plot (data means) for S/N ratios for study variables of segmentation
MA
process.
Fig. 1.
a)
PT
RI
Kermanshah
SC
NU
MA
D
P TE
CE
AC
ACCEPTED MANUSCRIPT
Fig. 2.
PT
A) B)
RI
SC
NU
C)
MA
D
P TE
CE
AC
ACCEPTED MANUSCRIPT
PT
Fig. 3.
RI
SC
NU
MA
D
TE
P
CE
AC
ACCEPTED MANUSCRIPT
PT
Fig. 4.
RI
A B C
-4.50
SC
-4.75
-5.00
Mean of SN ratios
-5.25
NU
-5.50
1 2 1 2 3 4 1 2 3 4
D E
-4.50 MA
-4.75
-5.00
-5.25
-5.50 ANN
1 2 3 4 1 2 3 4
D
TE
-3.5
CE
-4.0
-4.5
Mean of SN ratios
-5.0
AC
1 2 1 2 3 4 1 2 3 4
D E
-3.5
-4.0
-4.5
-5.0
1 2 3 4 1 2 3 4
SVM
ACCEPTED MANUSCRIPT
Fig. 5.
PT
Main Effects Plot (data means) for SN ratios
A B
1
RI
0
-1
Mean of SN ratios
SC
-2
-3
1 2 3 4 5 1 2 3 4 5
C
1
NU
0
-1
-2
MA OOA
-3
1 2 3 4 5
D
P TE
CE
AC
ACCEPTED MANUSCRIPT
Fig. 6.
PT
RI
SC
NU
MA
D
TE
P
CE
AC
ACCEPTED MANUSCRIPT
Fig. 7.
PT
RI
SC
NU
MA
D
TE
P
CE
AC
ACCEPTED MANUSCRIPT
Fig. 8.
PT
RI
SC
NU
MA
D
TE
P
CE
AC
ACCEPTED MANUSCRIPT
Table 1
Factors and their levels used for optimization in pixel-based and object-oriented
approaches
PT
Factor Description Level 1 Level 2 Level 3 Level 4 Level 5
SVM approach
A Kernel function RBF Polynomial - - -
RI
B Gamma 0.1 0.3 0.5 0.7 -
C Penalty parameter 10 100 1000 10000 -
SC
D Pyramid levels 1 2 3 4 -
Pyramid reclassification
E 0.3 0.5 0.7 0.9 -
threshold
NU
ANN approach
A Activation function Logistic Hyperbolic - - -
B Training rate 0.1 0.3 0.5 0.7 -
C Training momentum 0.3 0.5 0.7 0.9 -
MA
D Iterations 500 1000 5000 10000 -
Minimum output activation
E 1.00e-3 1.00e-5 1.00e-7 1.00e-9 -
threshold
Segmentation
D
A Scale 20 30 40 50 60
B Color 0.1 0.3 0.5 0.7 0.9
TE
Table 2
PT
L32 orthogonal array and kappa coefficients for ANN and SVM classification
approaches
RI
L32 (combination of different levels) Kappa(SVM) Kappa(ANN)
SC
Test 1 1 1 1 1 1 0.658 0.501
Test 2 1 1 2 2 2 0.645 0.580
Test 3 1 1 3 3 3 0.525 0.677
Test 4 1 1 4 4 4 0.501 0.613
NU
Test 5 1 2 1 1 2 0.646 0.505
Test 6 1 2 2 2 1 0.704 0.503
Test 7 1 2 3 3 4 0.679 0.567
Test 8 1 2 4 4 3 0.650 0.554
Test 9 1 3 1
MA
2 3 0.572 0.447
Test 10 1 3 2 1 4 0.671 0.593
Test 11 1 3 3 4 1 0.650 0.562
Test 12 1 3 4 3 2 0.546 0.548
Test 13 1 4 1 2 4 0.645 0.563
D
PT
Table 3
RI
The S/N ratio for factors in each level for SVM and ANN approaches
SC
Factors
S/N ratios
NU
Level A B C D E
SVM
1 -4.345 -4.789 -4.211 -4.171 -4.200
MA
2 -4.617 -3.681 -3.888 -4.562 -4.925
3 -4.483 -4.756 -4.610 -4.670
4 -4.972 -5.069 -4.580 -4.130
D
ANN
1 -5.192 -4.618 -5.034 -4.939 -5.098
TE
PT
RI
SC
Table 4
L25 orthogonal array and POF for segmentation process (object-oriented
classification approaches)
NU
L25 (combination
Test No. Scale Color Shape POF
of different levels)
MA
Test 1 1 1 1 20 0.1 0.1 0.60
Test 2 1 2 2 20 0.3 0.3 0.90
Test 3 1 3 3 20 0.5 0.5 0.82
Test 4 1 4 4 20 0.7 0.7 0.71
Test 5 1 5 5 20 0.9 0.9 0.65
D
PT
RI
SC
NU
Table 5
The S/N ratio for factors in each level for object-oriented approaches
MA
Factors
Object-oriented
S/N ratios
Level A B C
1 -2.7585 -1.2678 -1.0747
D
PT
Table 6
Summary of confusion matrices of the three classification approaches
RI
SC
ANN SVM Object-oriented
PA(%) UA(%) CK PA(%) UA(%) CK PA(%) UA(%) CK
River 48.84 70.00 0.43 58.14 75.76 0.53 90.48 93.83 0.90
NU
Forest 84.21 85.33 0.79 81.58 83.78 0.76 93.23 86.06 0.91
Landslide 77.36 70.69 0.72 81.13 78.18 0.77 93.14 91.79 0.91
Road 62.79 65.85 0.57 72.09 68.89 0.67 85.35 88.02 0.82
Farmland 67.69 61.97 0.58 73.44 67.14 0.66 90.95 95.26 0.89
MA
Residential 86.21 73.53 0.85 80.00 75.00 0.78 84.95 84.95 0.83
Kappa 0.65 0.69 0.88
OA 0.71 0.75 0.90
V(K) 0.000965 0.000895 0.000135
D
P TE
CE
AC
ACCEPTED MANUSCRIPT
Highlights
Taguchi method was used to determine the optimum classification structure.
Object-oriented and pixel-based classification methods were compared using
statistical approaches.
Landslide inventory maps were produced.
PT
RI
SC
NU
MA
D
P TE
CE
AC