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Library Template

This document provides a template for uploading an audit process library into a database. The template contains different levels for defining processes, risks, controls, tests of controls, and steps. White cells allow for editable text entry while green cells display related lookup information. The levels include process definition, risk definition, control definition, test of control definition, and step definition.

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HAMMADHR
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52 views

Library Template

This document provides a template for uploading an audit process library into a database. The template contains different levels for defining processes, risks, controls, tests of controls, and steps. White cells allow for editable text entry while green cells display related lookup information. The levels include process definition, risk definition, control definition, test of control definition, and step definition.

Uploaded by

HAMMADHR
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as XLSX, PDF, TXT or read online on Scribd
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This template is used to upload process library for an audit type into databas

the sheets will insert in a hierarchy/levels

Level 1 Process Definition


Level 2 Risk Definition
Level 3 Control Definition / SP Definition
Level 4 Test of Control Definition / Sp Step Definition
Level 5 Step Definition

Note: The white cells are editable fields needs to enter required data, the green cells are lookup/read-only fields for d

Read-only Entry
dit type into database. The data present in

Audit Type:
Code:

are lookup/read-only fields for displaying related information


ID Enter Process Name
P1 Process 1
Enter Process Description
Process 1
ID Select Process Process Name
P1.R1 P1 Process 1
P1.R2 P1 Process 1
P1.R3 P1 Process 1
P1.R4 P1 Process 1
P1.R5 P1 Process 1
P1.R6 P1 Process 1
P1.R7 P1 Process 1
P1.R8 P1 Process 1
P1.R9 P1 Process 1
Enter Risk Name Likelihood Impact
Risk 1 Slight High
Risk 2 Slight High
Risk 3 Slight High
Risk 4 Slight High
Risk 5 Slight High
Risk 6 Slight High
Risk 7 Slight High
Risk 8 Slight High
Risk 9
Inherent Risk Risk Family
High Operational Risk - Internal Fraud
High Operational Risk - Internal Fraud
High Operational Risk - Internal Fraud
High Operational Risk - Internal Fraud
High Operational Risk - Internal Fraud
High Operational Risk - Internal Fraud
High Operational Risk - Internal Fraud
High Operational Risk - Internal Fraud
ID Select Risk Process Name
P1.R1.C1 P1.R1 Process 1
P1.R2.C1 P1.R2 Process 1
Risk Name
Risk 1
Risk 2
Enter Control Name
Control 1
C2
ID Select Control Process Name
P1.R1.C1.T1 P1.R1.C1 Process 1
Risk Name Control Name
Risk 1 Control 1
Enter Test Name
Test A
ID Select Test Process Name Risk Name
Control Name Test Name Enter Step Name

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