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Mousavi Nasab2017

This document presents a study that develops a comprehensive multi-criteria decision making (MCDM)-based framework for solving material selection problems. The framework integrates the MCDM techniques COPRAS and TOPSIS to obtain a more reliable decision. The study also examines using data envelopment analysis (DEA) as an auxiliary MCDM tool for material selection, finding that while DEA can be used, MCDM methods are generally more suitable.

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0% found this document useful (0 votes)
56 views103 pages

Mousavi Nasab2017

This document presents a study that develops a comprehensive multi-criteria decision making (MCDM)-based framework for solving material selection problems. The framework integrates the MCDM techniques COPRAS and TOPSIS to obtain a more reliable decision. The study also examines using data envelopment analysis (DEA) as an auxiliary MCDM tool for material selection, finding that while DEA can be used, MCDM methods are generally more suitable.

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Nafiz Alam
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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Accepted Manuscript

A comprehensive MCDM-based approach using TOPSIS,


COPRAS and DEA as an auxiliary tool for material selection
problems

Seyed Hadi Mousavi-Nasab, Alireza Sotoudeh-Anvai

PII: S0264-1275(17)30169-7
DOI: doi: 10.1016/j.matdes.2017.02.041
Reference: JMADE 2781
To appear in: Materials & Design
Received date: 19 November 2016
Revised date: 13 February 2017
Accepted date: 14 February 2017

Please cite this article as: Seyed Hadi Mousavi-Nasab, Alireza Sotoudeh-Anvai , A
comprehensive MCDM-based approach using TOPSIS, COPRAS and DEA as an
auxiliary tool for material selection problems. The address for the corresponding author
was captured as affiliation for all authors. Please check if appropriate. Jmade(2016), doi:
10.1016/j.matdes.2017.02.041

This is a PDF file of an unedited manuscript that has been accepted for publication. As
a service to our customers we are providing this early version of the manuscript. The
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A comprehensive MCDM-based approach using TOPSIS, COPRAS and DEA as an

auxiliary tool for material selection problems

Seyed Hadi Mousavi-Nasab1

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Department of Industrial Engineering, Kerman Branch, Islamic Azad University,

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Kerman, Iran

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E-mail: [email protected]
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Alireza Sotoudeh-Anvai
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Department of Industrial Engineering, Kerman Branch, Islamic Azad University,


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Kerman, Iran
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E-mail: [email protected]
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Tel.: +98 9123314524

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Corresponding author, E-mail: [email protected]
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Abstract

Material selection problem can be interpreted as an intricate MCDM problem. The aim

of this work is to provide a simple and comprehensive MCDM-based framework for solving

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this problem. First, we review basic characteristics of general material selection problem

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under MCDM paradigm. For doing so, we have studied over 60 papers2 published between

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2010 and 2016 as a brief continuation of previous review (Jahan et al., 2010) in this field.

On the other hand, many researchers have emphasized in complicated decision problems

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more than one MCDM methods should be applied to obtain a more trustworthy and safer
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decision. Under the scrutiny of over 100 scientific articles, COPRAS and TOPSIS are chosen

for tackling material selection problem in general. It is observed that the suggested
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approach by integrating these MCDM techniques is simple and effective. Also we examine
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the use of DEA as an MCDM tool in material selection problem. It is found that DEA can be

employed to handle this problem by considering a classical remark, but MCDM cannot be
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generally replaced by DEA in this area.


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Keywords: Materials selection problem, comprehensive approach, COPRAS, TOPSIS, DEA


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This study demonstrates that a very important number of articles in this field have been published in
“Materials and Design” (published by Elsevier).
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Acronyms applied in this work

AHP Analytic Hierarchy Process

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ANP Analytic Network Process

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CES Cambridge Engineering Selector

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COPRAS Complex Proportional Assessment

COPRAS-G COPRAS with Grey Relations

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CRS Constant Returns to Scale
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DEA Data Envelopment Analysis

DEMATEL Decision-Making Trial and Evaluation Laboratory


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DM Decision Maker
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DMU Decision-Making Unit

DoE Design of Experiment


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DSS Decision Support System


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EVAMIX Evaluation of Mixed Data

EXPROM2 extended PROMETHEE II


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ELECTRE Elimination et Choice Translating Reality

GRA Grey Relation Analysis

GTMA Graph Theory and Matrix Approach

LP Linear Programming

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MCDM Multi-Criteria Decision Making

MOORA Multi-Objective Optimization on the basis of Ratio

Analysis

NIS Negative-Ideal Solution

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OCRA Operational Competitiveness Rating Analysis

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OR Operational Research

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ORESTE Organization, Rangement Et Synthese De Donnes

Relationnelles

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PIS Positive Ideal Solution
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PRCI Pearson’s Rank Correlation Index

PROMETHEE Preference Ranking Organization Method for


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Enrichment Evaluations
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PSI Preference Selection Index

RAM Rang Adjusted Measure


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SAW Simple Additive Weighting


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SMART Simple Multiattribute Rating Technique

SRCI Spearman’s Rank Correlation Index


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TOPSIS Technique for Order of Preference by Similarity to Ideal

Solution

UTA the Utility Additive

VIKOR VlseKriterijumska Optimizacija I Kompromisno Resenje

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( Serbian term)

VRS Variable Returns to Scale

WPM Weighted Product Method

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1. Introduction

The material selection problem should be discussed from a strategic viewpoint due to

its very high impact in the design and development process. There are over 80,000

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materials in the world (Jahan et al., 2010 and Chatterjee et al., 2011). Clearly, the ideal

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option cannot be discovered because of the conflicting tradeoffs among selection factors

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(Shanian and Savadogo, 2006). Therefore, a DM has to take into account various factors for

choosing the most appropriate material. For example, Kumar and Singal (2015)

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summarized a list of various decision factors in material selection problem. Usually,
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selection of materials for a given product includes two main steps: 1) Investigation of the

product requirements and 2) Selection of the best possible materials. As a result, often DM
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is in quest of a proper form of DSS to satisfy the necessities of a given problem. Ashby
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(2005) presented a valuable taxonomy of approaches for material selection including free

searching using quantitative study, questionnaire strategy, inductive reasoning and analog
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method. Ardeshirilajimi et al. (2015) mentioned that there are different material selection
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approaches such as Ashby’s methods, MCDM techniques and other optimization (such as

Tao et al., 2016; Sakundarini et al., 2013; Vats, 2015). However, choosing the best material
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from available alternatives3 in the presence of conflicting criteria4 has an MCDM

framework. The MCDM paradigm has been considered as the most famous wing of decision

making theory (Bernroider and Stix, 2007). Jahan et al. (2010), who provided a

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In this paper, we employ the terms “alternative”, “option” and “choice” interchangeably.
4 In this paper, we employ the terms “criterion”, “attribute” and “decision factor” interchangeably.
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comprehensive review in the field of material selection, pointed out that MCDM methods

have the potential to significantly improve the material selection process. According to

Karande et al. (2013), material selection problem with different units and several

conflicting attributes can be properly tackled employing MCDM techniques. Many MCDM

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methods such as AHP, ANP, SAW, TOPSIS, VIKOR, COPRAS, PROMETHEE, DEMATEL,

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ELECTRE, MOORA, SMART, PSI, WPM, EVAMIX, GTMA, etc. have been initiated to handle

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MCDM problems over recent years. Kumar and Singal (2015) provided a list of various

applications of MCDM techniques in material selection problems. Also a classification of

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such techniques has been studied in Kumar et al. (2017). The majority of these techniques,
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if not all, have been used to material selection problem because of its user friendly process

(Das et al., 2016). However, the identification of which MCDM technique is “best” has been
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a very hard target to be arrived (Sarkis, 2000). Needless to say, each MCDM technique has
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its advantages and inadequacies. According to many researches such as Hobbs and Meier

(2000), Mela et al. (2012) and Kou et al. (2014), DM often cannot deduce that one MCDM
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technique is better than the others for a given problem. Therefore, as suggested by Løken
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(2007), Jahan et al. (2012), Mulliner et al. (2016) and Wang et al. (2016), more than one

MCDM technique should be applied to a given MCDM problem to obtain a more


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trustworthy decision. Although the rankings produced by the various MCDM techniques

usually are not equal, they give a very helpful insight to appraise the alternatives. As a

result, in this work we employ efficiently two MCDM techniques and present an MCDM-

based framework for solving general material selection problem. On the other hand, DEA is

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one of the most popular methods for performance measurement of DMUs that turn several

inputs into various outputs. The key fame of DEA is owing to its aptitude to obtain

comparative efficiency of a DMU without previous weights on inputs and outputs5

(variables). The basic goal of DEA is not to prioritize units and this model determines

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efficient and inefficient DMUs. However, several studies have discussed about close

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connections and similarities between DEA and MCDM methods. According to Stewart

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(1996) , Li and Reeves (1999) and Zavadskas et al. (2014), DEA and MCDM, as two of the

fastest growing parts of OR, have been employed to a very extensive types of managerial

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problems. But to the best of our knowledge, tackling material selection problem using DEA
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is relatively novel. Furthermore, the absence of DEA models in the famous literature review

(Jahan et al., 2010) in material selection methods is clear. Therefore, we aim to employ DEA
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in material selection problems because of its very straightforward framework and intuitive
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nature. The final goal of this work is to suggest a comprehensive and simple MCDM-based

procedure on the basis of the distinguishing qualities of three MCDM techniques for general
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material selection problem. Briefly, the contribution of our work is fivefold:


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1) We provide for the first time an extensive review regarding characteristics of


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material selection problems in general practice under MCDM paradigm.

2) We provide a comprehensive review for selecting the appropriate MCDM technique

for general material selection problem.

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In this paper, we employ the terms “input and output” and “variable” interchangeably.
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3) According to this study, TOPSIS and COPRAS are selected as the best MCDM

techniques for ranking the alternative materials in general practice.

4) DEA can be used in material selection problem as an auxiliary tool by considering a

rough rule of thumb.

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5) A comprehensive MCDM-based approach using TOPSIS, COPRAS and DEA for

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general material selection problem is introduced.

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As mentioned, up to now, many MCDM-based methods have been introduced for

choosing the best option or ranking of materials. However, our suggested MCDM-based
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approach has been created on the basis of general characteristics of material selection

problem as well as the strengths of three MCDM techniques. Noteworthy, it is the key
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novelty of this work. Also the suggested method is very straightforward to implement and
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no extra calculations are essential. Finally, the obtained ordering of materials using
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proposed approach is in very good agreement with those deduced by the past studies.
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This article is arranged as follows: in Section 2 we review the relevant literature. Section
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3 reviews MCDM framework, TOPSIS, COPRAS, DEA and various comparative advantages of

these methods. In Section 4, we present our suggested MCDM-based approach for material

selection problem in generl. Section 5 presents five real examples to exhibit the

applicability and efficacy of the suggested approach. Conclusion is included in Section 6.

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2. Literature review

Now, we review some relevant literature on MCDM techniques for material selection

problems and choosing an MCDM technique in this field.

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2.1. MCDM techniques for material selection problems

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According to Jahan et al. (2010), TOPSIS, ELECTRE and AHP have been the most

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prevalent techniques in material selection context. In general, literature review shows AHP
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is one of the very popular MCDM approaches to cope with MCDM problems ( e.g.

Ramanathan and Ganesh, 1995; Özcan et al., 2011; Mansor et al., 2013; Milani et al., 2013;
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Khorshidi et al., 2013; Mulliner et al., 2016). But when there are many alternatives, the
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pairwise comparison approach done by AHP is clearly infeasible. Chatterjee et al. (2011)

pointed out that calculation time of AHP is very high and this technique has a complex
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structure in material selection problem. Also according to Hatami-Marbini et al. (2013),


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AHP has a controversial frame and suffers from deficiency of transparency in procedure.

Various shortcomings of AHP were discussed by Ramanathan and Ganesh (1995).


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Although Mansor et al. (2013) employed AHP in a material selection problem and reported

its good result, the laborious nature of this technique is obvious. Jahan et al. (2010)

mentioned that AHP can evaluate a limited amount of options, which is often not over 15.

But as pointed out by Girubha and Vinodh (2012), in material selection problem the

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number of options and criteria are often large. For example, Chauhan and Vaish (2013)

studied a material selection problem with 37 alternatives along with various decision

factors. Also İpek et al. (2013) analyzed another material selection problem with 35

options and several criteria. More formally, we can deduce that AHP is not an efficient

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method in the numerous MCDM problems such as material selection problem.

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Notheworthy, when the number of alternatives is increased several MCDM methods will

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computationally be difficult. For example, GTMA method, which was initiated by Rao

(2006) as a MCDM tool, has often been limited to a problem with 5 or 6 criteria due to

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difficult computation procedure (Karande and Chakraborty, 2012). Also Ashby method will
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be too difficult when the amount of attributes is increased (Yazdani and Payam, 2015). As

can be seen in Jahan et al. (2010), another popular MCDM technique in material selection
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problem is ELECTRE. However, Rao (2006) pointed out that ELECTRE can obtain just a
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partial ranking of materials. Also as the number of choices rises, the volume of calculations

increased fast. Furthermore, ELECTRE only provides the rank of each alternative and does
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not determine numerical score for more understanding of discrepancy between options
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(Jahan et al., 2010). Although ELECTRE II provides a complete ranking of the choices, as

mentioned by Athawale and Chakraborty (2011), this technique does not work efficiently
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because of mathematical intricacy in selection problems. On the other hand, PROMETHEE

method aims to diminish the limitations with ELECTRE by giving a more obvious approach

(Jahan et al., 2011). Løken (2007) explained that a major difference between ELECTRE III

and PROMETHEE II is in computation process. PROMETHEE II has a clear calculation

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process whilst a DM finds the computations from ELECTRE III very intricate. Also Peng and

Xiao (2013) reported that PROMETHEE has smaller computational efforts than ELECTRE.

However, PROMETHEE family suffers from various defects. For example, designing the

problem and identifying the weights are key weak points of PROMETHEE (Hatami-Marbini

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et al., 2013). Moreover, PROMETHEE is not able to provide a perfect ranking of the options.

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As mentioned above, based on the work of Jahan et al. (2010), TOPSIS, ELECTRE, and AHP

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have been the most widespread MCDM techniques in material selection area.

Unfortunately, AHP and ELECTRE family are intricate in nature and need the DM’s high

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interpretation in pairwise assessment (Rao, 2006; Jahan et al., 2010; Özcan et al., 2011;
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Jahan et al., 2011; Chatterjee et al., 2011; Karande and Chakraborty, 2012; Hatami-Marbini

et al., 2013).
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After Jahan et al.’s (2010) review, Chatterjee et al. (2011) studied COPRAS and EVAMIX

for material selection problem. They reported that COPRAS is a very simple technique as
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well as has a low calculation time compared to AHP and EVAMAIX. Khabbaz et al. (2009)
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applied a simplified fuzzy approach for handling quantitative as well as qualitative material

factors. Maniya and Bhatt (2010) introduced PSI method for material selection problem
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and claimed that this method is easier compared to other methods such as TOPSIS and

VIKOR. However, according to Rao and Patel (2010), this claim does not have adequate

validity. Rao and Patel (2010) revealed some shortcomings of previous studies such as

Khabbaz et al. (2009) and Maniya and Bhatt (2010). Also they introduced a new MCDM

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approach by the objective and the subjective preferences to choose the integrated weights

of decision factors. Cicek et al. (2010) suggested an integrated DSS to suit the appropriate

methods on the basis of various factors such as size and type of a given problem. Yazdani

and Payam (2015) prepared a comparative work by Ashby method, VIKOR and TOPSIS for

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a given material selection problem and derived a meaningful agreement between these

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approaches. Also Chauhan and Vaish (2013) reported a good congruence between TOPSIS

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and Ashby technique in a given material selection problem. Çalışkan et al. (2013) suggested

a decision approach including EXPROM2, TOPSIS and VIKOR for solving a material

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selection problem and found SRCI between TOPSIS and VIKOR is the highest. Jahan et al.
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(2012) suggested a new normalization in TOPSIS for material selection problem. They

deduced that this TOPSIS needs less mathematical effort compared to comprehensive
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VIKOR (Jahan et al., 2011) for efficient decision. Singh et al. (2016) used GRA to obtain a
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perfect ranking in material selection problem. According to this study, GRA was proved to

be a powerful technique in selection problem. Noteworthy, GRA procedure is similar to


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TOPSIS procedure. But TOPSIS method employs Euclidean distance, whereas GRA exerts
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grey relational grade. Milani et al. (2013) studied the use of ANP, as a generalized form of

AHP, in a material selection problem. In that study, the authors considered the
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dependencies between the attributes or options. Liu et al. (2014) suggested a hybrid MCDM

framework combining DEMATEL, ANP, and VIKOR to handle selection problem in materials

area. Also Peng and Xiao (2013) employed PROMETHEE incorporated with ANP for a

material selection problem. In their work, ANP was employed to obtain weights and

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PROMETHEE to prioritize options. However, as pointed out by Yang et al. (2008),

normalization process in classical ANP suffers from a severe defect in practical fields.

By analyzing the literature, we can see numerous good MCDM-based approaches have

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been introduced in materials selection field, but there is a key need to suggest a

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straightforward and efficient mathematical procedure to guide and support the DM in this

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area.

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2.2. Choosing an MCDM technique
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Sun and Li (2010) mentioned that more than 70 MCDM methods have been introduced
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for simplifying the decision procedure. A survey of MCDM approaches was provided by
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Zavadskas et al. (2014). However, it is a very challenging subject to choose which MCDM

technique is suitable for a given problem. Voogd (1983) revealed that at least 40% of cases
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each MCDM method generated a dissimilar outcome from any other method. According to
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Zanakis et al. (1998), theses inconsistencies happen because:


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1) MCDM methods employ weights in a different way.

2) MCDM techniques vary in the way to choosing the “best” option.

3) Most MCDM methods try to aggregate the decision factors (objectives) in a different

way.

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4) A number of MCDM methods use supplementary parameters that influence

solution.

Sun and Li (2010) mentioned that selection of the most proper MCDM procedures is a

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difficult MCDM problem. Mela et al. (2012) studied several MCDM techniques in the field of

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building design. However, they pointed out that the best MCDM technique can hardly be

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discovered. Cicek and Celik (2010) suggested a framework to choose a MCDM technique

among AHP, PROMETHEE, SMART, ELECTRE, and TOPSIS in material selection field. But as

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pointed out by Jahan et al. (2011), the selected MCDM approach using Cicek and Celik’s
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procedure usually is not exclusive. According to Løken (2007), the most significant factor in

MCDM context is to discover a MCDM technique that evaluates what it is expected to


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measure. Also Chatterjee et al. (2011) studied the performance of various MCDM
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techniques by considering several factors such as calculation time, ease, transparency, form

of information, etc. As stated earlier, although each method has its own distinguishing
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quality, various MCDM procedures can produce incompatible consequences when applied
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to the same problem. As a result, different comparative studies of MCDM methods have

been provided in the literature (e.g. Triantaphyllou, 2013; Ceballos et al., 2016, Darji and
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Rao, 2014; Sen et al., 2016; Zavadskas et al., 2014; Løken, 2007). For example, Özcan et al.

(2011) compared TOPSIS, AHP and ELECTRE as the most well-known techniques in MCDM

context. According to this study, TOPSIS and ELECTRE generated similar results in location

selection problem. Athawale and Chakraborty (2011) analyzed the performance of 10

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MCDM techniques such as TOPSIS, ELECTRE II, PROMETHEE II, AHP, etc. in a robot

selection problem and observed that TOPSIS, WPM, and GRA are slightly superior to the

others. Also on the basis of the ranking of the top three choices, PROMETHEE presented the

worst mismatch. Chatterjee and Chakraborty (2012) shown that the results produced by

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EXPROM2, COPRAS-G, ORESTE and OCRA completely match with the outcome produced by

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VIKOR. Paul et al. (2015) reported slight disagreement in the results obtained by TOPSIS

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and PPROMETHEE in a selection of 3D printers. Kumar and Ray (2015) mentioned that

EXPROM2 and OCRA are better than ORESTE in a gear material selection problem.

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Maity and Chakraborty (2015) used PROMETHEE II, COPRAS, TOPSIS, VIKOR, AHP, and
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ANP to tackle a tool steel material selection problem. According to this study, a very high

SRCI can be observed between these MCDM methods and PROMETHEE II. Mulliner et al.
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(2016) deduced that none of MCDM procedures is ideal and proposed over one technique
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must be used to a problem to achieve a stronger decision. Also Jahan et al. (2012) pointed

out in intricate material selection problems at least two MCDM methods should
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concurrently be exerted for a decision problem. On the other hand, various studies in
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MCDM context have emphasized the use of straightforward and understandable techniques

to cope with MCDM problems (Løken, 2007; Bernroider and Stix, 2007; Mulliner et al.,
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2016). Mulliner et al. (2016) pointed out that the difficulty of an MCDM procedure may

prevent its use practically. As explained by Chatterjee and Chakraborty (2012), the

difficulty of a MCDM problem will be distinguished by the number of choices, criteria and

form of data (deterministic, stochastic, and so on). Therefore, to decrease the difficulty in

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choosing the best MCDM method in material selection problem, the calculations should be

straightforward, easy and economical.

3. Preliminaries and distinctive features of TOPSIS, COPRAS and DEA for

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material selection problem

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To make our work self-contained, MCDM framework, TOPSIS, COPRAS, and DEA that will

be employed in the suggested model are reviewed. Furthermore, comprehensive as well as

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comparative information about these methods on the basis of more than 100 papers is
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provided to readers.
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3.1. MCDM structure


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MCDM is a discipline which allows the consideration of disparate as well as conflicting


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attributes to prioritize or choose various alternatives to help a DM. An MCDM framework


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has usually been described by four elements as follows:


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- Criteria (known as attributes or decision factors)

- Alternatives (known as options or choices)

- Weight of attribute (known as comparative significance of criterion)

- Performance ratings of options regarding the criteria

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The decision matrix as specified in Model (1) depicts options ( A1 , A2 ,..., Am ), attributes (

n
C1 , C2 ,..., Cn ), weights of attributes ( w1 , w2 ,..., wn ) where w
j 1
j  1 and the performance

ratings of choices, i.e. xij ( for i  1,..., m; j  1,..., n) .

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C1 C2 … Cn

 x11 x1n 

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A1 x12 ....
 
 x21 x21 .... x2 n 
A2 . . . 
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D   W  [w1 , w2 ,..., wn ] (1)
. . . . 
. . . 
 
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.
 xm1 xm 2 .... xmn 
.
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Am
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The task of DM is to obtain the best options or to rank alternatives by using a MCDM

technique based on the decision matrix.


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The first step in most MCDM approaches is normalization of decision matrix. Due to

various units of the attributes, normalization is indispensable for direct comparison.

Various MCDM techniques utilize various normalization methods. Jahan and Edwards

(2015) pointed out that although the majority of normalization approaches appear to be

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just slight variations of each other, these minor differences may produce major outcomes

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on the final decision when choosing materials. Jahan and Edwards (2015) provided a good

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review on normalization methods. Also reader can see Shih et al. (2007) and Peng and Xiao

(2013) and references therein for more information.

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Because the evaluation attributes are not equally significant, determining the suitable

weight for criteria is another key step in MCDM context. But DM opinion can play a very
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vital role to obtain criteria weights and will influence the quality of results. The majority of
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the methods for this task can be classified into two groups (Lotfi and Fallahnejad, 2010):

subjective and objective. Subjective weights are obtained just based on the preference of
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DM. But the objective weights are identified by mathematical frames in the absence of DM’s
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preferences. As pointed out by Dehghan-Manshadi et al. (2007), Jahan et al. (2011),

Anupam et al (2014), Sotoudeh-Anvari and Sadi-Nezhad (2015), and Wang et al. (2016)
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various techniques such as AHP, Shannon’s Entropy, Simos approach, Digital Logic, Z-

numbers approach, Z-transformation approach, DoE, etc. have been employed for

determining criteria weight. Also Athawale et al. (2011) provided a list of various

weighting methods for material selection problems. For example, AHP has been helpful in

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weighting of the criteria by the subjective evaluations in some material selection problem

(Yousefpour and Rahimi, 2014). Anupam et al. (2014) suggested an efficient Entropy based

TOPSIS for material selection in pulp and papermaking. In Çalışkan et al. (2013) the

criteria weights were obtained by a compromised weighting technique, where Shannon’s

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Entropy and AHP were integrated. Also in Yazdani and Payam (2015) the criteria weights

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were identified by experts directly. More formally, according to Jahan et al. (2011),

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specifying weight to attributes must be carried out carefully to avoid bias or generating the

solution you proposed. After normalization and weighting process each MCDM technique

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employs a special approach to rank alternatives.
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3.2. The TOPSIS method
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TOPSIS is created on selecting the best choice having the shortest Euclidean distance

and the farthest Euclidean distance to the PIS and from the NIS, respectively. The PIS is one
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that maximizes the maximizing attributes and minimizes the minimizing attributes, while
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the NIS maximizes the minimizing criteria and minimizes the maximizing criteria (Wang et

al., 2016). Literature review shows that TOPSIS, which was introduced by Hwang and Yoon
AC

(1981), is a privileged technique in selection problem in general. For example, Sun and Li

(2010) pointed out that TOPSIS is the best method compared to other MCDM techniques in

an aircraft selection problem. Peng (2015) reported that TOPSIS is the most suitable

technique for a quake vulnerability selection problem. Noteworthy, TOPSIS has a very

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transparent logic and is useful for qualitative as well as quantitative information. Also it

can be used simply when the amount of options and criteria is large (Özcan et al., 2011;

Jahan et al., 2010; Sotoudeh-Anvari and Sadi-Nezhad, 2015). Evidently, TOPSIS method is

one of the most widely accepted MCDM techniques in material selection problem (Jahan et

T
al., 2010). Liao (2015) reported 31 records about material selection and TOPSIS in the Web

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of Science. Based on a comprehensive literature review, Jahan et al. (2010) reported that

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TOPSIS is a very efficient MCDM technique for material selection. Also Shanian and

Savadogo (2006), Huang et al. (2011), İpek et al. (2013), Maity and Chakraborty (2013),

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Anupam et al (2014), Tewari et al. (2015), Kumar and Singal (2015), Kaushik et al. (2015)
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and Debnath et al. (2016) pointed out that TOPSIS is very reliable and efficient for tackling

different material selection problems. According to Yousefpour and Rahimi (2014), TOPSIS
M

is a managerial approach that will be useful in material selection problem. Kumar and
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Singal (2015) pointed out that TOPSIS is best suited for penstock material selection. Rathod

and Kanzaria (2011) deduced that TOPSIS and fuzzy TOPSIS are appropriate approaches in
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material selection problem when the ratings are precise and imprecise. According to
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Zanakis et al. (1998), TOPSIS experiences the fewest rank reversals compared to the

several MCDM methods such as ELECTRE and various version of AHP. This phenomenon is
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an alteration in the ordering of options when an option is entered or removed. As pointed

out by Dey et al. (2016), this event confuses a DM and must be minimized. Furthermore,

contrary to AHP or SAW, TOPSIS can directly use maximizing as well as minimizing

attributes. As mentioned before, the difficulty of an MCDM procedure can prevent its use in

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practice. Fortunately, TOPSIS has a very easy calculation procedure (Shih et al., 2007). Dey

et al. (2016) provided a good comparison of TOPSIS with other famous MCDM techniques

such as VIKOR, AHP, etc.

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According to Mulliner et al. (2016), one of the most crucial decision factors in choosing

IP
MCDM procedures is the adaptability with the problem’s goal. Generally, in material

CR
selection problem, the impact of each criterion cannot be separately analyzed and should

usually be considered as a trade-off with other criteria. For example, variation in

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mechanical or electrochemical factors can modify the preferences of other parameters.
AN
More formally, variations in a criterion may be compensated by other factors (Shanian and

Savadogo, 2006). Fortunately, TOPSIS is a compensatory method and provides clear trade-
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offs among criteria. The TOPSIS method allows compromise between various decision
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factors where a bad effect in one factor may be compensated with the good effect in other

factor (Kaushik et al., 2015). But for example, ELECTRE and PROMETHEE have a non-
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compensatory root. Therefore, these advantages make TOPSIS as a key MCDM approach
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compared to the majority of MCDM techniques such as AHP and ELECTRE in material

selection context. Moreover, since uncertainty exists in nearly all decision information
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several researchers have been considered ambiguity involved in material selection

problems. Fortunately, TOPSIS can very easily be combined or extended with other

concepts of uncertainty such as type-2 fuzzy set, Z-numbers (Sotoudeh-Anvari and Sadi-

Nezhad, 2015), etc. For example, Liao (2015) provided an interval type-2 fuzzy TOPSIS for

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material selection. Various applications as well as many developments of TOPSIS in

material selection problems can be seen, for example, in Jahan et al. (2012), Mirhedayatian

et al. (2013) and Singh et al. (2016). Finally, TOPSIS can be applied as a benchmark in

material selection problem to evaluate outcomes of other MCDM techniques. The key steps

T
in TOPSIS are explained as below:

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Step 1: normalize decision matrix using the Model (2):

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xij
rij  (i  1, 2,..., m; j  1, 2,..., n)
n (2)
 xij
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j 1

Step 2: provide weight to this matrix by:


M
ED

vij  wj  rij i  1,2,..., m; j  1,2,..., n. (3)


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Step 3: define the best (ideal) solution and nadir ideal solution as follows:
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AC

A*  {v1* , v2* ,...., vn*}  {(max j vij i  I ),(min j vij i  I )}


i  1, 2,..., m; j  1, 2,..., n.
A  {v1 , v2 ,...., vn }  {(min j vij i  I ),(max j vij i  I )} (4)
i  1, 2,..., m; j  1, 2,..., n.

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Where I  is related to benefit attributes and I  is related to cost attributes.

Step 4: achieve the remoteness of all choices from A and A using Model (5):

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n
D 
 (v  v j ) 2 i  1, 2,..., m

CR
i ij
j 1
(5)

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AN
n
D 
i

 (v
j 1
ij  v j )2 i  1, 2,..., m
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Step 5: a relative closeness to the perfect solution will be gained using Model (6):
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Di
CCi*  i  1, 2,..., m
Di  Di (6)
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Step 6: prioritize the options by CCi* . The larger CCi* indicates better accomplishment of

options.

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3.3. The COPRAS method

The COPRAS technique, which is initiated by Zavadskas et al. (1994), works similar to SAW.

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SAW is the most straightforward and one of the most accepted MCDM methods. Usually,

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SAW is employed as a benchmark tool to evaluate outcomes produced from other MCDM

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techniques (Wang et al., 2016). Abdullah and Adawiyah (2014) provided a good review on

SAW techniques highlighting the different usages related to useful selection of materials.

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For example, Anupam et al. (2015) suggested an MCDM-based technique on the basis of
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entropy integrated SAW for material selection in pulping and papermaking field. However,

SAW can employ just maximizing attributes, whereas minimizing criteria must be turn into
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the maximizing factors before use. As mentioned, cost-type factors must be converted in to
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benefit-type factors before normalization in SAW, but this operation is not a trivial task. For

example, Millet and Schoner (2005) explained that this transformation in AHP may cause
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contradictory outcomes. Fortunately, this inadequacy is removed in COPRAS. More


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formally, it is the superiority of COPRAS over SAW (Podvezko, 2011). Also according to

Zavadskas et al. (2014), who provided a good review of MCDM techniques, COPRAS is a fast
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developed method to deal with real problems. It should be noted that although Karande

and Chakraborty (2012) mentioned that COPRAS method suffers from a very hard

procedure and MOORA is easy to use, unfortunately the authors did not provide any reason

for this claim. On the contrary, according to Podvezko (2011), Mulliner et al. (2013),

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Nuuter et al. (2015), Mulliner et al. (2016) and Chatterjee et al. (2011) COPRAS is simple

and even very simple to utilization. Also Karande and Chakraborty (2012) claimed that

COPRAS has been affected by the process of normalization. But normalization method in

both COPRAS and MOORA are exactly the same. On the other words, although MOORA has

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its own advantages (e.g. remarkable simplicity in use), this technique has no obvious

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advantage over COPRAS. Finally, Mulliner et al. (2013), Zavadskas et al. (2014),

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Kouchaksaraei et al. (2015) and Turanoglu Bekar et al. (2016) reported that COPRAS

technique has been successfully used to a vast range of real problems. The key steps of

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COPRAS technique is reviewed as below (Chatterjee et al., 2011):
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Step 1: normalize decision matrix using Model (7):
M
ED

xij
rij  m

x (7)
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ij
i 1
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Step 2: weight normalized matrix as follows:


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yij  w j  rij (i  1,2,..., m; j  1,2,..., n) (8)

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Step 3: calculate sums of weight normalized scores for beneficial as well as cost criteria

using Model (9) as follows:

n
S i   y ij
j 1

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(9)

CR
n
Si   yij
j 1

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In Model (9), y ij are related to maximizing criteria and y ij are related to minimizing
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criteria. The bigger S  i , the higher is the choice as well as the lower S  i , the higher is that
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option. In fact, S  i and S  i demonstrate the level of objectives reached by option i .


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Step 4: obtain the relative priority of the options, i.e. Qi using Model (10) as follows:
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S
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i
(10)
Qi  S i  i 1
m
(i  1, 2,..., m)
1
Si 
i 1 Si

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The alternative with the highest value of Qi ( Qmax ) is the best.

Step 5: compute the level of performance ( U i ) for option i .

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Finally, U i provides an absolute prioritizing and is calculated using Model (11) as follows:

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Qi (11)
Ui   100
Qmax

US
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In Model (11), Qmax is the highest relative importance score.
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3.4. TOPSIS vs. VIKOR


ED
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Recently, several researchers such as Jahan et al. (2011), Girubha and Vinodh (2012), Liu

et al. (2013), Vats and Vaish (2013), Jahan and Edwards (2013) and Ishak et al. (2016)
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employed VIKOR to select the most appropriate material in different material selection
AC

problems. Although in classical form, VIKOR uses linear normalization and TOPSIS employs

vector normalization, as mentioned by Chatterjee et al. (2011), VIKOR and TOPSIS are

naturally similar. However, due to vector normalization, TOPSIS can have higher

distinguishing power (Mulliner et al., 2016). Antucheviciene et al. (2012) analyzed the

results of fuzzy TOPSIS based on linear and vector normalization for a given selection
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problem. According to this study, fuzzy TOPSIS based on vector normalization produced

more realistic result. Jahan et al. (2011) mentioned that both VIKOR and TOPSIS are

suitable for tackling a large number of options and attributes in material selection problem.

Çalışkan et al. (2013) deduced that the correlations obtained between VIKOR and TOPSIS

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are usually high. Also Sharma and Gupta (2015) reported a very good agreement between

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VIKOR and TOPSIS in material selection for thin film transistor. But Huang et al. (2009)

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warned that VIKOR even in a simple problem may produce an incorrect ranking. Reader

interested in exploring on this serious flaw is referred to Huang et al. (2009), Jahan et al.

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(2011) and Ceballos et al. (2016). Also VIKOR is not simple to apply and the computation
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time of this technique is relatively high (Dey et al., 2016). Notheworthy, VIKOR’s outcome is

influenced by an extra parameter, i.e.  (strategy weight of the maximum set usefulness).
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Ceballos et al. (2016) warned that VIKOR’s result is very sensitive to this parameter.
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Antucheviciene et al. (2011) and Antucheviciene et al. (2012) proved that the ultimate

choice should be considered by TOPSIS and COPRAS rather than VIKOR in a redevelopment
PT

problem. Moreover, Dey et al. (2016) reported that the top ranking of options matches in
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the majority of MCDM techniques such as TOPSIS and MOORA except by VIKOR in a

machine tool selection. However, as mentioned by Mela et al. (2012), various fields in
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engineering have problems with special specifications that can influence the selection of

MCDM technique. For example, Caterino et al. (2009) studied a comparative performance

of several MCDM techniques for a retrofit problem. In spite of VIKOR did not provide a

complete ranking in Caterino et al. (2009), the authors deduced that TOPSIS and VIKOR are

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more suitable for dealing with that problem compared with WPM, ELECTRE, PROMETHEE

I, II. Dey et al. (2016) provided a good comparison of TOPSIS with VIKOR in various ranking

problems. More formally, although VIKOR is known as an accepted method in various

MCDM problems, the comparative studies such as Caterino et al. (2009), Sun and Li (2010),

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Antucheviciene et al. (2011), Athawale and Chakraborty (2011), Chatterjee et al. (2011),

IP
Karande and Chakraborty (2012), Mela et al. (2012), Jahan et al.(2012), Çalışkan et al.

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(2013), Kou et al. (2014), Yazdani and Payam (2015), Peng (2015) have not reported any

superior performance of VIKOR over TOPSIS.

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3.5. The DEA method
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3.5.1. DEA models


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DEA as a LP method appraises the relative efficiency value of a set of DMUs which use
PT

various inputs to create various outputs. Initially, Charnes, Cooper, and Rhodes (1978)
CE

introduced the original DEA framework, called CCR model, to cope with the CRS situation.

Next, Banker, Charnes, and Cooper (1984) developed a novel DEA model, called BCC model,
AC

to tackle the VRS condition. We refer to Cooper et al. (2007) and Podinovski and

Thanassoulis (2007) and references therein for more study about this topics. Moreover,

DEA frameworks can be categorized to maximize outputs (known as output-oriented

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model) or to minimize inputs (known as input-oriented model). Mathematically, the

output-oriented CCR frame is modeled as follows:

Consider n DMUs that consume m various inputs to create s various outputs. The

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efficiency value of DMUo i.e. Eo is calculated by the following CCR framework:

IP
CR
s

u y
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r ro
max Eo  r 1
m

v x
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i io
i 1
s

u y r rj
M

s.t. r 1
m
1 j  1,..., n
v x i ij (12)
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i 1

ur , vi  0
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CE
AC

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In Model (12), yrj and xij are the r th output and i th input of the j th DMU, respectively.

Also ur and vi are the weights of the r th output and i th input, respectively. To simplify

the computation, Model (12) can be transformed into an LP model as follows:

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IP
s
max Eo   ur yro

CR
r 1

s.t.

US
m

v x
i 1
i io 1
(13)
s m

u y  v x
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r rj i ij 0 j  1,..., n
r 1 i 1

ur , vi  0 r  1, 2,..., s and i  1, 2,...m


M
ED
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Model (13) is executed n times to calculate the efficiency value of all DMUs by fitting the

best achievable input and output weights. Finally, when Eo  1 DMUo is efficient and the
CE

efficiency value less than 1 indicates that DMUo is inefficient. Also Model (13) can be
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converted into the Model (14) by duality as follows:

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min  o
s.t.

 x
j
j ij   o xio i  1, 2,..., m

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 y j rj  yro r  1, 2,..., s

IP
j

j  0 j (14)

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Model (14) is known as the “envelopment” model. Because of lesser constraints Model

US
(14) is easier to work out than Model (13). In addition, BCC model can be obtained by
AN
n
adding 
j 1
j  1 as a constraint to CCR model. Noteworthy, up to now different DEA
M

models have been suggested and often these models have been generated different
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efficiency values depending on the framework (input or output-oriented, CCR or BCC, etc)

(Podinovski and Thanassoulis, 2007). Readers are referred to Cooper et al. (2007) and
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Cook and Seiford (2009) for two nice reviews of DEA models and a comprehensive
CE

discussion on these models.


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3.5.2. Some advantages of DEA

As mentioned, DEA models have several privileges. For example, DEA is a non-

T
parametric method and does not require a production function for variables. On the other

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hand, DEA can be considered to be providing an approximate of the production function

CR
(Stewart, 1996). Also DEA does not need a DM to set weights to inputs and outputs.

Moreover, DEA does not require to any transformation of the variables into one unit

US
(Shabani et al., 2012). Lohtia et al. (2007) reported that DEA is more precise than
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“Regression” technique in determining efficient and inefficient units. On the other hand,

DEA is a very potent method for benchmarking. Lee and Kim (2014) believed that
M

benchmarking for inefficient DMUs is the most important advantage of DEA. DEA
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determines a group of efficiency units for an inefficient DMU, with guidelines on how much

must be improved to be efficient (Lee and Kim, 2014). Finally, various DEA models have
PT

been successfully and effectively used in different problems. For example, the reader is
CE

referred to Sotoudeh-Anvari et al. (2016) and references therein for more details.
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3.5.3. Some disadvantages of DEA

The classical DEA has been usually blamed because of two key disadvantages:

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1) Low discriminating power

IP
2) Idealistic weight dispensation

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Briefly, when the number of variables is high in comparison with the number of units, the

US
majority of DMUs are appraised efficient (Cooper et al., 2007). Also idealistic weight
AN
dispensation takes place when some DMUs are estimated as efficient because they have

tremendously large or small weights for some variables (input and/or output) whereas
M

these extreme values are actually undesirable (Li and Reeves, 1999).
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As mentioned earlier, the classical DEA models organize DMUs into two groups: efficient
PT

or inefficient and fail to differentiate among efficient units. But a DM is often interested in a
CE

perfect ranking. In DEA, the amount of variables determines the amount of constraints

(Nunamaker, 1985) and as this amount increases, the efficiency values of DMUs will rise.
AC

On the other words, high numbers of variables against the number of DMUs can reduce the

discriminatory ability in DEA. Several researches pointed out that the poor discrimination

is the key weakness of DEA. In order to solve this problem, various methods such as super-

efficiency techniques, multicriteria DEA approaches, benchmark ranking, cross-efficiency

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techniques, etc. have been suggested. A survey of ranking techniques in DEA was provided

by Adler et al. (2002). Also Angulo-Meza and Lins (2002) presented a good taxonomy of

various techniques for improving discrimination in DEA. Although these methods have

some advantages, from an operational view, most of these approaches increase the volume

T
of calculations. Also these methodologies are not simple to comprehend for a general DM.

IP
On the other words, most of these approaches are not flawless and in order to suitable use

CR
of them a DM must be completely familiar with DEA field. For example, according to Doyle

and Green (1994), having several solutions to best weights in DEA reduces the utility of

US
cross-efficiency approach. Moreover, cross-efficiency is applicable when the amount of
AN
DMUs is rather low (Li and Reeves, 1999).
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As mentioned, the poor discrimination may take place when DM has few DMUs to
ED

evaluate in relation to the amount of variables in a given problem. But this case is not the

only one. For example, even where a lot of DMUs and few variables are involved, if a
PT

number of units have an uncommon combination of variables and we employ a radial DEA
CE

model then these DMUs will just be appraised with each other resulting poor

discrimination for those DMUs (Podinovski and Thanassoulis, 2007). It is important to note
AC

that CCR and BCC are known as radial models, namely inputs (in the input-oriented

framework) are proportionally decreased whereas outputs stay fixed. Also there are

various non-radial DEA models such as RAM. For a comprehensive discussion on these

models, please see Cooper et al. (2007) and Cook and Seiford (2009).

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On the other hand, as mentioned, DEA lets weight flexibility to achieve the best

efficiency. But one of the key flaws of DEA is its excessively much weight flexibility. For

example, a number of significant inputs and/or outputs may be allocated weights of zero.

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This distribution of weights may be unacceptable because it is not in agreement with DM

IP
judgment (Lins et al., 2007; Bernroider and Stix, 2007; Mecit and Alp, 2013). Although in

CR
DEA the weights are limited, namely the ratio of weighted outputs to weighted inputs does

not transgress 1, there are no a certain limitation on how much weight may be assigned on

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any variable compared with the others (Liu and Peng, 2008). Therefore, to achieve the
AN
highest efficiency, we can see that a DMU allocates all of its weight on just a few inputs

and/or outputs. To overcome this problem, various weight restriction approaches such as
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cone ratio, assurance region, etc. have been suggested. Unfortunately, the majority of the
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above techniques is complex and can be infeasible. For example, Mecit and Alp (2013)

suggested a new model of restricted DEA by correlation coefficients. But as pointed out by
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Unsal and Örkcü (2016), Mecit and Alp’s (2013) model loses its capability for negative
CE

correlations in a number of cases. Moreover, weight restrictions are often assessed on the

basis of value judgments. This issue produces an unsubstantiated extension of the


AC

production technology and as a result generates a serious shortcoming. On the other

words, this approach can nullify the importance of efficiency as an improvement index

(Atici and Podinovski, 2015). Finally, according to Li and Reeves (1999), two

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aforementioned key drawbacks in DEA are inter-related and often take place at the same

time.

As mentioned, we aim to apply DEA as a weight-independent technique because of its

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very straightforward framework and intuitive nature for real problems. For example,

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Athawale et al. (2011) employed UTA as a weight-independent MCDM method to choose

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the best choice in a material selection problem. Although UTA has a relatively sound

framework, this method is not computationally simple. Moreover, this approach is

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influenced by a supplementary parameter (  ).
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As mentioned, various DEA models have been introduced to tackle the disadvantages of
M

classical DEA. But from computational viewpoint, these methods need meticulous
ED

mathematics from DM. Also DM needs to have a very deep background in DEA context. For

example, please see Dyson et al. (2001), Adler et al. (2002), Angulo-Meza and Lins (2002),
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Lins et al. (2007), Cooper et al. (2007), Cook and Seiford (2009), Podinovski and
CE

Thanassoulis (2007), Mecit and Alp (2013) and Unsal and Örkcü (2016) for details about

the intricacy as well as difficulty of these methods. Generally spoken, the use of the
AC

aforementioned techniques is not economical and reliable in material selection problem.

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3.5.4. The rule of thumb in DEA

As mentioned, the high numbers of variables in comparison with the number of units can

lessen the discrimination in DEA. On the other words, according to Cooper et al. (2007), it is

T
advisable that the number of alternatives exceed several times the number of variables to

IP
obtain a reliable outcome. A “rule of thumb” in DEA is to select the number of alternatives

CR
as follows (Cooper et al., 2007):

US
n  max{ m  s , 3  (m  s) } (15)
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In Model (15), n is the number of DMUs, m is the number of inputs and s is the number of
M

outputs.
ED

As stated above, according to Li and Reeves (1999), two aforementioned drawbacks in


PT

DEA are inter-related as well as often take place at the same time. On the other hand, in
CE

order to correct use of ranking techniques and weight restriction methods a DM must be

completely familiar with DEA context. Clearly, it is too hard for nearly all general DMs. As a
AC

result, we can deduce that the aforementioned approaches are not applicable in material

selection problem, particularly for a general DM. Therefore, we will try to alleviate those

two flaws of DEA by considering Model (15).

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3.6. DEA as a MCDM technique

Ramanathan (2006) explained that the aim of DEA is to obtain the efficiency score of a

DMU by comparing how creatively this DMU transforms inputs into outputs. However, as

T
pointed out by Bouyssou (1999), while DEA was suggested for evaluating the efficiency of

IP
DMUs, it is playing a wider role as an MCDM tool now. In the literature, various ways of

CR
using DEA as an MCDM approach have been suggested. As mentioned by Sarkis (2000), a

methodological link is to consider maximizing attributes as outputs, minimizing attributes

US
as inputs and DMUs as alternatives in MCDM and DEA, respectively. It should be noted that
AN
in MCDM context, the attribute whose bigger value is better called maximizing6 criterion

such as quality and the attribute whose lower value is better called minimizing7 criterion
M

such as corrosion rate (Jahan et al., 2011 and Chatterjee et al., 2011). By using this
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resemblance, at first Stewart (1996) considered a link between DEA and MCDM. However,

Dyson et al. (2001) addressed various pitfalls of DEA in practical use. These disadvantages
PT

can generate serious pitfalls especially when DEA is applied as MCDM technique. As
CE

mentioned earlier, various techniques have been suggested to tackle these weaknesses.

However, nearly all of the aforementioned methods appear to be difficult as well as


AC

knowledge intensive. For example, Wang and Luo (2006) suggested a combined technique

using DEA and TOPSIS to improve the discrimination of DEA. Then, Mirhedayatian et al.

6
Also known as “beneficial” or “positive” factor
7
Also known as “non-beneficial”, “cost” or “negative” factor
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(2013) applied Wang and Luo’s method in a material selection problem. But as pointed out

by Wu (2006), Wang and Luo’ method suffers from various drawbacks.

In nearly all MCDM techniques, the reasonable weight is allocated to each decision

T
attribute by DM (using subjective or objective methods) to aggregate several attributes into

IP
a single factor. Obviously, theses weights have a very big effect on the outcomes of MCDM

CR
methods. However, Wu (2006) pointed out that the superiority of DEA is that this

technique needs no aspect of judgment and its decision on efficiency is built just on the

US
data and model. Kou et al. (2014) mentioned that DEA has a relative privilege to MCDM
AN
methods because DEA can determine efficient alternatives with the least prior information.

Also Opricovic and Tzeng (2003) explained the DEA may be a helpful tool in MCDM field,
M

mainly when a DM is not capable to allocate the weights of decision factors at the start of
ED

design. But Doyle (1995) warned that DEA has been recognized as a lazy expert's technique

in MCDM context. Furthermore, as pointed out by Opricovic and Tzeng (2003), often DEA
PT

does not give a set of weights that represent the priority of a DM. On the other words, DEA
CE

is a technique different from MCDM methods and only in some situations can cautiously be

employed as a MCDM tool. This topic will be discussed in the next section.
AC

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4. The proposed framework

Now in this section, we suggest a MCDM-based procedure using TOPSIS, COPRAS and DEA

for general material selection problem.

T
IP
The assessment process begins from the selection of crucial criteria for a given material

CR
selection problem. More formally, in this step, DM identifies the conditions that a product

must withstand and then converts these properties into required material selection factors

US
(Huang et al., 2011). On the other hand, as pointed out by Das et al. (2016), in material
AN
selection problem, material alternatives can be selected using “Ashby Material Selection

Chart8” (Ashby, 2005). In Ashby’s approach, nearly all mechanical characteristics of a


M

design are considered. Also as stated by Shanian and Savadogo (2006), DM can utilize the
ED

CES9 software, which is presented by Cambridge University and Ashby, for obtaining the

suitable alternatives and their specifications. Although Ashby’s approach is known as one
PT

of the most effective technique for material selection, this approach provides just a list of
CE

candidates to DM to select from. Therefore, in this stage bias may happen. Fortunately, this

problem can be reduced by using MCDM methods. After determining the material selection
AC

criteria, determining the suitable weight for attributes (as explained in sub-section 3.1) and

providing a list of accessible materials, the suggested comprehensive framework using

three MCDM techniques can be employed to choose the best material. As pointed out

8
also known as “Material Properties Chart”
9
http://www.grantadesign.com, Accessed October 2016
42
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earlier, no single MCDM approach is preferred as the most appropriate for all forms of

material selection problem. On the other words, we cannot derive that one MCDM

technique is better or more efficient than the others. Thus, many researchers have

suggested that over one technique must be applied to a given problem to achieve a

T
stronger and safer decision. First, in order to find the most suitable MCDM techniques, we

IP
review some broad properties of general material selection problem on the basis of an

CR
extensive literature review as follows:

- The number of options and criteria in material selection problem is usually large.

US
Therefore, choosing the most suitable option has heavy computations. To diminish
AN
the difficulty, the calculation process should be simple and sound (Chatterjee et al.,

2011 and Girubha and Vinodh, 2012).


M

- In material selection problem, the impact of each criterion should often (but not
ED

always) be considered as a trade-off regarding other criteria. Therefore, to handle

this problem we require a compensatory method (Shanian and Savadogo, 2006).


PT

- In material selection problem, both forms of criteria, i.e. benefit-type and cost-type
CE

are used (Jee and Kang, 2000; Jahan et al., 2011; Chauhan and Vaish, 2013;

Yazdani and Payam, 2015).


AC

- In material selection problem, quantitative and qualitative data are usually used

(Liao, 2015; Jahan and Edwards, 2013).

- In material selection problem, complete ranking of materials is often required

(Chatterjee et al. 2011; Singh et al., 2016).

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As pointed out by Cicek et al. (2010), although numerous MCDM techniques have been

suggested to tackle material selection problems, there is still an inevitable need to apply

proper procedure in agreement with the problem nature. Therefore, on the basis of the

T
general aspects of material selection problem, we can use TOPSIS and COPRAS for solving

IP
this type of problem in general because:

CR
- TOPSIS and COPRAS are transparent methods and have sound logic (Shih et al.,

US
2007; Podvezko, 2011; Das et al., 2012; Nuuter et al., 2015; Mulliner et al., 2013).
AN
- TOPSIS and COPRAS have a very straightforward computation procedure that can

be without difficulty programmed (Shih et al., 2007; Chatterjee et al., 2011;


M

Mulliner et al., 2013; Yazdani and Payam, 2015; Nuuter et al., 2015; Mulliner et al.,
ED

2016).

- TOPSIS and COPRAS can be performed without difficulty when the number of
PT

options and attributes is very large (Shanian and Savadogo, 2006; Jahan et al.,
CE

2010; Chatterjee et al., 2011; Özcan et al., 2011; Mulliner et al., 2013; Yazdani and

Payam, 2015).
AC

- TOPSIS and COPRAS are easily applied for positive (benefit-type) as well as

negative (cost-type) attributes with one procedure (Podvezko, 2011; Chatterjee et

al., 2011; Özcan et al., 2011; Mulliner et al., 2013).

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- TOPSIS and COPRAS provide a perfect ranking of options (Özcan et al., 2011;

Mulliner et al., 2013; Mulliner et al., 2016).

- TOPSIS and COPRAS are compensatory method (Shanian and Savadogo, 2006;

Kaushik et al., 2015; Mulliner et al., 2016).

T
- TOPSIS and COPRAS are not influenced by any supplementary parameter (Shih et

IP
al., 2007; Antucheviciene et al., 2011; Chatterjee et al. 2011; Mulliner et al., 2016).

CR
- TOPSIS and COPRAS can handle quantitative as well as qualitative factors (Jahan

et al., 2010; Podvezko, 2011; Mulliner et al., 2013).

US
AN
Consequently, in general, TOPSIS and COPRAS can be applied for material selection. On the

other words, these two MCDM techniques can well be matched with real material selection
M

problems. Hence, at first, DMs can apply TOPSIS and COPRAS to general material selection
ED

problem, next compare and evaluate their results and finally make the ultimate decision

easily. Obviously, the suggested approach is very easy to understand and very simple to
PT

execution because it does not need wide familiarity with mathematics or MCDM context.
CE
AC

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On the other hand, by considering Model (15), classical DEA can be employed as an

auxiliary tool in this filed because (Charnes et al., 1978; Banker et al., 1984; Sarkis, 2000;

Dyson et al. 2001; Angulo-Meza and Lins, 2002; Opricovic and Tzeng, 2003; Ramanathan

2006; Cooper et al., 2007; Lins et al., 2007; Cook and Seiford, 2009; Mecit and Alp, 2013;

T
Atici and Podinovski, 2015; Sotoudeh-Anvari et al., 2016; Yousefi and Hadi-Vencheh,

IP
2016; Sadi-Nezhad and Sotoudeh-Anvari, 2016):

CR
- DEA has a very sound logic.

US
- DEA has a very straightforward computation procedure that can be easily
AN
programmed

- DEA can simply handle benefit criteria (outputs) as well as cost criteria (inputs)
M

with one model. It should be noted that in some MCDM problems there is only
ED

benefit (or cost) criteria. For example, if just benefit criteria are taken into

account, the pure output DEA model without input can easily be employed (Lee
PT

and Kim, 2014).


CE

- DEA is not influenced by any additional parameter.

- DEA can handle quantitative and qualitative variables.


AC

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But as mentioned above, when using classical DEA as a MCDM tool various problems can

occur. In fact, we use classical DEA only as an auxiliary tool in material selection problem

because using dissimilar sets of weights by each DMU is very deceptive in a ranking

problem. Clearly, this flexibility of weights attenuates the comparison among units on a

T
common foundation. More formally, it is obvious that to make a meaningful comparison of

IP
ranking approaches identical weights must be considered for inputs and outputs (decision

CR
factors), but via DEA each unit is free to select its optimal weights in order to reach the best

efficiency score. Although various methods attempt to obtain a common set of weights in

US
order to achieve comparable results by DEA, similar to ranking methods or weight
AN
restriction techniques, to proper utilization of these methods a DM must be an expert in

DEA field. For example, Liu and Peng (2008) suggested an LP-based approach to find a
M

common set of weights for units. But Ramezani-Tarkhorani et al. (2014) pointed out this
ED

technique has various drawbacks. For example, Liu and Peng’s (2008) approach provided

no assurance to confirm that has a distinctive solution. Also it is vital to mentioned that
PT

although “Software” to use these DEA models may be available, if a DM does not
CE

comprehend what is taking place within a complex model, he/she discerns this approach

like a black box. Consequently, the outcome can be that the DM does not trust in the
AC

suggestion from that approach (Løken, 2007). Hence, we employ DEA in classical form in

material selection problem because traditional DEA model is very simple to understand

and use for general DM.

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Please bear in mind that to use DEA in this section, instead of organizing the decision

attributes into benefit criteria or cost criteria, we consider them as outputs and inputs,

respectively as depicted in Fig.1.

T
IP
Decision context

CR
MCDM context DEA context

US
Alternatives DMUs

Benefit criteria Outputs


AN
Cost criteria Inputs
Inputs and outputs weights
M

Criteria weights by
by model
DM
ED
PT

Fig. 1. MCDM and DEA in the decision context (Sarkis,


CE

2000)
AC

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As stated above, unlike MCDM techniques, DM does not provide the criteria weights in

classical DEA. However, the DEA model suggests a group of weights in order to each DMU

achieves its maximum feasible efficiency. Therefore DEA can determine the wasteful DMUs

that have poor performance even when receiving their best imaginable weights (Angulo-

T
Meza and Lins, 2002). However, we cannot conclude that inefficient alternative by DEA

IP
will be the worst alternative by any other method in material selection problem (as will be

CR
shown in Examples 1 and 3). On the other hand, in nearly all MCDM approaches, weight is

determined to each decision factor which depends on its significance to the

US
accomplishment of the system. Needless to say, the ranking of alternatives is very sensitive
AN
to the variations in criteria weights. But because of various backgrounds, the criteria

weights determined differs from DM to DM and this can produce different prioritizing.
M

However, as pointed out by Opricovic and Tzeng (2003), often DEA cannot provide a set of
ED

weights that represent the priority of a DM. Nevertheless, in various real decision

problems, a DM is incapable to weight attributes at the beginning of design due to the lack
PT

of complete information. In such cases, the use of DEA will be very useful. More formally,
CE

the use of DEA can be advantageous by considering Model (15), especially when a DM is not

capable to clarify criteria weights at the start of planning in a material selection problem.
AC

Furthermore, DEA is still helpful in situations where criteria weights are determined by

DM. Clearly, the results from COPRAS and TOPSIS are on the basis of weighted criteria and

the result of DEA is regardless of the DM’s preferences. Therefore, these three outcomes

provide a wider insight for DM about the decision factors and the weights of them. Finally,

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as pointed out by Wang et al. (2016) and Kou et al. (2014), the more efficient techniques

involved in the decision procedure, the more reasonable the outcomes will be. As a result,

the ranking by three MCDM techniques, namely COPRAS, TOPSIS, and DEA is much more

truthful than ranking of materials by only one MCDM technique. The flowchart of the

T
proposed procedure can be seen in Fig. 2. Noteworthy, in the suggested approach, we use

IP
CRS model of DEA because discrimination of this model is superior to VRS framework in

CR
general (Podinovski and Thanassoulis, 2007). On the other words, any CCR-efficient unit is

BCC-efficient either. Let us point out that TOPSIS, COPRAS and DEA can easily

US
be coded by MATLAB or other software such as Python software.
AN
M
ED
PT
CE
AC

50
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Specify the material selection problem

Determine the attributes as well as list the alternative material

T
Form the decision matrix

IP
CR
Assign the attributes weights

US
Obtain the rank of alternatives using COPRAS and TOPSIS
AN
No
The number of choices is greater
than max {m*s, 3*(m+s)}
M

Yes
ED

Use DEA as a auxiliary tool along with TOPSIS and COPRAS


PT

Analyze the results


CE

Obtain final selection decision


AC

Fig. 2. The general proposed framework

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In some conditions, when a DM cannot exactly weight the criteria and the number of

alternatives and criteria do not satisfy Model (15), DM can use DoE techniques, trial and

error methods, or employ previous experiences to obtain the criteria weights as depicted in

Fig. 3. Then COPRAS and TOPSIS can be used for an initial decision. Nothworthy, DoE is a

T
statistical technique employed to obtain the various effects (independent and interactive)

IP
of different criteria on a system concurrently. For example, in order to minimize the

CR
influence of DM preference in decision process, Wang et al. (2016) applied DoE for weight

identification in MCDM fields. Furthermore, it should be noted that when several material

US
attributes must be considered and the criteria weights are not lucid, identification of the
AN
weights will be fundamentally intuitive. As a result, the reliability of an MCDM method is

extremely diminished. Hence, a DM must be allowed to modify his/her evaluations after


M

he/she obtain the first outcome from the decision procedure. To overcome this difficulty,
ED

some effective techniques such as Dehghan-Manshadi et al. (2007) have been introduced in

material selection problems.


PT
CE
AC

52
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Specify the material selection problem

Determine the attributes as well as list the alternative material

T
Form the decision matrix

IP
CR
No
The number of choices is greater
than max {m*s, 3*(m+s)}

US
Yes

Apply DEA as an auxiliary tool and obtain the initial Weight criteria by DoE or trial and error methods
ranking
AN
Analyze the result Apply COPRAS and TOPSIS and provide an initial ranking
M
ED

Obtain initial selection decision on the basis of DM judgment


PT
CE

Fig. 3. The proposed framework when DM cannot weight the attributes at

the start of design


AC

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To determine the suitability of different MCDM approaches to cope with a material

selection problem, their results are compared by various techniques of non-parametrical

correlation. For example, SRCI is executed for analyzing the statistical significance of

resemblance between different pair of rankings (Antucheviciene et al., 2011; Chatterjee et

T
al., 2011; Athawale and Chakraborty, 2011; Kumar and Ray, 2015 and Dey et al., 2016).

IP
Also PRCI can be estimated between two alternatives which show the linear level of

CR
dependence (Chauhan and Vaish, 2013). Although the intermediate rankings usually

mismatch among the used MCDM techniques, in the majority of material selection problem

US
the top n ranked materials are important. For example, Athawale and Chakraborty (2011)
AN
considered agreement between the top three-ranked choices as a decision index. We refer

to Antucheviciene et al. (2011), Antucheviciene et al. (2012), Chauhan and Vaish (2013),
M

Peng (2015) and Dey et al. (2016) for details on this subject. Since the goal of this study is
ED

to evaluate ranks of options obtained by different MCDM techniques, Athawale and

Chakraborty’s (2011) approach, namely consideration of the top n ranked (based on the
PT

preferences of a DM) alternatives may be useful. It is important to mention that in spite of


CE

the considerable growth in MCDM fields, the validity of the ranking results stay still an

open subject (Hobbs and Meier, 2000). Finally, as can be seen in the suggested model, DM
AC

does not require deep background in MCDM context or mathematics for this decision

procedure.

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5. Numerical analysis

In this section five real-world examples are presented to exhibit the applicability and

efficiency of the suggested procedures. First of all, the malfunction of classical DEA to give

T
enough discrimination among a small amount of options is revealed by a real material

IP
selection problem.

CR
Example 1: this example, which adopted from Jee and Kang (2000), considers the material

US
selection for a flywheel. Some specifications are necessary for flywheel as follows:
AN
a) Performance indicator
M

b) Fracture toughness
ED

c) Fragmentability (a safety factor)

d) Price
PT
CE

In Table 1, the 10 alternatives and 4 attributes for this material selection problem are

demonstrated. In these decision factors “Performance indicator”, “Fracture toughness” and


AC

“Fragmentability” (shown by (+) in Table 1) are the beneficial criteria where higher scores

are better. Also the price is a non-beneficial criterion (shown by (-) in Table 1) where

smaller rate is preferred. Using Entropy technique weights of the attributes are obtained

wa  0.4, wb  0.3, wc  0.2, and wd  0.1.

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Table 1

Data (decision matrix) for Example 1

T
No Materials Attributes

IP
CR
rlimit/q (+) KIC/q (+) Fragmentability(+)

Price(-)

US
1 300M 100 8.6125 3 4200
AN
2 2024-T3 49.6454 13.475 3 2100

3 7050-T73651 78.0142 12.5532 3 2100


M

4 Ti-6AL-4 V 108.8795 26.0042 3 10500


ED

5 E glass-epoxy 70 10 9 2735

FRP
PT

6 S glass-epoxy 165 25 9 4095


CE

FRP

7 Carbon–epoxy 440.2516 22.0126 7 35470


AC

FRP

8 Kevlar 29–epoxy 242.8571 28.5714 7 11000

FRP

9 Kevlar 49–epoxy 616.4384 34.2466 7 25000

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FRP

10 Boron–epoxy 500 23 5 315000

FRP

T
Now, DEA (CCR), ELECTRE II, VIKOR, COPRAS and TOPSIS are exerted to aforementioned

IP
data. In Table 2, the orders of the choices by these techniques are tabulated.

CR
Table 2

US
DEA, VIKOR, TOPSIS and ELECTRE II rankings for Example 1
AN
No Materials Efficiency Ranking by Ranking Ranking Ranking Ranking
M

score DEA (CCR) by by by by


ED

VIKOR TOPSIS ELECTRE COPRAS

II
PT

1 300M 0.59 4 9 9 10 10
CE

2 2024-T3 1 1 10 10 9 9

3 7050-T73651 0.97 2 8 8 8 8
AC

4 Ti-6AL-4 V 0.38 6 6 6 6 7

5 E glass-epoxy 1 1 7 7 7 6

FRP

6 S glass-epoxy 1 1 5 5 3 4

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FRP

7 Carbon–epoxy 0.3 7 2 2 2 3

FRP

8 Kevlar 29– 0.54 5 4 4 4 5

T
epoxy FRP

IP
9 Kevlar 49– 0.61 3 1 1 1 1

CR
epoxy FRP

10 Boron–epoxy 0.03 8 3 3 5 2

US
FRP
AN
First of all, we can see the number of DMUs and variables do not satisfy Model (15). This
M

event may reduce the discrimination power of DEA in this problem. Clearly, the top-ranked
ED

alternative as produced by COPRAS, VIKOR, TOPSIS and ELECTRE II completely matches.

Mathemathically, the SRCI between TOPSIS and COPRAS is 0.951 and that between TOPSIS
PT

and VIKOR is 1. Noteworthy, SRCI lies between +1 and -1. +1 denotes direct and positive
CE

(perfect agreement) relationship and -1 denotes inverse and negative relationship (perfect

disagreement) between the ranks. Also Karande and Chakraborty (2012) reported a good
AC

correlation between TOPSIS and MOORA in this case. As a result, by considering all MCDM

methods the most appropriate material for flywheel is “Kevlar 49–epoxy FRP”. But when

DEA is used to solve this case, “Kevlar 49–epoxy FRP” (alternative 9) is an inefficient

choice. Also using the majority of MCDM techniques “2024-T3” (alternative 2) is one of the

58
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worst options. But according to DEA, this choice is efficient. Obviously, this example shows

that DEA does not work correctly for material selection problem in general. Also as

discussed, DEA is not generally a suitable technique as a screening tool in material

selection. For example, Mehdiabadi et al. (2013) used DEA for screening of options to

T
decrease the choices to a handy number in a material selection. Then, they employed

IP
TOPSIS to prioritize the remaining efficient options. But by Mehdiabadi et al.’s approach

CR
material 9 (the best option in this case) will be omitted in the first step, i.e. in screening

step. Therefore, we can generally deduce that DEA is not useful as a screening tool in

US
MCDM problems. Finally, from Table 2, the intermediate rankings of the options slightly
AN
mismatch among the used MCDM techniques. Fig. 4 compares the ranking of COPRAS and

TOPSIS.
M
ED

TOPSIS

11 COPRAS
10
9
PT

8
7
6
Rank
5
CE

4
3
2
1
AC

0
1 2 3 4 5 6 7 8 9 10
Alternative materials

Fig. 4. Comparative

rankings for example 1


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Example 2: this example which adopted from Khabbaz et al. (2009), considers the material

selection for a sailing-boat mast. According to Khabbaz et al. (2009) a number of

specifications are necessary for sailing-boat mast as follows:

T
IP
a) Specific strength (benefit factor)

CR
b) Specific modulus(benefit factor)

c) Corrosion resistance (benefit factor)

US
d) Cost category (cost factor)
AN
In Table 3, the 15 alternatives and 4 criteria for this material selection problem are
M

presented.
ED
PT
CE
AC

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Table 3

Data (decision matrix) for Example 2

No Materials Specific Specific Corrosion Cost

T
strength modulus resistance category

IP
(+) (+) (+) (-)

CR
1 AISI 1020 35.9 26.9 1 5

2 AISI 1040 51.3 26.9 1 5

US
ASTM A242 type
AN
3 1 42.3 27.2 1 5

4 AISI 4130 194.9 27.2 4 3


M

5 AISI 316 25.6 25.1 4 3


ED

AISI 416 heat

6 treated 57.1 28.1 4 3


PT

AISI 431 heat


CE

7 treated 71.4 28.1 4 3

8 AA 6061 T6 101.9 25.8 3 4


AC

9 AA 2024 T6 141.9 26.1 3 4

10 AA 2014 T6 148.2 25.8 3 4

11 AA 7075 T6 180.4 25.9 3 4

12 Ti–6Al–4V 208.7 27.6 5 1

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Epoxy–70% glass

13 fabric 604.8 28 4 2

Epoxy–63%

14 carbon fabric 416.2 66.5 4 1

T
Epoxy–62%

IP
15 aramid fabric 637.7 27.5 4 1

CR
Using digital logic technique weights of these attributes are obtained as

US
wa  0.333, wb  0.333, wc  0.125, wd  0.208 .
AN
Now, DEA, TOPSIS, COPRAS and VIKOR are applied to this data. The ordering of choices
M

by the aforementioned methods is shown in Table 4.


ED
PT
CE
AC

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Table 4

DEA and VIKOR rankings for Example 2

No Materials Efficiency Ranking Ranking Ranking Ranking

T
score by by by by

IP
DEA VIKOR COPRAS TOPSIS

CR
(CCR)

1 AISI 1020 0.0809 10 15 15 15

US
2 AISI 1040 0.0809 10 13 13 13
AN
3 ASTM A242 type 1 0.0818 9 14 14 14

4 AISI 4130 0.274 4 5 5 5


M

5 AISI 316 0.271 5 11 12 12


ED

AISI 416 heat 10 10

6 treated 0.275 3 7
PT

AISI 431 heat 9 9


CE

7 treated 0.275 3 6

8 AA 6061 T6 0.1604 8 12 11 11
AC

9 AA 2024 T6 0.16074 7 9 8 8

10 AA 2014 T6 0.1604 8 10 7 7

11 AA 7075 T6 0.16079 6 8 6 6

12 Ti–6Al–4V 1 1 4 4 4

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Epoxy–70% glass 3 3

13 fabric 0.49 2 3

Epoxy–63% carbon 1 1

14 fabric 1 1 1

T
Epoxy–62% aramid 2 2

IP
15 fabric 1 1 2

CR
First of all, although the number of options, beneficial attributes and non-beneficial

US
attributes satisfy Model (15) ( 15  max 3  (3  1),(3 1) ), 3 out of 15 options have been
AN
estimated effective. Bear in mind that all efficient DMUs have equal score, but as pointed

out earlier, it is not correct to say that they have the same performance in real practice.
M

According to DEA, materials 12, 14 and 15 are efficient and materials 1 and 2 are the last
ED

two-ranked choices. Using COPRAS, TOPSIS, VIKOR and fuzzy logic method (Khabbaz et al.,

2009) “Epoxy-63% carbon fabric” (material 14) is the best and “AISI 1020” (material 1) is
PT

the worst option. Therefore, DEA by considering Model (15) can be used as an auxiliary
CE

tool in material selection problem. However, DEA cannot provide a complete ranking of

materials in this case. Please note that although Model (15) provided a very helpful
AC

guideline for DM who is interested in using DEA, as pointed out by Podinovski and

Thanassoulis (2007), this “rule of thumb” is not valid to all models in use. Let us recall that

according to Angulo-Meza and Lins (2002) and Atici and Podinovski (2015), the

discrimination of DEA depends on the amount of variables with respect to the number of

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DMUs, the form of returns to scale i.e. CRS and VRS and the data that is under the

examination. Therefore, even with regard to Model (15), DEA only can be used as an

auxiliary tool in material selection problems along with other MCDM methods. Finally, from

Table 4 the results obtained by TOPSIS and COPRAS completely match. It is seen that the

T
top four-ranked and the last three-ranked alternatives perfectly match by VIKOR and

IP
COPRAS. Mathematically, the SRCI between COPRAS and TOPSIS is 1. Also the SRCI

CR
between COPRAS and VIKOR is 0.939 and that between TOPSIS and VIKOR is 0.939. On the

other words, very good correlations between TOPSIS and COPRAS, VIKOR and COPRAS and

US
VIKOR and TOPSIS can be seen in this case.
AN
Example 3: this example which adopted from Yazdani and Payam (2015) is about material
M

selection in low voltage systems. For this selection problem three attributes are considered
ED

E
as Ca  E and Cc  e (as cost-type criterion) and Cb  (as benefit-type criterion)

PT

where E and  are Young’s modulus and the density respectively also  e is the electrical
CE

resistivity. In Table 5, the 14 material alternatives and 3 criteria for this material selection

problem are shown. The weights of these decision factors are subjectively determined by
AC

experts as wa  0.375, wb  0.15, wc  0.475 (Yazdani and Payam, 2015).

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Table 5

Data (decision matrix) for Example 3

No. Materials E (-) E  e (-)


(+)

T
IP
1 Al 2.82E-

CR
8.37 5.09 08

2 Ag 1.59E-

US
9.11 2.81 08
AN
3 Cr 1.29E-

16.7 6.23 07
M

4 Pd 1.05E-
ED

11 3.17 07

5 Pt 1.05E-
PT

12.96 2.8 07
CE

6 Cu 1.68E-

10.82 3.61 08
AC

7 Sn 1.15E-

7.07 2.61 07

8 Pb 2.08E-

4 1.19 07

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9 Ti 4.20E-

10.77 5.07 07

10 Ni 6.99E-

13.89 4.66 08

T
11 Au 2.44E-

IP
8.37 1.9 08

CR
12 Co 6.24E-

14.46 4.85 08

US
13 Fe 9.61E-
AN
14.53 5.18 08

14 W 5.28E-
M

20.27 4.62 08
ED

Now, DEA, VIKOR, TOPSIS and COPRAS are applied to this data. The ordering of choices
PT

by them is shown in Table 6.


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Table 6

DEA, VIKOR and TOPSIS rankings for Example 3

No. Materials Efficiency Ranking by DEA Ranking Ranking Ranking

T
score (CCR) by by by

IP
TOPSIS VIKOR COPRAS

CR
1 Al 1 1 1 1 2

2 Ag 0.849 2 2 2 1

US
3 Cr 0.613 4 12 12 11
AN
4 Pd 0.473 10 8 6 10

5 Pt 0.355 13 10 10 12
M

6 Cu 1 1 4 4 4
ED

7 Sn 0.607 5 7 5 7

8 Pb 0.489 9 13 9 13
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9 Ti 0.774 3 14 14 14
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10 Ni 0.5516 7 6 7 6

11 Au 0.420 12 3 3 3
AC

12 Co 0.5515 8 5 8 5

13 Fe 0.586 6 9 11 8

14 W 0.462 11 11 13 9

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First of all, although the number of options, beneficial attributes and non-beneficial

attributes satisfy Model (15) ( 14  max 3  (2  1),(2 1) ), 2 out of 14 options have been

estimated effective. On the other words, similar to previous example, DEA cannot provide a

complete ranking of materials in this case. According to DEA, materials 1 and 6 are efficient.

T
Also using TOPSIS and VIKOR, “Al” (material 1) is the best. However, according to COPRAS,

IP
the best choice is “Ag” (material 2). Clearly, although the results of TOPSIS and COPRAS in

CR
the majority of the alternatives are exactly the same, the best choice is different.

Fortunately, it is observed that this disagreement is not confusing and based on

US
the preference of DM is justifiable. Finally, from Table 6, the SRCI between TOPSIS and
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COPRAS is 0.964 and that between TOPSIS and VIKOR is 0.907. Fig. 5 compares the ranking

of COPRAS and TOPSIS.


M
ED

TOPSIS

15 COPRAS
14
13
PT

12
11
10
9
Rank
8
CE

7
6
5
4
3
AC

2
1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14
Alternative materials

Fig. 5. Comparative rankings for example 3

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Example 4: this example which adopted from Yazdani and Payam (2015) is about material

selection in another aspect of the low voltage systems. Two attributes are considered as

f
E (cost-type criterion) and (benefit-type criterion) where E and  f are Young’s
E

T
modulus and failure strength respectively. The weights of attributes are subjectively

IP
determined by Yazdani and Payam (2015) as wa  0.5, wb  0.5 . In Table 7, the 16

CR
alternatives and 2 criteria for this material selection problem are shown.

US
AN
M
ED
PT
CE
AC

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Table 7

Data (decision matrix) for Example 4

No Materials E () f Efficiency Ranking Ranking Ranking Ranking


()
E

T
score by DEA by by by

IP
(CCR) TOPSIS VIKOR COPRAS

CR
1 Diamond 34.64 0.83 0.00111 16 16 16 16

2 Si3N4 17.97 3.1 0.00802 14 13 14 13

US
3 Al 8.37 4.29 0.02384 9 8 9 9
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4 SiO2 8.54 13.7 0.07460 5 5 5 6

5 Polymmide 2.83 5 0.08216 4 7 7 3


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6 Ti 10.77 4.31 0.01861 11 10 11 11


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7 Ni 13.89 2.59 0.00867 13 12 12 12

8 PVDF 1.52 21.74 0.66514 2 2 2 1


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9 Au 8.37 4.29 0.02385 8 8 9 8


CE

10 Ni–Fe 10.95 13.33 0.05661 7 6 6 7

11 SiC 21.21 4.44 0.00974 12 14 13 14


AC

12 Al2O3 16.58 7.27 0.02039 10 11 8 10

13 Quartz 10.34 15.89 0.07147 6 4 4 5

14 W 20.27 1.7 0.00390 15 15 15 15

15 PMMA 1.55 33.33 1.00000 1 1 1 2

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16 Si 12.56 25 0.09256 3 3 3 4

Now DEA, COPRAS, TOPSIS, and VIKOR are applied to aforementioned data. As can be

seen in Table 7, the top three-ranked and the last two-ranked materials by DEA, TOPSIS

T
and VIKOR completely match. Mathematically, we can see a high SRCI between DEA and

IP
TOPSIS (0.966), DEA and VIKOR (0.969), and very high correlation between DEA and

CR
COPRAS (0.982) as well as VIKOR and TOPSIS (0.979). Obviously, in this case, the number

of attributes and alternatives satisfy Model (15). Hence, we can see DEA works very

US
reliable as a MCDM tool in this example. Consequently, on the basis of these four cases and
AN
Cooper et al.’s (2007) recommendation, it is advisable that the number of alternatives

exceed several times the number of criteria TOPSIS


to obtain the reliable results using DEA as a
M

COPRAS
DEA

MCDM tool for material selection problem. However, as mentioned several times, the
ED

results of DEA can just be interpreted with great caution. Fig. 6 compares the ranking of

COPRAS, TOPSIS and DEA.


PT
CE
AC

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ACCEPTED MANUSCRIPT

17
16
15
14
13
12
11
10
Rank 9
8
7

T
6
5
4

IP
3
2
1
0

CR
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Alternative materials

US
Fig. 6. Comparative rankings for example 4
AN
Example 5: this example which adopted from Dehghan-Manshadi et al. (2007) is about
M

material selection in a cryogenic tank. Seven attributes are considered as follows:


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(a) Toughness indicator


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(b) Yield strength


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(c) Young’s modulus

(d) Density
AC

(e) Thermal expansion index

(f) Thermal conductivity

(g) Specific heat

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The attributes weights are determined by digital logic technique as

wa  0.214, wb  0.1555, wc  0.119, wd  0.190, we  0.155, w f  0.083, wg  0.083 . In

Table 8, the 7 alternatives and 7 criteria for this material selection problem are shown.

T
Table 8

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Data for example 5

CR
N Materia toughne Yield Young’s Density Thermal Thermal Specif

o ls ss strength( modulus(
US
(-) expansi ic
AN
index(+) +) +) on index Conductivit heat

(-) y(-) (-)


M

1 Al 75.5 420 74.2 2.8 21.4 0.37 0.16


ED

2024-

26
PT

2 Al5052 95 91 70 2.68 22.1 0.33 0.16


CE

-0

3 SS 301- 770 1365 189 7.9 16.9 0.04 0.08


AC

FH

4 SS 310- 187 1120 210 7.9 14.4 0.03 0.08

3AH

5 Ti–6Al– 179 875 112 4.43 9.4 0.016 0.09

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4V

6 Inconel 239 1190 217 8.51 11.5 0.31 0.07

718

7 70Cu– 273 200 112 8.53 19.9 0.29 0.06

T
30Zn

IP
CR
Now, various methods such as DEA, COPRAS, TOPSIS, Dehghan-Manshadi et al.’s (2007)

approach, and MOORA are employed to aforementioned data. Using Dehghan-Manshadi et

US
al.’s (2007) approach, the ordering of the materials is generated as 3-5-4-6-7-1-2. COPRAS
AN
method provides a ranking as 3-5-6-4-7-1-2. Also TOPSIS gives a ranking as 3-6-4-5-7-1-2.

The ordering of 3-7-6-4-5-2-1 is obtained by MOORA. The SRCI between Dehghan-


M

Manshadi et al.’s (2007) approach and TOPSIS is very high (0.964), and that between
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Dehghan-Manshadi et al.’s (2007) approach and COPRAS is 0.857. Also The SRCI between

TOPSIS and COPRAS is 0.892 and that between TOPSIS and MOORA is 0.785. Clearly, the
PT

best option is material 3, i.e. “SS 301-FH” by all aforementioned MCDM methods. However,
CE

using DEA, 5 out of 7 alternatives, i.e.1, 3, 4, 5, and 6 have been estimated effective. Clearly,

alternative 3 is among them. According to Model (15), this outcome is not unexpected. But
AC

although according to DEA, alternative 1 is an efficient option, according to all MCDM

methods, this choice is among the worst alternatives. Again, we can see DEA is not a

genuine tool for screening and ranking in material selection problem in general. Finally,

although Karande and Chakraborty (2012) reported a good correlation between TOPSIS

75
ACCEPTED MANUSCRIPT

and MOORA in a material selection problem, the SRCI between these two techniques is low

in this case. Fig. 7 compares the ranking of COPRAS and TOPSIS.

TOPSIS
8
COPRAS
7

T
6

IP
5
Rank 4

CR
3
2
1

US
0
1 2 3 4 5 6 7
Alternative materials
AN
M

Fig. 7. Comparative rankings for example 5


ED

5.1. A discussion
PT
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Athawale et al. (2011) claimed that for obtaining the best decision, always weight-

independent MCDM approaches are preferred. Also Wu (2006) mentioned that the
AC

excellence of DEA is that this technique needs no aspect of judgment and its decision is

built just on the data. However, we believe that both these claims are questionable. As

stated, unlike the majority of MCDM techniques such as VIKOR and TOPSIS, in DEA an

expert does not weight the inputs and outputs and the model weights the variables so that

76
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all DMUs obtain the highest efficiency. On the other words, it can be fitting the big weights

to inputs or outputs with less significance and fitting the small weights to key inputs or

outputs. Let us point out that the prior information about the significance of the inputs and

outputs can be considered into the some DEA models. Reader is referred to Angulo-Meza

T
and Lins (2002) for details about this subject. However, most of these methods are

IP
complex to understand and implementation. Moreover, often the aforementioned

CR
approaches are not flawless. As pointed out before, choosing a good material for a specific

purpose is a very expensive process. In addition, the application of the extended DEA

US
methods to improve discrimination is not easy too. Fortunately, the simplicity of suggested
AN
approach guides a general DM in making a practical decision without requiring extensive

expertise.
M
ED

On the other hand, as pointed out by Rao and Patel (2010), screening is one of the

very important steps in the material selection problem. It should be noted that the term
PT

“screening” and “preprocess” are not the same in MCDM context. Screening techniques
CE

reduce the alternatives to an operational number for subsequent assessment. Needless to

say, after screening usually another approach should be executed to obtain a full ranking.
AC

But preprocess operation is carried out only for initial insight or more insight about the

criteria weights and their approximate impacts in final ranking. Although Opricovic and

Tzeng (2003) claimed that DEA can be generally used as a screening tool and as a

preprocess tool in MCDM, we demonstrated in Examples 1 and 5 that DEA does not work

77
ACCEPTED MANUSCRIPT

appropriately as screening tool in general. But by considering Model (15), DEA can be

suitable for the initial insight or preprocess. Also by considering Model (15), DEA can be

useful in material selection along with other techniques such as TOPSIS and COPRAS.

T
Finally, it should be noted that as pointed out by Sarkis (2000), there is no admitted

IP
technique for making a comparison between DEA and other MCDM methods and the

CR
usefulness of DEA can just be assessed on how well it correlates with the MCDM methods

used.

US
AN
6. Conclusion
M

In spite of MCDM methods capabilities, development of a comprehensive MCDM-based


ED

framework for handling material selection problem is a challenge. In this paper, we

reviewed the recent MCDM studies on material selection problems as a brief continuation
PT

of previous review in this field. From the literature, it was cleared that MCDM framework
CE

can suitably be matched with the majority of real material selection problems. On the other

hand, it is a very popular approach that in complicated materials selection problem more
AC

than one MCDM methods to be applied for the best decision. On the basis of an extensive

literature review, TOPSIS and COPRAS were selected as two very efficient MCDM methods

for solving general material selection problem due to its outstanding features and rational

correlation with the previous studies. On the other hand, we examined the use of DEA as

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ACCEPTED MANUSCRIPT

MCDM tool in material selection problem. According to this study, on the basis of the

famous rule of thumb, DEA can be employed as an auxiliary tool to tackle a material

selection problem. Based on this paper, DM is recommended to employ TOPSIS and

COPRAS for material selection problem in general. Also DM can use classical DEA by

T
considering a rule of thumb as an auxiliary tool, particularly when he/she is not capable to

IP
assign criteria weights at the start of design. Application of uncertainty theories as well as

CR
utilization of target value factors in the suggested procedure can be various themes of

future study.

US
AN
Acknowledgements
M

This research has been financially supported by Kerman Branch, Islamic Azad University,
ED

Kerman, Iran. The authors greatly appreciate for this support. Also the authors are very

grateful to the editor and all the anonymous referees for their constructive comments,
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which have been very helpful in improving this work.


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AC

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TOPSIS and COPRAS as the


best multi-criteria decision
making (MCDM) techniques
for material selection
problem.

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Classical DEA as an auxiliary General material selection problem
tool for material selection under MCDM paradigm

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problem

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By considering n  max m  s,3  (m  s) , n is the
number of alternatives, m is the number of inputs and
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s is the number of outputs.
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TOPSIS
17 COPRAS
16 DEA
15
14
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13
12
11
10
Rank 9
8
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7
6
5
4
3
2
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1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Alternative materials
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Comparative rankings for a real case

Graphical abstract

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Highlights

 TOPSIS and COPRAS are chosen as the best multi-criteria decision making (MCDM)

techniques for ranking the alternative materials in general practice.

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 An excellent agreement between COPRAS and TOPSIS method is observed in this

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field.

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 DEA can be used in material selection problem as an auxiliary tool by considering a

classic rough rule of thumb, which represents the relation between the number of

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alternatives and the number variables.
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ED
PT
CE
AC

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