Mousavi Nasab2017
Mousavi Nasab2017
PII: S0264-1275(17)30169-7
DOI: doi: 10.1016/j.matdes.2017.02.041
Reference: JMADE 2781
To appear in: Materials & Design
Received date: 19 November 2016
Revised date: 13 February 2017
Accepted date: 14 February 2017
Please cite this article as: Seyed Hadi Mousavi-Nasab, Alireza Sotoudeh-Anvai , A
comprehensive MCDM-based approach using TOPSIS, COPRAS and DEA as an
auxiliary tool for material selection problems. The address for the corresponding author
was captured as affiliation for all authors. Please check if appropriate. Jmade(2016), doi:
10.1016/j.matdes.2017.02.041
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Department of Industrial Engineering, Kerman Branch, Islamic Azad University,
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Kerman, Iran
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E-mail: [email protected]
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Alireza Sotoudeh-Anvai
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Kerman, Iran
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E-mail: [email protected]
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Corresponding author, E-mail: [email protected]
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Abstract
Material selection problem can be interpreted as an intricate MCDM problem. The aim
of this work is to provide a simple and comprehensive MCDM-based framework for solving
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this problem. First, we review basic characteristics of general material selection problem
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under MCDM paradigm. For doing so, we have studied over 60 papers2 published between
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2010 and 2016 as a brief continuation of previous review (Jahan et al., 2010) in this field.
On the other hand, many researchers have emphasized in complicated decision problems
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more than one MCDM methods should be applied to obtain a more trustworthy and safer
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decision. Under the scrutiny of over 100 scientific articles, COPRAS and TOPSIS are chosen
for tackling material selection problem in general. It is observed that the suggested
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approach by integrating these MCDM techniques is simple and effective. Also we examine
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the use of DEA as an MCDM tool in material selection problem. It is found that DEA can be
employed to handle this problem by considering a classical remark, but MCDM cannot be
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This study demonstrates that a very important number of articles in this field have been published in
“Materials and Design” (published by Elsevier).
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ANP Analytic Network Process
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CES Cambridge Engineering Selector
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COPRAS Complex Proportional Assessment
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CRS Constant Returns to Scale
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DEA Data Envelopment Analysis
DM Decision Maker
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LP Linear Programming
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Analysis
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OCRA Operational Competitiveness Rating Analysis
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OR Operational Research
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ORESTE Organization, Rangement Et Synthese De Donnes
Relationnelles
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PIS Positive Ideal Solution
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PRCI Pearson’s Rank Correlation Index
Enrichment Evaluations
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Solution
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( Serbian term)
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1. Introduction
The material selection problem should be discussed from a strategic viewpoint due to
its very high impact in the design and development process. There are over 80,000
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materials in the world (Jahan et al., 2010 and Chatterjee et al., 2011). Clearly, the ideal
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option cannot be discovered because of the conflicting tradeoffs among selection factors
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(Shanian and Savadogo, 2006). Therefore, a DM has to take into account various factors for
choosing the most appropriate material. For example, Kumar and Singal (2015)
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summarized a list of various decision factors in material selection problem. Usually,
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selection of materials for a given product includes two main steps: 1) Investigation of the
product requirements and 2) Selection of the best possible materials. As a result, often DM
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is in quest of a proper form of DSS to satisfy the necessities of a given problem. Ashby
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(2005) presented a valuable taxonomy of approaches for material selection including free
searching using quantitative study, questionnaire strategy, inductive reasoning and analog
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method. Ardeshirilajimi et al. (2015) mentioned that there are different material selection
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approaches such as Ashby’s methods, MCDM techniques and other optimization (such as
Tao et al., 2016; Sakundarini et al., 2013; Vats, 2015). However, choosing the best material
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framework. The MCDM paradigm has been considered as the most famous wing of decision
making theory (Bernroider and Stix, 2007). Jahan et al. (2010), who provided a
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In this paper, we employ the terms “alternative”, “option” and “choice” interchangeably.
4 In this paper, we employ the terms “criterion”, “attribute” and “decision factor” interchangeably.
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comprehensive review in the field of material selection, pointed out that MCDM methods
have the potential to significantly improve the material selection process. According to
Karande et al. (2013), material selection problem with different units and several
conflicting attributes can be properly tackled employing MCDM techniques. Many MCDM
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methods such as AHP, ANP, SAW, TOPSIS, VIKOR, COPRAS, PROMETHEE, DEMATEL,
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ELECTRE, MOORA, SMART, PSI, WPM, EVAMIX, GTMA, etc. have been initiated to handle
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MCDM problems over recent years. Kumar and Singal (2015) provided a list of various
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such techniques has been studied in Kumar et al. (2017). The majority of these techniques,
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if not all, have been used to material selection problem because of its user friendly process
(Das et al., 2016). However, the identification of which MCDM technique is “best” has been
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a very hard target to be arrived (Sarkis, 2000). Needless to say, each MCDM technique has
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its advantages and inadequacies. According to many researches such as Hobbs and Meier
(2000), Mela et al. (2012) and Kou et al. (2014), DM often cannot deduce that one MCDM
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technique is better than the others for a given problem. Therefore, as suggested by Løken
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(2007), Jahan et al. (2012), Mulliner et al. (2016) and Wang et al. (2016), more than one
trustworthy decision. Although the rankings produced by the various MCDM techniques
usually are not equal, they give a very helpful insight to appraise the alternatives. As a
result, in this work we employ efficiently two MCDM techniques and present an MCDM-
based framework for solving general material selection problem. On the other hand, DEA is
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one of the most popular methods for performance measurement of DMUs that turn several
inputs into various outputs. The key fame of DEA is owing to its aptitude to obtain
(variables). The basic goal of DEA is not to prioritize units and this model determines
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efficient and inefficient DMUs. However, several studies have discussed about close
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connections and similarities between DEA and MCDM methods. According to Stewart
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(1996) , Li and Reeves (1999) and Zavadskas et al. (2014), DEA and MCDM, as two of the
fastest growing parts of OR, have been employed to a very extensive types of managerial
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problems. But to the best of our knowledge, tackling material selection problem using DEA
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is relatively novel. Furthermore, the absence of DEA models in the famous literature review
(Jahan et al., 2010) in material selection methods is clear. Therefore, we aim to employ DEA
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in material selection problems because of its very straightforward framework and intuitive
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nature. The final goal of this work is to suggest a comprehensive and simple MCDM-based
procedure on the basis of the distinguishing qualities of three MCDM techniques for general
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In this paper, we employ the terms “input and output” and “variable” interchangeably.
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3) According to this study, TOPSIS and COPRAS are selected as the best MCDM
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5) A comprehensive MCDM-based approach using TOPSIS, COPRAS and DEA for
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general material selection problem is introduced.
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As mentioned, up to now, many MCDM-based methods have been introduced for
choosing the best option or ranking of materials. However, our suggested MCDM-based
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approach has been created on the basis of general characteristics of material selection
problem as well as the strengths of three MCDM techniques. Noteworthy, it is the key
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novelty of this work. Also the suggested method is very straightforward to implement and
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no extra calculations are essential. Finally, the obtained ordering of materials using
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proposed approach is in very good agreement with those deduced by the past studies.
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This article is arranged as follows: in Section 2 we review the relevant literature. Section
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3 reviews MCDM framework, TOPSIS, COPRAS, DEA and various comparative advantages of
these methods. In Section 4, we present our suggested MCDM-based approach for material
selection problem in generl. Section 5 presents five real examples to exhibit the
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2. Literature review
Now, we review some relevant literature on MCDM techniques for material selection
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2.1. MCDM techniques for material selection problems
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According to Jahan et al. (2010), TOPSIS, ELECTRE and AHP have been the most
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prevalent techniques in material selection context. In general, literature review shows AHP
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is one of the very popular MCDM approaches to cope with MCDM problems ( e.g.
Ramanathan and Ganesh, 1995; Özcan et al., 2011; Mansor et al., 2013; Milani et al., 2013;
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Khorshidi et al., 2013; Mulliner et al., 2016). But when there are many alternatives, the
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pairwise comparison approach done by AHP is clearly infeasible. Chatterjee et al. (2011)
pointed out that calculation time of AHP is very high and this technique has a complex
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AHP has a controversial frame and suffers from deficiency of transparency in procedure.
Although Mansor et al. (2013) employed AHP in a material selection problem and reported
its good result, the laborious nature of this technique is obvious. Jahan et al. (2010)
mentioned that AHP can evaluate a limited amount of options, which is often not over 15.
But as pointed out by Girubha and Vinodh (2012), in material selection problem the
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number of options and criteria are often large. For example, Chauhan and Vaish (2013)
studied a material selection problem with 37 alternatives along with various decision
factors. Also İpek et al. (2013) analyzed another material selection problem with 35
options and several criteria. More formally, we can deduce that AHP is not an efficient
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method in the numerous MCDM problems such as material selection problem.
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Notheworthy, when the number of alternatives is increased several MCDM methods will
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computationally be difficult. For example, GTMA method, which was initiated by Rao
(2006) as a MCDM tool, has often been limited to a problem with 5 or 6 criteria due to
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difficult computation procedure (Karande and Chakraborty, 2012). Also Ashby method will
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be too difficult when the amount of attributes is increased (Yazdani and Payam, 2015). As
can be seen in Jahan et al. (2010), another popular MCDM technique in material selection
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problem is ELECTRE. However, Rao (2006) pointed out that ELECTRE can obtain just a
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partial ranking of materials. Also as the number of choices rises, the volume of calculations
increased fast. Furthermore, ELECTRE only provides the rank of each alternative and does
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not determine numerical score for more understanding of discrepancy between options
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(Jahan et al., 2010). Although ELECTRE II provides a complete ranking of the choices, as
mentioned by Athawale and Chakraborty (2011), this technique does not work efficiently
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method aims to diminish the limitations with ELECTRE by giving a more obvious approach
(Jahan et al., 2011). Løken (2007) explained that a major difference between ELECTRE III
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process whilst a DM finds the computations from ELECTRE III very intricate. Also Peng and
Xiao (2013) reported that PROMETHEE has smaller computational efforts than ELECTRE.
However, PROMETHEE family suffers from various defects. For example, designing the
problem and identifying the weights are key weak points of PROMETHEE (Hatami-Marbini
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et al., 2013). Moreover, PROMETHEE is not able to provide a perfect ranking of the options.
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As mentioned above, based on the work of Jahan et al. (2010), TOPSIS, ELECTRE, and AHP
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have been the most widespread MCDM techniques in material selection area.
Unfortunately, AHP and ELECTRE family are intricate in nature and need the DM’s high
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interpretation in pairwise assessment (Rao, 2006; Jahan et al., 2010; Özcan et al., 2011;
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Jahan et al., 2011; Chatterjee et al., 2011; Karande and Chakraborty, 2012; Hatami-Marbini
et al., 2013).
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After Jahan et al.’s (2010) review, Chatterjee et al. (2011) studied COPRAS and EVAMIX
for material selection problem. They reported that COPRAS is a very simple technique as
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well as has a low calculation time compared to AHP and EVAMAIX. Khabbaz et al. (2009)
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applied a simplified fuzzy approach for handling quantitative as well as qualitative material
factors. Maniya and Bhatt (2010) introduced PSI method for material selection problem
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and claimed that this method is easier compared to other methods such as TOPSIS and
VIKOR. However, according to Rao and Patel (2010), this claim does not have adequate
validity. Rao and Patel (2010) revealed some shortcomings of previous studies such as
Khabbaz et al. (2009) and Maniya and Bhatt (2010). Also they introduced a new MCDM
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approach by the objective and the subjective preferences to choose the integrated weights
of decision factors. Cicek et al. (2010) suggested an integrated DSS to suit the appropriate
methods on the basis of various factors such as size and type of a given problem. Yazdani
and Payam (2015) prepared a comparative work by Ashby method, VIKOR and TOPSIS for
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a given material selection problem and derived a meaningful agreement between these
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approaches. Also Chauhan and Vaish (2013) reported a good congruence between TOPSIS
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and Ashby technique in a given material selection problem. Çalışkan et al. (2013) suggested
a decision approach including EXPROM2, TOPSIS and VIKOR for solving a material
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selection problem and found SRCI between TOPSIS and VIKOR is the highest. Jahan et al.
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(2012) suggested a new normalization in TOPSIS for material selection problem. They
deduced that this TOPSIS needs less mathematical effort compared to comprehensive
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VIKOR (Jahan et al., 2011) for efficient decision. Singh et al. (2016) used GRA to obtain a
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perfect ranking in material selection problem. According to this study, GRA was proved to
TOPSIS procedure. But TOPSIS method employs Euclidean distance, whereas GRA exerts
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grey relational grade. Milani et al. (2013) studied the use of ANP, as a generalized form of
AHP, in a material selection problem. In that study, the authors considered the
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dependencies between the attributes or options. Liu et al. (2014) suggested a hybrid MCDM
framework combining DEMATEL, ANP, and VIKOR to handle selection problem in materials
area. Also Peng and Xiao (2013) employed PROMETHEE incorporated with ANP for a
material selection problem. In their work, ANP was employed to obtain weights and
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normalization process in classical ANP suffers from a severe defect in practical fields.
By analyzing the literature, we can see numerous good MCDM-based approaches have
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been introduced in materials selection field, but there is a key need to suggest a
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straightforward and efficient mathematical procedure to guide and support the DM in this
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area.
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2.2. Choosing an MCDM technique
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Sun and Li (2010) mentioned that more than 70 MCDM methods have been introduced
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for simplifying the decision procedure. A survey of MCDM approaches was provided by
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Zavadskas et al. (2014). However, it is a very challenging subject to choose which MCDM
technique is suitable for a given problem. Voogd (1983) revealed that at least 40% of cases
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each MCDM method generated a dissimilar outcome from any other method. According to
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3) Most MCDM methods try to aggregate the decision factors (objectives) in a different
way.
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solution.
Sun and Li (2010) mentioned that selection of the most proper MCDM procedures is a
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difficult MCDM problem. Mela et al. (2012) studied several MCDM techniques in the field of
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building design. However, they pointed out that the best MCDM technique can hardly be
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discovered. Cicek and Celik (2010) suggested a framework to choose a MCDM technique
among AHP, PROMETHEE, SMART, ELECTRE, and TOPSIS in material selection field. But as
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pointed out by Jahan et al. (2011), the selected MCDM approach using Cicek and Celik’s
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procedure usually is not exclusive. According to Løken (2007), the most significant factor in
measure. Also Chatterjee et al. (2011) studied the performance of various MCDM
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techniques by considering several factors such as calculation time, ease, transparency, form
of information, etc. As stated earlier, although each method has its own distinguishing
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quality, various MCDM procedures can produce incompatible consequences when applied
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to the same problem. As a result, different comparative studies of MCDM methods have
been provided in the literature (e.g. Triantaphyllou, 2013; Ceballos et al., 2016, Darji and
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Rao, 2014; Sen et al., 2016; Zavadskas et al., 2014; Løken, 2007). For example, Özcan et al.
(2011) compared TOPSIS, AHP and ELECTRE as the most well-known techniques in MCDM
context. According to this study, TOPSIS and ELECTRE generated similar results in location
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MCDM techniques such as TOPSIS, ELECTRE II, PROMETHEE II, AHP, etc. in a robot
selection problem and observed that TOPSIS, WPM, and GRA are slightly superior to the
others. Also on the basis of the ranking of the top three choices, PROMETHEE presented the
worst mismatch. Chatterjee and Chakraborty (2012) shown that the results produced by
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EXPROM2, COPRAS-G, ORESTE and OCRA completely match with the outcome produced by
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VIKOR. Paul et al. (2015) reported slight disagreement in the results obtained by TOPSIS
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and PPROMETHEE in a selection of 3D printers. Kumar and Ray (2015) mentioned that
EXPROM2 and OCRA are better than ORESTE in a gear material selection problem.
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Maity and Chakraborty (2015) used PROMETHEE II, COPRAS, TOPSIS, VIKOR, AHP, and
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ANP to tackle a tool steel material selection problem. According to this study, a very high
SRCI can be observed between these MCDM methods and PROMETHEE II. Mulliner et al.
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(2016) deduced that none of MCDM procedures is ideal and proposed over one technique
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must be used to a problem to achieve a stronger decision. Also Jahan et al. (2012) pointed
out in intricate material selection problems at least two MCDM methods should
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concurrently be exerted for a decision problem. On the other hand, various studies in
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MCDM context have emphasized the use of straightforward and understandable techniques
to cope with MCDM problems (Løken, 2007; Bernroider and Stix, 2007; Mulliner et al.,
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2016). Mulliner et al. (2016) pointed out that the difficulty of an MCDM procedure may
prevent its use practically. As explained by Chatterjee and Chakraborty (2012), the
difficulty of a MCDM problem will be distinguished by the number of choices, criteria and
form of data (deterministic, stochastic, and so on). Therefore, to decrease the difficulty in
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choosing the best MCDM method in material selection problem, the calculations should be
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material selection problem
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To make our work self-contained, MCDM framework, TOPSIS, COPRAS, and DEA that will
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comparative information about these methods on the basis of more than 100 papers is
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provided to readers.
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The decision matrix as specified in Model (1) depicts options ( A1 , A2 ,..., Am ), attributes (
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C1 , C2 ,..., Cn ), weights of attributes ( w1 , w2 ,..., wn ) where w
j 1
j 1 and the performance
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C1 C2 … Cn
x11 x1n
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A1 x12 ....
x21 x21 .... x2 n
A2 . . .
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D W [w1 , w2 ,..., wn ] (1)
. . . .
. . .
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.
xm1 xm 2 .... xmn
.
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Am
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The task of DM is to obtain the best options or to rank alternatives by using a MCDM
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The first step in most MCDM approaches is normalization of decision matrix. Due to
Various MCDM techniques utilize various normalization methods. Jahan and Edwards
(2015) pointed out that although the majority of normalization approaches appear to be
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just slight variations of each other, these minor differences may produce major outcomes
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on the final decision when choosing materials. Jahan and Edwards (2015) provided a good
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review on normalization methods. Also reader can see Shih et al. (2007) and Peng and Xiao
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Because the evaluation attributes are not equally significant, determining the suitable
weight for criteria is another key step in MCDM context. But DM opinion can play a very
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vital role to obtain criteria weights and will influence the quality of results. The majority of
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the methods for this task can be classified into two groups (Lotfi and Fallahnejad, 2010):
subjective and objective. Subjective weights are obtained just based on the preference of
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DM. But the objective weights are identified by mathematical frames in the absence of DM’s
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Anupam et al (2014), Sotoudeh-Anvari and Sadi-Nezhad (2015), and Wang et al. (2016)
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various techniques such as AHP, Shannon’s Entropy, Simos approach, Digital Logic, Z-
numbers approach, Z-transformation approach, DoE, etc. have been employed for
determining criteria weight. Also Athawale et al. (2011) provided a list of various
weighting methods for material selection problems. For example, AHP has been helpful in
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weighting of the criteria by the subjective evaluations in some material selection problem
(Yousefpour and Rahimi, 2014). Anupam et al. (2014) suggested an efficient Entropy based
TOPSIS for material selection in pulp and papermaking. In Çalışkan et al. (2013) the
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Entropy and AHP were integrated. Also in Yazdani and Payam (2015) the criteria weights
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were identified by experts directly. More formally, according to Jahan et al. (2011),
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specifying weight to attributes must be carried out carefully to avoid bias or generating the
solution you proposed. After normalization and weighting process each MCDM technique
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employs a special approach to rank alternatives.
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3.2. The TOPSIS method
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TOPSIS is created on selecting the best choice having the shortest Euclidean distance
and the farthest Euclidean distance to the PIS and from the NIS, respectively. The PIS is one
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that maximizes the maximizing attributes and minimizes the minimizing attributes, while
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the NIS maximizes the minimizing criteria and minimizes the maximizing criteria (Wang et
al., 2016). Literature review shows that TOPSIS, which was introduced by Hwang and Yoon
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(1981), is a privileged technique in selection problem in general. For example, Sun and Li
(2010) pointed out that TOPSIS is the best method compared to other MCDM techniques in
an aircraft selection problem. Peng (2015) reported that TOPSIS is the most suitable
technique for a quake vulnerability selection problem. Noteworthy, TOPSIS has a very
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transparent logic and is useful for qualitative as well as quantitative information. Also it
can be used simply when the amount of options and criteria is large (Özcan et al., 2011;
Jahan et al., 2010; Sotoudeh-Anvari and Sadi-Nezhad, 2015). Evidently, TOPSIS method is
one of the most widely accepted MCDM techniques in material selection problem (Jahan et
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al., 2010). Liao (2015) reported 31 records about material selection and TOPSIS in the Web
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of Science. Based on a comprehensive literature review, Jahan et al. (2010) reported that
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TOPSIS is a very efficient MCDM technique for material selection. Also Shanian and
Savadogo (2006), Huang et al. (2011), İpek et al. (2013), Maity and Chakraborty (2013),
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Anupam et al (2014), Tewari et al. (2015), Kumar and Singal (2015), Kaushik et al. (2015)
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and Debnath et al. (2016) pointed out that TOPSIS is very reliable and efficient for tackling
different material selection problems. According to Yousefpour and Rahimi (2014), TOPSIS
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is a managerial approach that will be useful in material selection problem. Kumar and
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Singal (2015) pointed out that TOPSIS is best suited for penstock material selection. Rathod
and Kanzaria (2011) deduced that TOPSIS and fuzzy TOPSIS are appropriate approaches in
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material selection problem when the ratings are precise and imprecise. According to
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Zanakis et al. (1998), TOPSIS experiences the fewest rank reversals compared to the
several MCDM methods such as ELECTRE and various version of AHP. This phenomenon is
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out by Dey et al. (2016), this event confuses a DM and must be minimized. Furthermore,
contrary to AHP or SAW, TOPSIS can directly use maximizing as well as minimizing
attributes. As mentioned before, the difficulty of an MCDM procedure can prevent its use in
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practice. Fortunately, TOPSIS has a very easy calculation procedure (Shih et al., 2007). Dey
et al. (2016) provided a good comparison of TOPSIS with other famous MCDM techniques
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According to Mulliner et al. (2016), one of the most crucial decision factors in choosing
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MCDM procedures is the adaptability with the problem’s goal. Generally, in material
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selection problem, the impact of each criterion cannot be separately analyzed and should
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mechanical or electrochemical factors can modify the preferences of other parameters.
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More formally, variations in a criterion may be compensated by other factors (Shanian and
Savadogo, 2006). Fortunately, TOPSIS is a compensatory method and provides clear trade-
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offs among criteria. The TOPSIS method allows compromise between various decision
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factors where a bad effect in one factor may be compensated with the good effect in other
factor (Kaushik et al., 2015). But for example, ELECTRE and PROMETHEE have a non-
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compensatory root. Therefore, these advantages make TOPSIS as a key MCDM approach
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compared to the majority of MCDM techniques such as AHP and ELECTRE in material
selection context. Moreover, since uncertainty exists in nearly all decision information
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problems. Fortunately, TOPSIS can very easily be combined or extended with other
concepts of uncertainty such as type-2 fuzzy set, Z-numbers (Sotoudeh-Anvari and Sadi-
Nezhad, 2015), etc. For example, Liao (2015) provided an interval type-2 fuzzy TOPSIS for
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material selection problems can be seen, for example, in Jahan et al. (2012), Mirhedayatian
et al. (2013) and Singh et al. (2016). Finally, TOPSIS can be applied as a benchmark in
material selection problem to evaluate outcomes of other MCDM techniques. The key steps
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in TOPSIS are explained as below:
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Step 1: normalize decision matrix using the Model (2):
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xij
rij (i 1, 2,..., m; j 1, 2,..., n)
n (2)
xij
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j 1
Step 3: define the best (ideal) solution and nadir ideal solution as follows:
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Step 4: achieve the remoteness of all choices from A and A using Model (5):
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n
D
(v v j ) 2 i 1, 2,..., m
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i ij
j 1
(5)
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n
D
i
(v
j 1
ij v j )2 i 1, 2,..., m
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Step 5: a relative closeness to the perfect solution will be gained using Model (6):
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Di
CCi* i 1, 2,..., m
Di Di (6)
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Step 6: prioritize the options by CCi* . The larger CCi* indicates better accomplishment of
options.
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The COPRAS technique, which is initiated by Zavadskas et al. (1994), works similar to SAW.
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SAW is the most straightforward and one of the most accepted MCDM methods. Usually,
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SAW is employed as a benchmark tool to evaluate outcomes produced from other MCDM
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techniques (Wang et al., 2016). Abdullah and Adawiyah (2014) provided a good review on
SAW techniques highlighting the different usages related to useful selection of materials.
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For example, Anupam et al. (2015) suggested an MCDM-based technique on the basis of
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entropy integrated SAW for material selection in pulping and papermaking field. However,
SAW can employ just maximizing attributes, whereas minimizing criteria must be turn into
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the maximizing factors before use. As mentioned, cost-type factors must be converted in to
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benefit-type factors before normalization in SAW, but this operation is not a trivial task. For
example, Millet and Schoner (2005) explained that this transformation in AHP may cause
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formally, it is the superiority of COPRAS over SAW (Podvezko, 2011). Also according to
Zavadskas et al. (2014), who provided a good review of MCDM techniques, COPRAS is a fast
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developed method to deal with real problems. It should be noted that although Karande
and Chakraborty (2012) mentioned that COPRAS method suffers from a very hard
procedure and MOORA is easy to use, unfortunately the authors did not provide any reason
for this claim. On the contrary, according to Podvezko (2011), Mulliner et al. (2013),
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Nuuter et al. (2015), Mulliner et al. (2016) and Chatterjee et al. (2011) COPRAS is simple
and even very simple to utilization. Also Karande and Chakraborty (2012) claimed that
COPRAS has been affected by the process of normalization. But normalization method in
both COPRAS and MOORA are exactly the same. On the other words, although MOORA has
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its own advantages (e.g. remarkable simplicity in use), this technique has no obvious
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advantage over COPRAS. Finally, Mulliner et al. (2013), Zavadskas et al. (2014),
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Kouchaksaraei et al. (2015) and Turanoglu Bekar et al. (2016) reported that COPRAS
technique has been successfully used to a vast range of real problems. The key steps of
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COPRAS technique is reviewed as below (Chatterjee et al., 2011):
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Step 1: normalize decision matrix using Model (7):
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xij
rij m
x (7)
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ij
i 1
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Step 3: calculate sums of weight normalized scores for beneficial as well as cost criteria
n
S i y ij
j 1
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(9)
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n
Si yij
j 1
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In Model (9), y ij are related to maximizing criteria and y ij are related to minimizing
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criteria. The bigger S i , the higher is the choice as well as the lower S i , the higher is that
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Step 4: obtain the relative priority of the options, i.e. Qi using Model (10) as follows:
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S
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i
(10)
Qi S i i 1
m
(i 1, 2,..., m)
1
Si
i 1 Si
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Finally, U i provides an absolute prioritizing and is calculated using Model (11) as follows:
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Qi (11)
Ui 100
Qmax
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In Model (11), Qmax is the highest relative importance score.
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Recently, several researchers such as Jahan et al. (2011), Girubha and Vinodh (2012), Liu
et al. (2013), Vats and Vaish (2013), Jahan and Edwards (2013) and Ishak et al. (2016)
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employed VIKOR to select the most appropriate material in different material selection
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problems. Although in classical form, VIKOR uses linear normalization and TOPSIS employs
vector normalization, as mentioned by Chatterjee et al. (2011), VIKOR and TOPSIS are
naturally similar. However, due to vector normalization, TOPSIS can have higher
distinguishing power (Mulliner et al., 2016). Antucheviciene et al. (2012) analyzed the
results of fuzzy TOPSIS based on linear and vector normalization for a given selection
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problem. According to this study, fuzzy TOPSIS based on vector normalization produced
more realistic result. Jahan et al. (2011) mentioned that both VIKOR and TOPSIS are
suitable for tackling a large number of options and attributes in material selection problem.
Çalışkan et al. (2013) deduced that the correlations obtained between VIKOR and TOPSIS
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are usually high. Also Sharma and Gupta (2015) reported a very good agreement between
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VIKOR and TOPSIS in material selection for thin film transistor. But Huang et al. (2009)
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warned that VIKOR even in a simple problem may produce an incorrect ranking. Reader
interested in exploring on this serious flaw is referred to Huang et al. (2009), Jahan et al.
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(2011) and Ceballos et al. (2016). Also VIKOR is not simple to apply and the computation
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time of this technique is relatively high (Dey et al., 2016). Notheworthy, VIKOR’s outcome is
influenced by an extra parameter, i.e. (strategy weight of the maximum set usefulness).
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Ceballos et al. (2016) warned that VIKOR’s result is very sensitive to this parameter.
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Antucheviciene et al. (2011) and Antucheviciene et al. (2012) proved that the ultimate
choice should be considered by TOPSIS and COPRAS rather than VIKOR in a redevelopment
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problem. Moreover, Dey et al. (2016) reported that the top ranking of options matches in
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the majority of MCDM techniques such as TOPSIS and MOORA except by VIKOR in a
machine tool selection. However, as mentioned by Mela et al. (2012), various fields in
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engineering have problems with special specifications that can influence the selection of
MCDM technique. For example, Caterino et al. (2009) studied a comparative performance
of several MCDM techniques for a retrofit problem. In spite of VIKOR did not provide a
complete ranking in Caterino et al. (2009), the authors deduced that TOPSIS and VIKOR are
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more suitable for dealing with that problem compared with WPM, ELECTRE, PROMETHEE
I, II. Dey et al. (2016) provided a good comparison of TOPSIS with VIKOR in various ranking
MCDM problems, the comparative studies such as Caterino et al. (2009), Sun and Li (2010),
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Antucheviciene et al. (2011), Athawale and Chakraborty (2011), Chatterjee et al. (2011),
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Karande and Chakraborty (2012), Mela et al. (2012), Jahan et al.(2012), Çalışkan et al.
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(2013), Kou et al. (2014), Yazdani and Payam (2015), Peng (2015) have not reported any
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3.5. The DEA method
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DEA as a LP method appraises the relative efficiency value of a set of DMUs which use
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various inputs to create various outputs. Initially, Charnes, Cooper, and Rhodes (1978)
CE
introduced the original DEA framework, called CCR model, to cope with the CRS situation.
Next, Banker, Charnes, and Cooper (1984) developed a novel DEA model, called BCC model,
AC
to tackle the VRS condition. We refer to Cooper et al. (2007) and Podinovski and
Thanassoulis (2007) and references therein for more study about this topics. Moreover,
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Consider n DMUs that consume m various inputs to create s various outputs. The
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efficiency value of DMUo i.e. Eo is calculated by the following CCR framework:
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CR
s
u y
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r ro
max Eo r 1
m
v x
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i io
i 1
s
u y r rj
M
s.t. r 1
m
1 j 1,..., n
v x i ij (12)
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i 1
ur , vi 0
PT
CE
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In Model (12), yrj and xij are the r th output and i th input of the j th DMU, respectively.
Also ur and vi are the weights of the r th output and i th input, respectively. To simplify
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s
max Eo ur yro
CR
r 1
s.t.
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m
v x
i 1
i io 1
(13)
s m
u y v x
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r rj i ij 0 j 1,..., n
r 1 i 1
Model (13) is executed n times to calculate the efficiency value of all DMUs by fitting the
best achievable input and output weights. Finally, when Eo 1 DMUo is efficient and the
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efficiency value less than 1 indicates that DMUo is inefficient. Also Model (13) can be
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min o
s.t.
x
j
j ij o xio i 1, 2,..., m
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y j rj yro r 1, 2,..., s
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j
j 0 j (14)
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Model (14) is known as the “envelopment” model. Because of lesser constraints Model
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(14) is easier to work out than Model (13). In addition, BCC model can be obtained by
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n
adding
j 1
j 1 as a constraint to CCR model. Noteworthy, up to now different DEA
M
models have been suggested and often these models have been generated different
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efficiency values depending on the framework (input or output-oriented, CCR or BCC, etc)
(Podinovski and Thanassoulis, 2007). Readers are referred to Cooper et al. (2007) and
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Cook and Seiford (2009) for two nice reviews of DEA models and a comprehensive
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As mentioned, DEA models have several privileges. For example, DEA is a non-
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parametric method and does not require a production function for variables. On the other
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hand, DEA can be considered to be providing an approximate of the production function
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(Stewart, 1996). Also DEA does not need a DM to set weights to inputs and outputs.
Moreover, DEA does not require to any transformation of the variables into one unit
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(Shabani et al., 2012). Lohtia et al. (2007) reported that DEA is more precise than
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“Regression” technique in determining efficient and inefficient units. On the other hand,
DEA is a very potent method for benchmarking. Lee and Kim (2014) believed that
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benchmarking for inefficient DMUs is the most important advantage of DEA. DEA
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determines a group of efficiency units for an inefficient DMU, with guidelines on how much
must be improved to be efficient (Lee and Kim, 2014). Finally, various DEA models have
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been successfully and effectively used in different problems. For example, the reader is
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referred to Sotoudeh-Anvari et al. (2016) and references therein for more details.
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The classical DEA has been usually blamed because of two key disadvantages:
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1) Low discriminating power
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2) Idealistic weight dispensation
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Briefly, when the number of variables is high in comparison with the number of units, the
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majority of DMUs are appraised efficient (Cooper et al., 2007). Also idealistic weight
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dispensation takes place when some DMUs are estimated as efficient because they have
tremendously large or small weights for some variables (input and/or output) whereas
M
these extreme values are actually undesirable (Li and Reeves, 1999).
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As mentioned earlier, the classical DEA models organize DMUs into two groups: efficient
PT
or inefficient and fail to differentiate among efficient units. But a DM is often interested in a
CE
perfect ranking. In DEA, the amount of variables determines the amount of constraints
(Nunamaker, 1985) and as this amount increases, the efficiency values of DMUs will rise.
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On the other words, high numbers of variables against the number of DMUs can reduce the
discriminatory ability in DEA. Several researches pointed out that the poor discrimination
is the key weakness of DEA. In order to solve this problem, various methods such as super-
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techniques, etc. have been suggested. A survey of ranking techniques in DEA was provided
by Adler et al. (2002). Also Angulo-Meza and Lins (2002) presented a good taxonomy of
various techniques for improving discrimination in DEA. Although these methods have
some advantages, from an operational view, most of these approaches increase the volume
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of calculations. Also these methodologies are not simple to comprehend for a general DM.
IP
On the other words, most of these approaches are not flawless and in order to suitable use
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of them a DM must be completely familiar with DEA field. For example, according to Doyle
and Green (1994), having several solutions to best weights in DEA reduces the utility of
US
cross-efficiency approach. Moreover, cross-efficiency is applicable when the amount of
AN
DMUs is rather low (Li and Reeves, 1999).
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As mentioned, the poor discrimination may take place when DM has few DMUs to
ED
evaluate in relation to the amount of variables in a given problem. But this case is not the
only one. For example, even where a lot of DMUs and few variables are involved, if a
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number of units have an uncommon combination of variables and we employ a radial DEA
CE
model then these DMUs will just be appraised with each other resulting poor
discrimination for those DMUs (Podinovski and Thanassoulis, 2007). It is important to note
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that CCR and BCC are known as radial models, namely inputs (in the input-oriented
framework) are proportionally decreased whereas outputs stay fixed. Also there are
various non-radial DEA models such as RAM. For a comprehensive discussion on these
models, please see Cooper et al. (2007) and Cook and Seiford (2009).
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On the other hand, as mentioned, DEA lets weight flexibility to achieve the best
efficiency. But one of the key flaws of DEA is its excessively much weight flexibility. For
example, a number of significant inputs and/or outputs may be allocated weights of zero.
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This distribution of weights may be unacceptable because it is not in agreement with DM
IP
judgment (Lins et al., 2007; Bernroider and Stix, 2007; Mecit and Alp, 2013). Although in
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DEA the weights are limited, namely the ratio of weighted outputs to weighted inputs does
not transgress 1, there are no a certain limitation on how much weight may be assigned on
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any variable compared with the others (Liu and Peng, 2008). Therefore, to achieve the
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highest efficiency, we can see that a DMU allocates all of its weight on just a few inputs
and/or outputs. To overcome this problem, various weight restriction approaches such as
M
cone ratio, assurance region, etc. have been suggested. Unfortunately, the majority of the
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above techniques is complex and can be infeasible. For example, Mecit and Alp (2013)
suggested a new model of restricted DEA by correlation coefficients. But as pointed out by
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Unsal and Örkcü (2016), Mecit and Alp’s (2013) model loses its capability for negative
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correlations in a number of cases. Moreover, weight restrictions are often assessed on the
words, this approach can nullify the importance of efficiency as an improvement index
(Atici and Podinovski, 2015). Finally, according to Li and Reeves (1999), two
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aforementioned key drawbacks in DEA are inter-related and often take place at the same
time.
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very straightforward framework and intuitive nature for real problems. For example,
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Athawale et al. (2011) employed UTA as a weight-independent MCDM method to choose
CR
the best choice in a material selection problem. Although UTA has a relatively sound
US
influenced by a supplementary parameter ( ).
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As mentioned, various DEA models have been introduced to tackle the disadvantages of
M
classical DEA. But from computational viewpoint, these methods need meticulous
ED
mathematics from DM. Also DM needs to have a very deep background in DEA context. For
example, please see Dyson et al. (2001), Adler et al. (2002), Angulo-Meza and Lins (2002),
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Lins et al. (2007), Cooper et al. (2007), Cook and Seiford (2009), Podinovski and
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Thanassoulis (2007), Mecit and Alp (2013) and Unsal and Örkcü (2016) for details about
the intricacy as well as difficulty of these methods. Generally spoken, the use of the
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As mentioned, the high numbers of variables in comparison with the number of units can
lessen the discrimination in DEA. On the other words, according to Cooper et al. (2007), it is
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advisable that the number of alternatives exceed several times the number of variables to
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obtain a reliable outcome. A “rule of thumb” in DEA is to select the number of alternatives
CR
as follows (Cooper et al., 2007):
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n max{ m s , 3 (m s) } (15)
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In Model (15), n is the number of DMUs, m is the number of inputs and s is the number of
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outputs.
ED
DEA are inter-related as well as often take place at the same time. On the other hand, in
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order to correct use of ranking techniques and weight restriction methods a DM must be
completely familiar with DEA context. Clearly, it is too hard for nearly all general DMs. As a
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result, we can deduce that the aforementioned approaches are not applicable in material
selection problem, particularly for a general DM. Therefore, we will try to alleviate those
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Ramanathan (2006) explained that the aim of DEA is to obtain the efficiency score of a
DMU by comparing how creatively this DMU transforms inputs into outputs. However, as
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pointed out by Bouyssou (1999), while DEA was suggested for evaluating the efficiency of
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DMUs, it is playing a wider role as an MCDM tool now. In the literature, various ways of
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using DEA as an MCDM approach have been suggested. As mentioned by Sarkis (2000), a
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as inputs and DMUs as alternatives in MCDM and DEA, respectively. It should be noted that
AN
in MCDM context, the attribute whose bigger value is better called maximizing6 criterion
such as quality and the attribute whose lower value is better called minimizing7 criterion
M
such as corrosion rate (Jahan et al., 2011 and Chatterjee et al., 2011). By using this
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resemblance, at first Stewart (1996) considered a link between DEA and MCDM. However,
Dyson et al. (2001) addressed various pitfalls of DEA in practical use. These disadvantages
PT
can generate serious pitfalls especially when DEA is applied as MCDM technique. As
CE
mentioned earlier, various techniques have been suggested to tackle these weaknesses.
knowledge intensive. For example, Wang and Luo (2006) suggested a combined technique
using DEA and TOPSIS to improve the discrimination of DEA. Then, Mirhedayatian et al.
6
Also known as “beneficial” or “positive” factor
7
Also known as “non-beneficial”, “cost” or “negative” factor
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(2013) applied Wang and Luo’s method in a material selection problem. But as pointed out
In nearly all MCDM techniques, the reasonable weight is allocated to each decision
T
attribute by DM (using subjective or objective methods) to aggregate several attributes into
IP
a single factor. Obviously, theses weights have a very big effect on the outcomes of MCDM
CR
methods. However, Wu (2006) pointed out that the superiority of DEA is that this
technique needs no aspect of judgment and its decision on efficiency is built just on the
US
data and model. Kou et al. (2014) mentioned that DEA has a relative privilege to MCDM
AN
methods because DEA can determine efficient alternatives with the least prior information.
Also Opricovic and Tzeng (2003) explained the DEA may be a helpful tool in MCDM field,
M
mainly when a DM is not capable to allocate the weights of decision factors at the start of
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design. But Doyle (1995) warned that DEA has been recognized as a lazy expert's technique
in MCDM context. Furthermore, as pointed out by Opricovic and Tzeng (2003), often DEA
PT
does not give a set of weights that represent the priority of a DM. On the other words, DEA
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is a technique different from MCDM methods and only in some situations can cautiously be
employed as a MCDM tool. This topic will be discussed in the next section.
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Now in this section, we suggest a MCDM-based procedure using TOPSIS, COPRAS and DEA
T
IP
The assessment process begins from the selection of crucial criteria for a given material
CR
selection problem. More formally, in this step, DM identifies the conditions that a product
must withstand and then converts these properties into required material selection factors
US
(Huang et al., 2011). On the other hand, as pointed out by Das et al. (2016), in material
AN
selection problem, material alternatives can be selected using “Ashby Material Selection
design are considered. Also as stated by Shanian and Savadogo (2006), DM can utilize the
ED
CES9 software, which is presented by Cambridge University and Ashby, for obtaining the
suitable alternatives and their specifications. Although Ashby’s approach is known as one
PT
of the most effective technique for material selection, this approach provides just a list of
CE
candidates to DM to select from. Therefore, in this stage bias may happen. Fortunately, this
problem can be reduced by using MCDM methods. After determining the material selection
AC
criteria, determining the suitable weight for attributes (as explained in sub-section 3.1) and
three MCDM techniques can be employed to choose the best material. As pointed out
8
also known as “Material Properties Chart”
9
http://www.grantadesign.com, Accessed October 2016
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earlier, no single MCDM approach is preferred as the most appropriate for all forms of
material selection problem. On the other words, we cannot derive that one MCDM
technique is better or more efficient than the others. Thus, many researchers have
suggested that over one technique must be applied to a given problem to achieve a
T
stronger and safer decision. First, in order to find the most suitable MCDM techniques, we
IP
review some broad properties of general material selection problem on the basis of an
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extensive literature review as follows:
- The number of options and criteria in material selection problem is usually large.
US
Therefore, choosing the most suitable option has heavy computations. To diminish
AN
the difficulty, the calculation process should be simple and sound (Chatterjee et al.,
- In material selection problem, the impact of each criterion should often (but not
ED
- In material selection problem, both forms of criteria, i.e. benefit-type and cost-type
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are used (Jee and Kang, 2000; Jahan et al., 2011; Chauhan and Vaish, 2013;
- In material selection problem, quantitative and qualitative data are usually used
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As pointed out by Cicek et al. (2010), although numerous MCDM techniques have been
suggested to tackle material selection problems, there is still an inevitable need to apply
proper procedure in agreement with the problem nature. Therefore, on the basis of the
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general aspects of material selection problem, we can use TOPSIS and COPRAS for solving
IP
this type of problem in general because:
CR
- TOPSIS and COPRAS are transparent methods and have sound logic (Shih et al.,
US
2007; Podvezko, 2011; Das et al., 2012; Nuuter et al., 2015; Mulliner et al., 2013).
AN
- TOPSIS and COPRAS have a very straightforward computation procedure that can
Mulliner et al., 2013; Yazdani and Payam, 2015; Nuuter et al., 2015; Mulliner et al.,
ED
2016).
- TOPSIS and COPRAS can be performed without difficulty when the number of
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options and attributes is very large (Shanian and Savadogo, 2006; Jahan et al.,
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2010; Chatterjee et al., 2011; Özcan et al., 2011; Mulliner et al., 2013; Yazdani and
Payam, 2015).
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- TOPSIS and COPRAS are easily applied for positive (benefit-type) as well as
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- TOPSIS and COPRAS provide a perfect ranking of options (Özcan et al., 2011;
- TOPSIS and COPRAS are compensatory method (Shanian and Savadogo, 2006;
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- TOPSIS and COPRAS are not influenced by any supplementary parameter (Shih et
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al., 2007; Antucheviciene et al., 2011; Chatterjee et al. 2011; Mulliner et al., 2016).
CR
- TOPSIS and COPRAS can handle quantitative as well as qualitative factors (Jahan
US
AN
Consequently, in general, TOPSIS and COPRAS can be applied for material selection. On the
other words, these two MCDM techniques can well be matched with real material selection
M
problems. Hence, at first, DMs can apply TOPSIS and COPRAS to general material selection
ED
problem, next compare and evaluate their results and finally make the ultimate decision
easily. Obviously, the suggested approach is very easy to understand and very simple to
PT
execution because it does not need wide familiarity with mathematics or MCDM context.
CE
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On the other hand, by considering Model (15), classical DEA can be employed as an
auxiliary tool in this filed because (Charnes et al., 1978; Banker et al., 1984; Sarkis, 2000;
Dyson et al. 2001; Angulo-Meza and Lins, 2002; Opricovic and Tzeng, 2003; Ramanathan
2006; Cooper et al., 2007; Lins et al., 2007; Cook and Seiford, 2009; Mecit and Alp, 2013;
T
Atici and Podinovski, 2015; Sotoudeh-Anvari et al., 2016; Yousefi and Hadi-Vencheh,
IP
2016; Sadi-Nezhad and Sotoudeh-Anvari, 2016):
CR
- DEA has a very sound logic.
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- DEA has a very straightforward computation procedure that can be easily
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programmed
- DEA can simply handle benefit criteria (outputs) as well as cost criteria (inputs)
M
with one model. It should be noted that in some MCDM problems there is only
ED
benefit (or cost) criteria. For example, if just benefit criteria are taken into
account, the pure output DEA model without input can easily be employed (Lee
PT
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But as mentioned above, when using classical DEA as a MCDM tool various problems can
occur. In fact, we use classical DEA only as an auxiliary tool in material selection problem
because using dissimilar sets of weights by each DMU is very deceptive in a ranking
problem. Clearly, this flexibility of weights attenuates the comparison among units on a
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common foundation. More formally, it is obvious that to make a meaningful comparison of
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ranking approaches identical weights must be considered for inputs and outputs (decision
CR
factors), but via DEA each unit is free to select its optimal weights in order to reach the best
efficiency score. Although various methods attempt to obtain a common set of weights in
US
order to achieve comparable results by DEA, similar to ranking methods or weight
AN
restriction techniques, to proper utilization of these methods a DM must be an expert in
DEA field. For example, Liu and Peng (2008) suggested an LP-based approach to find a
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common set of weights for units. But Ramezani-Tarkhorani et al. (2014) pointed out this
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technique has various drawbacks. For example, Liu and Peng’s (2008) approach provided
no assurance to confirm that has a distinctive solution. Also it is vital to mentioned that
PT
although “Software” to use these DEA models may be available, if a DM does not
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comprehend what is taking place within a complex model, he/she discerns this approach
like a black box. Consequently, the outcome can be that the DM does not trust in the
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suggestion from that approach (Løken, 2007). Hence, we employ DEA in classical form in
material selection problem because traditional DEA model is very simple to understand
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Please bear in mind that to use DEA in this section, instead of organizing the decision
attributes into benefit criteria or cost criteria, we consider them as outputs and inputs,
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IP
Decision context
CR
MCDM context DEA context
US
Alternatives DMUs
Criteria weights by
by model
DM
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PT
2000)
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As stated above, unlike MCDM techniques, DM does not provide the criteria weights in
classical DEA. However, the DEA model suggests a group of weights in order to each DMU
achieves its maximum feasible efficiency. Therefore DEA can determine the wasteful DMUs
that have poor performance even when receiving their best imaginable weights (Angulo-
T
Meza and Lins, 2002). However, we cannot conclude that inefficient alternative by DEA
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will be the worst alternative by any other method in material selection problem (as will be
CR
shown in Examples 1 and 3). On the other hand, in nearly all MCDM approaches, weight is
US
accomplishment of the system. Needless to say, the ranking of alternatives is very sensitive
AN
to the variations in criteria weights. But because of various backgrounds, the criteria
weights determined differs from DM to DM and this can produce different prioritizing.
M
However, as pointed out by Opricovic and Tzeng (2003), often DEA cannot provide a set of
ED
weights that represent the priority of a DM. Nevertheless, in various real decision
problems, a DM is incapable to weight attributes at the beginning of design due to the lack
PT
of complete information. In such cases, the use of DEA will be very useful. More formally,
CE
the use of DEA can be advantageous by considering Model (15), especially when a DM is not
capable to clarify criteria weights at the start of planning in a material selection problem.
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Furthermore, DEA is still helpful in situations where criteria weights are determined by
DM. Clearly, the results from COPRAS and TOPSIS are on the basis of weighted criteria and
the result of DEA is regardless of the DM’s preferences. Therefore, these three outcomes
provide a wider insight for DM about the decision factors and the weights of them. Finally,
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as pointed out by Wang et al. (2016) and Kou et al. (2014), the more efficient techniques
involved in the decision procedure, the more reasonable the outcomes will be. As a result,
the ranking by three MCDM techniques, namely COPRAS, TOPSIS, and DEA is much more
truthful than ranking of materials by only one MCDM technique. The flowchart of the
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proposed procedure can be seen in Fig. 2. Noteworthy, in the suggested approach, we use
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CRS model of DEA because discrimination of this model is superior to VRS framework in
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general (Podinovski and Thanassoulis, 2007). On the other words, any CCR-efficient unit is
BCC-efficient either. Let us point out that TOPSIS, COPRAS and DEA can easily
US
be coded by MATLAB or other software such as Python software.
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PT
CE
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Form the decision matrix
IP
CR
Assign the attributes weights
US
Obtain the rank of alternatives using COPRAS and TOPSIS
AN
No
The number of choices is greater
than max {m*s, 3*(m+s)}
M
Yes
ED
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In some conditions, when a DM cannot exactly weight the criteria and the number of
alternatives and criteria do not satisfy Model (15), DM can use DoE techniques, trial and
error methods, or employ previous experiences to obtain the criteria weights as depicted in
Fig. 3. Then COPRAS and TOPSIS can be used for an initial decision. Nothworthy, DoE is a
T
statistical technique employed to obtain the various effects (independent and interactive)
IP
of different criteria on a system concurrently. For example, in order to minimize the
CR
influence of DM preference in decision process, Wang et al. (2016) applied DoE for weight
identification in MCDM fields. Furthermore, it should be noted that when several material
US
attributes must be considered and the criteria weights are not lucid, identification of the
AN
weights will be fundamentally intuitive. As a result, the reliability of an MCDM method is
he/she obtain the first outcome from the decision procedure. To overcome this difficulty,
ED
some effective techniques such as Dehghan-Manshadi et al. (2007) have been introduced in
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T
Form the decision matrix
IP
CR
No
The number of choices is greater
than max {m*s, 3*(m+s)}
US
Yes
Apply DEA as an auxiliary tool and obtain the initial Weight criteria by DoE or trial and error methods
ranking
AN
Analyze the result Apply COPRAS and TOPSIS and provide an initial ranking
M
ED
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correlation. For example, SRCI is executed for analyzing the statistical significance of
T
al., 2011; Athawale and Chakraborty, 2011; Kumar and Ray, 2015 and Dey et al., 2016).
IP
Also PRCI can be estimated between two alternatives which show the linear level of
CR
dependence (Chauhan and Vaish, 2013). Although the intermediate rankings usually
mismatch among the used MCDM techniques, in the majority of material selection problem
US
the top n ranked materials are important. For example, Athawale and Chakraborty (2011)
AN
considered agreement between the top three-ranked choices as a decision index. We refer
to Antucheviciene et al. (2011), Antucheviciene et al. (2012), Chauhan and Vaish (2013),
M
Peng (2015) and Dey et al. (2016) for details on this subject. Since the goal of this study is
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Chakraborty’s (2011) approach, namely consideration of the top n ranked (based on the
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the considerable growth in MCDM fields, the validity of the ranking results stay still an
open subject (Hobbs and Meier, 2000). Finally, as can be seen in the suggested model, DM
AC
does not require deep background in MCDM context or mathematics for this decision
procedure.
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5. Numerical analysis
In this section five real-world examples are presented to exhibit the applicability and
efficiency of the suggested procedures. First of all, the malfunction of classical DEA to give
T
enough discrimination among a small amount of options is revealed by a real material
IP
selection problem.
CR
Example 1: this example, which adopted from Jee and Kang (2000), considers the material
US
selection for a flywheel. Some specifications are necessary for flywheel as follows:
AN
a) Performance indicator
M
b) Fracture toughness
ED
d) Price
PT
CE
In Table 1, the 10 alternatives and 4 attributes for this material selection problem are
“Fragmentability” (shown by (+) in Table 1) are the beneficial criteria where higher scores
are better. Also the price is a non-beneficial criterion (shown by (-) in Table 1) where
smaller rate is preferred. Using Entropy technique weights of the attributes are obtained
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Table 1
T
No Materials Attributes
IP
CR
rlimit/q (+) KIC/q (+) Fragmentability(+)
Price(-)
US
1 300M 100 8.6125 3 4200
AN
2 2024-T3 49.6454 13.475 3 2100
5 E glass-epoxy 70 10 9 2735
FRP
PT
FRP
FRP
FRP
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FRP
FRP
T
Now, DEA (CCR), ELECTRE II, VIKOR, COPRAS and TOPSIS are exerted to aforementioned
IP
data. In Table 2, the orders of the choices by these techniques are tabulated.
CR
Table 2
US
DEA, VIKOR, TOPSIS and ELECTRE II rankings for Example 1
AN
No Materials Efficiency Ranking by Ranking Ranking Ranking Ranking
M
II
PT
1 300M 0.59 4 9 9 10 10
CE
2 2024-T3 1 1 10 10 9 9
3 7050-T73651 0.97 2 8 8 8 8
AC
4 Ti-6AL-4 V 0.38 6 6 6 6 7
5 E glass-epoxy 1 1 7 7 7 6
FRP
6 S glass-epoxy 1 1 5 5 3 4
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FRP
7 Carbon–epoxy 0.3 7 2 2 2 3
FRP
T
epoxy FRP
IP
9 Kevlar 49– 0.61 3 1 1 1 1
CR
epoxy FRP
10 Boron–epoxy 0.03 8 3 3 5 2
US
FRP
AN
First of all, we can see the number of DMUs and variables do not satisfy Model (15). This
M
event may reduce the discrimination power of DEA in this problem. Clearly, the top-ranked
ED
Mathemathically, the SRCI between TOPSIS and COPRAS is 0.951 and that between TOPSIS
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and VIKOR is 1. Noteworthy, SRCI lies between +1 and -1. +1 denotes direct and positive
CE
(perfect agreement) relationship and -1 denotes inverse and negative relationship (perfect
disagreement) between the ranks. Also Karande and Chakraborty (2012) reported a good
AC
correlation between TOPSIS and MOORA in this case. As a result, by considering all MCDM
methods the most appropriate material for flywheel is “Kevlar 49–epoxy FRP”. But when
DEA is used to solve this case, “Kevlar 49–epoxy FRP” (alternative 9) is an inefficient
choice. Also using the majority of MCDM techniques “2024-T3” (alternative 2) is one of the
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worst options. But according to DEA, this choice is efficient. Obviously, this example shows
that DEA does not work correctly for material selection problem in general. Also as
selection. For example, Mehdiabadi et al. (2013) used DEA for screening of options to
T
decrease the choices to a handy number in a material selection. Then, they employed
IP
TOPSIS to prioritize the remaining efficient options. But by Mehdiabadi et al.’s approach
CR
material 9 (the best option in this case) will be omitted in the first step, i.e. in screening
step. Therefore, we can generally deduce that DEA is not useful as a screening tool in
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MCDM problems. Finally, from Table 2, the intermediate rankings of the options slightly
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mismatch among the used MCDM techniques. Fig. 4 compares the ranking of COPRAS and
TOPSIS.
M
ED
TOPSIS
11 COPRAS
10
9
PT
8
7
6
Rank
5
CE
4
3
2
1
AC
0
1 2 3 4 5 6 7 8 9 10
Alternative materials
Fig. 4. Comparative
Example 2: this example which adopted from Khabbaz et al. (2009), considers the material
T
IP
a) Specific strength (benefit factor)
CR
b) Specific modulus(benefit factor)
US
d) Cost category (cost factor)
AN
In Table 3, the 15 alternatives and 4 criteria for this material selection problem are
M
presented.
ED
PT
CE
AC
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Table 3
T
strength modulus resistance category
IP
(+) (+) (+) (-)
CR
1 AISI 1020 35.9 26.9 1 5
US
ASTM A242 type
AN
3 1 42.3 27.2 1 5
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Epoxy–70% glass
13 fabric 604.8 28 4 2
Epoxy–63%
T
Epoxy–62%
IP
15 aramid fabric 637.7 27.5 4 1
CR
Using digital logic technique weights of these attributes are obtained as
US
wa 0.333, wb 0.333, wc 0.125, wd 0.208 .
AN
Now, DEA, TOPSIS, COPRAS and VIKOR are applied to this data. The ordering of choices
M
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Table 4
T
score by by by by
IP
DEA VIKOR COPRAS TOPSIS
CR
(CCR)
US
2 AISI 1040 0.0809 10 13 13 13
AN
3 ASTM A242 type 1 0.0818 9 14 14 14
6 treated 0.275 3 7
PT
7 treated 0.275 3 6
8 AA 6061 T6 0.1604 8 12 11 11
AC
9 AA 2024 T6 0.16074 7 9 8 8
10 AA 2014 T6 0.1604 8 10 7 7
11 AA 7075 T6 0.16079 6 8 6 6
12 Ti–6Al–4V 1 1 4 4 4
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Epoxy–70% glass 3 3
13 fabric 0.49 2 3
Epoxy–63% carbon 1 1
14 fabric 1 1 1
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Epoxy–62% aramid 2 2
IP
15 fabric 1 1 2
CR
First of all, although the number of options, beneficial attributes and non-beneficial
US
attributes satisfy Model (15) ( 15 max 3 (3 1),(3 1) ), 3 out of 15 options have been
AN
estimated effective. Bear in mind that all efficient DMUs have equal score, but as pointed
out earlier, it is not correct to say that they have the same performance in real practice.
M
According to DEA, materials 12, 14 and 15 are efficient and materials 1 and 2 are the last
ED
two-ranked choices. Using COPRAS, TOPSIS, VIKOR and fuzzy logic method (Khabbaz et al.,
2009) “Epoxy-63% carbon fabric” (material 14) is the best and “AISI 1020” (material 1) is
PT
the worst option. Therefore, DEA by considering Model (15) can be used as an auxiliary
CE
tool in material selection problem. However, DEA cannot provide a complete ranking of
materials in this case. Please note that although Model (15) provided a very helpful
AC
guideline for DM who is interested in using DEA, as pointed out by Podinovski and
Thanassoulis (2007), this “rule of thumb” is not valid to all models in use. Let us recall that
according to Angulo-Meza and Lins (2002) and Atici and Podinovski (2015), the
discrimination of DEA depends on the amount of variables with respect to the number of
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DMUs, the form of returns to scale i.e. CRS and VRS and the data that is under the
examination. Therefore, even with regard to Model (15), DEA only can be used as an
auxiliary tool in material selection problems along with other MCDM methods. Finally, from
Table 4 the results obtained by TOPSIS and COPRAS completely match. It is seen that the
T
top four-ranked and the last three-ranked alternatives perfectly match by VIKOR and
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COPRAS. Mathematically, the SRCI between COPRAS and TOPSIS is 1. Also the SRCI
CR
between COPRAS and VIKOR is 0.939 and that between TOPSIS and VIKOR is 0.939. On the
other words, very good correlations between TOPSIS and COPRAS, VIKOR and COPRAS and
US
VIKOR and TOPSIS can be seen in this case.
AN
Example 3: this example which adopted from Yazdani and Payam (2015) is about material
M
selection in low voltage systems. For this selection problem three attributes are considered
ED
E
as Ca E and Cc e (as cost-type criterion) and Cb (as benefit-type criterion)
PT
where E and are Young’s modulus and the density respectively also e is the electrical
CE
resistivity. In Table 5, the 14 material alternatives and 3 criteria for this material selection
problem are shown. The weights of these decision factors are subjectively determined by
AC
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Table 5
T
IP
1 Al 2.82E-
CR
8.37 5.09 08
2 Ag 1.59E-
US
9.11 2.81 08
AN
3 Cr 1.29E-
16.7 6.23 07
M
4 Pd 1.05E-
ED
11 3.17 07
5 Pt 1.05E-
PT
12.96 2.8 07
CE
6 Cu 1.68E-
10.82 3.61 08
AC
7 Sn 1.15E-
7.07 2.61 07
8 Pb 2.08E-
4 1.19 07
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ACCEPTED MANUSCRIPT
9 Ti 4.20E-
10.77 5.07 07
10 Ni 6.99E-
13.89 4.66 08
T
11 Au 2.44E-
IP
8.37 1.9 08
CR
12 Co 6.24E-
14.46 4.85 08
US
13 Fe 9.61E-
AN
14.53 5.18 08
14 W 5.28E-
M
20.27 4.62 08
ED
Now, DEA, VIKOR, TOPSIS and COPRAS are applied to this data. The ordering of choices
PT
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Table 6
T
score (CCR) by by by
IP
TOPSIS VIKOR COPRAS
CR
1 Al 1 1 1 1 2
2 Ag 0.849 2 2 2 1
US
3 Cr 0.613 4 12 12 11
AN
4 Pd 0.473 10 8 6 10
5 Pt 0.355 13 10 10 12
M
6 Cu 1 1 4 4 4
ED
7 Sn 0.607 5 7 5 7
8 Pb 0.489 9 13 9 13
PT
9 Ti 0.774 3 14 14 14
CE
10 Ni 0.5516 7 6 7 6
11 Au 0.420 12 3 3 3
AC
12 Co 0.5515 8 5 8 5
13 Fe 0.586 6 9 11 8
14 W 0.462 11 11 13 9
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First of all, although the number of options, beneficial attributes and non-beneficial
attributes satisfy Model (15) ( 14 max 3 (2 1),(2 1) ), 2 out of 14 options have been
estimated effective. On the other words, similar to previous example, DEA cannot provide a
complete ranking of materials in this case. According to DEA, materials 1 and 6 are efficient.
T
Also using TOPSIS and VIKOR, “Al” (material 1) is the best. However, according to COPRAS,
IP
the best choice is “Ag” (material 2). Clearly, although the results of TOPSIS and COPRAS in
CR
the majority of the alternatives are exactly the same, the best choice is different.
US
the preference of DM is justifiable. Finally, from Table 6, the SRCI between TOPSIS and
AN
COPRAS is 0.964 and that between TOPSIS and VIKOR is 0.907. Fig. 5 compares the ranking
TOPSIS
15 COPRAS
14
13
PT
12
11
10
9
Rank
8
CE
7
6
5
4
3
AC
2
1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14
Alternative materials
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Example 4: this example which adopted from Yazdani and Payam (2015) is about material
selection in another aspect of the low voltage systems. Two attributes are considered as
f
E (cost-type criterion) and (benefit-type criterion) where E and f are Young’s
E
T
modulus and failure strength respectively. The weights of attributes are subjectively
IP
determined by Yazdani and Payam (2015) as wa 0.5, wb 0.5 . In Table 7, the 16
CR
alternatives and 2 criteria for this material selection problem are shown.
US
AN
M
ED
PT
CE
AC
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Table 7
T
score by DEA by by by
IP
(CCR) TOPSIS VIKOR COPRAS
CR
1 Diamond 34.64 0.83 0.00111 16 16 16 16
US
3 Al 8.37 4.29 0.02384 9 8 9 9
AN
4 SiO2 8.54 13.7 0.07460 5 5 5 6
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16 Si 12.56 25 0.09256 3 3 3 4
Now DEA, COPRAS, TOPSIS, and VIKOR are applied to aforementioned data. As can be
seen in Table 7, the top three-ranked and the last two-ranked materials by DEA, TOPSIS
T
and VIKOR completely match. Mathematically, we can see a high SRCI between DEA and
IP
TOPSIS (0.966), DEA and VIKOR (0.969), and very high correlation between DEA and
CR
COPRAS (0.982) as well as VIKOR and TOPSIS (0.979). Obviously, in this case, the number
of attributes and alternatives satisfy Model (15). Hence, we can see DEA works very
US
reliable as a MCDM tool in this example. Consequently, on the basis of these four cases and
AN
Cooper et al.’s (2007) recommendation, it is advisable that the number of alternatives
COPRAS
DEA
MCDM tool for material selection problem. However, as mentioned several times, the
ED
results of DEA can just be interpreted with great caution. Fig. 6 compares the ranking of
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17
16
15
14
13
12
11
10
Rank 9
8
7
T
6
5
4
IP
3
2
1
0
CR
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Alternative materials
US
Fig. 6. Comparative rankings for example 4
AN
Example 5: this example which adopted from Dehghan-Manshadi et al. (2007) is about
M
(d) Density
AC
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ACCEPTED MANUSCRIPT
Table 8, the 7 alternatives and 7 criteria for this material selection problem are shown.
T
Table 8
IP
Data for example 5
CR
N Materia toughne Yield Young’s Density Thermal Thermal Specif
o ls ss strength( modulus(
US
(-) expansi ic
AN
index(+) +) +) on index Conductivit heat
2024-
26
PT
-0
FH
3AH
74
ACCEPTED MANUSCRIPT
4V
718
T
30Zn
IP
CR
Now, various methods such as DEA, COPRAS, TOPSIS, Dehghan-Manshadi et al.’s (2007)
US
al.’s (2007) approach, the ordering of the materials is generated as 3-5-4-6-7-1-2. COPRAS
AN
method provides a ranking as 3-5-6-4-7-1-2. Also TOPSIS gives a ranking as 3-6-4-5-7-1-2.
Manshadi et al.’s (2007) approach and TOPSIS is very high (0.964), and that between
ED
Dehghan-Manshadi et al.’s (2007) approach and COPRAS is 0.857. Also The SRCI between
TOPSIS and COPRAS is 0.892 and that between TOPSIS and MOORA is 0.785. Clearly, the
PT
best option is material 3, i.e. “SS 301-FH” by all aforementioned MCDM methods. However,
CE
using DEA, 5 out of 7 alternatives, i.e.1, 3, 4, 5, and 6 have been estimated effective. Clearly,
alternative 3 is among them. According to Model (15), this outcome is not unexpected. But
AC
methods, this choice is among the worst alternatives. Again, we can see DEA is not a
genuine tool for screening and ranking in material selection problem in general. Finally,
although Karande and Chakraborty (2012) reported a good correlation between TOPSIS
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and MOORA in a material selection problem, the SRCI between these two techniques is low
TOPSIS
8
COPRAS
7
T
6
IP
5
Rank 4
CR
3
2
1
US
0
1 2 3 4 5 6 7
Alternative materials
AN
M
5.1. A discussion
PT
CE
Athawale et al. (2011) claimed that for obtaining the best decision, always weight-
independent MCDM approaches are preferred. Also Wu (2006) mentioned that the
AC
excellence of DEA is that this technique needs no aspect of judgment and its decision is
built just on the data. However, we believe that both these claims are questionable. As
stated, unlike the majority of MCDM techniques such as VIKOR and TOPSIS, in DEA an
expert does not weight the inputs and outputs and the model weights the variables so that
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all DMUs obtain the highest efficiency. On the other words, it can be fitting the big weights
to inputs or outputs with less significance and fitting the small weights to key inputs or
outputs. Let us point out that the prior information about the significance of the inputs and
outputs can be considered into the some DEA models. Reader is referred to Angulo-Meza
T
and Lins (2002) for details about this subject. However, most of these methods are
IP
complex to understand and implementation. Moreover, often the aforementioned
CR
approaches are not flawless. As pointed out before, choosing a good material for a specific
purpose is a very expensive process. In addition, the application of the extended DEA
US
methods to improve discrimination is not easy too. Fortunately, the simplicity of suggested
AN
approach guides a general DM in making a practical decision without requiring extensive
expertise.
M
ED
On the other hand, as pointed out by Rao and Patel (2010), screening is one of the
very important steps in the material selection problem. It should be noted that the term
PT
“screening” and “preprocess” are not the same in MCDM context. Screening techniques
CE
say, after screening usually another approach should be executed to obtain a full ranking.
AC
But preprocess operation is carried out only for initial insight or more insight about the
criteria weights and their approximate impacts in final ranking. Although Opricovic and
Tzeng (2003) claimed that DEA can be generally used as a screening tool and as a
preprocess tool in MCDM, we demonstrated in Examples 1 and 5 that DEA does not work
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appropriately as screening tool in general. But by considering Model (15), DEA can be
suitable for the initial insight or preprocess. Also by considering Model (15), DEA can be
useful in material selection along with other techniques such as TOPSIS and COPRAS.
T
Finally, it should be noted that as pointed out by Sarkis (2000), there is no admitted
IP
technique for making a comparison between DEA and other MCDM methods and the
CR
usefulness of DEA can just be assessed on how well it correlates with the MCDM methods
used.
US
AN
6. Conclusion
M
reviewed the recent MCDM studies on material selection problems as a brief continuation
PT
of previous review in this field. From the literature, it was cleared that MCDM framework
CE
can suitably be matched with the majority of real material selection problems. On the other
hand, it is a very popular approach that in complicated materials selection problem more
AC
than one MCDM methods to be applied for the best decision. On the basis of an extensive
literature review, TOPSIS and COPRAS were selected as two very efficient MCDM methods
for solving general material selection problem due to its outstanding features and rational
correlation with the previous studies. On the other hand, we examined the use of DEA as
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MCDM tool in material selection problem. According to this study, on the basis of the
famous rule of thumb, DEA can be employed as an auxiliary tool to tackle a material
COPRAS for material selection problem in general. Also DM can use classical DEA by
T
considering a rule of thumb as an auxiliary tool, particularly when he/she is not capable to
IP
assign criteria weights at the start of design. Application of uncertainty theories as well as
CR
utilization of target value factors in the suggested procedure can be various themes of
future study.
US
AN
Acknowledgements
M
This research has been financially supported by Kerman Branch, Islamic Azad University,
ED
Kerman, Iran. The authors greatly appreciate for this support. Also the authors are very
grateful to the editor and all the anonymous referees for their constructive comments,
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Classical DEA as an auxiliary General material selection problem
tool for material selection under MCDM paradigm
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problem
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By considering n max m s,3 (m s) , n is the
number of alternatives, m is the number of inputs and
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s is the number of outputs.
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TOPSIS
17 COPRAS
16 DEA
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12
11
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Rank 9
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7
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5
4
3
2
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1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Alternative materials
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Graphical abstract
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Highlights
TOPSIS and COPRAS are chosen as the best multi-criteria decision making (MCDM)
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An excellent agreement between COPRAS and TOPSIS method is observed in this
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field.
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DEA can be used in material selection problem as an auxiliary tool by considering a
classic rough rule of thumb, which represents the relation between the number of
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alternatives and the number variables.
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