De-Escalation Techniques
De-Escalation Techniques
Du M, Wang X, Yin S, Shu W, Hao R, Zhao S, Rao H, Yeung WL, Jayaram MB, Xia J
Du M, Wang X, Yin S, Shu W, Hao R, Zhao S, Rao H, Yeung WL, Jayaram MB, Xia J.
De-escalation techniques for psychosis-induced aggression or agitation.
Cochrane Database of Systematic Reviews 2017, Issue 4. Art. No.: CD009922.
DOI: 10.1002/14651858.CD009922.pub2.
www.cochranelibrary.com
Maolin Du1 , Xuemei Wang1 , Shaohua Yin1 , Wei Shu1 , Ruiqi Hao1 , Sai Zhao2 , Harish Rao3 , Wan-Ley Yeung4 , Mahesh B Jayaram5 ,
Jun Xia2
1 Schoolof Public Health, Inner Mongolia Medical University, Hohhot, China. 2 Systematic Review Solutions Ltd, The Ingenuity
Centre, The University of Nottingham, Nottingham, UK. 3 Psychiatry, Borough Road and Nunthorpe Medical Group, Middlesbrough,
UK. 4 Bridge House Community Mealth Health Team, Leeds, UK. 5 Department of Psychiatry, Melbourne Neuropsychiatry Centre,
Melbourne, Australia
Contact address: Xuemei Wang, School of Public Health, Inner Mongolia Medical University, Jinshan Development District„ Hohhot,
Inner Mongolia, 010110, China. [email protected].
Citation: Du M, Wang X, Yin S, Shu W, Hao R, Zhao S, Rao H, Yeung WL, Jayaram MB, Xia J. De-escalation techniques
for psychosis-induced aggression or agitation. Cochrane Database of Systematic Reviews 2017, Issue 4. Art. No.: CD009922. DOI:
10.1002/14651858.CD009922.pub2.
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
ABSTRACT
Background
Aggression is a disposition, a willingness to inflict harm, regardless of whether this is behaviourally or verbally expressed and regardless
of whether physical harm is sustained.
De-escalation is a psychosocial intervention for managing people with disturbed or aggressive behaviour. Secondary management
strategies such as rapid tranquillisation, physical intervention and seclusion should only be considered once de-escalation and other
strategies have failed to calm the service user.
Objectives
To investigate the effects of de-escalation techniques in the short-term management of aggression or agitation thought or likely to be
due to psychosis.
Search methods
We searched Cochrane Schizophrenia Group’s Study-Based Register of Trials (latest search 7 April, 2016).
Selection criteria
Randomised controlled trials using de-escalation techniques for the short-term management of aggressive or agitated behaviour. We
planned to include trials involving adults (at least 18 years) with a potential for aggressive behaviour due to psychosis, from those in a
psychiatric setting to those possibly under the influence of alcohol or drugs and/or as part of an acute setting as well. We planned to
include trials meeting our inclusion criteria that provided useful data.
Data collection and analysis
We used the standard methodological procedures expected by Cochrane. Two review authors inspected all abstracts of studies identified
by the search process. As we were unable to include any studies, we could not perform data extraction and analysis.
De-escalation techniques for psychosis-induced aggression or agitation (Review) 1
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
Main results
Of the 345 citations that were identified using the search strategies, we found only one reference to be potentially suitable for further
inspection. However, after viewing the full text, it was excluded as it was not a randomised controlled trial.
Authors’ conclusions
Using de-escalation techniques for people with psychosis induced aggression or agitation appears to be accepted as good clinical practice
but is not supported by evidence from randomised trials. It is unclear why it has remained such an under-researched area. Conducting
trials in this area could be influenced by funding flow, ethical concerns - justified or not - anticipated pace of recruitment as well
the difficulty in accurately quantifying the effects of de-escalation itself. With supportive funders and ethics committees, imaginative
trialists, clinicians and service-user groups and wide collaboration this dearth of randomised research could be addressed.
Patient or population: people who are aggressive secondary to serious m ental illness
Settings: anywhere
Intervention: de-escalation versus standard care
Outcomes Illustrative comparative risks* (95% CI) Relative effect No of Participants Quality of the evidence Comments
(95% CI) (studies) (GRADE)
Aggression - Im proved
to an im portant extent
Aggression - deteriora-
tion: incidence of vio-
lence to self or others
Aggression - changes in
aggression as recorded
by any other outcom es
Adverse ef f ects -
physical adverse ef -
f ects
* The basis f or the assumed risk (e.g. the m edian control group risk across studies) is provided in f ootnotes. The corresponding risk (and its 95% conf idence interval) is
based on the assum ed risk in the com parison group and the relative effect of the intervention (and its 95% CI).
CI: Conf idence interval;
NICE 2015 defines de escalation as the use of techniques (in- 2. Mental state
cluding verbal and non-verbal communication skills) aimed at de-
2.1 Changes to mental state deemed clinically significant by study
fusing anger and averting aggression. Prescibed ’as required’ (’pro
2.2 Continuous measures of mental state
re nata’ or p.r.n.) medication can be used as part of a de-escalation
2.3 Psychiatric symptoms
strategy but, used alone is not de-escalation.
There are various techniques that can be used to defuse an aggres-
sive situation.
3. Leaving the study early
1. Verbal communication techniques
2. Use of body language
3. Prevention and recognition strategies (risk assessment tools)
4. Staff attitudes, knowledge and skills 4. Service use
5. Setting of limits for patients to follow 4.1 Hospital admission
6. Environmental controls (such as minimising light, noise, 4.2 Length of stay in hospital
conversations and so on) used for the management of aggression 4.3 Changes to hospital status
De-escalation does not involve restraint, medication used alone or
seclusion.
We planned to include trials that used the above techniques specif- 5. Social functioning
ically during, or prior to, aggressive or agitated behaviour. 5.1 Continuous measures in social functioning
1. Reference searching
1. Clinically important changes in global state (short-term
outcomes) We would have inspected the references of all included studies for
further relevant studies.
2. Methodological heterogeneity
3. Continuous
We would have considered all included studies initially, without
seeing comparison data, to judge methodological heterogeneity.
3.1 Attrition We would have simply inspected all studies for clearly outlying
In the case where attrition for a continuous outcome was between methods which we had not predicted would arise. If such method-
0% and 50% and data only from people who completed the study ological outliers had been noted, these would have been fully dis-
to that point were reported, we would have reproduced these. cussed.
Data synthesis Where assumptions had to be made regarding people lost to follow-
up (see Dealing with missing data), we planned to compare the
We understand that there is no closed argument for preference for
findings of the primary outcomes when we used our assumption/s
use of fixed-effect or random-effects models. The random-effects
and when we used data only from people who completed the study
method incorporates an assumption that the different studies are
to that point. If there was a substantial difference, we planned to
estimating different, yet related, intervention effects. This often
report results and to discuss them, but would have continued to
seems to be true to us and the random-effects model takes into
employ our assumption.
account differences between studies even if there is no statistically
Where assumptions had to be made regarding missing SDs data
significant heterogeneity.
(see Dealing with missing data), we would have compared the
findings of the primary outcomes when we used our assumption/
Subgroup analysis and investigation of heterogeneity s and when we used data only from people who completed the
study to that point. A sensitivity analysis would have been under-
taken to test how prone results were to change when completer-
1. Subgroup analyses only data only were compared with the imputed data using the
We anticipated one subgroup analysis to test the hypothesis that above assumption. If there was a substantial difference, we would
de-escalation is most effective for those with acute aggression. We report results and discuss them but would continue to employ our
hoped to present data for this subgroup for the primary outcomes. assumption.
Description of studies
Excluded studies
We assessed Nijman 1997, but we excluded this trial as it was not
Overall completeness and applicability of
randomised. We identified no registered clinical ongoing studies.
evidence
No studies are awaiting assessment.
There were no randomised controlled trials relevant to the review
Risk of bias in included studies and hence, we are unable to make any inferences about applica-
bility. Because of the broad scope of what could be considered ’de-
escalation’, it is possible that very wide-ranging and less precise
searching may find occasional trials of some relevance to this area.
Allocation
However, we think it unlikely that we have missed large relevant
There were no included studies to assess risk of bias. studies.
Blinding
Quality of the evidence
There were no included studies to assess risk of bias.
There were no randomised controlled trials identified relevant to
this review
Incomplete outcome data
There were no included studies to assess risk of bias.
Potential biases in the review process
Selective reporting We searched for published and unpublished trials and two review
There were no included studies to assess risk of bias. authors screened the potential studies. It is possible that our En-
glish language searching failed to identify trials, but important
studies such as would be expected for this review are probably
Other potential sources of bias likely to be published in journals indexed by the major databases
There were no included studies to assess risk of bias. we had searched.
2. Trials
2. For clinicians Other researchers have investigated de-escalation in acute aggres-
In the mental health setting, dealing with aggressive patients can sion for people with Alziehiemer’s disease with randomised tri-
be an everyday occurrence for healthcare professionals. Patient als for “Snoezelen” (Andreeva 2011), relaxing and music therapy
death or injury resulting from the use of restraint and seclusion (Casby 1994), simulated family presence (Garland 2007), ther-
is an increasing concern. In a report from the USA, there were apeutic and simulated therapeutic touch (Hawranik 2008) and
142 restraint-related deaths over a decade, 40% of which were lavender aromatherapy (Lee 2005)). It is not impossible to un-
attributed to unintentional asphyxiation during restraint (Weiss dertake trials in this very difficult area. Previous study designs
1998). Restraint not only poses a risk of harm for the patient, but for adults with general psychotic problems and aggression have
is also physically and emotionally traumatising for staff involved included single-group pre- and post-, quasi-experimental tech-
in the process. It has also been pointed out that “high restraint niques. There is clearly a need to conduct randomised control tri-
rates are now understood as evidence of treatment failure” (Stefan als in this area. We do realise that such a design takes much careful
2002). consideration and negotiation, but we have given this area some
In Leeds and York Partnerships NHS Foundation Trust, between thought and suggest an outline for a design of future trials (Table
January 2012 and December 2012, data from the Trust’s critical 2).
incident reports showed that there were a total of 5153 incidents,
of which nearly 20% (908) involved restraint. Of these, 67% (680)
incidents involved more than two members of staff. Five-hundred
and sixty three (83.5%) of these incidents involved at least four ACKNOWLEDGEMENTS
staff members in each incident. Nearly 2200 person-hours have
The Cochrane Schizophrenia Group Editorial Base in Notting-
been used up in managing aggression at mental health units in
ham produces and maintains standard text for use in the Methods
Leeds (LYPFT 2013). A survey of staff knowledge of de-escalation
section of their reviews. We have used this text as the basis of what
practices in Leeds and York Partnerships NHS Trust (Rao 2013)
appears here and adapted it as required.
showed that most staff agreed that it was a positive thing to have
training in de-escalation along with breakaway techniques and The search terms for the protocol were developed, in collabora-
restraint. Nearly half of the staff were able to identify the varied tion with the review authors, by the Information Specialist of the
situations where aggression could be de-escalated. Only 50% of Cochrane Schizophrenia Group, Samantha Roberts. We would
the staff stated, however, that they would ensure their own safety like to thank Mohamed Gomaa and Seyed Mazloomi for peer re-
when faced with an aggressive patient with whom they had to deal. viewing this version of the review.
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ADDITIONAL TABLES
Table 1. Other relevant Cochrane reviews
’As required’ medication regimens for seriously mentally ill people Douglas-Hall 2015
in hospital
Containment strategies for people with serious mental illness Muralidharan 2006
Zuclopenthixol acetate for acute schizophrenia and similar serious Jayakody 2012
mental illnesses
Clozapine for people with schizophrenia and recurrent physical Toal 2012
aggression
Methods Allocation: cluster-randomised, clearly described, with researched and recorded intra-class correlation coefficient
(ICC) reported
Blinding: none.
Duration: 2 weeks.
Setting: any psychiatric ward with high rate of aggression.
Notes * We are unclear of power calculations at this point. It is likely that the sample of people will have to total at least
300 to gain sufficient power to find clear outcomes that are likely to effect clinical practice, but this figure would
have to be modified depending on a well-researched (not imputed) ICC
WHAT’S NEW
Last assessed as up-to-date: 7 April 2016.
10 April 2017 Amended Review author, Harish Rao, affiliation updated. Reference LYPFT 2013 updated. Text in Authors’
conclusions amended.
DECLARATIONS OF INTEREST
All review authors have no known conflicts of interest.
Review authors JX and SZ work for Systematic Review Solutions which is an independent health care research company.
SOURCES OF SUPPORT
Internal sources
• Leeds PFT, UK.
External sources
• Inner Mongolia Medical University, Inner Mongolia, China.
One million projects of Science and Technology. Project code: YKD2013KJBW006