By Y. K. Chow, Member, ASCE, and C. I. Teh: J. Geotech. Engrg. 1991.117:1655-1668
By Y. K. Chow, Member, ASCE, and C. I. Teh: J. Geotech. Engrg. 1991.117:1655-1668
NONHOMOGENEOUS SOIL
By Y. K. Chow, 1 Member, ASCE, and C. I. Teh2
caps in contact with the ground. The considered soil profiles consist of soil with
Young's moduli increasing linearly with depth. Parametric solutions are presented
to show the influence of the distribution of the soil Young's moduli on the behavior
of the groups. For the nonhomogeneous-scil profiles considered, the effect of the
cap in contact with the ground has a small influence on the stiffness of the group
compared to the case without a ground-contacting cap. The load carried by the
cap, as expected, is significantly affected by the distribution of the soil Young's
moduli. Case studies of field tests in clay show that the consideration of the nature
of the soil inhomogeneity at the sites better models the behavior of pile groups
with ground-contacting caps.
INTRODUCTION
The behavior of pile groups where the caps are not in contact with the
ground is reasonably well understood. Several numerical models are avail-
able for the analysis of this class of problem in homogeneous soil (e.g.,
Poulos 1968; Butterfield and Banerjee 1971a). Approximate methods that
deal with nonhomogeneous soil are also available (e.g., Randolph and Wroth
1979; Chow 1986a, b). Methods of analysis that treat nonhomogeneous soil
in a rigorous manner are reported by Banerjee and Davies (1977) and Chow
(1987a, 1989).
In practice, the pile cap is generally in contact with the ground, but the
work in this area is not as extensive. Reported methods of analysis have
dealt mainly with this interaction problem in a homogeneous soil medium
(Butterfield and Banerjee 1971b; Davis and Poulos 1972; Kuwabara 1989).
It can be expected that the consideration of soil inhomogeneity may be more
realistic in many instances. Although three-dimensional finite elements (which
may deal with soil inhomogeneity) have been used for the analysis of this
problem (e.g., Ottaviani 1975), the costs of such computations are rather
prohibitive.
In this paper, a rigorous method of analysis for the pile-cap-pile-group
interaction problem in nonhomogeneous soil is described. The results of a
parametric study are presented to show the influence of the various factors
on the behavior of this pile-group system. Case studies of field tests on pile
groups in clay with ground-contacting caps are also presented.
'Sr. Lect., Dept. of Civ. Engrg., Nat. Univ. of Singapore, 10 Kent Ridge Crescent,
Singapore 0511.
2
Lect., School of Civ. & Struct. Engrg., Nanyang Technol. Univ., Nanyang Av-
enue, Singapore 2263; formerly, CAD/CAM Specialist, Nat. Univ. of Singapore,
Singapore.
Note. Discussion open until April 1, 1992. To extend the closing date one month,
a written request must be filed with the ASCE Manager of Journals. The manuscript
for this paper was submitted for review and possible publication on March 5, 1990.
This paper is part of the Journal of Geotechnical Engineering, Vol. 117, No. 11,
November, 1991. ©ASCE, ISSN 0733-9410/91/0011-1655/$1.00 + $.15 per page.
Paper No. 26315.
1655
material is assumed to be linear elastic with Young's modulus Ep. The center-
to-center pile spacing is s, and the overhang of the pile cap (measured from
the center of the edge pile to the edge of the cap) is b.
The soil layer is of a uniform thickness h overlying bedrock that is assumed
to be rigid. The soil profile considered in the present study has Young's
modulus increasing linearly with depth but with a constant Poisson's ratio
v. The soil Young's modulus is given by
E(z) = £(0) + Kz (1)
where E{z) = the soil Young's modulus at depth z; E(0) = the soil Young's
modulus at the ground surface; and \ = the rate of increase of the soil
Young's modulus with depth. Although this particular soil profile has been
considered in the present study, this approach is general enough to consider
arbitrary soil layering where the soil properties do not vary in the horizontal
direction.
The formulation of the problem considers pile-soil-pile interaction, cap-
soil-pile interaction, and the interaction among the cap subelements. This
i
rp :^w
j _
777777777777777777777777777-
Rigid rock
FIG. 1. Schematic Representation of Problem
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1. The cap acted on by an external applied load and interaction forces acting
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on the cap.
2. The piles acted on by interaction forces acting on the piles.
3. A soil continuum acted on by a system of interaction forces acting on the
soil at the cap-soil and pile-soil interfaces.
The vertical soil deformations at the nodal points are determined using
the principle of superposition. They may be written in the following matrix
form:
w, = F,P, (2)
1
where w^ = (wj , wls2, pl p2 P T
. . . , w"", w , w , . . . , w ") = the vertical soil
displacement vector; Pv = (Pf, Pf, . . . , Pc/", Pp\ Pf, . . . , PP")T = the
vector of interaction forces acting on the soil; F, = the soil flexibility matrix;
the superscripts ci and pj correspond to the ith soil element at the cap and
the y'th soil element at the pile, respectively; and m and n are the total
number of soil elements at the cap and piles, respectively. The flexibility
coefficients in F, are evaluated numerically using a displacement-based ax-
isymmetric finite element formulation as described by Chow (1987a, b).
The pile cap is discretized into subelements (Chow 1987b) and the piles
are discretized into two-node elements with an axial mode of deformation.
By considering the equilibrium of the cap-pile-soil system interaction forces
and the compatibility of the cap, pile, and soil displacements, the load-
displacement relationship of a pile group with ground-contacting cap is given
by
(K„ + K > „ = P (3)
where Kp = the assembled stiffness matrix of the discrete elements of the
piles (this matrix is augmented with degrees of freedom associated with
the pile-cap subelements); K, = the soil stiffness matrix obtained from
the inversion of F,. from (2); w p = {wf, wf, . . . , wp"\ wpi, wp2, . . . ,
W
P")T = t n e vertical displacements vector of the cap sublements and pile
nodal displacements [these displacements are compatible with the soil dis-
placements given in (2)]; P = the vector of external applied loads; ci and
pj correspond to the ith cap subelement andy'th pile node, respectively; and
m and n = the total cap subelements and pile nodes, respectively.
The stiffness matrix of the pile elements is easily available in the literature
(e.g., Smith and Griffith 1988). The degrees of freedom in K p associated
with the pile-cap subelements are augmented with zeros; the rigid pile cap
is simulated numerically by enforcing equal displacements of the subele-
ments of the cap and the nodes at the pile heads using a prescribed dis-
placement technique as described by Chow (1986a).
The present solutions are compared with the boundary element solutions
of Banerjee (1975), who used Mindlin's solution as the kernel function. The
1657
1658
15d 3d l-5d
\ "1 o o
r^rr —
10 20 30 (0 SO BO
L/d
Ibl
FIG. 2. Solutions for Two-Pile Groups (EpIE, = 1,000, sld = 3): (a) Stiffness of
Pile Group; and (to) Load Carried by Cap
1659
l-5d 3d 15d
o o
o o
20 30 40 50
LAI
lb]
FIG. 3. Solutions for Two-by-Two-Pile Groups (Ep/E, = 1,000, sld = 3): (a) Stiff-
ness of Pile Group; and (b) Load Carried by Cap
l-Sd
01 02 Ol
\ 3d
02 03 02
N. 3d
Ol 02 Ol
30 10
L/d
t660
of the loads carried by the piles due to the smaller interaction among the
piles.
Fig. 6 shows the effect of EPIES on three-by-three groups with Lid = 30
and sld = 3. Generally, for higher EpIEs values, the difference in stiffness
of pile groups in the homogeneous and nonhomogeneous soils is more
significant, whereas the load carried by the cap reduces, implying that more
loads are transferred to the piles.
The effect of pile spacing sld on three-by-three groups with Lid = 30 and
EPIES = 1,000 is shown in Fig. 7. These pile spacings cover the range
normally used in practice. As can be expected, increasing the pile spacings
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EIOI/EIU
— 1
Pile
— — 05
-- 0
1
I-
2
~"3w«
\\\
3
_.
'
I0l 10s
s/d
lb]
FIG. 8. Load Carried by Piles in Three-by-Three-Pile Groups (Lid = 30): (a) Effect
of EPIES; and (b) Effect of sld.
increases the group stiffness as well as the load carried by the cap. Even
for sld = 8, the load carried by the cap when E(0)/E(L) = 1 is about 31%,
decreasing to 25% when E(0)/E(L) = 0.5, and decreasing rapidly to only
about 9% when E(0)/E(L) = 0.
The effects of EpIEs and sld on the distribution of loads in the piles for
three-by-three groups with Lid = 30 are shown in Figs. 8(a) and 8(b),
respectively. For increasing Ep/Es, the greater interaction among the piles
result in a more uneven distribution of loads. The increasing pile spacing
results in smaller interaction among the piles, giving rise to a more even
distribution of the loads.
corresponding to the working load of the single pile with a factor of safety
of about 2.5. For the nonhomogeneous soil, the Young's modulus was
assumed to be proportional to the undrained shear strength of the clay as
reported. With this assumption, the back-analysis of the single pile as de-
scribed earlier gave £(0) = 12,500 kN/m2 and X = 1,352 kN/m2 per 1 m
depth for the nonhomogeneous soil profile, whereas the homogeneous soil
profile gave a uniform Young's modulus, Es, of 17,200 kN/m2; the soil
Poisson's ratio was taken to be 0.499.
The computed linear elastic load-displacement behavior of the pile group
is shown in Fig. 9, together with the field measurements. It can be seen
that at a factor of safety of about 2.5, the displacement of the group with
the nonhomogeneous soil assumption agrees closer with the measured dis-
placement; the homogeneous-soil assumption gives a slightly larger value.
A comparison of the computed and measured loads carried by the cap and
the piles is shown in Fig. 10. Again, the nonhomogeneous-soil assumption
agrees better with the field measurements. Fig. 11 shows that the computed
axial load distribution in the piles (obtained with the nonhomogeneous-soil
profile) at an applied load of 589 kN on the cap agrees closely with the
measured data.
—1
0-45 m
Ol 02 01
09 m
02 03 02
09m
01 02 01
JJ0-45m
2500
Measured (Koizumi and lto 1967)
— Computed (nonhomogeneous) /
— — — Computed (homogeneous) . /
2000
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T
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>
1 \
hi
Ii/
9
II
I lb)
I
Computed o---° Measured
(nonnomogeneous) (Koizumi and Ito 1967 ]
of axial loads in the piles embedded in nonnomogeneous soil when they are
loaded singly, loaded as a group when the cap is not in contact with the
ground and when it is in contact; the loads are normalized with respect to
the loads at the pile head. The effect of the pile-soil-pile interaction (where
the cap is not in contact with the ground) is to inhibit load transfer near
the pile head with more load transferred to near the pile toe. The effect of
the cap is to inhibit the load transfer further near the pile head. These trends
are reproduced by the numerical model and the solutions are in reasonable
agreement with the field results.
CONCLUSIONS
A numerical model has been described for the linear elastic analysis of
pile groups embedded in a nonhomogeneous soil with the caps in contact
with the ground. In the majority of the cases analyzed in the parametric
study, the use of an equivalent homogeneous-soil profile tends to under-
estimate the stiffness of the groups. The effect of a cap does not increase
the stiffness of the group significantly and this effect is even less significant
in the nonhomogeneous-soil profiles studied. The nonhomogeneous-soil
profiles, as expected, result in a significant reduction of the load carried by
the pile cap with a corresponding increase in the loads carried by the in-
dividual piles.
Case studies of field tests on pile groups in clay with ground-contacting
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20 10 60 80 100 120
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¥o-i
E
E 02
13
Computed Measured
O Loading on single pile
_,___ a Loading on group (cap not in contact with ground)
° Loading on group ( cap in contact with ground )
FIG. 13. Load-Transfer Behavior of Piles and Pile Groups: (a) Pile A; and (b) Pile
B
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APPENDIX I. REFERENCES
Banerjee, P. K. (1975). "Effects of the pile cap on the load displacement behaviour
of pile groups when subjected to eccentric loading." Proc. 2nd Australia-New
Zealand Conf. on Geomech., Australian Geomechanics Society/New Zealand Geo-
mechanics Society, 179-184.
Banerjee, P. K., and Davies, T. G. (1977). "Analysis of pile groups embedded in
Gibson soil." Proc. 9th Int. Conf. Soil Mech. and Found. Engrg., International
Society for Soil Mechanics and Foundation Engineering, 381-386.
Butterfield, R., and Banerjee, P. K. (1971a). "The elastic analysis of compressible
piles and pile groups." Geotechnique, London, England, 21(1), 43-60.
Butterfield, R., and Banerjee, P. K. (1971b). "The problem of pile-group-pile cap
interaction." Geotechnique, London, England, 21(2), 135-142.
Chow, Y. K. (1986a). "Analysis of vertically loaded pile groups." Int. J. Numer.
Analytical Meth. Geomech., 10(1), 59-72.
Chow, Y. K. (1986b). "Discrete element analysis of settlement of pile groups."
Comput. and Struct., 24(1), 157-166.
Chow, Y. K. (1987a). "Axial and lateral response of pile groups embedded in non-
homogeneous soils." Int. J. Numer. Analytical Meth. Geomech., 11(6), 621-638.
Chow, Y. K. (1987b). "Vertical deformation of rigid foundations of arbitrary shape
on layered soil media." Int. J. Numer. Analytical Meth. Geomech., 11(1), 1-15.
Chow, Y. K. (1989). "Axially loaded piles and pile groups embedded in a cross-
anisotropic soil." Geotechnique, London, England, 39(2), 203-212.
Cooke, R. W., Price, G., and Tarr, K. (1980). "Jacked piles in London clay: In-
teraction and group behavior under working conditions." Geotechnique, London,
England, 30(2), 97-136.
Davis, E. H., and Poulos, H. G. (1972). "The analysis of piled-raft systems." Aust.
Geomech. J., Australia, G2(l), 21-27.
Koizumi, Y. and Ito, K. (1967). "Field tests with regard to pile driving and bearing
capacity of piled foundations." Soils and Found., 7(3), 30-53.
Kuwabara, F. (1989). "An elastic analysis for piled raft foundations in a homogeneous
soil." Soils and Found., 29(1), 82-92.
Ottaviani, M. (1975). "Three-dimensional analysis of vertically loaded pile groups."
Geotechnique, London, England, 25(2), 159-174.
Poulos, H. G. (1968). "Analysis of the settlement of pile groups." Geotechnique,
London, England, 18(4), 449-471.
Randolph, M. F., and Wroth, C. P. (1979). "An analysis of vertical deformation of
pile groups." Geotechnique, London, England, 29(4), 423-439.
Smith, 1. M., and Griffiths, D. V. (1988). Programming the finite element method.
John Wiley & Sons, Chichester, England.
1667
Superscripts
ci /th cap subelement;
m total number of cap elements;
n total number of pile nodes; and
PJ /th pile node.
Subscripts
p = cap and pile; and
s = soil.
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