Lateltin2005 Article LandslideRiskManagementInSwitz
Lateltin2005 Article LandslideRiskManagementInSwitz
Landslides (2005) 2: 313–320 Olivier Lateltin · Christoph Haemmig · Hugo Raetzo · Christophe Bonnard
DOI: 10.1007/s10346-005-0018-8
Received: 8 April 2005
Accepted: 29 July 2005
Published online: 15 November 2005
Landslide risk management in Switzerland
© Springer-Verlag 2005
Abstract Six percent of Switzerland is prone to slope instability. New assessment, definition of protection requirements, planning of
federal regulations require regional authorities (cantons) to generate measures and emergency planning (Fig. 2).
natural hazard maps and the zoning of mass movements in order to
restrict development on hazard-prone land. The Codes of Practice for Landslide hazard assessment
hazard maps use red, blue and yellow respectively, to indicate areas The new Federal Ordinances on Flood and Forest Protection (OACE
of prohibited construction, construction with safety requirements 1994; Ofo 1992), require the cantons to establish hazard maps which
and construction without restriction. They need considerable efforts have to be incorporated in regional master plans and local develop-
to ensure communication with local populations. The present state ment plans. The cantons are responsible initiating hazard mapping.
of landslide hazard mapping in the 26 cantons, the transcription of The federal authorities subsidize this activity up to 70% of its cost.
hazard maps to local management plans and the corresponding rules The techniques for developing landslide hazard maps are outlined in
are presented. the federal recommendation “Code of practices for landslide hazard
and land use planning” (OFAT, OFEE and OFEFP, 1997), issued in
Keywords Landslides . Risk management . Hazard maps . Land use 1997.
planning . Switzerland
Register of events
Introduction An indispensable prerequisite for hazard identification is information
Located in the Alps, Switzerland is a small, hazard-prone country about past events. Recommendations for the definition of a uniform
(covering 41,300 km2 with 7.4 million inhabitants) exposed to debris register of landslides have been developed, including special sheets for
flows, earthquakes, floods, forest fires, hail storms, slides, rock falls, each phenomenon (slides, rock falls, debris flows) and each canton
snow and ice avalanches and wind storms. Landslides can be caused is currently compiling the data for its own register. These databases,
by ground conditions inherited from geological or glacial history, called “StorMe”, are transferred to the Swiss Agency for the Environ-
influenced by preparatory causal factors linked to climate or human ment, Forests and Landscape to allow an overview of the different
activities and by triggering causal factors related to weather, public natural disasters and potential associated damage in Switzerland.
works or earthquakes. The geological structure of Switzerland is es-
sentially the result of a collision of the African and European plates Classification of landslides
over millions of years. Fifty-seven percent of its surface lies in the Slides can be classified according to the estimated depth of the slip
Alps, 30% in the Molasse Basin (Swiss Plateau) and 13% in the Jura. surface (<2 m: shallow; 2–10 m: intermediate; >10 m: deep) and
Rainfall is abundant (500 mm in Central Valais, 2,500 mm on Säntis the long-term mean velocity of the movements (<2 cm/year: sub-
at 2,503 m asl) and evenly distributed throughout the year. Towards stabilized; 2–10 cm/year: slow; >10 cm/year: active). These depth and
the interior of the Alps, the timberline rises from 1,700–2,400 m and velocity parameters are not always sufficient to estimate the poten-
the permanent snowline from 2,500–3,200 m asl. tial danger of a slide. Differential movements must also be taken
The shaping of the present landscape has taken place over the past into account as they can initiate the toppling of buildings or open-
two million years. In the Swiss Alps, numerous slopes are affected by ing of cracks. Rock falls are characterized by their speed (<40 m/s),
small movements related mostly to ancient landslide mechanisms of the size of their elements (stone diameter <0.5 m, block diameter
post-glacial age and to the progressive failure of rock slopes induced >0.5 m) and the volumes involved. Rock avalanches with huge vol-
by weathering and water pressure in fault systems. We estimate that umes (>1 million m3 ) and rapid velocity (>40 m/s) can also occur,
more than 6% of the Swiss territory (2,500 km2 ) has been affected by although these are rare. Due to heavy precipitation, debris flows and
landslides. During the last 30 years, landslides have caused an average very shallow slides are frequent in Switzerland. Most of these are
annual direct financial damage of about US $20 million (Fig. 1) and moderate in volume (<20,000 m3 ) and of rapid velocity (1–10 m/s).
a death toll of 1 person per year (Schmid et al. 2004). These phenomena are dangerous and annually cause fatalities and
The new federal laws on forest and flood protection (LACE 1991; traffic disruptions.
LFo 1991), which were established after the flooding events of 1987,
are based on an integrated approach to protect people and assets Maps of landslide phenomena
from natural hazards (PLANAT 2005). The purpose of these new A map of landslide phenomena and an associated technical report
laws is the protection of the environment, in particular human life record evidence and indications of slope instability as observed in
and high value property, from natural hazards with a minimum the field. The map presents phenomena related to dangerous pro-
of structural countermeasures. Therefore, of particular importance cesses and delineates vulnerable areas. Field interpretations of these
are non-structural preventive measures. The four main elements phenomena allow landslide-prone areas to be mapped, based on
of the natural risk management strategy in Switzerland are hazard the observation and interpretation of landforms, on the structural
and geotechnical properties of slope instabilities and on historical built. The 30 kJ limit corresponds to the maximum energy that oak-
traces of previous slope failures. Some recommendations for the wood stiff barriers (railway sleepers) can resist. For rock avalanches,
uniform classification, representation and documentation of natu- the high-intensity class (E>300 kJ) is indeed always reached in the
ral processes have been established by the federal administration impact zone. The target zones affected by block avalanches of low to
(OFEE and OFEFP 1995). The different phenomena are represented medium intensity can only be roughly delineated.
by different colors and symbols. An additional distinction is made Most slides are characterized by continuous movements, some-
between potential, inferred or proved events. According to the scale times with associated phases of reactivation. A low-intensity move-
of mapping (e.g. 1:50,000 for the Master Plan, 1:5,000 for the Local ment has an annual mean velocity of less than 2 cm/year. A medium
Management Plan), this legend may contain a large number of sym- intensity corresponds to a velocity ranging from 1 to approximately
bols. This approach allows maps from different parts of the country 10 cm/year. The high-intensity class is usually assigned to shear zones
to be easily compared. or zones with clear differential movements. It may also be assigned
if reactivated phenomena have been observed or if horizontal dis-
Landslide hazard map placements greater than 1 m per event may occur. Finally, the high-
The hazard is defined as the probability of a potentially damaging intensity class can be assigned to very rapid, shallow slides (velocity
natural phenomenon within a specific period of time in a given >0.1 m/day). In the area affected by slides, field intensity criteria can
area (IDNDR 1993). Hazard assessment implies the estimation of the be directly converted to danger classes. For debris flows, the inten-
intensity of an event over time. Mass movements often correspond sity depends on the thickness of the potentially unstable layer. The
to gradual phenomena (slides) or unique events (falls, debris flows). boundaries defining the three intensity classes are set at e: 0.5 and 2 m.
It is indeed difficult to make an assessment of the return period of Unlike floods and snow avalanches, mass movements are usually
a large rock avalanche, or to predict when a dormant landslide may non-recurring processes. The return period, therefore, has only a rel-
reactivate. ative meaning, except for events involving rock and block avalanches
For simplification, three levels of intensity are considered, high, and debris flows which can be correlated with recurrent meteorologi-
medium and low (Table 1). Regarding probability, the same three lev- cal conditions. The probability of a mass movement should generally
els, high, medium and low, are used with the corresponding return be established for a given duration of land use. Thus the probability
periods 1–30, 30–100 and 100–300 years. The work to be done for a of potential damage during a certain period of time or the degree of
potential hazard is therefore to determine its intensity for the cho- safety of a specific area should be taken into account, rather than the
sen levels of probability at selected points in a specified area. This is actual frequency of an event.
achieved by various means, for instance by modelling the correspond- The occurrence probability of rock falls should be estimated by
ing processes (mathematically or by a physical model, calibrated by taking into account traces of former events that occurred during the
past events). Indicative values can be used to define classes of high, last 300 years. This allows zones of low, medium or high probability
medium and low intensity (see Table 1). of mass movement to be established. Rock avalanches are usually
For rock falls, the significant criterion is the impact energy in unique events, hence it is recommended not to subdivide them into
the exposed zone (the sum of translation and rotation energy). The high-, medium- or low-probability zones. Sectors with active move-
300 kJ limit corresponds to the impact energy that can be resisted ments, widening cracks or isolated rock avalanches originating in a
by a reinforced concrete wall, as long as the structure is properly
dangerous zone must be considered as “red zones” in the hazard maps. The next step is to classify the results according to the matrix
Most slides are continuous processes, therefore no strict probability diagram which combines intensity and probability (Fig. 3).
of occurrence exists for such mass movements. Periods of landslide Based on the results of the modeling processes and with respect to
activity are often related to precipitation events (Raetzo et al. 2002) Figure 3, it is then possible to determine the expected hazard level
and should be related to the probability of specific meteorological for any point on a map. The end-result is the hazard map, in which
conditions (for example, continuous precipitation associated with “red” means high, “blue”, moderate and “yellow”, low hazard level.
snow melting). For landslides, “yellow–white hatched” would imply very low hazard.
In principle, the probability scale does not exclude rare events, nor The word “danger” (inappropriately used in the Swiss recommenda-
does the intensity scale exclude high-magnitude events. Hazards with tions for hazards, due to the lack of an equivalent German term) or
a very low probability of occurrence are usually classified as “residual hazard thereby denotes the degree of exposure of persons, buildings
dangers” under the standard classification. In the domain of dangers and/or infrastructure to a potential hazard of a specified level. As
related to mass movements, the lower limit for a “residual danger” an example, Fig. 4 shows the difference between a landslide map of
has been set for an event with a 300-year return period.
– Blue zone (moderate hazard): Buildings are allowed in these zones or of particular planning measures (e.g. minimum distance to an
only under certain conditions depending on the type of hazard existing channel in which debris flows may occur). Particularly
(prescription zone). These conditions may include the requirement sensitive objects like hospitals or homes for elderly people should
of additional studies (e.g. geological and/or geotechnical expert not be authorized in such zones, nor should major development
advice in order to obtain a building permit, monitoring data), of projects. The local authorities can define special additional rules
special construction techniques (e.g. raft foundation for buildings), (e.g. limited density of construction).
of appropriate protection measures (e.g. drainage of the ground)
authorities decided to establish a comprehensive hazard map and – Land-use planning measures: they include the prohibition of new
propose long-term solutions for the protection of the village. constructions and normal building maintenance works only in the
The hazard map corresponding to the existing situation pointed red zone; no new planned residential areas in the blue zone, but
out a large red zone including numerous houses and no possible possible new buildings in existing housing lots, if local protection
extensions or relocations of the village, which was not acceptable. works are carried out, whereas limited modifications to existing
Thus the following protection goals were defined in order to design buildings are allowed, provided that safety measures are taken (e.g.
limited protection works: no dormitories in the basement); in the yellow zone, local protec-
tion is recommended for new buildings.
– No casualties for any event are accepted
– Structural measures: several protection works such as dams, reten-
– No damage is accepted for a 30-year return period event
tion basins and discharge channels, are proposed to reduce the risks
– Limited damage is accepted for a 100-year return period event
and modify the hazard level in the exposed zones. These structures
– A limited protection for assets is insured for a 300-year return
are designed for a 100-year return period event, but substantial
period event
damage might be expected in the case of a worse disaster, neverthe-
Thus, after intense discussions with the population and the can- less some inhabited areas will stay in red zones after the completion
tonal authorities, three types of measures were taken: of structural measures, which requires emergency measures.