Homology, An (Un) Solved Problem: Guillermo Lorenzo González
Homology, An (Un) Solved Problem: Guillermo Lorenzo González
The fact that Richard Owen’s most original and persuading treatise on
the subject matter of this notice [Owen (1849)] has recently been reedited in
English [Amundson (2007)] and Spanish [Balari & Lorenzo (2012a)] is an
eloquent piece of evidence that the homology concept seems to be in good
shape, despite doubts cast upon it by the long shadow of Darwinism through-
out the 20th century. It is a further piece of evidence on the same track that
many such doubts may now be declared solved thanks to Günter Wagner’s
last book—published 165 years after its venerable “homolog”, which is a re-
newed and enlightened summary of his ideas on the matter since his ground-
breaking articles of 1989, where the now popular “biological homology
concept” was firstly introduced [Wagner (1989a), (1989b)]. For the sake of
my point, let me start this notice by making a short detour and remembering
another text written in 1971. I am referring to Gavin de Beer’s very short
(sixteen pages) but extremely beautiful reader on the then very challenging
notion of homology, containing an expedient presentation of the concept and
up-to-date information extracted from the fossil record and the individual un-
folding of organisms corroborating the idea that superficial differences not-
withstanding, species seemed to be massively made of the same component
pieces [de Beer (1971)]. From a definitional point of view, the question
seemed to be not particularly problematic, for a large consensus had existed
since Richard Owen’s characterization in 1843 that homologs were “the same
organ in different animals under every variety of form and function” [Owen
(1843), p. 379]. So far so good, but the curious fact about de Beer’s booklet
was that after twelve pages as seemingly clear and unproblematic as the con-
cept itself, it ended with four demolishing pages that projected all kinds of
shadows upon the ultimate reality of the category, as if after all it was but an
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212 Guillermo Lorenzo
artifact conveniently installed in the biologists’ jargon but with no real bio-
logical import. By the time of de Beer’s passing away, just a few months af-
ter publishing the pamphlet, the “homology” question was, as he aptly
entitled it, “an unsolved problem”.
Gavin de Beer probably would not have even considered the issue — like
most of his contemporaries, were not for the fact that besides a champion of
the Evolutionary Synthesis and a guardian of the Darwinian orthodoxy, he
was also a leading embryologist, and one early committed to the then coun-
tercurrent idea of exploring the doings of individual development among the
causal factors feeding species evolution [de Beer (1940), Gould (1977)]. Oth-
erwise, evolutionary biologists were not particularly sensitive to the question
of the component parts of phenotypes around the mid 20 th century, for the
new Darwinian universe was one where no major entities beyond populations
and genetic sequences were felt necessary for explanatory purposes [Dawkins
(1976), Hull (1980), Ghiselin (1997)]. Moreover, their focus was put on “ad-
aptations”, a category defined on functional grounds and regarding which the
question of the structural boundaries within bodies was not particularly de-
manding [Lewontin (1978)]. Adaptations, mostly conceived of as external
surrogates of competing allelic sequences, were at most organismal compo-
nents in a rather fuzzy sense,1 a conclusion that obviously run against the
Owenian project of deciphering the organization of bodies as combinations
and reconfigurations of a few basic building blocks. So de Beer’s conflict,
atypical but at the same time symptomatic of the prevailing idea of nature
throughout the 20th century, was probably one between a Dr. Jekyll aware of
the motivation of incorporating the generative foundations of agreeing parts
of organisms within the evolutionist’s agenda, and a Mr. Hyde prompted to
disdain them as alien to the biologist’s evolutionarily grounded worldview.
The main objection that de Beer generically raised against the project of
identifying and positing homologs as units of evolutionary change revolved
around the question of how the homology concept could possibly advance,
given the prodigality of misleading examples, beyond its soft Darwinian or
historical interpretation — “community of descent from a representative
structure in a common ancestor”, and towards a hard core biological one —
already latent in Owen’s writings [Balari & Lorenzo (2012b), pp. 51-57],
based on the identification of shared genes and patterns of embryological ori-
gins underlying the structures of concern, which according to him ought to
“provide the key to the problem” on mechanistic grounds [de Beer (1971), p.
15]. Let us briefly review a couple of particular cases to get the flavor of de
Beer’s point [for similar cases more recently raised with a similar argumenta-
tive mood, see Butler & Saidel (2000)]:
[1] The common frog (Rana fusca) does not develop a lens if the optic
cup is cut out before the relevant embryological event; contrarily, the edible
Homology, an (Un)Solved Problem 213
Obviously enough, this definition does not suggest that a particular or-
gan may be obtained by an unrestricted array of means. It makes in any event
clear that different developmental means may lead to the same organic struc-
ture. So in the end, is it or is it not development the ultimate foundation of the
sameness relation underlying collections of homolog candidates? Wagner’s
not uncontroversial [see below], but extremely elegant position is that it is:
Namely, that complementarily to the range of variation in the developmental
mechanisms of homologs, a core of uniformity also exists that guarantees
character identities, in the sense introduced above. From this point of view
the case of lenses is straightforward, for it is a well established fact that the
inductive signals that ultimately transform cell populations — e.g. two lateral
patches of embryonic skin — into organs — e.g. lenses, are rather unspecific,
in the sense that they basically act as a perturbing stimulus that can be easily
replaced by natural or artificial surrogates. The role of such signals is that of
inciting cells to enter into one among the different possible fates originally
accessible to them. So putting all the pieces together, it becomes clear that
“the information for character identity is within the cells that react to the
signal and not in the inductive signal itself” [Wagner (2014), p. 93; the em-
phasis is from the original]. In other words, it is “within” that the foundations
of identities (i.e. of homologies) must be found. In this respect, the idea that
Wagner puts forward in the book, building upon previous suggestions by
Jean Deutsch [(2005)],4 is that “character identity networks” (ChINs) exist at
the genetic level, which interface between the positional information provid-
ed by inductive signals, on the one side, and downstream “realizer” genes in
charge of character states differentiating among collections of homologs, on
the other side. In between, variational modalities reflect “developmental mo-
dalities that lead to different and persistent variational tendencies” [Wagner
(2014), p. 127]. In any event, it is ChINs that Wagner deems ultimately re-
sponsible to the individuality of organs and their identity across species: i.e.
of homologies.
In a nutshell, the previous paragraphs offer the core of Wagner’s up-to-
date and high-tech approximation to the problems traditionally raised by the
homology concept. Obviously enough, Wagner’s beautifully written four
hundred and twenty five pages are full of important qualifications of the
framework and excellent illustrations of each and every of the author’s
points. It is fair to conclude that the concept relies now on much more solid
grounds than before — and it is worth remembering that it has been pointed
out as “the central concept of all biology” [Wake (1994), p. 268]. So Wag-
ner’s cannot be appraised but as a major advancement in our present under-
216 Guillermo Lorenzo
standing of nature. It was not however the author’s ambition to solve the
question from root to branch and in just one assault, as he actually admits by
pointing out some of the questions that he has decided to put aside for the
time being, which jointly boil down to the question whether the same homol-
ogy concept that applies to morphological characters also applies to behav-
iors, proteins, genes and gene regulatory networks [Wagner (2014), p. 1]. For
the sake of his own practical needs, Wagner’s decision of concentrating just
on the morphological level somehow entails that solving subtleties at the cor-
responding levels of analysis may be safely driven by ignoring the rest. I un-
derstand this as a practical and justifiable move that undoubtedly has
benefited the book. But it also raises some non-trivial questions regarding
Wagner’s otherwise elegant theory of homology, as I presently explain. Be-
fore that, I also want to comment another loose end — unless my own under-
standing of some critical passages of the book is not fair enough, which in
my opinion projects the shadow of a doubt into the overall new conceptual
map that the book opens. For the sake of clarity, I divide the rest of this no-
tice into two sections, respectively devoted to what I will refer to as the “in-
tension” and the “regression” problem.
(2014), p. 111; note that Wagner’s quote refers to the case of eyes]. So insect
limb probably is not an extra variational modality of the same homological
class to which fish fins and tetrapod limb belong. Moreover, within Wagner’s
framework the case does not seem to deserve the introduction of a further
conceptual distinction, for it simply amounts to the pervasive phenomenon of
sharing and reusing developmental resources in the most disparate organic
structures (or “molecular convergence”; Wagner [p.c.]).
If the above paragraph faithfully reflects Wagner’s actual position on the
issue, then one may preliminarily conclude that the intension problem is proba-
bly neutralized within his theory.9 However, it is not at all clear that Wagner’s
homological theory is really powerful enough to solve such issues in the ab-
sence of a corresponding theory at the genetic level, for the book’s statements
on such delicate matters rely on claims on similarities among gene regulatory
networks,10 which are however not grounded on a clear metric. So it seems that
only a theory of morphological homologies cum an associated homological
theory at the ChIN level may ultimately prove strong enough to decide whether
a certain array of organic structures are plain homologs, variational modalities
or nothing at all, defying Wagner’s ambition of obtaining clean answers while
avoiding theorizing on homologies at levels other than observed morphologies.
This leads me to the next problem I want to briefly comment.
and
[2] Similarity of a gene regulatory network of some tissues, even one in which
multiple genes are involved per se, is not strong evidence for homology [Wag-
ner (2014), p. 113].
Homology, an (Un)Solved Problem 219
ACKNOWLEDGEMENTS
I wish to thank Sergio Balari and Günter Wagner for their helpful comments
and suggestions to an earlier version of this note. Any remaining errors are my own
responsibility.
NOTES
1
Amundson [(2005), p. 240] aptly refers to the resulting view on homology as
the “homology as residue” concept.
2
A note of disclaim is in order here: I am applying Wagner’s ideas to de Beer’s
objection by my own, so any fault in the analysis is of my exclusive responsibility.
3
Actually so deep that Wagner concludes that the novelties that differentiate
between modalities at this level may eventually be deemed new organs “nested with-
in” the shared identity (Wagner [2014], p. 318).
4
Namely, Deutsch’s ingenious interpretation of comparative data from three in-
sect species — flies, beetles and butterflies. In all three species, the appendage of the
second thoracic segment behaves as a default element, which shows up in mutants
where the action of genes modeling the specificity of the third segment is repressed.
So according to Deutsch the respective appendages of the second segment must be
deemed homologs—i.e. the same organ, despite the fact that it is a wing in flies, an
elytra in beetles and a characteristically colored wing in butterflies.
5
“Analogy” is the word that Geoffroy specifically used to refer to natural iden-
tities (i.e. homologies).
6
My point is thus reminiscent to Jerry Fodor and Massimo Piattelli-Palmarini’s
criticism of classical Darwinian adaptationism [Fodor & Piattelli-Palmarini (2010)]. It
may be worth remembering that from Brentano on, “intensionality” is customarily
thought of as a hallmark of the mind. Fodor and Piattelli-Palmarini’s main conceptual
objection to Darwinism boils down to the metaphysical shortcoming of deeming na-
ture a mindful entity, as according to the model it makes a difference whether traits
are selected as adaptations for one or another concurrently particular benefit [see
Richards (2005) and (2012), for the particular case of Darwin]. It is my point that
some versions of the homological project similarly treat identities (or lack thereof) as
in the eye of the beholder, which cannot be other than nature itself.
7
A footnote of qualification (as it relates only indirectly to Wagner’s book) is
in order here. What I specifically mean is that a distinction like the one between a
“protrusion” and a “limb” seems to correspond to a conceptual hierarchy rather than
to a bona fide organic hierarchy. To be fair, Shubin, Tabin and Carroll do offer a pre-
cise definition of “protrusion”: Namely, “outgrowth of the body wall that [is] pat-
terned along three axes — the proximodistal, anteroposterior and dorsoventral axes”
[Shubin, Tabin & Carroll (2009), p. 821]. So it names a superordinate category com-
prising organs like limbs, horns, and so on. Their point is that the category is coexten-
sive with the expression of a certain array of common genetic sequences. It is my
point, however, that the distinction remains conceptual (in other words, it is just in the
beholder’s eye) in that no a clear biological correlate is actually suggested. Fair
enough, Shubin, Tabin and Carroll mention some candidate genes. But in the absence
of a theory grounding the rationale of telling them apart from the factors specifically
Homology, an (Un)Solved Problem 221
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RESUMEN
El concepto de “homología” se ha mostrado históricamente muy resistente a ser
explicado sobre unas bases mecanicistas. Esta nota introduce la reciente propuesta de
Günter Wagner, con la que da respuesta a la intuición de que tal explicación debe es-
tar conectada con el desarrollo. Apunta también dos posibles cabos sueltos de la teo-
ría, aunque probablemente acomodables a este nuevo marco.
ABSTRACT
The “homology” concept has historically proved very refractory to mechanistic
explanations. This notice introduces Günter Wagner’s recent proposal, with which he
fulfills the intuition that such an explanation is to be connected with development.
The notice also deals with two possible loose ends of the theory, which are neverthe-
less presented as putatively resolvable within this new framework.