A Guide To Building Workplace Integrity
A Guide To Building Workplace Integrity
workplace integrity
The Office of Police Integrity is working with Victoria Police to ensure the highest
professional and ethical standards are maintained. In addition to its practical
application, the material contained in this guide can be used to educate staff and
generate discussion about ethical conduct, leadership, and integrity within the
organisation.
December 2009
Contents
Building workplace integrity ....................................................................................4
How to use this guide.................................................................................................5
Workplace integrity indicator ...................................................................................7
Workplace integrity practice .....................................................................................9
Ethical leadership............................................................................................9
Active management and supervision ........................................................12
The right people ............................................................................................15
Effective processes ........................................................................................18
Confident professional reporting ...............................................................21
Workplace integrity resources ................................................................................24
Building workplace integrity
Building workplace integrity involves developing and maintaining a
professional and respectful workplace. It involves ethical leadership, active
management and supervision, the right people, effective processes and
confident professional reporting.
In essence, building workplace integrity is about creating a workplace that
fosters the development of high professional standards, and demonstrates the
values of the organisation.
An ethical and professional workplace is the best safeguard against risks to
integrity, including improper conduct, misconduct and corruption. With this
in mind, this guide has been developed to help Victoria Police strengthen its
workplace integrity. It will assist Victoria Police to:
• assess the management of workplaces
• identify particular strengths and weaknesses in current practice
• implement practical strategies to build and sustain workplace integrity.
We would like to acknowledge the assistance of Victoria Police members of
the Police Reform Advisory Group in developing this guide, which is based
on a public sector resource produced by the Western Australian Corruption
and Crime Commission.
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Comments
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Ethical leadership
My values are consistent with the
organisational values of integrity, leadership,
1 2 3 4 5
flexibility, respect, support and
professionalism.
I am a positive role model who acts with
1 2 3 4 5
integrity and professionalism.
I communicate the importance of professional
1 2 3 4 5
and ethical conduct to my staff.
I have the confidence and trust of my staff. 1 2 3 4 5
My influence contributes to a professional
1 2 3 4 5
working environment.
Active management and supervision
I take responsibility for the performance of
1 2 3 4 5
my team.
I use the people management resources
1 2 3 4 5
available to me to manage staff.
I know my staff, what they do, and how they
1 2 3 4 5
do it.
I actively manage work performance issues as
1 2 3 4 5
they arise.
I support the continuous improvement of my
1 2 3 4 5
staff.
The right people
My staff demonstrate the organisational
values of integrity, leadership, flexibility, 1 2 3 4 5
respect, support and professionalism.
My staff are committed to achieving team and
1 2 3 4 5
organisational goals in a professional way.
My staff know what constitutes proper and
improper conduct as a member of the 1 2 3 4 5
organisation.
My staff act to prevent misconduct and
1 2 3 4 5
improper behaviour.
My staff understand shared responsibility in
the workplace: they feel valued and
1 2 3 4 5
supported by Victoria Police, and in turn,
value and support the organisation.
Lead by example
The ethical tone of a workplace must start at the top with managers taking
responsibility for building a professional and respectful workplace. Managers
must not only communicate clear messages about ethical conduct and
integrity, but they must also model and demonstrate those very behaviours
expected of staff. Demonstrating commitment to the values and goals of the
organisation is consistent with professional leadership.
Examine performance
A range of work performance and complaints data can help to identify
potential performance and integrity issues in workplaces. For example:
• the outcomes of jobs attended by members
• the number of assault police or resist arrest charges
• use of force information
• characteristics and circumstances of complaints made against police
Examine complaints
Complaints data can provide a useful indicator of performance and integrity
concerns. While the number and type of complaints against staff will assist
managers identify potential trends in behaviour, managers should also
examine the findings of the complaints and the circumstances which preceded
it. Consider what the trends in complaints data may be saying about your
workplace. For example:
• Is a high number of complaints indicative of training issues, integrity
concerns, workload issues, a dissatisfied community or vexatious
complaints?
• Is a low number or absence of complaints indicative of professional
performance or a community to fearful to make complaints?
• Are there certain times or certain places associated with high or low levels
of complaints?
• Are there situational factors such as certain shifts or certain members
working together associated with high or low levels of complaints?
Ethics and Professional Standards Officers (EPSOs) can assist managers with
the provision and analysis of complaints data.
Be available
Make yourself available to staff. Establish open and regular channels of
communication with staff to help foster trust and build confidence. Create
formal and informal opportunities to discuss work performance, ethical
conduct issues or other concerns.
Adopt values
Widely promote the organisational values and their meanings in the
workplace. For example, generate discussion at team meetings about the
application of values in the workplace, use corporate screen savers, posters in
the workplace, signature blocks on emails, and workplace newsletters.
Consider rotating or changing the methods used to highlight organisational
values regularly.
Act to prevent
Acting with integrity means that staff must act with honesty and with moral
strength and courage. Foster an environment where staff feel comfortable to
speak up and intervene when needed. For example, encourage and support
staff to get involved when confronted with ethics or integrity related issues.
This includes acting to prevent colleagues from making poor or unethical
decisions providing constructive feedback on conduct or performance, and
not supporting negative or destabilising influences in the workplace.
Acknowledge staff
Regularly reward and recognise ethical conduct in the workplace. Rewards
and recognition schemes can be formal or informal processes. For example, it
may range from a personal acknowledgement or letter to an individual,
presentation at a staff meeting, an announcement made through an email
advisory, an article in the Police Gazette, presentation of a Chief
Commissioner’s award, or recognition through professional and ethical
leadership awards. Professional development assessments should also be
used to recognise and reward ethical leadership, conduct and integrity.
Monitor trends
Monitor emerging ethical risks by conducting regular environmental scans.
This could include monitoring local trends and issues and developing
workplace responses to these potential risks.
Reinforce policies
Reinforce policies and processes for managing those issues and risks that
have been associated with improper conduct, misconduct and corruption.
For example:
• Receipt of gifts and benefits
• Access and release of confidential information
• Secondary employment of staff
• Declarable associations
• Conflict of interest
Monitor compliance
Managers have a responsibility to monitor staff adherence to policies.
Consider the development of local procedures or practices to assist staff to
meet their ethical responsibilities and obligations. Completing an ethical
health plan for your workplace will help you better manage these risks.
Ethical and Professional Standards Officers can also assist in the preparation
of this plan.
Conduct audits
Conduct regular workplace audits to ensure that staff are complying with
their obligations under organisational policies, and that procedures in relation
to risk management areas are being adhered to. Use available audit tools and
checklists to ensure that your workplace is consistent with good practice. For
example, the Office of Police Integrity has developed a toolkit for assessing
the condition of police cells having regard to human rights, and a self-check
for interacting with sex workers.
Engage support
Enlist the support of your Professional Development Committee, the
Education Department, the Ethical Standards Department and the Office of
Police Integrity to conduct training and education sessions on policy and risk
areas for staff.
Use scenarios
Run a series of training scenarios or coordinated exercises to test risk
management operating procedures. Consult with the Ethical Standards
Department or the Office of Police Integrity to assist with the development of
scenarios.
Share responsibility
Maintain and promote the key message that all staff have a responsibility to
ensure the ethical health and professional standards of the workplace. For
professional reporting, this includes staff having the courage to raise integrity
concerns with colleagues, to report improper conduct, to support colleagues,
and to cooperate with investigators.
Enable reporting
Educate staff about the process for reporting integrity concerns. The Police
Regulations Act 1958 states that all reports of serious misconduct must be
made to a member of more senior rank to the reporting member. Other
avenues for staff to report include supervisors and managers, the Office of
Police Integrity, designated people or units within Victoria Police
departments, the Internal Witness Support Unit and Ethical and Professional
Standards Officers.
Support staff
All staff have a right to feel comfortable and safe in a professional and
respectful workplace. Be mindful of any destabilising influences such as
people who may obstruct the complaints process or people who may
victimise or harass those who make internal complaints. Intervene to prevent
and redress any instances of retribution, payback or harassment. It is
essential that these influences are dealt with immediately and that negative
attitudes and behaviours are not encouraged or supported by staff.
Reinforce the consequences for staff who may victimise, harass or bully
colleagues who make complaints. This is set out in the Police Regulation Act
1958. Any victimisation of harassment of internal witnesses must be reported
to the Ethical Standards Department.
Seek feedback
Seek confidential feedback from complainants about the reporting process –
for example through an informal discussion or debrief – and respond to any
identified issues. In particular, ask for feedback on your management of the
matter, treatment by colleagues, and how the process or type of support could
be improved for staff.