Chapter One: Course Objectives
Chapter One: Course Objectives
1. Introduction
Course Objectives:
Introduce the general processes of water resources planning and
Management.
Summarize how water resources could be utilized.
Describe how to plan a water resources project.
Acquaint with some optimization techniques in water resources
project planning.
Discuss international and national water rights and laws.
Have a thorough look on water resources potential and water
resources development potentials of Ethiopia.
Course Goal:
To built up foundation for water resource projects planning and
Management.
This lecture note describes the general process of and somehow detailed
methodologies employed in planning projects involving water resources. A
project consists of constructed facilities and other measures that control,
utilize, or limit the use of water. Planning activities include the
identification, formulation and analysis of projects. Planning activities are
also included in subsequent phases of project implementation, including
design, construction and operation. Engineers, but not all other professionals in
the water resources field, distinguish between planning and design, applying
the latter term to the preparation of detailed engineering studies, drawings, and
specifications for structures, equipment and other components of a project.
Water resources planning methods are based on scientific, legal, ethical,
critical concepts. It has been only about 50 years that modern water resources
planning has evolved over, even though water resources projects have been
constructed for thousands of years. Until recently, water resources‟ planning
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was carried out almost entirely by engineers. Economists and natural resources
planners have been represented extensively in the literature for many years.
Water resources are developed or managed for the following purposes and
functions:
Irrigation
Domestic, municipal, thermal-power plant cooling, industrial and etc.
Water supply
Hydroelectric power generation
Flood control and damage preservation
Low flow augmentation, Water quality management, including waste
water treatment and disposal
Navigation
Recreation
Commercial fishing and aquatic farming
Drainage, sedimentation control, land stabilization, erosion control and
other measures for management of watersheds
Other multipurpose uses
In addition to the foregoing purposes and functions, for which economic
benefits can usually be estimated, the growing “environmental movement” has
encouraged policies to plan and manage for the preservation and enhancement
of:
Natural water and related land areas, including aesthetic values
Archeological, historical, biological, and geological resources
Ecological systems
Water, land, and air quality
Planning, development and management of water resources may also be used to
further the general welfare, including:
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Regional economic development
Income distribution
Health and safety
Educational and cultural opportunities
Emergency preparedness
Other measures to improve the “quality of life”
Whereas the term purpose, objective and goal have similar meanings in
ordinary usage, they are different in water resources planning. Traditionally a
purpose has referred to a category of water needs and problems (e.g., municipal
and industrial water supply, flood control), while objective/goal implies a
broader value. Some water resource planners believe it is useful to consider a
goal as a general societal aim such as the “improvement of the quality of life”
and to express an objective in more specific (monetary or other) terms such as
“maximization of net benefit.” Policies are related to the goals and objectives
and to the various constraints which restrict development and management
within specific bounds.
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measuring and judging beneficial and adverse effects of alternative plans.
Procedures provide more detailed methods for carrying out the various levels
of planning activities, including the measurement of beneficial and adverse
effects, and the comparison of alternative plans for action. Principles, standards
and procedures are all subject to change over time. The principles, being most
fundamental, are expected to evolve relatively slowly, while the standards and
procedures are expected to change more readily with the development of data
and techniques. The term guidelines may be applied when the standards and
procedures are not fully binding on the planner.
Adapted from ASCE, 1974
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public interest groups, and other interested organizations and individuals. Such
participation should be both formal (e.g., hearings, interagency committees,
license and permit applications), and informal (e.g., brochures, response to
inquiries). Information from these entities and their reactions to proposals will
often sharpen the goals and objectives assist in identifying and analyzing
problems and solutions, provide guidance in the formulation and analysis of
alternatives, and indicate the acceptability and preference of possible
recommendations.
In proceeding from the initial to the final phase of the planning and
development process, the work in one phase can suggest changes in one or
more of the other phases. This effect can be referred to as feedback, and the
linkages may be in both forward and backward directions. Even when the water
resource system is implemented, it should be updated from time to time during
the operation and management phase.
The methods of water resources planning range from fairly simple techniques
employing substantial professional judgment to sophisticated mathematical
optimization approaches. The selection of methods for a planning effort depends
on the type of project; the formal requirement of the planning organization; the
available personnel, money, and equipment for investigations; and the
capabilities and preferences of the planning staff.
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-forecast of future activities in affected area
-estimates of existing and future flood damages
Consideration of alternative ways of meeting needs
-upstream reservoir
-local protective works for urban area
-nonstructural measures
Studies for reservoir
-selection of site selection of capacity
-selection of type of dam and spillway
-layout of structures
-analysis of foundations of structures
-development of construction plan
-cost estimates of structures
-layout and cost estimates of access roads, bridges, communication
facilities, construction camps, etc
-identification and estimation of requirements for lands, relocations,
easements, etc
-consideration of reservoir for multi purpose use with pertinent analyses
of layouts, capacities, costs, etc
Studies for local protective works-levees, walls, river shaping and paving,
interior pumping stations
Studies of nonstructural measures-land use controls, flood warning
systems, flood proofing, etc.
Formulation of optimal combination of structural and nonstructural
components for flood control project
Economic analyses
Financial analyses
Assessment of environmental impacts-ecological, archeological,
historical, geological, air and water quality, land sedimentation and
erosion, etc.
Sociological impact assessment
Public information and participation programs
Report preparation
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The planning activities shown by the list above constitutes the work needed to
prepare a feasibility report. The level of engineering detail for such a report is
higher than for a preliminary report, but lower than for the design of a project.
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water that replenishes the volume of a stream typically on the average of 30
times per year.
Figure 1.1 Distribution of water on earth (Source: UNESCO-1978)
Although there is enough water worldwide for everyone, its distribution is quite
variable. Population intensities and water availabilities are not often
compatible. People live in water-deficient areas because of attractive climate or
cultural reasons, or because relocation is impractical due to political, societal,
or economical constraints. Areas that are deficient in precipitation for
agriculture have often excellent soils and are thus good candidates for
irrigation. Some of the best economic developments lie in the flood plains of
streams, but they must be protected to survive and grow. The water resource
planner is thus challenged to overcome the problems of too little or too much
water, to develop the best logistics and facilities to meet water needs, and to
take advantage of other opportunities for development, preservation, and
enhancement.
Table 1.1 shows estimates for the average annual water balances of the world. A
major uncertainty in such estimates comes from the difficulty of estimating
precipitation on and evaporation from the ocean due to lack of observed data.
Also as discussed by Biswas (1979), such a global picture does not give a
From Wolman, 1962
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correct impression of the tremendous variability of water with regard to both
space and time.
Table 1.1 Average Annual water balance of world
In the case of rural urban water supply, the WHO (1976) carried out a survey
on the extent of water supply and sewerage at the end of 1975, to which 67
developing countries responded. In urban communities, some 130 million
people (25%) had no access to potable water by house connections or
standpipes. In rural areas, almost 1000 million people (80%) did not have
reasonable access to safe water. Considering both rural and urban populations
together, only 35% (638 000 000) were adequately served. These are averages.
There are several countries where 91 to 100 % of the urban population was
served while in other countries less than 5% of the rural population was served.
Biswas (1979) found large variations and enormous insufficiencies of water for
other major sectoral uses: agriculture, industry, and hydroelectric. Biswas also
identified a number of places where there have been severe social and
environmental impacts of water development, where conflicts have occurred
between federal and local jurisdictions, and between neighboring states, and
From Baumgarten and Reichel(1975)
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where problems have involved international waters. He concluded that the
problem of water availability in the future is basically that of rational
management.
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Chapter Two
2. Utilization of Water Resources
2.1 Water resources for Consumptive and non-consumptive uses
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c. Definitions Applied to All Water Uses:
Possibly, it is erroneous to define certain water uses as “consumptive”
and others as “non-consumptive.” All uses are partially consumptive and
partially non-consumptive. The following examples are illustrative.
b. Consider a farmer in the Lower Abay River Basin who withdraws 700,000
lit/day for irrigation from an Aquifer. He applies the water to his crop and
140,000 lit/day is not used by the crop production (evaporation, transpiration
and other biological functions of plant growth) but soaks into the ground. Over
several days, maybe weeks, the water travels downward into the Aquifer that
lies 1 meter below the surface. In this case, the farmer‟s use of the water is 80
% consumptive (560,000 lit/day) and 20 % non-consumptive.
Withdrawal and use of water can result in the water being consumed in the
process (like being absorbed into the body by a human, animal or plant). When
water use is consumptive, the water is not returned to the water source and is
no longer available for use by anyone downstream.
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On the other hand, when water use is non-consumptive, water is returned to
the water source and is available for use by other water users downstream. The
water user may be another person, an industry or business, a fish or another
part of the natural environment. Consider the following simple scenarios. A
Water User can be a municipality, an industry, a farmer or a part of the natural
environment like wetland re-nourishment or providing fish habitat. Consider
these admittedly simplistic examples.
a. If Water User #1 makes non-consumptive use of the water and returns all the
water he has withdrawn, User #2 has used of all the water withdrawn by User
#1. If User #2 again makes non-consumptive use, User #3 downstream can
again make use of all the water. An infinite number of such non-consumptive
users can make use of the water.
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Consumptive Use of Surface and Groundwater
Consumptive water use causes diminishment of the source at the point of
appropriation. Definition: Diminishment is defined as to make smaller or less in
quantity, quality, and rate of flow, or availability.
These facilities normally require water to fill or charge the system once a year.
The water used to fill or hydraulically charge such a system is consumptive and
does cause a diminishment of the source. Water use to fill these facilities will be
allowed, subject to in stream flows and existing rights, when water is available.
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Non-consumptive Water Use, Groundwater
Groundwater use is non-consumptive when there is no diminishment of the
source. In order not to diminish the source, the withdrawn water is injected or
infiltrated immediately back to the aquifer. The water must be returned in the
same quantity and quality (excluding temperature change) at a point in close
proximity to the withdrawal wells. An example of this use is a heat pump.
b. The consumptive use of water means the water is lost to the system. Users
downstream either have to rely on other sources of water (like tributaries
downstream) to make up the shortage or use less water. It is the removal of
water from the system that may cause harm to the downstream water users.
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The complexities, conflicts associated with water resources development was
summed up together as summarized by JOHN F. Kennedy of USA.
“Any one who solves the problems of water deserves not one Noble prize,
but two one for science and other far peace”
Water resources development projects are usually classified based on the
service they provide as: Single-purpose and multi-purpose
A single-purpose approach serves only one basic purpose therefore this type
of water development and management do not reflect the realities of poor
people‟s water use. People use domestic water supplies for activities such as
irrigating backyard gardens, providing for livestock, fishing, processing crops
and running small-scale enterprises. In areas without adequate domestic water
supply, they use irrigation water to meet household needs, such as drinking
and bathing, as well as to support a range of income generating activities in
addition to crop production.
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Goal 1: to eradicate extreme poverty and hunger;
Goal 2: to achieve universal primary education;
Goal 3: to promote gender equality and empower women;
Goal 4: to reduce child mortality, and
Goal 7: to ensure environmental sustainability.
When communities design their own water systems, they invariably plan for
multiple uses. And, when single use, public supply schemes are provided, they
are almost always used for multiple purposes. However, because these uses are
unplanned and only rarely acknowledged, they often lead to health risks for
water users, water shortages at the tail ends of supply systems, damage to
infrastructure, and conflicts between users.
Countries taking a strategic look at extending and improving water services for
poor rural and semi-urban communities, should capitalize on the opportunity
to reduce poverty, increase gender equity, and improve health by taking a
multiple-purpose approach. South Africa, for example, has acknowledged the
importance of multiple-use water services to lifting people out of poverty in its
2003 Water Services Strategic Framework. It pledges that: “Water and
sanitation programmes will be designed to support sustainable livelihoods and
local economic development. The provision of water supply and sanitation
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services has significant potential to alleviate poverty through the creation of
jobs, use of local resources, improvement of nutrition and health, development
of skills, and provision of a long-term livelihood for many households.”
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• Adding storage tanks
• Adding micro-irrigation systems
• Using different water sources depending on quality needs
• Promoting reuse of household “grey” (waste) water
Use of other water sources can be maximized by
• Working with the private sector to promote the use of affordable
pumps and drip irrigation kits (also applies to domestic systems)
• Promoting community/rooftop rainwater harvesting
• Enlarging ponds and wells
• Developing gravity-flow systems to pipe in stream-water
• Promoting credit and access to other inputs to enable people to
make use of productive water supplies (applies to all)
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multiple-purpose water supplies improve the productivity of livestock and
reduce mortality throughout the year. There are, for instance, some 1500
multi-purpose small reservoirs in Burkina Faso and around 30,000
government-funded household-level water-harvesting ponds in Ethiopia’s
Tigray region alone.
Improving health
Making more water available for cooking, bathing, sanitation and drinking
reduces the incidence of water-borne diseases and lessen child mortality. While
this can also be said of single-use, domestic water supply schemes, multiple
use approaches have the added value of also providing water for more food and
more income, which improves nutrition and allows people to take extra
preventive health measures and pay for health services.
A multiple use approach also addresses the health risks involved in unplanned
and unacknowledged uses of irrigation water and allows people greater benefits
from this source of water in areas that are as yet un-served by domestic
schemes.
While the quality of drinking water is an important health issue, research
shows that simply having water available in sufficient quantities for drinking
and hygiene is equally important. In fact, providing better access to larger
quantities of water through multiple-use approaches may improve health more
effectively than costly and often ineffective measures to ensure that high quality
water supply. This is especially true if there is a combined approach with the
use of household treatment technologies and hygiene education.
Improving gender equity
Improved water availability also promotes gender equity, as poor women are
primarily responsible for fetching water; women in Africa alone spend
around 40 billion hours per year on this activity. A study in Gujarat (India)
revealed that rural women put the time saved by improved water supply into
other productive activities. In this way, each woman could earn between US$16
and US$115 per year. Multiple-use approaches to water supply are deliberately
gender-sensitive, taking into account women‟s water needs for cooking, food
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processing, cleaning, and other domestic tasks; which are often otherwise
considered secondary to the need for drinking water.
In addition, for women who are landless or who cannot go far from their houses
for cultural or security reasons, multiple-use facilities near to dwellings can
provide valuable income-earning and food-security opportunities. A variety of
options, besides piped domestic water, can be used. Examples include rooftop
water-harvesting structures, new or enlarged family wells, and household run-
off storage tanks, which allow wastewater from washing and bathing, for
example, to be used productively.
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2.3 Compatibility of Different Uses of Water
If the requirements of water for different uses are compatible with one another,
effective use of the water will be made. If we take irrigation, navigation, and
water supply all impose water demands. Therefore, a project combining these
functions must provide a clear and separate allocation of storage space to each
of these potential functional uses.
Flood mitigation, with its requirement for empty storage space, is the least
compatible of all uses. Permanent flood storage is usually allocated at the top
of the normal pool or above the spillway crest. In evaluating the benefits of
storage for flood mitigation, only that storage in excess of the natural channel
storage in the reach occupied by a reservoir should be considered.
The storage for flood mitigation or control can be obtained by: Permanent
allocation or Seasonal allocation.
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projecting the benefits expected after the projects are placed in operation.
Estimates of population and water needs can be based on an interpretation of
data on historical trends. If such data are unavailable or inadequate, water
requirements must be estimated by other approaches, such as adapting typical
unit demands that have been compiled by various authorities.
There are large variations of population density throughout the world. The
following factors affect population distribution.
Climate (temperature, precipitation)
Landforms (topography, including altitude and slope, swamps, marshes,
and deserts)
Soils
Energy sources and mineral raw materials
Space relationships (accessibility as affected by distance from seacoast,
natural harbors, navigable rivers and fall lines, the heads of river
navigation)
Cultural factors
Historical (late discovery of settlement)
Political (boundaries, including buffer zones and controls and
migration and trade; government policies)
Types of economic activities
Technology (state of the arts; type of farming; highway, rail, water,
and air transportation facilities)
Social organization
Shryock et al. 1976
United Nations, 1973
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Demographic factors (variation in natural increase; variations in net
migration)
Economic characteristics (employed and unemployed economically active
population; homemakers, students, income recipients, and other none-
economically active population; income)
Withdrawal uses are from diversion of water from ground water or surface
water sources. Non-withdrawal uses are on-site uses such as navigation,
water-based recreation, and waste water disposal by dilution. Water is also
needed for natural vegetation and wildlife.
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one region to another and differ from those in other countries. Technological
developments may affect both water demand and water supply in the future, as
shown in the table below.
Differences in demand for public water supply are attributed to both natural
and economic factors. More water is used in warm, arid regions than in
humid areas due to more lawn watering, bathing, and air conditioning. Water
may be run continuously to prevent freezing of pipes extremely cold weather. Of
various climatic influences, precipitation appears to have the greatest effect on
per capita residential demand primarily since it affects the lawn watering
required. The living standards of the population also affect the demand, which
is greater for high income residential districts.
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Water Conservation and other non-structural alternatives:
Adverse impacts of water resources development (e.g., environmental, social,
legal) can often be prevented or mitigated by reducing the scale of the project to
fit smaller needs or by substituting management techniques and other non-
structural alternatives. Project cost will generally also be reduced by this
approach. The following are various methods that can be used for different
types of water resource purposes:
Municipal and industrial water supply-reduce the level and/or alter the pattern
of demand by metering, leak detection, and changes in repair rate structures,
regulations on use such as plumbing codes, education programs, and drought
contingency planning. Modify the management of existing water development
and supply by recycling, reuse, and pressure reduction. Increase upstream
watershed management and the conjunctive use of ground ad surface waters.
Irrigation water supply – Reduce the level and/or alter the time pattern of use
through irrigation scheduling, modified water rate structures, leak detection
and repair, recycling, and reuse. Modify the management of existing water
development and supplies by tailway recovery and phreatophyte controls.
Recreation and Fish and Wildlife – Enhance the management of existing sites
and manage capacity by distributing the users of the existing sites.
Hydroelectric Power - Reduce the level and/or time pattern of demand by time
of day pricing, utility loans for insulation, appliance efficiency standards,
educational programs, interregional power transfers, and increased
transmission efficiency.
A deep-rooted plant that obtains water from a permanent ground supply or from the water table
A class of desert plant with very long tap roots which develop to reach the phreatic zone.
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Flood Hazard Reduction – Reduce the susceptibility to flood damage by land
use regulations, development and relocation policies, and disaster
preparedness, flood proofing, flood forecasting and early warning systems,
flood plain information, flood plain acquisition, and flood plain easements.
Reduce the adverse burden of flooding by flood insurance and flood emergency
relief programs. Protect natural storage areas such as wetlands for site
detention of flood water and use human-made areas such as building roofs and
parking lots.
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