Alhuthaifi 2016
Alhuthaifi 2016
To cite this article: Faisal AlHuthaifi, Joseph Krzak, Timothy Hanke & Lawrence C. Vogel
(2016): Predictors of functional outcomes in adults with traumatic spinal cord injury following
inpatient rehabilitation: A systematic review, The Journal of Spinal Cord Medicine, DOI:
10.1080/10790268.2016.1238184
Context: Despite functional improvements during rehabilitation, variable functional outcomes were reported
when patients with Spinal Cord Injury (SCI) return to society. Higher functioning individuals at discharge can
experience a decrease in independent mobility (i.e. Motor Functional Independence Measure (mFIM) Score)
by one-year follow-up. However, functional gains after discharge have also been reported and associated
with recovery.
Objective: To identify, categorize and rank predictors of mFIM score for patients with SCI following inpatient
rehabilitation, both at the time of discharge and at one-year follow-up.
Methods: Data sources included CINAHL, PubMed, ERIC, Google Scholar, and Medline for literature published
from February 2000 to February 2015. Quality and risk of bias of included studies was assessed using the Risk of
Bias Assessment Instrument for Prognostic Factor Studies (QUIPS). Significant predictors of mFIM score were
categorized using the domains of the International Classification of Function and Disability model ICF and
ranked based on how frequently they were significant predictors of mFIM score.
Results: Twenty-seven predictors of mFIM score spanning the ICF domains were identified among seven
studies. At discharge, variables in the Body Structure and Function domain were the most consistent
predictors of mFIM score. At one-year follow-up, variables in the Activity and Participation domain were the
most consistent predictors of mFIM score. Contextual factors were the least frequent predictors at both
discharge and one-year follow-up.
Conclusion: This systematic-review assists clinicians setting realistic goals that maximize functional
independence at the time of discharge and after reintegrating to society.
Keywords: FIM, mFIM, Spinal cord injury, Predictors, Rehabilitation, Motor outcomes, ICF, Follow-up
time on functional outcomes for individuals in a rehabi- and health, and its interaction with contextual factors
litation setting. The FIM has been widely used for the (environmental and personal).25–27 Functional mobility
assessment of patients with SCI.5,7,8 It contains 18 func- influences an individual’s ability to participate in activi-
tional tasks: thirteen motor (mFIM) and five cognitive. ties within the community.28 Thus, functional outcome
Each task is rated on a seven-point ordinal scale ranging is an ideal area to study for individuals with SCI as it
from total independence (7/7) to complete dependence represents a measurement of disability across the conti-
(1/7).6 The FIM is commonly administered in a rehabi- nuum of care including both discharge from inpatient
litation setting upon admission and at discharge. It is rehabilitation and at follow-up. To date, there are no
becoming more common in clinical and research systematic reviews that identify, categorize, and rank
arenas to additionally administer the FIM during sub- predictors of functional mobility in SCI population fol-
sequent follow-up visits after discharge. lowing rehabilitation.
Despite functional improvements in the rehabilitation The objective of the current systematic review was to
setting, variable motor outcomes have been reported identify, categorize and rank predictors of functional
when patients return to society after discharge.9 outcomes for patients with SCI following inpatient reha-
Outcome studies of individuals with SCI at one-year bilitation, both at the time of discharge from inpatient
follow-up demonstrated that higher functioning individ- rehabilitation and at one-year follow-up. We anticipate
uals at discharge could experience a significant decrease that variables ( predictors) in the body structure and
in independent mobility.9–11 For people with chronic function and the level of activity and participation are
SCI, increases in secondary conditions such as pressure important domains influencing functional outcomes in
ulcers and urinary tract infection were associated with a rehabilitation settings. However, we anticipate that
decline in function over time.12 In contrast, functional additional variables such as contextual factors following
gains after discharge have been associated with recovery rehabilitation may alter functional outcomes (recovery).
from injury, even one year after injury.5,12 As a result of The results of this study will help clinicians to set realis-
such variability in post-discharge of motor outcome tic goals to maximize functional independence not only
levels, researchers are beginning to describe rehabilita- at the time of discharge but also after individuals inte-
tion as a “continuum” that includes both inpatient grate back into society and though-out their lifespan.
and post-discharge services within the first year post-
injury.13 The authors emphasized not only the impor- Methods
tance of considering the effects of both inpatient and The manuscripts used in the current systematic review
post discharge services when examining long-term out- was identified using the Preferred Reporting Items for
comes but also identifying additional patient specific Systematic Reviews and Meta-Analyses (PRISMA)
factors which can impact functional mobility across guidelines.29
the continuum of care.13
Functional outcomes after discharge can be influ- Eligibility criteria
enced by sociodemographic factors1,14–18 and injury The review includes retrospective, prospective and longi-
related characteristics3,19–23 including age, sex, race, tudinal cohort studies that were written in English.
cause of SCI, level and severity of neurologic impair- Additional criteria include studies that used: 1) individ-
ment, and the presence of traumatic brain injury.24 As uals with traumatic SCI, 2) International Standards for
a result of this complexity, it is important to identify Neurological Classification of SCI as the primary
specific predictors of functional outcomes. By identify- method of neurological assessment,30 3) the motor
ing these predictors, clinicians will be able to maximize FIM score as a primary outcome at discharge and/or
functional independence not only at the time of dis- one year follow-up assessment, 4) statistical modeling
charge but also after individuals integrate back into techniques to identify predictors of functional outcomes
society and though-out their lifespan. One tool that (e.g. regression) and 5) studies that took place in
can be used to facilitate not only identification of predic- inpatient rehabilitation settings 6) Studies included
tors but also categorize them is to apply the domains of factors independently associated with mFIM.
the International Classification of disability and Exclusion criteria consist of studies that focused on par-
Functioning (ICF) model. ticular body function other than functional outcomes
The ICF model is a classification of health and (e.g. respiratory management, pain, or depression),
health-related conditions that was developed by World and studies that did not use statistical techniques,
Health Organization (WHO) and published in which explicitly identify predictors of functional out-
2001.25,26 The model describes functioning, disability comes (e.g. group comparisons).
a total of 107 articles from six key databases (CINAHL, included: participation, attrition, prognostic factor
PubMed, ERIC, Google Scholar, Medline and the measurement, confounding measurement, outcome
Cochrane Library). After applying the inclusion criteria measurement, and statistical analysis and reporting
in the first stage of the review process, seventy-six studies (Table 2).31 All samples in the included studies represented
did not meet the inclusion criteria on the basis of the the population of interest on key characteristics, limiting
study title and abstract. Of the thirty-one remaining potential bias of the observed relationship between predic-
studies, twenty-four were further excluded after the full tors and mFIM scores. The follow-up rate across seven
text was comprehensively examined. Reasons for exclu- studies ranged from 85.3% to 100%.32–37 The percentage
sion are presented in Table 1. of patients who returned for follow-up was unclear for
Of the remaining seven studies, five included both dis- one of the studies.1
charge and one year follow-up mFIM scores, while two There was a moderate to high level of bias due to the
studies included only mFIM at one year follow-up. Thus, presence of confounding variables. The included studies
the literature search generated a total of seven articles for did not consistently state how the confounding variables
inclusion in the current systematic review.1,32–37 were accounted for in the data analysis section. Only
The level of evidence for one retrospective cohort and three out of the selected studies identified severity, age
one prospective study was Level IV. The five remaining and level of injury as confounding variables.33,35,37
studies qualified as Level III evidence since they were Also, one study showed residual confounding effects
prospective studies with high follow-up percentages by using large age groups that were not adequately
(≥ 85%) and integrated regression techniques in the adjusted for in the analysis.37
analysis to adjust for confounding variables (Table 2).38 The statistical analyses included in the selected studies
were appropriate in limiting invalid or false results.
Quality Assessment Furthermore, the outcomes of interest in the reported
The six categories of the QUIPS were used to evaluate the studies were adequately measured to limit any potential
included studies for potential bias. The six categories bias.
Akmal et al., 2003 ASIA classification was not used as the primary method of neurological assessment.
Chan et al., 2013 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Cohen et al., 2012 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Eastwood et al., 1999 Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment
Fisher et al., 2005 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Fyffe et al., 2014 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Horn et al., 2013 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Kennedy et al., 2011 Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment (Independent
variables included psychological factors.)
Kirshblum et al., 2011 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Kozlowski et al., 2013 Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment
Lee et al., 2014 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Lugo et al., 2007 Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment
McKinley et al., 2004 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Muslomanoglu et al., Study did not use statistical techniques to explicitly identify predictors of motor outcomes did not use
1997 statistical techniques to explicitly identify predictors of motor outcomes changes o any independent
variables *
Pershouse et al., 2012 Study did not use statistical techniques to explicitly identify predictors of motor outcomes did not use
statistical techniques to explicitly identify predictors of motor outcomes changes to any independent
variables *
Putzke et al., 2003 Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment
Riggins et al., 2011 Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment
Rodakowski et al., 2014 Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment
Sipski et al., 2004 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Spooren et al., 2011 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Weitzenkamp et al., Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment
2002
Wilson et al., 2012 Study did not use statistical techniques to explicitly identify predictors of motor outcomes
Yasar et al., 2015 Motor FIM score is not the primary outcome at discharge and/or one follow-up assessment
Yilmaz et al., 2005 Study did not use statistical techniques to explicitly identify predictors of motor outcomes changes to any
independent variables
Participation Low All samples in the included studies represented the population of interest on key
characteristics.
Attrition Moderate to high No evidence on attempts to collect information from drop outs.
Prognostic factor Low to moderate Proportion of the study sample is not adequate for 2 studies.
measurement
Confounding measurement Moderate to High Potential confounders are not appropriately accounted for, resulting in potential bias.
Outcome measurement Low Adequately measured to sufficiently limit potential bias.
Statistical analysis and Low Appropriate in limiting potential presentation of invalid or false results.
reporting
On the contrary, moderate to high risk of bias due to and 70% at one year follow-up (Fig. 3). The neurologic
attrition was identified among the included studies. Five level of injury was consistently identified as a predictor
out of the seven selected studies did not provide infor- of mFIM across all studies. The most common mechan-
mation about attempts to collect information on partici- ism used to categorize neurologic level of injury was
pants who dropped out. In addition, the selected studies dividing individuals into 5 groups: (1) AIS ABC (2)
did not provide insight into the potential impact of sub- C1-4 AIS ABC, (3) C5-8 AIS ABC, (4) paraplegia
jects lost to follow-up on study results and conclusions. AIS ABC, and (5) all AIS D. The results show that
Loss to follow-up is a common characteristic associated AIS ABC, paraplegia AIS ABC, C5-C8 AIS ABC
with increased risk of bias in cohort studies.39 were consistent predictors of mFIM at both discharge
Acceptable guideline for follow-up rate has been reported and follow-up.1,32–34,36,37 Other variables including tet-
in the literature.39 Among the included studies the raplegia C1-C4 with AIS ABC, comprehensive severity
response rate on follow-up was acceptable (>85%); index (CSI), and AIS D showed variation in predicting
the rate minimizes the risk of bias due to attrition. The mFIM at discharge and at one year follow-up.
selected studies used clearly defined, valid and reliable Secondary complications such as pressure ulcer were
measurements overall, adequate to limit potential bias. found to be a predictor of mFIM only at discharge
but were not at follow-up.
Predictors of mFIM scores at discharge and at
one-year follow-up
The adjusted R2 values for the individual full regression Predictors related to activity and participation
models ranged from 0.59 to 0.73 at discharge and 0.25 domain
to 0.51 at one year follow-up. We identified 27 predic- Predictors categorized to the Activity and Participation
tors among the individual studies spanning the ICF domain primarily emphasized functional status upon
domains (Table 3A and Table 3B). Figure 2 shows the admission and time spent participating in rehabilitative
number of identified predictors categorized using the activities. None of the included studies used standar-
ICF domains. When examining the variables within dized participation-based outcomes as predictors of
the seven selected studies, six of the seven studies had motor FIM score. The predictive variables in the
ten or more predictors of mFIM score.1,32–36 One Activity and Participation domain were significant
study only identified three.37 Furthermore, of the six 82.3% of the time at discharge and 76.2% of the time
studies with ten or more predictors, all had variables at one year follow-up (Fig. 3). Patient’s mFIM score
that spanned the ICF domains of interest (e.g. Body upon admission and hours spent on PT mobility train-
Function and Structure, Activity and Participation, ing including gait mobility were consistently identified
and Contextual Domain). Across 27 predictors included as predictors of mFIM at both discharge and at one-
in the 7 studies, there were 8 predictors within the Body year follow-up. Hours spent on wheelchair mobility,
Structure/Function domain (30%), 9 within Activity upright activities, and strengthening activities were pre-
and Participation (33%) and 10 in the Contextual dictors of mFIM only at discharge. Inpatient recreation
domain (37%). therapy, social work, case management services were
not predictors of mFIM at discharge but were consistent
Predictors related to body structure and function predictors of mFIM at a one-year follow-up. In
domain addition, hours spent participating in OT sessions were
Predictive variables in the Body Structure/Function consistently a predictor of mFIM only at one-year
domain were significant 84% of the time at discharge follow-up.
Discharge R 2
----> No Data R2 =0. 65 No Data R2 =0.73–0.670 R2 = 0.585 R2 =0.65 NR
ASIA ABC Body No Data S No Data X X S S 3 100%
All para Structure/ No Data S No Data S X S X 3 100%
Function (for all age gr except
2016
≥60)
C5–C8, grades A–C No Data X No Data S X S X 2 100%
secondary complication No Data X No Data X S X X 1 100%
(only Para A-C)
C1-C4 gradesA-C No Data X No Data S X S X 2 50%
ASIA D No Data NS No Data S X S NS 3 33. 30%
(all age except
age ≥ 60)
Comprehinsive severity No Data S No Data S S NS X 4 75. 00%
index (CSI) (for all age gr exceptonly C5–8, A–C and
(16–44) grade D
Time spent in inpatient Activity/ No Data X No Data S S S X 3 100%
PT Participation Participation (for age group ≥60) (only C1–4 and para
A–C)
Time spent in inpatient No Data X No Data S S X X 2 100%
OT services (h) (for age group 45–60) (only Para A–C)
Admission mFIM No Data S No Data S S S X 4 100%
(except Grade D)
Time spent in wheelchair No Data X No Data X X S X 1 100%
mobility – manual (h)
Time spent in gait No Data X No Data X X S X 1 100%
mobility training (h)
Time spent in PT mobility No Data X No Data S X X X 1 100%
training (h) age gr (16–44) only
Time spent in No Data X No Data X X S X 1 100%
strengthening
Activities (h)
Time spent in Upright No Data X No Data X X S X 1 100%
activities (h)
Time spent in inpatient No Data NS No Data NS NS X X 3 0%
TR/SW/CM/SLP
service (h)
Faisal AlHuthaifi et al. Predictors of functional outcomes in adults with traumatic spinal cord injury
33. 30%
100%
100%
100%
100%
100%
50%
33%
and 57% on follow-up (Fig. 3). Age, LOS and delayed
0%
0%
0%
admission to rehabilitation were consistent predictors
of mFIM at discharge and 75% of the time at follow-
up. Sex, level of education, use of ventilator at admis-
sion, payers, and employment showed inconsistency in
predicting mFIM at discharge and at one year follow-
up. Patient’s Body Mass Index was a predictor of
1
1
2
1
3
1
mFIM at discharge; however, it failed to consistently
predict mFIM at follow-up. Ethnicity was not a predic-
tor of mFIM at either discharge or at one year follow-
up. Language barrier was only predictor at one year
years)
(<65
X
X
x
x
follow-up
Discussion
NS
NS
NS
X
X
X
X
The purpose of the current systematic review was to
identify, categorize and rank predictors of functional
outcomes for individuals with SCI following rehabilita-
(only AIS grade D)
NS
NS
X
X
X
X
S
No Data
No Data
No Data
No Data
No Data
No Data
No Data
No Data
No Data
S
X
X
x
No Data
No Data
No Data
No Data
No Data
No Data
No Data
No Data
No Data
Education >12yr
Employment
Language
Age
BMI
Sex
33. 30%
0. 00%
100%
100%
100%
50%
50%
25%
75%
75%
50%
Management was a predictor of mFIM score only at
one year follow-up. The common language of the ICF
as a model of health and disability was applied to clas-
sify the ranked variables across domains. Identifying
individual variables within each domain allows for the
evaluation of the relationships among variables within
each domain, as well as, the relationship between vari-
1
3
4
4
3
2
4
1
4
X
X
X
X
X
x
X
X
X
S
(onlyPara gr
(only para+
(only C1–4)
(only para)
Grade D)
NS
NS
S
S
S
X
S
S
NS
NS
X
S
X
X
NS
NS
X
X
X
S
X
X
X
S
X
x
S
X
x
(Airway/respiratory
admission
Employment
Language
Education
Age
BMI
Sex
Contextual Domain
Figure 3. Rate of significant predictors in the ICF domain at Overall, variables in the Contextual domain were less
discharge and at one year follow-up. (Colour online) likely to predict mFIM scores at discharge and at
follow-up. However, it is important to consider the another, given the differences in culturally associated
direct effect of contextual factors on the identified factors, accessibility to cost-effective resources and sup-
predictors, themselves, of functional outcome. For porting means during and following rehabilitation.
example, the time spent in participating in the various
rehab intervention activities can be actually conditioned Clinical relevance
by contextual factors such as patient/therapist goals, The findings in this study allows clinicians to set more
motivation, scheduling. However, in other studies, con- realistic goals to maximize functional independence not
textual factors were found to be more strongly associ- only at the time of discharge but also after individuals
ated with measures of life satisfaction than measures integrate back into the community and though-out their
of the Activity and Participation domain (as measured lifetime. Also, the findings in the current systematic
by mFIM, Craig Hospital Inventory of Environmental review can help prioritize services received as a patient
Factors, and Craig Handicap Assessment and prepares for discharge and guide discharge planning to
Reporting Technique).45–47 ensure that post-discharge services are available once a
In the current systematic review, variables in the con- patient reintegrates back into the community.
textual domain showed that age at injury, LOS, and
delayed admission to rehabilitation were the most con- Study limitations and future direction
sistent predictor of mFIM. The findings are consistent There are a number of limitations were encountered in
with other studies on the positive influence of rehabilita- the current systematic review that warrant discussion.
tion LOS on functional achievements as determined by First, the mapping of predictors into the ICF domains
improvement in mFIM.48–51 These results suggest that was not entirely straightforward. By way of explanation,
admission to rehabilitation following SCI should be there is a risk of decreased reliability in the process of
expedited and discharged should be considered based identifying which domain the predictor relate to.25 In
on the attainment of goals. At the time of discharge con- an effort to minimize this risk, multiple expert opinions
sideration of physical, psychological and environmental were carried to confirm the accuracy of placement of
constraints within the community must be considered the predictors into its correct domain. Second, although
to minimize the effect of the contextual barriers on many studies showed that the Spinal Cord Independence
functional gains achieved during rehabilitation. Measure (SCIM) is the gold standard in serving as a
Nevertheless, predictors such as LOS can be influenced common tool for assessment of individuals with SCI,
by external factors like governmental policies, health its application in clinical practice has not yet been
system administration and financial considerations that fully embraced. In addition, the SCIM has undergone
in return may affect mFIM during and following two major revisions in 2001 and 2007. The current
rehabilitation. version is the SCIM-III. Consequently, there is insuffi-
Older age at injury can negatively affect functional cient data in the literature to fully utilize the SCIM-III
outcomes from discharge to one year follow-up. as an outcome measure for the purpose of this systema-
Although results from other studies found that neuro- tic review. However, future studies should utilize the
logical recovery to be independent of age, the findings SCIM-III assessment tool to improve reliability and sen-
further demonstrated that neurological improvement in sitivity measures of functional outcomes during and
elderly population fails to be translated into equivalent after rehabilitation.
functional mobility gains.52 Lack of functional mobility Although contextual ( personal and environmental)
gains was mainly associated with age-associated factors are essential to the framework of the ICF, they
conditions such as reduced cardiovascular capacity, have yet to be fully classified. This is a current limitation
endurance, and various chronic health conditions of the ICF, as personal and environmental factors are
(cardiovascular disease, osteopathic disorder).53,54 This critical to the process and outcome of the rehabilitation
suggests that facilitating tailored interventions for a par- for individuals with SCI. The ICF has also been criti-
ticular age population will help to accommodate their cized for its inability to clearly portray change of
specific needs and serve the overall goal of health-related factors over time.2
rehabilitation. The included studies did not explicitly include formal
Race and ethnicity were not identified as predictors of outcomes measures of participation. The included
mFIM score. This suggests that changes in mFIM may studies measured the activity and participation
not possibly emerge from racial and ethnic differences. through time spent in participating in rehabilitative
However, it is expected that ethnic group’s results from activities. Based on the current literature, it is still ques-
these studies may vary from one environment to tionable as to whether the number of hours is a valid
parameter for measuring activity and participation, as Conflict of Interest: No author has a conflict of interest
this perspective overlooks the association of subjective with the material presented.
character of experience with factors related to the con-
Ethics approval None.
textual domain. Given the importance of participation
to people with SCI, it is crucial that clinicians and Disclosures None.
researchers have access to outcome measures that accu-
rately measure participation in ways that are both theor-
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