Softened Truss Model Theory For Shear and Torsion: Aci Structural Journal Technical Paper
Softened Truss Model Theory For Shear and Torsion: Aci Structural Journal Technical Paper
by Thomas T. C. Hsu
The softened truss model theory, which has recently been developed It is generally agreed by researchers in recent years
for shear and torsion of reinforced concrete members, is summarized that the truss model theory provides a more promising
in a systematic and unified manner. Eleven equations involving jour-
teen variables are derived from equilibrium, compatibility, and ma-
way to treat shear ·and torsion. The original truss model
terials conditions to solve the shear problem. An additional six equa- concept was first proposed to treat shear problems by
tions involving six more variables are required to treat the torsion Ritter2 and Morsch 3 at the turn of the 20th century. It
problem. The theory was successfully applied to structures where was extended to treat torsion problems by Rausch 4 in
shear behavior predominates, such as low-rise shearwalls, framed wall 1929. These theories hold that a concrete element rein-
panels, deep beams, and shear transfer strengths. It also worked very
well for members subjected to torsion.
forced with orthogonal steel bars and subjected to shear
Efficient algorithms are proposed to solve the simultaneous equa- stresses would develop diagonal cracks at an angle in-
tions for different types of structures. The theoretical predictions are clined to the steel bars. These cracks would separate the
in good agreement with the test results in all cases. The prediction in- concrete into a series of diagonal concrete struts, which
cludes not only the shear and torsional strengths, but also the defor- are assumed to resist axial compression. Together with
mations of structures throughout their post-cracking loading history.
the steel bars, which are assumed to take only axial
tension, they form a truss action to resist the applied
shear stresses. For simplicity, the concrete struts are as-
Keywords: angle of twist; beams (supports); compatibility methods; deep
beams; deformation; equilibrium methods; failure mechanisms; frames; rein-
sumed to be inclined at 45 deg to the steel bars. Con-
foreed eonerete; reinforcing steels; shear properties; shearwalls; strains; sequently, these theories are known as the 45 deg truss
strength; stresses; stress-strain relationships; structural analysis; torsion; trusses model.
walls.
The rudimentary truss model of Ritter, Morsch, and
Rausch is very elegant, and the equations derived from
the equilibrium conditions are simple. Unfortunately,
A reinforced concrete member may be subjected to the predictions from these equations did not agree with
four types of actions; namely, axial load (compression the test results. For the case of pure torsion, the theory
and tension), bending, shear, and torsion. The first two may overestimate the test strengths by 30 percent. For
types of actions, axial loads and bending, are quite well the case of low-rise shearwalls, the overestimation may
understood; and the design methods are essentially the exceed 50 percent.
same for different nations. In contrast, the last two To improve the predictions of the truss model, the
types of actions, shear and torsion, are not well under- theory had undergone three major developments. The
stood; and the empirical design methods used in the first important development was the generalization of
codes and specifications are very different around the the angle of inclination of the concrete struts by Lam-
world. pert and Thurlimann. 5 They assumed that the angle of
In the past, there were two basic approaches used to inclination may deviate from 45 deg. On this basis,
analyze shear and torsion problems in reinforced con- three basic equilibrium equations had been derived,
crete; namely, the mechanism method and the truss which could explain why longitudinal and transverse
model method. The mechanism method is the basis of steel with different percentages can both yield at fail-
the current shear and torsion provisions in the ACI ure. Their theory was known as the variable-angle truss
Building Code. 1 By fitting the mechanism method to
the test results, the ACI method becomes empirical or
at best semi-empirical. From a theoretical point of
Received Mar. 3, 1987, and reviewed under Institute publication policies.
view, this method cannot satisfy the compatibility con- Copyright © 1988, American Concrete Institute. All rights reserved, including
dition, and in certain cases, even the equilibrium con- the making of copies unless permission is obtained from the copyright propri-
etors. Pertinent discussion will be published in the September-October 1989 ACI
dition. Structural Journal if received by May I, 1989.
O"t
-1891;,-
T
REINFORCED CONCRETE REINFORCEMENT
CONCRETE
(4)
(5)
Ed where
average strains in the £ and t directions, re-
(a) Compression Stress-Strain Relationship spectively (positive for tension)
'Ytr average shear strains in £-t coordinate (posi-
tive as shown in Fig. 1 for r11)
average principal strains in the d and r direc-
tions, respectively (positive for tension)
Eq(9a)
Material laws
The stress and strain of concrete in the d-direction is
assumed to obey the following material law proposed
by Vecchio and Collins 8 for the softened concrete
Equilibrium equations
Eq. (7a) and (7b) are plotted in Fig. 2(a). The stress
From the three equilibrium conditions of the truss 1: is the maximum compressive stress of a nonsoftened
model, it can be shown 17 that the stresses in the con- standard cylinder. The strain f is defined as the strain
0
(1) (8)
0.005 la u
'
T
/ /
~ """"
'/
Eq. (9a) and (9b) are plotted in Fig. 2b. 1/
'/
1
'/ /
and transverse steel bars are assumed to be elastic-per- '/
r
/
/ "
' / "
fectly plastic
Dv \
l
ft < fty j, = Esft (lOb)
Critical Zone (b)
where
(a)
Es modulus of elasticity of steel bars
f,y, /,y = yield stresses of longitudinal and transverse Fig. 3-Push-off test specimen for shear transfer
steel bars, respectively
yield strains of longitudinal and transverse
steel bars, respectively Ed, f"a, and r. By selecting a value of one unknown
variable, usually Ed, the other five unknowns can be
The 11 governing equations for shear, Eq. (1) to (11), solved.
contain 14 unknown variables. These unknown vari-
ables include seven stresses (a1, a,, Tw ad, a" J,, J,) and APPLICATIONS OF SHEAR EQUATIONS
five strains (E1, e, "(1, ed, E,) as well as the angle a and Shear transfer strength
the material coefficient r. If 3 unknown variables are The application of the softened truss model theory to
given, then the remaining 11 unknown variables can be predict the shear transfer strength of reinforced con-
solved by the 11 equations. For example, in the case of crete was made by Hsu, Mau, and Chen. 9 A typical
pure shear, the known variables are a1 = 0 and a1 = 0. specimen is shown in Fig. 3(a). 18 Under the applied ex-
The third known variable can be chosen for conve- ternal load V, shear stresses are created in the shear
nience, say Ed. For each given value of ed, the remaining plane, which coincides with the plane of action of the
11 unknowns can be solved. The series of solutions for line load. For an initially uncracked specimen, the load
various Ed values allow us to trace the post-cracking V will create diagonal cracks in the vicinity of the shear
loading history. plane. This cracked region is called the critical zone, in
At first sight, the solution of 11 nonlinear equations which failure will occur. In this zone the concrete struts
appears to be complex. However, careful examination and the longitudinal and transverse steel bars will form
shows that these 11 equations can be drastically re- a truss action to resist the applied load. Therefore, the
duced because they exhibit three characteristics. First, softened truss model theory is expected to be applica-
the 3 equations for material laws of concrete, Eq. (7) ble.
through (9), are expressed in terms of six unknown An element isolated from the critical zone is shown
variables, including the four unknown stress and strain in Fig. 3(b). With the imposed i-t coordinate system,
variables in the d-r coordinate ad, a" ed, and e, plus a the stresses acting on the element are a, and 7 11 • Assum-
and r. Second, Eq. (1) and (2) are coupled to the com- ing that the shear stresses are uniformly distributed
patibility and materials equations. f, in Eq. (1) and/, in along the shear plane and the transverse normal stresses
Eq. (2) can be expressed in terms of Ed, En and a are uniformly distributed on a plane perpendicular
through Eq. (10), (11), (4), and (5). Accordingly, Eq. thereto, then Tu = VI Lb, where L and bare defined in
(1) and (2) can also be expressed in terms of the six un- Fig. 3. Since these two stresses a1 and r1, are directly
known variables, when a1 and a1 are given. Third, ex- proportional to the external applied load V, they can be
amination of Eq. (3) through (6), (10), and (11) shows related by a proportional constant K, i.e.
that the six unknown stress and strain variables in the
i-t coordinate T 11 , E1, E,, "(1,, j,, and/,, can each be inde- (12)
pendently expressed as a function of some of these six
unknowns. Therefore, out of the set of 11 equations we where K = Lie. A sensitivity analysis 9 has shown that
can first solve a set of 5 equations - Eq. (1), (2), (7), the shear transfer strength is not sensitive to the con-
(8), and (9) - involving only the six unknowns ad, a" stant K. The shear strength will be changed by less than
ACI Structural Journal I November-December 1988 627
sym.
v v obtained for the selected Ed value. Otherwise, a new E,
r-a is assumed, and Steps 2 through 7 are repeated.
rt'~T
9. Select another value of Ed and repeat Steps 1
t r------.,
I through 8. In this way, a series of solutions for various
··O"t
L
I
I
I
1T111 0
..._
~
~Tit
I
I
Ed values can be obtained.
10. The stress and strains in the i-t coordinates r1,, E,
L I I
11 1
I f-O"t I
I ______ .J Et, 'Ytt• ft, and !t can be calculated from Eq. (3),. (4), (5),
L
(6), (10), and (11), respectively. The relationship be-
-lbl- tween any two variables, such as ru and -y,, can be
plotted.
v v Twenty push-off specimens tested by Mattock et
al. 18"20 have been compared to the softened truss model
Fig. 4-Stress condition in web of deep beam theory. 9 The mean value of the ratio of the measured
shear strength to calculated shear strength is 1.054 and
± 10 percent when K is doubled or halved. the standard deviation is 0.069.
Eq. (12) provides the first given condition. The sec-
ond condition is simply Deep beams
The prediction of deep beams using the theory was
made by Mau and Hsu. 10 A typical deep beam Fig. 4 is
Ut = 0 (13)
subjected to a two-point loading V and is simply sup-
ported. The shear span-to-height ratio a/h must be less
Using Eq. (12), (3), (11), and (5), then Eq. (2) can be
than 2. Under the applied load V, diagonal cracks will
expressed as follows
occur in the shear span, inducing a truss action. The
moment in the shear span is assumed to be resisted by
(ud - u,) K sina cosa (14a) the top and bottom bars while the shear force is taken
= ud sin2 a + u, cos 2a + p,j,Y by the truss action in the web. The web is defined by
the dotted rectangle in Fig. 4, the height of which is d,.
Er < Ery (ud - u,) K sina cosa d, is the distance between the centroids of the top and
= ud sin2 a + u, cos2a (14b) bottom steel. To develop the truss action, the web must
+ p,E. (Ed sin a + 2 E, cos a)
2 have transverse and longitudinal steel. The longitudinal
steel could include the top and bottom bars as long as
Also, using Eq. (13), (10), and (4), then Eq. (1) be- they do not yield prior to the shear failure in the web.
comes Fig. 4 also shows the stress condition of an element
in the web of the shear span. The element is subjected
to a shear stress r11 and a transverse (vertical) normal
stress u,. ru is defined as V/bdv. Since ru and u, are both
ud cos2 a + u, sin2a (15b) proportional to the applied load V, they can be related
+ p,E. (Ed sin2a + E, cos 2a) = 0 by a proportional constant K as expressed in Eq. (12).
Similarly, u1 = 0 in Eq. (13) is also applicable. With
Eq. (14) and (15), as well as Eq. (7) through (9) for these two identical conditions given, the solution pro-
the material laws of concrete, are all expressed in terms cedures for deep beams are identical to those derived
of the six unknown variables ud, u, Ed, E, a, and By r. for the shear transfer strength.
The only difference between these two physical
giving a known value to the variable Ed, the remaining
five unknown variables can be solved by the five equa- problems (deep beams versus shear transfer) is the def-
tions. Ed is selected because it is expected to vary mon- inition of the proportional constant K. K is equal to
otonically during the loading history. Lie in the shear transfer problem, but should become a
The five simultaneous equations can be easily solved function of the shear span-to-height ratio a/h in the
by an iteration procedure: deep beam problem. An approximate expression of K
1. Select a value for Ed. for deep beams is given in Reference 10
2. Assume a value for E,.
3. Finds from Eq. (8). K = 2dv a
h
0 < h~ 0.5 (16a)
4. Find ud from Eq. (7).
5. Find u, from Eq. (9).
6. Solve a from Eq. (15). To determine whether Eq. a
0.5 < h ~ 2 (16b)
(15a) or Eq. (15b) has been correctly used, check E1 us-
ing Eq. (4). ,
7. Calculate E, from Eq. (14b) if E, < Err If E1 ~ E1y, In Eq. (16b) K varies from 2dvfh (about 1.6) to zero
check Eq. (14a). E, can be calculated using Eq. (5). when a!h varies from 0.5 to 2. When a/h exceeds 2, K
8. If E, is close enough to the assumed value or if Eq. remains zero because the beam has reached the geo-
(14a) is satisfied, a set of SOlution Ud, U, E, a, and Sis metric proportion of a slender beam. The sensitivity of
628 ACI Structural Journal I November-December 1988
K on the shear strength has also been studied. A varia- a:
i5
tion of the K value by ± 0.25 does not change the shear
strength by more than 10 percent.
gt
z-
0
HOR. DIR.
ad
(22a)
assumed to be negligible, i.e
a, - P 1 E, f 1
f, = 0 (17) fe < fey r2 = ad
(22b)
With this given condition, the equilibrium and compat- In Eq. (22) q 1 is a given constant which may be zero if
ibility equations can be further simplified. no vertical loads are present.
Compatibility equation-Using f 1 = 0 and substitut- Eq. (7}, (21}, and (22) contain four unknowns fd, f 1,
ing Eq. (5) into Eq. (4) gives (Jd, and !;. By assuming a value of fd, the other three
unknowns can be solved. The solution can be obtained
(18) by a simple iterative procedure as follows:
1. Select a value of fd.
Summing Eq. (4) and (5), it can easily be shown that 2. Assumes and calculate f 1 and ad from Eq. (21) and
(7), respectively.
(19) 3. Substitute f 1 and (Jd into Eq. (22) to calculate !;.
4. If r is close to the assumed value, a solution is ob-
Substituting Eq. (17) through (19) into Eq. (8) (making tained for the three unknown ft, ad, and r. If is not r
also a slight change by taking p. equal to zero) we ob- close enough to the assumed value, repeat steps (2) and
tain a very simple form of r (3).
5. Select another value of fd and repeat Steps (2)
r= cosa (20) through (4). fd can be selected with a suitable increment
up to 0.0035. This will give a set of solutions for the
Substituting Eq. (20) into Eq. (18) gives four unknowns, fd, ft, ad, and r.
6. Calculate a, f" T1, 'Yw andft from Eq. (20), (19),
(21) (3}, (6), and (10}, respectively. The relationship of any
two variables, such as T 11 versus 'Yw can be plotted.
Equilibrium equation-Equilibrium Eq. (1) through Twenty-four low-rise shearwalls have been tested by
(3) can be simplified by neglecting the tensile strength Barda, Hanson, and Corley; 24 Benjamin and Wil-
ACI Structural Journal I November-December 1988 629
much greater than the longitudinal (vertical) restraint.
--~=~~~=~~Frame If the transverse restraint is assumed to be infinite, then
Beam
E1 = 0.
Cracks
The thickness td will be determined later by the com- ory, 29 •17 () and 'Ytt are related by the compatibility con-
patibility conditions. dition
Using the principle of stress transformation in the
concrete struts, an element in the d-r coordinate [Fig. () Po
= 2 A 'Yet (24)
7(c)] is subjected to a principal compressive stress ud 0
.:::----
CENTERLINE OF
SHEAR FLOW ~
2
STRAIN ACTUAL
DIAGRAM STRESS
BLOCK
UNIT WIDTH OF
CONCRETE STRUT
(30a)
Pc = outer perimeter of concrete cross section
~ a coefficient equal to 1 for rectangular section
and 1r/4 for circular section, ~ can be taken as
unity for all shapes of cross sections with only
(30b) negligible loss of accuracy for Ao and Po
In Eq. (30) p1 = A/po td
Eq. (33) and (34) are derived by assuming that the cen-
Substituting Eq. (11) and (5) into Eq. (2) gives two terline of shear flow lies midway in the thickness of the
possibilities shear flow zone td.
The thickness td can be solved from Eq. (32) by a
(31a) small trial-and-error procedure, if the variables Ed, E"
and a are given. The iteration method for solving the
six equations - (8), (28), (29), (30), (31), and (32) is
(ud + p 1EsEd) tan2 a
Er = (31b) 1. Select a value for Eds and Ed = Ed/2.
PtEs 2. Assume a value of E,.
3. Calculate t from Eq. (8).
In Eq. (31a) and (31b) p, = A,!std.
4. Calculate k 1 from Eq. (29).
The thickness td in Eq. (26) can be expressed in terms 5. Calculate ud from Eq. (28).
of Ed, E, and a by a series of substitution: (a) substitute
6. Assume a value of td and calculate Ao and Po from
'Yet from Eq. (6) into Eq. (24); (b) substitute 8
Eq. (33) and (34).
as per Eq. (24) from Eq. (24) into Eq. (25); (c) substi-
7. Calculate a from Eq. (30). To determine whether
tute 1/; from Eq. (25) into Eq. (26); and (d) substitute Eds
Eq. (30a) or (30b) is valid, check E1 by Eq. (4).
from Eq. (27) into Eq. (26). The resulting expression is
8. Calculate td from Eq. (32). If td is close to the
value assumed, the set of td and a is obtained. If td is
(32) not close enough to the assumed value, repeat Steps 6
and 7.
9. Calculate E, from Eq. (31b) if E1 <E1r E1 can be cal-
Notice that Ao and Po are also functions of td
culated from Eq. (5). If E1 ~ E1y check Eq. (31a).
10. If E, is close enough to the assumed value or if
(33) Eq. (31a) is satisfied, a set of solutions for E, t. kl> ud,
a, and td is obtained for the selected Eds value. Other-
wise, a new E, is assumed and Steps 2 through 9 are re-
(34) peated.
11. Select another value of Eds and repeat Steps 1
where through 10. Eds can be selected with a suitable incre-
Ac = area bounded by the outer perimeter of con- ment up to 0.0035. This will give a set of solutions for
crete cross section Seven VariableS Ed, Ero S• kl, Ud, a, and fd.
ACI Structural Journal I November-December 1988 633
12. Calculate the other strain or deformation vari- Bericht No. 6506-2, Institut fiir Baustatik, ETH, Zurich, June 1968,
ables e1, e" 'Ytu 0, and 1/; from Eq. (4), (5), (6), (24), and 101 pp., and "Torsion-Bending Tests on Reinforced Concrete Beams
(25), respectively; and the stress or force variables r1,, j,, (Torsion-Biege-Versuche an Stahlbetonbalken)," Bericht No. 6506-3,
Institut fiir Baustatik, ETH, Ziirich, Jan. 1969, 116 pp.
j,, and T from Eq. (3), (10), (11), and (23), respec-
6. Collins, M. P., "Torque-Twist Characteristics of Reinforced
tively. Concrete Beams," Inelasticity and Non-Linearity in Structural Con-
The procedures just mentioned are illustrated by an crete, Study No. 8, University of Waterloo Press, 1973, pp. 211-231.
example in Appendix A. 7. Robinson, J. R., and Demorieux, J. M., "Essais de Traction-
The softened truss model theory has been used in Compression sur Modeles d'ame de Poutre en Beton Arme,"
IRABA Report, Institut de Recherches Applliquees du Beton Armae,
Reference 14 to predict the strengths and behaviors of Part I, June 1968, 44 pp., and Part 2, "Resistance Ultimate Du Be-
108 torsional beams available in the literature. 5•30•36 The ton De L'ame de Poutres en Double Teen Beton Arme," May 1972,
algorithm is more complicated than the one given here 53 pp.
but the results should be identical. For the 61 under- 8. Vecchio, F., and Collins, M. P., "Stress-Strain Characteristics
reinforced beams with stirrups spacing within the ACI of Reinforced Concrete in Pure Shear," Final Report, IABSE Col-
loquium on Advanced Mechanics of Reinforced Concrete (Delft,
Code limitation, the experimental-to-calculated tor- 1981), International Association for Bridge and Structural Engineer-
sional strengths have a mean value of 1.014 and a stan- ing, Zurich, pp. 211-225.
dard deviation of 0.051. The post-cracking deforma- 9. Hsu, Thomas T. C.; Mau, S. T.; and Chen, Bin, "Theory on
tions (angle of twist, strains in steel and concrete) are Shear Transfer Strength of Reinforced Concrete," ACJ Structural
Journal, V. 84, No. 2, Mar.-Apr. 1987, pp. 149-160.
also correctly evaluated.
10. Mau, S. T., and Hsu, Thomas T. C., "Shear Strength Predic-
CONCLUSIONS tion for Deep Beams with Web Reinforcement," ACI Structural
Journal, V. 84, No. 6, Nov.-Dec. 1987, pp. 513-523.
I. The softened truss model theory is shown to unify
II. Hsu, Thomas T. C., and Mo, Y. L., "Softening of Concrete
the treatment of shear and torsion in reinforced con- in Low-Rise Shear Walls," ACI JOURNAL, Proceedings V. 82, No.6,
crete. Eleven equations involving fourteen variables Nov.-Dec. 1985, pp. 883-889.
were derived from equilibrium and compatibility con- 12. Mau, S. T., and Hsu, Thomas T. C., "Shear Design and
ditions as well as the material laws to solve the shear Analysis of Low-Rise Structural Walls," ACI JouRNAL, Proceedings
V. 83, No. 2, Mar.-Apr. 1986, pp. 306-315.
problem. Six additional equations involving six addi-
13. Mau, S. T., and Hsu, Thomas, T. C., "Shear Behavior of
tional variables are required to solve the torsion prob- Reinforced Concrete Framed Wall Panels with Vertical Loads," ACI
lem. The most efficient algorithms for solving the si- Structural Journal, V. 84, No.3, May-June 1987, pp. 228-234.
multaneous equations are presented for various types of 14. Hsu, Thomas T. C., and Mo, Y. L., "Softening of Concrete
structure. in Torsional Members-Theory and Tests," ACI JOURNAL, Proceed-
ings V. 82, No. 3, May-June 1985, pp. 290-303.
2. The theory is applicable to a variety of structures 15. Hsu, Thomas T. C., and Mo, Y. L., "Softening of Concrete
subjected to shear, such as low-rise shearwalls, framed in Torsional Members-Design Recommendations," ACI JOURNAL,
wall panels, deep beams, and the shear transfer prob- Proceedings V. 82, No. 4, July-Aug. 1985, pp. 443-452.
lems. It is also quite suitable for torsional members. In 16. Hsu, Thomas T. C., and Mo, Y. L., "Softening of Concrete
all these cases, the theoretical predictions agree very in Torsional Members-Prestressed Concrete," ACI JouRNAL, Pro-
ceedings V. 82, No. 5, Sept.-Oct. 1985, pp. 603-615.
well with the test results.
17. Hsu, Thomas T. C., Torsion of Reinforced Concrete, Van
3. The theory is able not only to predict the shear Nostrand Reinhold Co., New York, 1984, 544 pp.
and torsional strength of a structure, but can also pre- 18. Mattock, Alan H., "Effect of Aggregate Type on Single Di-
dict the deformation, such as shear deflection, angle of rection Shear Transfer Strength in Monolithic Concrete," Report No.
twist, and steel and concrete strains throughout the SM 74-2, Department of Civil Engineering, University of Washing-
ton, Seattle, Aug. 1974, 72 pp.
post-cracking loading history.
19. Mattock, Alan H.; Li, W. K.; and Wang, T. C., "Shear
ACKNOWLEDGMENT Transfer in Lightweight Concrete," Journal, Prestressed Concrete
The research is sponsored by the National Science Foundation Institute, V. 21, No. I, Jan.-Feb. 1976, pp. 20-39.
through Grant No. ECE-8511876. 20. Hofbeck, J. A.; Ibrahim, I. 0.; and Mattock, Alan H., "Shear
Transfer in Reinforced Concrete," ACI JouRNAL, Proceedings V. 66,
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chnung des Eisenbetons gegen Verdrehung), Technische Hochschule, stitute, Detroit, 1977, pp. 149-202. Also, Research and Development
Berlin, 1929, 53 pp. 2nd Edition, 1938. 3rd Edition, titled Drillung, Bulletin No. RD043.01D, Portland Cement Association.
Schub und Scheren in Stahlbetonbau, Deutscher lngenieur-Verlag 25. Benjamin, Jack R., and Williams, Harry A., "The Behavior of
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