Chapter Eight Semiconductor Crystals: Elements
Chapter Eight Semiconductor Crystals: Elements
Elements : Group IV
C(graphite) 1S22S22P2
Si 1S22S22P63S23P2
Ge 1S22S22P63S23P63d104S24P2
Compounds :
IV-IV : SiC
III-V : GaAs, InSb, GaP, ..
Ga 1S22S22P63S23P63d104S24P1
As 1S22S22P63S23P63d104S24P3
II-VI : ZnS, CdSe, …
1
Eg
determines intrinsic conductivity and intrinsic carrier concentration
k BT
(Eg can be obtained by optical absorption)
2
Two types of semiconductors
ε ε conduction band
conduction band
Eg Evertical Eg
3
4
Direct absorption process Indirect absorption process
5
Optical absorption of InSb
Eg=0.23eV
A sharp threshold
6
Why is your computer chip made of Si, but the laser in
your CD player is made of GaAs (GaN in the future)?
Comparison of absorption
Weak absorption GaAs
Si and emission
Absorption
Absorption
red light
1.5eV
1.1eV
L 4π
a
X
Octahedron
Origin point Γ (0,0,0)
Point X (2π/a, 0, 0)
Point L (π/a, π/a, π/a)
9
L Γ X
FCC Lattice along ΓL FCC Lattice along ΓX
8 6
(101)
(110)
7 (110) (011) 5
(011)
(100) (101)
6 (010) (111)
(001) (101) (110)
(110) (101)
(111) 4
5 (100)
h /2ma2)
(001)
h /ma2)
(010)
(011) (101)
4 (110) 3
2 2
2 2
ε (2π
(001) (010)
ε (3π
(100)(010)(001)
3 (111) (100)
2
2
(111) (011)
1
1
(000) (000)
0 0
-1.0 -0.8 -0.6 -0.4 -0.2 0.0 0.5 1.0
L kx ky kz(π/a) Γ kx (2π/a)
X
[111] [100]
10
Free electron model Nearly free electron model
(Sommerfeld) (Bloch theorem)
n,k
k
( n is the band index,
(hk is the momentum)
hk is the crystal momentum)
For a given band n,
h 2k 2 no simple explicit form.
Energy ε(k) = General
2m r property
r :r
ε n (k + G) = ε n (k)
The mean velocity for e
r in band n with k
r hk 1 r r
Velocity v(k) = = ∇ kε (k ) r 1 r r
m h v n (k) = ∇ k ε n (k )
h
r r r r ikr • rr
e ik • r ψ nkr ( r ) = u nkr ( r )e
Wave function ψ (r) =
r r r r
k
V u nk ( r + T ) = u nk ( r )
r r
11
General remarks about Bloch’s theorem
p̂ψ nkr
h h
(
= ∇ψ nkr = ∇ u nkr ( r )e
i i
r ikr • rr
) In general, ψnk is not an eigenstate
r r
ik • r h r of momentum operator.
= hkψ nk + e
r ∇ u nk ( r )
r
i
Dynamical significance of k can be acquired when we consider the
motions of Bloch electrons to externally electromagnetic fields.
12
3. For a given n, the eigenstates and eigenvalues are periodic functions of k
in reciprocal lattice.
r r
ψ ( r ) = ψ n,k ( r )
r r
n, k + G
r
ε = ε n,kr
r r
n, k + G
13
r r 1 r r
v(k) = ∇ k ε(k)
h
In an external electric field E,
The energy gained by the electron in a time interval ∆t
r r r r r 1 r
∆ε = F • ∆ l = (−eE) • (v∆t) = (−eE) • ∇ kr ε(k)∆∆
hr
( )
r
= ∇ kr ε(k) • ∆k
setting ∆t→0r r
r − eE dk r r
dk = dt h = −eE = F
h dt
∆PB−electron
r r r r
( 2 r
= (∇ kr PB−electron ) • ∆k = h∆k + ∑ hG ∇ kr C kr + Gr • ∆k
G
)
r r
( 2 r
∆Plattice = − ∑ hG ∇ kr C kr + Gr • ∆k )
G
r
r r dk r same as for
Therefore,
J = h∆k h =F free electrons
dt 15
Holes in semiconductors
In a completely filled band (valence band), no current can flow since
electrons are Fermions and obey the Pauli exclusion principle.
The empty states in the valence band are called “holes”.
The electrons can “move” if there is an empty state (a hole) available.
A hole acts under the external forces as if it has a positive charge +e.
Missing electron = producing hole
16
( )
r r r
In a full band : all pairs of states k, − k are filled and ∑ k = 0 .
r r
If an electron of wavevector ke is missing, ∑ k = − k e . Alternatively speaking,
r r r
a hole of wavevector k h is produced and k h = − k e .
r
dk e r 1 r r r
h = (−e) E + ∇ k ε e (k e ) × B the equation of a motion for an electron
dt h e
Applying to a missing electron : creation of a hole
( )
r r
d − kh r 1 r r r dk h r 1 r r r
h = (−e) E + ∇ k ε h (k h ) × B h = (+e) E + ∇ k ε h (k h ) × B
dt h h
dt h h
the equation of a motion for a hole
18
exactly the equation of motion for a particle of positive charge
1 1 d 2 ε(k)
Effective mass (band mass) ∗ = 2
m h dk 2
◙ For a free electron ε(k) = h2k2/2m → m*=m
◙ For electrons in a band, their masses depend on band curvature.
~2 2
h K 2λ
ε K~ ≈ (λ ± U ) + 1 ± ~
K≡k−
G
distance to the zone boundary
2m U 2
ε U>0
near the lower edge of the 2nd band
+
2nd band ~ h2 ~ 2
λ+U ε(K) = ε c + K where εc=λ+U
2m e
n
λ ctro
e le
λ-U rf e
e
-
near the top edge of the 1st band
1st band 2
~
k ε(K) = ε −
h ~ 2 where ε =λ-U
0 π/a v K v
2m h 19
=G/2
h 2 ~ 2 h 2 ~ 2 2λ me 1
K = K 1 + =
2m e 2m U m 2λ /U + 1
h2 ~ 2 h 2 ~ 2 2λ mh 1
K =− K 1 − =
2m h 2m U m 2λ /U − 1
r r 1 r r r
v(k) = ∇ k ε(k)
h
r r r
F
r
dv(k) 1 d∇ k ε(k) 1 d 2 ε(k) dk 1 d 2 ε(k) dk
= = = 2 h
dt h dt h dk dt h dk dt
2 2
1 1 d 2 ε(k)
∗ = 2 where µ and ν are Cartesian coordinates.
m µν h dk µ dkν 20
reciprocal effective mass tensor (3x3)
In three (two) dimensions, constant energy surfaces (lines) are not
necessarily spherical (circular), and the effective mass is a tensor:
1 1 d 2 ε(k)
∗ = 2
m µν h dk µ dkν
m* <0 k k
ε ε
m* >0 k
k
Silicon Germanium
G.Dresselhaus, A.F. Kip, and C. Kittel, Phys. Rev. 98, 368 (1955) 25
Si Energy contours in k-space near the
conduction band minimum.
There are six equivalent pockets.
ellipsoids of revolution
Considering the electrons situated close to (0,0, ko)
dispersion relation can be written as,
r
h 2 k x + k y (k z − k o ) t : transverse
2 2 2
dk r r ε= +
h = −ev × B 2 mt ml l : longitudinal
dt
dk x ehBk y kz B
h =− cos θ
dt mt
dk y ehBk x ehB(k z − k o )
h = cos θ − sin θ ko θ
dt mt ml
dk ehBk y kx
h z = sin θ 1/ 2
dt mt sin 2θ cos 2θ eB
ωc = eB +
2
=
m l m t m t mc
Let kx=kxoeiωt, ky=kxoeiωt, kz=ko+kzoeiωt,
depending on the orientation of B
when θ=0, mc=mt 26
when θ=900, mc=(mlmt)1/2
The perturbation theory of band edges suggests that for a direct gap crystal,
the electron effective mass should be proportional to the bandgap Eg
me
m ≈ 0.5 ~ 0.6 (eV) −1
Eg
Δ: an energy corresponding to
spin-orbit interaction
28
ε = Ak 2 ± B2 k 4 + C 2 (k 2x k 2y + k 2y k 2z + k 2z k 2x ) A, B, C [h 2 / 2m]
L Γ X UK L L Γ X UK L
[111] [100]
crystal A B C Δ(eV) ml(m) mt(m)
Ev
p = ∫ D v (ε )f h (ε , T)dε Hole concentration in the valence band
−∞
1 ε −µ
f e (ε ) = ≈ exp −
Fermi-Dirac distribution exp[(ε − µ ) / k BT] + 1 k BT
μ-ε>> kBT 1 ε − µ
f h (ε ) = 1 − f e (ε ) = ≈ exp
1 + exp[−(ε − µ ) / k BT] k
B T
30
In the parabolic approximation (for simplicity),
h 2k 2
The energy of an electron in the conduction band, ε k = E c + 2m
e
3/2
Density of states, D(ε ) = 1 2m e ε − Ec
2 2
2π h
h 2k 2
The energy of a hole in the valence band, ε k = EV −
3/2
2m h
1 2m
Density of states, D(ε ) = 2 2 h Ev − ε
2π h
3/2
∞ ∞ 1 2m e µ −ε
n = ∫ D c (ε )f e (ε , T)dε = ∫ 2 2
ε − E c exp dε
Ec E c 2π h k BT
3/2
1 2m e µ ∞ −ε
= 2 2 exp ∫ ε − E c exp dε
2π h k BT Ec k BT
∞ −ε − Ec
∫ ε exp dε * exp
3/ 2
µ − Ec k BT k BT
m e k BT
0
n = 2 2
exp
2πh k BT
31
3/2
Ev
1 2m h
Ev
ε − µ
p = ∫ D v (ε )f h (ε , T)dε = ∫ 2 2
E v − ε exp dε
−∞ −∞ 2π h k BT
3/2
1 2m h − µ Ev ε
= 2 2 exp ∫ E v − ε exp dε
2π h k B T −∞ k BT
∞ −ε E
∫ ε exp dε * exp v
3/ 2
Ev − µ k BT k BT
m h k BT
0
p = 2 2
exp
2πh k BT
3/ 2 3/ 2
m e k BT µ − E c m h k BT Ev − µ
np = 2 2
exp 2 2
exp
2πh k BT 2πh k BT
− Eg
3
k BT
= 4 2
(m e m h ) exp
3/ 2
=constant depends on
2πh k BT material and temperature
32
The law of mass action. Eg=Ec-Ev Independent of EF, (µ)
For an intrinsic semiconductor n=p,
− Eg
3/ 2
k BT
n i = p i = 2 2
(m e m h )
3/ 4
exp
2πh 2k BT
Taking this value back to n(µ) or p(µ), we can obtain µ
1 3 mh
Fermi level µ = E g + k B T ln
2 4 me
33
Equal densities of states in the Different densities of states in the
conduction and valence bands conduction and valence bands
vd
Intrinsic mobility µ =
E
ne 2τ e pe 2τ h
Electrical conductivity σ = neµ e + peµ h = +
me mh
crystal µe(cm2/Vs) µh(cm2/Vs) The hole mobilities are typically
GaAs 8000 300 smaller than the electron
mobilities because of the
InAs 30000 450 occurrence of band degeneracy
at the valence band edge at the
Diamond 1800 1200 zone center, thereby making
Si 1350 480 possible interband scattering
processes that reduce the
Ge 3600 1800 mobility.
37
The fifth valence electron of P atom is not required for bounding and
is thus, only weakly bound. The binding energy can be estimated by
treating the system as a hydrogen atom embedded in a dielectric.
Donor e2 me v2
F= = and 2π r = nλ ε = κε o
4πε r 2
r
Dielectric constant
4πκε o h 2
m
ad = 2
n = a o κ ~ao(10)(10) m e instead of m
mee me
e4me 1 13.6eV m e
Ed = = ~ 13.6eV(10-2)(10-1)
32π κ ε o h n
2 2 2 2 2
κ 2
m
Electron energy
Ec
Ed
ED κ P As Sb
Donor level
11.7 Si 45 54 43
Ev 15.8 Ge 13 14 10
Ionization energies Ed [meV]
38
The valence –three Boron (B) accepts an electron from the Si lattice.
The hole that is thereby created in the valence band orbits around the
negatively charged impurity.
The Bohr model applies qualitatively for holes just as for electrons,
but the degeneracy at the top of the valence band complicates the
effective mass problem.
Electron energy
Ec
B Al Ga In
Si 45 57 65 157
Acceptor level
EA
Ea Ge 10.4 10.2 10.8 11.2
Ev
Ionization energies Ea [meV]
39
In a doped semiconductor,
an electron in the conduction band can originate either from
the valence band or from the ionization of a donor;
a hoe in a valence band may correspond either to
the electron in the conduction band or to the negatively charged acceptor.
_ _ n
Electron energy E
(neutral)
Density of doped donor Nd = Ndo + Nd+
N d+ (ionized) donor
(neutral)
N a-
Density of doped acceptor Na = Nao + Na-
(ionized) acceptor
+ + p
1
N od = N d
Neutrality condition n + Na- = p + Nd+ exp[(E D − E F ) / k BT ] + 1
1
N oa = N a
exp[(E F − E A ) / k BT ] + 1
40
For pure N-type semiconductor : only donors are available
EF − Ec k B Tm e
3/ 2
k B Tm h
3/ 2
n = n o exp where n o = 2 2
and p o = 2 2
k BT 2 π h 2 π h
And
N d = N od + N d+ n = Nd+ + p
n Ec EF
exp
= exp
no k BT k BT 1
n ≈ Nd
n
1 + n exp[E c /k BT ]exp[− E D / k BT ]
o
n Ed 1 Ed 2
n 1 + exp ≈ N d → exp n + n − Nd = 0
no k BT no k BT 41
no E d Nd Ed
solution n = exp − − 1 + 1 + 4 exp
2 k BT no k BT
Nd Ed
At low temperatures, such that 4 exp >> 1
no k BT
Ed
n ≈ n o N d exp − Freeze-out range
2k T
B
kBT<Ed
Dopant carriers are thermally
excited to conduction band
Ed
n ~ n o N d exp − ,
2k BT
3/ 2
m k T
where n o = 2 e B2
2πh
Eg>>kBT>Ed
All carriers are excited (Saturation)
n~Nd
Eg~kBT
Intrinsic carriers are excited from
valence band
Eg
n ≈ N d + n i ≈ N d + n o exp −
2k BT 44
A semiconductor doped with Na acceptor holes
Same results
Low Temperatures, Ea
kBT<Ea p~ p o N a exp − ,
2k BT
3/ 2
m k T
where p o = 2 h B2
2πh
Intermediate temperatures,
Eg>>kBT>Ea
p=Na
High Temperatures,
Eg~kBT
Eg
p ≈ N a + p i ≈ N a + p o exp −
2k BT
45
Fermi level
Assume all Nd electrons are excited into conduction band
n - p = Nd
Mass action law np = nipi = ni2 =pi2 p= ni2/n
N-type semiconductors in saturation regime, n~Nd and p=ni2/n
n i2 n 2 − N d n − n i2 = 0
n = p + Nd = + Nd
n n=
1
2
(N d + N d2 + 4n i2 )
n, p
n~Nd µ − Eg
n(N d ) = n o exp
k BT
offset E v = 0
intrinsic
ni=pi
p~1/Nd
Nd
n(N d ) saturation no
µ = E g + k B T ln µ = E g − k B T ln 46
n
o Nd
at low temperatures at high temperatures
Electron energy
Electron energy Ec Ec
µ Ed
ED ED
µ
0.5Eg
Ev Ev
N-type semiconductor
Electron energy
Electron energy
Ec Ec
0.5Eg
µ
EA EA
µ Ea
Ev Ev
P-type semiconductor 47
Saturation range (Ed, Ea < kBT < Eg)
48
E.M. Conwell, Proc. IRE 40, 1327 (1952).
phonon
intrinsic
50