Henry Krips - Fetish - An Erotics of Culture-Free Association (1999)
Henry Krips - Fetish - An Erotics of Culture-Free Association (1999)
HENRY KRIPS
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FoR MY PARENTS,
Preface ix
I
INTRODUCING LACAN
1 The Song Not the Singer: Signifier, Objet a, Fetish 15
II
FETISH
III
SociALIZING THE PsYCHic:
FROM INTERPELLATION TO GAZE
vii
viii Contents
IV
INTERPASSIVITY AND THE POSTMODERN
9 Interpassivity and the Knowing Wink:
Mystery Science Theater 3000 153
10 Crash and Subversion 171
ix
x Preface
or, in theoretical terms, with the interface between Freud and Marx in
their Lacanian and Althusserian reformulations. Two concepts provide
key points of focus for my investigation: the fetish and the gaze. The
strategic advantage of these concepts is that each has been theorized from
two sides, as it were-from within a social theoretic framework (I have in
mind Foucault's work on the panopticon, and the Marxist conception of
commodity fetishism) as well as from a psychoanalytic perspective
(Freud's work on the fetish and Lacan's on the gaze).
Some of the material in this book has appeared elsewhere. Parts of Chapter
4 overlap with an article, "Fetish and the Native Subject," which appeared
in Boundary 2 CKrips 1996); a much simplified version of Chapter 5 appeared
as "Interpellation, Antagonism and Repetition" in Rethinking Marxism
(Krips 1994b); and there is some slight overlap between Chapter 7 and "Ide-
ology, Rhetoric and Boyle's New Experiments," which appeared in Science
in Context CKrips 1994a). An earlier version of Chapter 6 appears as a
chapter of At the Intersection, edited by Tom Rosteck, published by Guilford
Press. I am indebted to the publishers for permission to reprint extracts.
In this work, which has taken far longer to complete than I could ever
have imagined, I have been aided immeasurably by colleagues, friends, stu-
dents, and casual acquaintances who shared my interests. My introduction
into social theory was eased through the intellectual generosity and rigor of
a friend and colleague, Geoff Sharp, with whom I taught social theory at the
University of Melbourne for several years. The material on Lacan, centered
in Chapters 1 and 2, but also pervading the book as a whole, has benefited
greatly from discussion with Marie-Luise Angerer, Valerie Krips, Renata
Salecl, Susan Schwartz and Slavoj Zizek, as well as Patrizia Lombardo and
John Beverley, with whom I had the great pleasure of teaching Lacan at the
University of Pittsburgh. Jonathan Arac and Ronald Judy generously read
and commented upon the material on Beloved and about Homi Bhabha. The
discussions of the gaze (Chapters 6, 7, and 8) and postmodernism (Chapters
9 and 10) have grown out of work undertaken at the University of Pitts-
burgh over the last few years, but also in Austria. I am grateful to the Inter-
nationales Forschungszentrum Kulturwissenschaften for enabling this
work, as well as ~o my Austrian friends and colleagues, especially Marie-
Luise Angerer, Lutz Musner, and Daniela Tugendhat, for much support and
vigorous intellectual exchanges. Bernie Kendler, my editor at Cornell, has
been amazingly supportive throughout this project; and I would also like to
thank John LeRoy, Caroline Lurie, Nancy Zafris, and my son, Henry Krips,
for contributing to the final work. Undoubtedly, however, the main influ-
ence upon this book, every page of which bears her imprint, is Valerie
Krips. I am grateful to her in more ways than I can say.
FETISH
Introduction: Fetish and the Gaze
1
2 Introduction
proposing that its structure reflects the fetishistic form of master-slave re-
lations. In his influential essay "The Other Question," for example, he
points to "contradictions and heterogeneity" surrounding racial stereo-
types and argues for a "functional link" between such stereotypes and the
fixation of the fetish: "For fetishism is always a 'play' or vacillation be-
tween the archaic affirmation of wholeness/similarity-in Freud's terms:
'All men have penises'; in ours 'All men have the same skin/race/cul-
ture' -and the anxiety associated with lack and difference-again, for
Freud 'Some men do not have penises'; for us 'Some do not have the same
skin/race/culture"' (Bhabha 1994,74, 82).
In this book, I explore such suggestions that cultural practices are the ef-
fects-and indeed symptoms-of psychic disorders. I also examine the
converse claim that cultural artifacts, whether books by Tolkien, music by
Wagner, pornography, or the films of David Lynch, may take on a consti-
tutive role in psychically structuring their audiences (although without
necessarily imprinting or "conditioning" them as MacKinnon says). This
project involves considerable intellectual and political risk. As Masson's
diagnosis of the Heaven's Gate cult (sight unseen) and his speedy demoli-
tion of Tolkien indicate, claims that psychic structures mirror cultural
forms are open to abuse; they provide a cheap way of pathologizing mar-
ginal groups and activities. Freud himself, as I indicate in the next section,
issues a stem warning to interpretations that link psychic and cultural
realms.
Nevertheless, the project of linking the psychic and the cultural is worth-
while. It promises rewards: a new cultural politics that not only breaks
with the socialization model characteristic of older style Marxism but also
rejects more traditional idealist approaches. In this context the notions of
fetishism and the gaze are of central importance. But the way they have
been theorized assigns them an essentially conservative function. Screen
theory, one of the most influential theories of visual culture of the last
thirty years, takes the gaze as a mechanism for the transmission and repro-
duction of ideological effects. And, because it involves taking pleasure
from serving the Other's desire, fetishism (in its Freudian sense) has also
been taken as an exclusively conservative psychic formation. 2
In this book I argue against Screen theory's concept of the gaze as a
mechanism for producing ideology. Instead, I present the gaze as ideolog-
ically constituted in its own right, an object to which ideological meanings
attach via chains of unconscious associations (Chapters 5 and 6). I also
counter the traditional picture of fetishism as an inherently conservative
psychic formation (Chapters 9 and 10). For example, in the course of ana-
lyzing David Cronenberg's film Crash, I demonstrate how a fetishistic
scopic regime undermines the ideological forms of Hollywood domestic
realism by exposing its effects upon the viewer. I also show how fetishism
plays a subversive role in reversing the tendency to "abstraction" (in the
sense of the erasure of difference), which is so characteristic of moderniza-
tion (Sharp 1985). In particular, I show how Crash inducts viewers into a
fetishistic scopic regime which drives a wedge between the human eye,
with which viewers engage the filmic image, and the inhuman mechan-
ical eye of the camera, which watches on their behalf. Thus, in a direct
physical way, the film's fetishistic visual economy undermines the mate-
rial processes of modernization as well as metaphysical theories of vision
that collapse human seeing and mechanical techniques of signal transmis-
sion/ scanning into a single abstract category of "vision." Briefly, in Crash,
fetishism takes on a subversive role by undermining not only the ideolog-
ical forms of Hollywood realism but also the modernizing processes of ab-
straction through which differences, specifically the difference between
human and nonhuman, are erased.
In Totem and Taboo (1913), Freud points out that although cultural prac-
tices, such as religion and art, may resemble neurotic behavior, they are
ontogenetically quite different. Neurotic behavior, he argues, is the result
of "sexual instincts," which are "essentially the private affair of each indi-
vidual," whereas cultural practices, such as religion and art, are driven by
"social instincts" and involve "collective effort" (Freud 1989, 73-74). Con-
sequently, actions that would be symptoms of sexual disorder, were they
performed on an individual basis, may not be so when performed collec-
tively as part of a cultural practice. A soldier's cold-blooded killing on the
battlefield does not indicate a psychotic or sadistic pathology. Or, as Freud
makes the point, collective behavior resulting from a social taboo may re-
semble the elaborate avoidance and cleansing rituals practiced by an ob-
sessive, but at the level of psychic structure there is a world of difference
between taboo and obsession: "A warning must be issued at this point.
The similarity between taboo and obsessional sickness may be no more
than a matter of externals; it may apply only to the forms in which they are
manifested [the behavioral symptoms] and not extend to their essential
character [psychic structure] .... It would be obviously hasty and unprof-
itable to infer the existence of any internal relationship from such points of
agreement as these" (Freud 1989, 26).
Fetish and the Gaze 5
3· MacKinnon attempts to bolster her argument by claiming that porn, unlike other kinds
of writing, blurs the boundary between representation and reality. Porn really is violence
rather than merely its representation. By reading it, men are brutalized: habituated, condi-
tioned, to violence. Thus their psyches are shaped along the lines of the pornographic im-
ages and words they read. However, without some independent argument for why porn
as opposed to other forms of literature broaches the boundary between representation and
reality, such claims amount to special pleading. In any case, the point remains that such
conditioning of a man to violence may condition him to being a victim rather than an ag-
gressor.
Fetish and the Gaze 7
tures may become imbricated in such a way that a more widespread relation
of reflection results. Even in this case, however, viewers' psychic profiles do
not reflect the formal structure of the artifact in a uniform and transhistorical
fashion. On the contrary, as I show in the Appendix, in my discussion of the
Oedipus myth, only for very basic psychic structures will the relation be-
tween the psychic and the cultural assume an effectively universal dimen-
sion.
In cases of fetishism ... the patient (who is almost always male) not recog-
nizing the fact that females have no penis-a fact which is extremely unde-
sirable to him since it is a proof of the possibility of his being cas-
trated ... disavows his own sense-perception which showed him that the
female genitals lack a penis .... The disavowed perception does not, how-
ever, remain entirely without influence. He takes hold of something else in-
stead-a part of the body or some other object-and assigns it the role of
the penis he cannot do without. It is usually something that he in fact saw at
the moment at which he saw the female genitals. (Freud 1969, 59--60)
6. In this context, the choice of the name "phallus" is unfortunate, since it carries with it
penile connotations that open Lacan unnecessarily to accusations of phallocentrism. Ad-
mittedly certain of Lacan's remarks encourage such accusations, specifically his (question-
able) claim that, because of its capacity for turgidity, the penis is uniquely favored as a
phallic organ-see Lacan 1977,319-320.
7· According to Freud, the child glimpsing the mother's genitals experiences it as her lack
of a penis.
Fetish and the Gaze 9
such as our own, the penis happens to occupy the position of the phallus,
but this coincidence should not blind us to the fact that in the final
analysis the phallus is defined in terms of a psychic economy of lack
rather than the topological accidents of the male anatomy.
The Lacanian reworking of the Freudian architectonic (which I discuss
further in Chapter 2) enables a reconceptualization of the fetish. Lacan
distinguishes between the object that a subject desires-the "object of de-
sire"-and another object that he designates the "objet a." The objet a has a
dual function. It is not only the object-cause of desire but also the object of
the drive, that is, the object around which the subject turns in order to de-
rive pleasure. The relation between the objet a, the desiring subject, and
the object of desire resembles (I argue in Chapter 1) the relation between
the chaperone, the suitor, and the beloved. By functioning as a site at
which the suitor exercises his or her skills in order to get access to the ob-
ject of desire, the chaperone covertly provides him with an opportunity
for gaining pleasure (perhaps his only pleasure). Although the chaperone
is not herself an object of desire, by standing in the way of what the suitor
wants she becomes part of a structure that sustains, that is, causes, his de-
sire. In short, like the objet a, she is covertly the object-cause of desire and
a source of pleasure, without herself being desired.
I argue that the fetish is a special instance of the objet a, one for which re-
pression is breached to the extent that the subject more or less clearly rec-
ognizes the real source of his pleasure, and thus enters an economy of dis-
avowal. In this way, the fetish is reconceived in a way that divorces it from
its specifically Freudian meaning as a memorial to the mother's lack of a
penis.
The problem, then, is how to transpose the Lacanian conception of the
fetish, which is geared to individual psychic structures, into the social
arena. Althusser's notion of interpellation assists in this endeavor
(Chapter 5). Althusser is concerned with the question of how the social
constitutes individuals as subjects. Individuals, he argues, become sub-
jects in response to being addressed, or "interpellated," by what he calls
Ideological State Apparatuses. But he is less than fully helpful about how
interpellation discharges its constitutive role; for instance, he makes no
mention of the creation of desire. I argue that the Freudian notion of repe-
tition (Wiederholung) helps to provide an answer here. By addressing sub-
jects collectively and in incoherent terms, interpellation functions as a site
of what Freud calls repetition, that is, a site where subjects repeat their
own primal lack, projected as an incoherence within the terms in which
they are interpellated. From a Lacanian perspective I argue that, as repeti-
tions of the primal scene, interpellations become sites of anxiety, and thus
sites for the production of the desire with which subjects respond to the
10 Introduction
Because the gaze, like the fetish, has been theorized from both a cultural
and a psychic point of view, especially by film theorists associated with
the journal Screen, it too is a convenient site at which to situate an explo-
ration of psychocultural connections. What Lacan calls the gaze is akin to
what Roland Barthes calls the "punctum." Barthes develops this concept in
the context of a distinction between the "true photograph" and the
myriad banal images that circulate in the media. The surfaces of these
banal images are covered in their entirety by visual elements to which
meaning adheres by courtesy of highly conventionalized cultural codes.
Such elements, which constitute the "studium," evoke at most a polite in-
terest or prurient "half-desire" (Barthes 1993, 26-28, 42-43). A "true" pho-
tograph by contrast, one that makes its viewers "pensive" (J8), is distin-
guished by a punctum, which breaks up the tedium of the studium. The
punctum is a detail or spot that arrests the viewer's eye, or, as Barthes says,
"pricks" it. Refusing conformity with any creative logic, the punctum is a
point of real violence, which in its sheer contingency, oddity, or even un-
canniness violates the familiar codes of the studium (40, 41, 51). 8
The punctum challenges the viewer, who feels himself under scrutiny,
challenged to make sense of what is seen. As Barthes points out, the para-
doxical nature of the punctum spills over onto the viewer, who is left
without a sense of how he or she is seen. Thus the experience takes on the
paradoxical dimensions of being looked at but knowing no one is looking.
8. At such points the picture does violence to the viewer even when the object it repre-
sents is not violent at all. Thus pictures with punctums constitute reversals of newspaper
representations of violence, which do no violence at all despite their horrific content.
Fetish and the Gaze 11
Barthes illustrates this phenomenon with a story taken from life: "The
other day, in a cafe, a young boy came in alone, glanced around the room,
and occasionally his eyes rested on me; I then had the certainty that he
was looking at me without however being sure that he was seeing me; an
inconceivable distortion: how can we look without seeing?" (111).
The punctum is closely related to what Lacan calls the gaze, which he il-
lustrates with the story of an experience at sea. A fisherman, Petit-Jean,
"pointed out to me something floating on the surface of the waves. It was
a small can, a sardine can. It floated there in the sun, a witness to the can-
ning industry, which we, in fact, were supposed to supply. It glittered in
the sun. And Petit-Jean said to me -You see that can? Do you see it? Well, it
doesn't see you! ... I was not terribly amused at hearing myself addressed
in this humorous, ironical way" (Lacan 1981, 95-96). Thus the gaze, like
the punctum, is a distortion precipitating the viewer into looking back at
himself or herself, into interrogating what is seen, "doubling reality" and
"making it vacillate" (Barthes 1993, 41).
Walter Benjamin also offers a representative anecdote which points to
the phenomenon of the gaze: "Looking at someone carries the implicit ex-
pectation that our look will be returned by the object of our gaze. When
this expectation is met (which, in the case of thought processes, can apply
equally to the eye of the mind and to a glance pure and simple), there is an
experience of the aura to the fullest extent" (Benjamin 1973, 147). In Ben-
jamin's terms, then, the tin can in Lacan's story takes on an "auratic"
quality. Lacan's failure to see Petit-Jean's joke indicates that the tin can is a
site not only of aura, however, but also of that which Benjamin opposes to
the auratic, namely the raw shock of the lived, manifested as signs of anx-
iety. In short, as Terry Eagleton suggests, the Lacanian concept of the gaze
links the elements of aura and shock, which Benjamin opposes (Eagleton
1981, 35, 38-39).
Barthes associates the punctum with striking visual elements in pho-
tographs, such as the strapped pumps worn on the feet of a slave girl
(Barthes 1993, 43), but also with unusual "life" situations, such as the
searching glance that looked over and overlooked him sitting in a cafe.
But he offers no unified mechanism to account for such disparate effects.
The "true" photograph, he tells us, creates its effect by doing violence to
conventional expectations (the studium), but it is not so easy to see how
this same account would apply to the case of the young boy's look. A sim-
ilar difficulty affects Lacan' s conception of the gaze, which he applies in-
discriminately to images, such as Holbein's painting The Ambassadors, as
well as to "life" situations, such as the glittering tin can floating on the sea.
Some of Barthes' s remarks suggest that the gaze is an almost objective
structure, supervening upon purely formal elements of an image. But
12 Introduction
15
16 Introducing Lacan
or herself. The proof is that a child continues playing the game even when
no one else is listening. 1
The children's squeals of delight when they hear their mistake indicates
that they recognize the self-deception. Nevertheless, they repeat it over
and over again in order, it seems, to reexperience the pleasure of spotting
their mistake. In that sense, then, the deception is doubled. That is, seeing
through one deception is instrumental in falling for another.
The words of the song function not merely as signals (what Lacan refers
to as "signs") but rather as signifiers, separable from the particular mean-
ings they carry. Specifically, by systematically switching word order in a
way that literally makes no-sense/nonsense, the children display a prac-
tical knowledge that words are elements in a signifying system governed
by rules of substitution and combination, and that, by breaking the rules,
word sense is lost. The children may not know this consciously, but the
game shows that at a practical level they know it nonetheless: "The child,
by disconnecting the animal (dog) from its cry ('woof-woof'), suddenly
raises the sign to the function of the signifier" (Lacan 1977, 304). In Lacan's
later terminology, the game may be said to embody a recognition of the
sign's "dyadic" nature (Lacan 1981, 236). The Lacanian name for the signi-
fier "woof-woof," which, through the double deception enacted in the
game, comes to stand in the place of another signifier "miaow," is the
Freudian term "Vorstellungsrepriisentanz" (representative of a representa-
tion).2
Is the structure of double deception sufficient to establish the signifier
in its full status as a linguistic signifier, an element in what Lacan calls
"Speech"? A certain ambiguity attends Lacan's pronouncements on this
issue. He draws a distinction between a form of deception that animals
practice, namely, "the pretence to be found in physical combat or sexual
display" (Lacan 1977, 305), and a form of double deception that only hu-
mans undertake: "But an animal does not pretend to pretend. He does not
make false tracks whose deception lies in the fact that they will be taken as
false, while being in fact true ones, ones, that is, that indicate his true trail"
(305). To be specific, human quarry, unlike animals, may cover their foot-
prints on a path so carelessly that a hunter will "see through" the ap-
parent dissimulation, and so presume that the quarry has gone down a
second path. The hunter is then deceived by the quarry taking the first
1. In the terms that I foreshadowed in the Introduction, for each child the other children
occupy the place of the Other, and may indeed be seen as stimuli for setting such a struc-
ture in place. I return to this issue below.
2. In the next chapter I present a more refined version of Lacan's concept of the Vorstel-
lungsrepriisentanz.
The Song Not the Singer 17
no more than the externally projected position from which a subject is able
to implement certain judgments concerning the deceptiveness of his or
her own activities. In short, the Other can be understood as a certain judg-
mental function, set in place retrospectively, by which subjects assess their
own past performances as deceptive and, on that basis, are able to under-
take a double deception.
On this conception, there is no question of the Other having special ac-
cess to the Truth, construed as correspondence with Reality. Instead, the
Other is a repository of knowledge, the place of the one who knows, un-
derstood simply as the point from which subjects expect to hear whether
or not they have lied. In short, the Other is nothing more than the function
of such an expectation. The signifier, then, is nothing more than the signal
as it operates under the sign of the function of the Other: in other words,
as it operates in the context of Speech understood as a structure of double
deception.
Lacan also uses the term "symbolic order" to refer to what he calls
"Speech." The substantive point that he makes by this variation in nomen-
Clature is that a symbol is a sort of substitute, something that stands in the
place of something else which is absent, but which we know is not
the same as what it replaces. In standing for this something else, however,
the symbol makes the other thing present after all, present "symbolically,"
as we say. Thus, even as we see through one deception, that is, know that
the symbol differs from that which it symbolizes, we are caught in a
second deception, in which what is absent somehow becomes present
through its symbol. Thus what we call symbolic systems, whether lin-
guistic or not, operate with the same structure of double deception that
characterize Speech.
The Objet a
amounts to a sense of its own lack due to "a growing tension due to need,
against which it is helpless," or "stimulation ris[ing] to an unpleasurable
height without its being possible to be mastered psychically or dis-
charged." This feeling of lack or helplessness, Freud claims, arises from
and replicates the birth trauma (Freud 1993, 294). He goes on to say: "It is
this factor, then, which is the real essence of the 'danger."' 3
Children express this lack/ danger by demanding the return of an ob-
ject, such as the breast. But no object is ever equal to the lack in question
since, even when the object demanded returns, the child's dependence
continues. Thus, by entering the path of demand, children effectively
place themselves beyond the possibility of overcoming lack. Nevertheless,
those who demand do not go uncompensated. They are able to distract
themselves from their recurrent lack by activities that, as Lacan says, "go
some way to satisfying the pleasure principle" (Lacan 1981, 62).
Such activities are apparent in children's earliest behavior, such as the
Fort-Da game which Freud observes his grandson playing. The child re-
peatedly throws away and then retrieves a cotton-reel tied to the end of a
piece of string: "For the game of the cotton-reel is the subject's answer to
what the mother's absence has created on the frontier of his domain-the
edge of his cradle-namely a ditch, around which one can only play at
jumping" (62). As in the singing game, this activity involves a self-deception:
the cotton-reel substitutes for the mother in the way that the signifier
"miaow" substitutes for "woof" in the singing game. The reel is not a sat-
isfactory substitute, however. It is, as Lacan says, "not the mother reduced
to a little ball" (62). Nevertheless, the child is trapped into continuing the
game by the pleasure it affords, a pleasure that evolves from seeing
through the deception. The pleasure at issue here does not come from
seeing through the deception as such, that is, does not point to some sort
of primal epistemophilia. Instead, I argue later in this chapter, it arises
from a combination of seeing together with seeing through what one has
seen, and thus seeing oneself seeing.
In short, the substitution of cotton-reel for mother implemented in the
course of the Fort-Da affords a certain quota of satisfaction without being
totally satisfactory. This form of substitution is the child's best chance in a
situation where it must lose something. In short, the game is the only in-
teresting (that is pleasurable) "answer" to the gap created by his mother's
absence. And so he must play: knowing that the cotton-reel is not the
mother, he is nonetheless forced (a forced choice) to pretend that it is.
Thus the child's deception is doubled, reinstituted, despite-indeed, be-
cause of-the pleasure that comes from seeing through it the first time
around.
In virtue of the game's comings and goings and the mother's recurrent
absences, the cotton-reel and the mother are both embedded in structures
of alternating presences and absences. Thus the cotton-reel resembles the
mother at a structural level. That is, the reel and the mother occupy ho-
mologous positions within networks of alternating presences and ab-
sences. The cotton-reel also substitutes for the mother in the sense of
taking her place in the child's field of attention. In short, the cotton-reel
substitutes for the mother on the basis of a structural resemblance. Thus,
in an extended sense, the cotton-reel may be said to be in a metaphoric re-
lation to the mother. In other words, in an extended sense, the cotton-reel
may be said to take on the role of a signifier substituting for another signi-
fier: the mother.
As in the case of metaphoric substitutions in general, the vehicle
(cotton-reel) is palpably not the equivalent of the tenor (mother). Instead,
there is a gap between the two, a gap that, in the case of linguistic
metaphors, creatively shifts the meaning of the tenor in the direction of
the vehicle. In the case of the Fort-Da game, this gap is productive of plea-
sure, pleasure which, I argued, fuels the game and thus sustains the sub-
stitution, despite the palpable gap separating substitute from substituted.
By virtue of his efforts in sustaining the game, the child displays a prac-
tical recognition that the cotton-reel, like the signifier "woof-woof," is a
material object that can be lifted clear of its immediate context and relo-
cated. Thus the cotton-reel takes on the structure of a Vorstellungsrepriisen-
tanz: a signifier that the subject recognizes as dyadic. One might equally
claim, however, as Lacan does, that it is the game as a whole rather than
the cotton-reel which functions as a signifier. That is, by its similarity of
form the game substitutes for the mother's comings and goings: "The ac-
tivity as a whole symbolizes repetition.... It is the game itself that is the
Repriisentanz of the Vorstellung" (62-63). The ambiguity concerning the
identity of the signifier-whether it is the game as a whole or merely one
of its parts, the cotton-reel-is harmless, an aspect of a more general am-
biguity with respect to the boundary between signifiers and their con-
texts.
In the context of discussing the Fort-Da game, Lacan introduces a new
category of objects, the objet a, of which the cotton-reel is an instance. The
mother's breast, according to Lacan, is the paradigmatic and originary
objet a. After the child has been weaned, this object is "lost" not only be-
cause, like the cotton-reel, it takes on a more or less separate existence but
also because the child's access to it is proscribed. It thus comes to sym-
The Song Not the Singer 21
bolize and embody the child's originary and never to be overcome state of
lack due to its historical dependence upon others. To be specific, it retro-
spectively takes on a phantasmatic, purely functional identity as an end-
lessly satisfying cornucopia:
It [the objet a] is precisely what is subtracted from the living being ... it is of
this that all the forms of the objet a ... are the representatives, the equiva-
lents. The objets a are merely its representatives, its figures. The breast-as
equivocal, as an element characteristic of the mamiferous organization-
certainly represents that part of himself that the individual loses at birth,
and which may serve to symbolize the most profound lost object. I could
make the same kind of reference for all the other objects. (Lacan 1981, 198)
4· For a nice discussion of catachresis in the different but tantalizingly similar context of
commodity fetishism, see Keenan 1993, 182-183. Lacan refused to permit the translator of
Seminar XI to provide a formal definition of the objet a in the glossary of terms, instead
"leaving the reader to develop an appreciation of the concept in the course of [its] use"
(Lacan 1981, 282).
22 Introducing Lacan
Desire
In the course of the Fort-Da game, Lacan tells us, the mother's "outline"
is transformed, "made up of the brush-strokes and gouaches of desire"
(Lacan 1981, 63). Desire thus manifests itself as the relation which is estab-
lished between the subject and an object of need when the subject's atten-
tion is redirected to an-other object, namely, the objet a. In particular, by
substituting the cotton-reel for his mother, the child falls from needing her
into desiring. Or, to put matters more bluntly, desire is what happens to
need when its object is traded for something more accessible but less sat-
isfying.
The representative anecdote of the Fort-Da game displays a key feature
of the relation of desire to the objet a. The objet a in the specific guise of the
cotton-reel is not itself desired. That is, the child is clear that it wants its
mother, not the cotton-reel. This is not to say that the objet a is totally free
of desire. On the contrary, desire always plays around its edges: "You then
say, as Freud observed, I love mutton stew ... [but] [y]ou're not sure you
desire it. Take the experience of the beautiful butcher's wife. She loves
caviar, but she doesn't want any. That's why she desires it. You see, the ob-
ject of desire is the cause of desire, and this object [the objet a] that is the
cause of desire is the object of the drive-that is to say, the object around
which the drive turns" (Lacan 1981, 243). Nevertheless, even when the
objet a is desired, its function does not depend upon this fact. As Lacan
makes the point, "The function of the objet a ... is never found in the posi-
tion of being the aim of desire" (t86).
The Fort-Da game illustrates that the cotton-reel, as the objet a, not only
is undesired but also, by distracting the child from trying to get his
mother, blocks or defers access to what he really wants. This account of
the emergence of desire repudiates the commonsense "humanist" view
that distraction is a matter of offering the child one thing it wants in ex-
change for another. The cotton-reel is not a distraction in this sense be-
cause it is not itself an object of desire. In any case, the mother for which
the cotton-reel is a sort of substitute becomes desirable only after the
Fort-Da game is set in place. Although not itself desired, however, the
cotton-reel is a key element in setting a scene within which the subject's
desire unfolds, and in that sense it functions as an object-cause of desire.
Thus the objet a takes on a paradoxical dual role in relation to desire, as
both its cause and its impediment.
In order for desire to fulfill its characteristic adult function of moti-
vating action, subjects must be under the misapprehension that pleasure
arises from pursuing desire. They must fail to recognize what children
know at a practical level: the real source of their pleasure lies in engaging
The Song Not the Singer 23
with rather than avoiding the objet a. 5 Such failure of recognition is an as-
pect of what Lacan following Freud calls "repression" (Verdriingung) and
is a constitutive element of the unconscious (a topic to which I return in
more detail in the next chapter).
This does not mean that repression is always successful. On the con-
trary, from a Freudian perspective, there must be breaches or slippages,
what Freud calls "returns of the repressed": parapraxes, unintended puns,
and so on, by which subjects betray their knowledge that the real origins
of their pleasure lie with the objet a. "Normal" (that is nonfetishistic) sub-
jects do not systematically avow this knowledge. Instead, they accord it
sporadic practical recognition by displays of excessive care or anxiety in
approaching the objet a. By contrast, in the case of fetishistic structures of
desire that I discuss later in this chapter, such knowledge takes on a sys-
tematic, practical character as a phantasy, perhaps even emerging into
consciousness. In that respect, we may think of fetishism as a form of re-
gression-not a return to childish innocence, but rather a resurfacing of
knowledge repressed in the transition to adulthood.
The chaperone illustrates the structure of the objet a. Often represented
as an aged female relative, she is not paradigmatically an object of desire
but instead stands in the way of what the suitor wants: the beloved. Nev-
ertheless, the chaperone is covertly instrumental in producing a certain
quotient of pleasure for the suitor. This arises not from the attainment of
desire or even the contemplation of such attainment but rather from en-
gaging with the chaperone, in particular from successfully allaying her
suspicions and evading her scrutiny. That is, as in the Fort-Da game, she is
the object around which the subject moves to produce pleasure, the cause
of desire rather than its object.
5· This does not imply that pleasure never comes from getting what one wants. On the
contrary, the child takes pleasure from the breast which it also desires. In this case, how-
ever, pleasure comes from the desired object only because it is also an object of need. The
question of producing pleasure will be addressed in more detail below.
24 Introducing Lacan
Under these circumstances, the decathected desire or, as Freud calls it,
the "unconscious wish" (unbewusster Wunsch) for the mother persists at a
conscious level but in disguised form, as a series of affective attachments
to other objects connected to the mother by chains of associations of the
kind connecting her to the cotton-reel. Lacan takes such disguised resur-
facings of unconscious desire as the result of an intrinsic instability of de-
sire, that is, its continuing tendency to displace onto new objects. By such
displacements, he says, subjects avoid or at least manage to distract them-
selves from facing the always and already recurring trauma of their own
lack. 6
Freud's own life provides an illustration of such displacement. During
his summer holidays one year he journeyed by carriage from Ragusa to
Herzegovina. He fell into conversation with his traveling companions
about "the various peculiarities of the Turks living there, as I had heard
them described years before by a friend and colleague who had lived
among them for many years as a doctor." For reasons which only become
apparent later, Freud found himself unable to relay a further story,
namely, that "upon encountering sexual disturbances" the Turks "fall into
utter despair" (Weber 1992,91-92, quoting Freud 1953-73, 3:29o-291, 6:3).
The conversation then drifted to Italian art, and Freud strongly recom-
mended the frescoes at Orvieto cathedral. Again he found himself
strangely restrained in his conversation, unable to recall the name of their
painter, Signorelli.
In his rereading of this episode from Freud's life, Lacan suggests that an
unconscious desire betrays its presence in Freud's lapse of memory in
connection with the painter's name, a lapse which we may retrospectively
identify with the earlier failure to tell the story of the Turks' attitude to
failures of sexual performance. The desire in question is Freud's secret
concern with his own impotence, the unmanning of the master, the ·
Seigneur, a desire which, Lacan argues, manifests in disguised form as a
forgetting of the name "Signorelli."
But this claim makes sense only if the path connecting the desire to the
forgetful behavior operates at the level of signifiers rather than the objects
to which they refer. That is, nothing links forgetting the name "Signorelli"
to the question of Freud's impotence other than the accident that erasing
the name is a rebus for Freud's own unmanning. This connection is estab-
lished in virtue of Freud's status as master-Seigneur-but also through
6. According to Lacan, such avoidances also belong to the Freudian phenomenon of re-
pression. In this respect, then, the repressed, that is, the unconscious, emerges not as some
deep, dark, hidden reservoir of facts and urges but rather as a systematic oversight struc-
turing subjects' practices, a point to which I return in the next chapter.
The Song Not the Singer 25
the "accident" that the first three letters of "Signorelli" coincide with the
first three of "Sigmund." In short, as Lacan makes the point, "a desire ... [is]
situate[d] in the denuded metonymy of [this] discourse ... where the sub-
ject [in this case Freud himself] surprises himself in some unexpected
way" (Lacan 1981, 28).
Pleasure
7· See Laplanche and Pontalis 1974,62-65, 162-164, for useful discussions of the vagaries
of the Freudian notion of fixing and cathexis.
8. Lacan's term for the drive, pulsion, is a translation for Freud's term Trieb, which is mis-
translated in the Standard Edition of Freud as "instinct." On this point of mistranslation
see Laplanche and Pontalis 1974, 214-215.
9· Lacan discusses the scopic drive and its connection to such circular movements of
seeing and being seen in Lacan 1981, 181-184. See too 165-168 for a general discussion of
the connection between the drive and the production of pleasure.
10. See also Lacan 1981, 102, 104, 111, 186; see as well my remarks on the signifier earlier
in this chapter.
26 Introducing Lacan
theme from his earlier work in Ecrits that I discussed above, humans are
deceived through simulacra-or "lures"-which work in a paradoxical
way by permitting viewers to see through them. For instance, in Plato's
story, Parrhasios wins a painting competition by tricking his competitor
Zeuxis with a painting of a veil: "Zeuxis has the advantage of having
made grapes that attracted the birds [the lure in its natural function] ....
Parrhasios triumphs over him for having painted on the wall a veil, a veil
so lifelike that Zeuxis, turning towards him said, Well, and now show us
what you have painted behind it" (103). Zeuxis, unlike the birds, is not de-
ceived into thinking the painting depicts something real, since, in saying
"show us what you have painted," he recognizes that the veil's image is
merely a painting. Nonetheless, despite seeing through the deception, in-
deed because he sees through it, he is trapped by the image since, in
asking what is painted behind the veil, he mistakenly infers: veils conceal,
therefore something must be painted behind the painted veil. His mistake,
an instance of what I am calling double deception, is characteristic of the
deceptions created by trompe l'oeil-deceptions sustained even as, indeed
because, they are seen through. In short, Parrhasios wins the prize by cre-
ating a lure fit for humans, while Zeuxis produces a lure which, operating
in its "natural function," is strictly for the birds.
A mask hanging on a wall functions similarly to Parrhasios' s painting.
The simulated eye sockets are, as viewers well understand, not eyes at all;
no one is looking from behind the mask. Nevertheless, in the same way
that the painting of the veil seems to conceal something in a fictional place
painted behind it, a scrutiny seems to emerge from a fictional location be-
hind the mask: "Man, in effect, knows how to play with the mask" (107).
The mask's eyeless eyes, doubly deceptive, thus function as a lure.U
But how, in allowing viewers to see through it, does the lure trap
viewers? The mechanism of entrapment, Lacan tells us, depends upon the
pleasure created in seeing through what has been seen: "What is it that at-
tracts and satisfies us in trompe l'oeil? When is it that it captures our atten-
tion and delights us? At the moment when, by a mere shift of our gaze, we
are able to realize that the representation does not move with the gaze and
that it is merely trompe l'oeil?" (112). The pleasure produced is not an intel-
lectual satisfaction at uncovering a deception. That is, Lacan is not hinting
at a primal form of epistemophilia. On the contrary, the viewer knows all
along he is being deceived. Instead it depends upon the workings of the
11. In the case of works of trompe l'oeil the deception concerns the object rather than its re-
lation to the subject, that is, the subject is deceived about the reality corresponding to the
appearance. In the case of the mask, a certain ambiguity obtains: is the subject deceived
about the mask itself-about whether it constitutes a real face-or does the deception con-
cern the more general question of whether someone is looking from behind the mask?
The Song Not the Singer 27
scopic drive. As they see through the first level deception, viewers look
back at what they have seen, thus scrutinizing themselves, and specifi-
cally their own role as viewers. Thus they place themselves and what they
see on display. That is, even as they recognize that the eyes that they see
are trompe l'oeil-a masquerade-viewers feel themselves to be the object
of a "look" coming from the object's vicinity. In this way the raw materials
of the scopic drive are brought together, namely, voyeuristic and exhibi-
tionistic libidinal thrusts (poussees) arising from the twinned needs to see
and be seen, neither of which is fully satisfied. For instance, the eyeholes
of an empty mask provide an evasive target for the those who need to see.
We look at the holes but also behind them for the absent eyes that look
back at us, and the scrutiny from the direction of the mask takes on an am-
biguous quality: we feel under scrutiny but know we are not: "What the
voyeur is looking for and finds is merely a shadow, a shadow behind the
curtain" (182-183). The pleasure which emerges, the delight at viewing
the trompe l'oeil, proves that such a drive structure has successfully locked
into place.
Lacan' s name for structural distortions of the visual field, those that are
not only seen but are also the source of a look turned back upon the
viewer, is "the gaze." A gaze in this sense is created by the visual sem-
blance of a viewer behind the mask's eyeholes as well as the simulation of
a scene behind Parrhasios's painting of the veil. In short, the gaze is a
pseudo-object, masquerading as something objective when it is merely a
structural effect of the visual field, a hollow or absence around which the
scopic drive is constructed. By contrast, the mask, like the painting on the
wall, is a concrete object, a lure, that sustains the gaze as a structural ele-
ment in the field of its effects. As Lacan puts it, the mask is "that beyond
which there is the gaze" (107). According to Lacan, all drives are struc-
tured in this way, as responses to a twinned pair of needs. The responses
circle a pseudo-object, the "object of the drive," which in turn is screened
by a concrete object-in the case of the scopic drive, called "the lure"
(17o-18o).
The question arises, then, how the drive, as-the structure through which
pleasure emerges, connects with desire. Lacan answers by advancing a
bold hypothesis identifying the objet a in its role as object-cause of desire
with the object at the center of the drive. This identity is well illustrated in
the case of the Fort-Da game, for which, as I explained above, the cotton-
reel functions as objet a in its role as object-cause of desire. We saw that the
game involves a double deception. The first deception takes the form of
an identity or, more accurately, a relation of metaphoric substitution be-
tween mother and cotton-reel, which is based upon a shared relational
28 Introducing Lacan
structure: both cotton-reel and mother leave and return to the child. The
child is well aware of the deception. Nevertheless, because of the pleasure
the game affords, he continues to play, thus allowing the deception to re-
tain a grip.
The mechanism at work here, I claim, is the scopic drive, for which the
distortion of the visual field created by the sudden reappearances and dis-
appearances of the cotton-reel functions as the gaze. To be specific, the
Fort-Da game, through its structure of double deception, is homologous to
trompe l'oeil, and thus a site for the operation of the scopic drive.
Thus the cotton-reel fulfills a dual role: it is the objet a qua object-cause
of desire, and it is, like the mask, a lure supporting the gaze, a pseudo-
object at the center of the scopic drive. The phantasm, "the false organ"
that, I argued earlier, haunts the objet a as a reminder of the subject's orig-
inary lack, may then be identified as the gaze. As Lacan (1981, 243) puts
the point, "This object that is the cause of desire [the objet a] is the object of
the drive." He repeats this identification in the specific context of the
scopic drive: "Is it not clear that the gaze intervenes here only in as much
as ... the subject ... who feels himself surprised [is] the subject sustaining
himself in a function of desire?" (85). And he then reasserts it in the con-
text of the oral drive, for which the breast functions as an archetypical
objet a: "To this breast in its function as object, objet a cause of desire, in the
sense that I understand the term-we must give a function that will ex-
plain its place in the satisfaction of the drive" (168).12 In what follows, and
except where I need to do otherwise, I shall follow Lacan in reading the
term "objet a" fairly elastically, to cover not only the lure but also the objet
a proper, as well as the object at the center of the drive. In particular, the
gaze may be taken as an instance of an objet a.
Fetishism
In this section I argue that Lacan' s account of the objet a as both object of
the drive and object-cause of desire provides a way of understanding the
phenomenon of fetishism. A chaperone, I have argued, may take on the
characteristics of an objet a. Although not herself desired by the suitor, she
is nonetheless the cause of his desire as well as the center of the evasive ac-
tivities through which he produces his pleasure. In some cases the suitor
may become overattentive to the chaperone, so scrupulous about satis-
fying the letter of her demand for restraint that it is as if he puts her desire
before his own or, what comes to the same thing, appears to be afraid of
13. Dylan Evans, following Lacan, identifies perversion as a general clinical structure con-
nected with disavowal. Fetishism, then, falls under this concept as a special case of per-
version in which a fetish object functions as a symbolic substitute for the mother's missing
phallus (Evans 1996, 138-139). I do not need to make such fine distinctions here, and will
refer to perversion and fetishism interchangeably.
30 Introducing Lacan
fetishist and normal subject the situation is unequivocal at the level of con-
sciousness: "she's only an old woman; if only we could get rid of her, what
fun we would have." But for the fetishist, this knowledge is betrayed by a
contrary knowledge encoded into the phantasies structuring his behavior.
In situations of fetishism there is no need for repression, that is, no need
to defer the otherwise dangerous knowledge that satisfaction derives not
from acquiring what one desires but rather from engaging with the objet a,
the chaperone, for example. Consequently, such knowledge rises easily
into consciousness although, as Copjec points out, it is rare for the revela-
tion to be total: "It is important to recall Freud's several warnings against
possible misunderstandings: the construction of the fetish does not itself
reveal, except in certain 'very subtle' cases, the subject's simultaneous af-
firmation and denial of loss" (Copjec 1994, 113). Instead, the knowledge
surfaces in veiled form, as a recognition that contrary to perception, the
fetish is important in some sense never made totally clear. Such knowl-
edge is expressed in the characteristic split form of what Freud calls dis-
avowal: "I know that, but even so ..." 14
The other feature emphasized by traditional Freudian accounts of
fetishism is an associative connection between the mother's missing penis
and the fetish. This connection is clear in specific instances of fetishism,
but it can also be established on general theoretical grounds by deriving a
connection between the objet a, of which the fetish is an instance, and the
mother's lack-not specifically her lack of a penis but rather her lack in a
more general sense. The derivation is relatively straightforward in the
case of the Fort-Da game.
The cotton-reel is joined to Freud's grandson by a piece of string. But
the game drives a wedge between the child and his toy, thus consigning
the latter to the position of missing part. Through this process of "self-
mutilation," the child creates a new lack, his own lack of bodily integrity
(Lacan 1981, 62). Because the game only goes "some way to satisfying the
pleasure principle" (62, my emphasis) the child is subjected to a second lack,
constituted by the gap between the satisfaction he gets from the game and
the (purely imaginary) state of total satisfaction which is and continues to be
his aim (Ziel). These two lacks are structurally equivalent in virtue of sharing
the same position in the child's causal history: both emerge as aspects of his
response to the problem of failure to get satisfaction. 15
14. Freud originally conceived disavowal simply as "the subject's refusal to recognize the
reality of a traumatic perception" in the specific context of psychosis; but it came to take
on a more extended meaning in his work as a contradictory belief concerning the existence
of an object of unrealistic anxiety (Laplanche and Pontalis 1974, n8-12o).
15. The equivalence here is a matter of a shared metonymic relation with a prior common
cause. As Freud has shown us, psychic equivalences are grounded in such relations.
The Song Not the Singer 31
Thus the proposition that the objet a is important-that its lack is a catas-
trophe-is equivalent to that qualified denial of the mother's lack which
Freud designated by the term "disavowal."
Similar equivalences can be derived for all the objets a introduced by
Lacan (the breast, the turd, the gaze, the voice, and so on), since in all
cases the objet a provides a focus around which diversions from the sub-
ject's continuing lack are organized. In this way, then, the fetish, as a spe-
cial sort of objet a, takes on the role of substitute for maternal lack. This
role for the fetish is not one of its essential characteristics, however; it de-
pends instead upon a culturally and historically contingent fact, namely,
the role of the mother as caregiver in the early life of the child.
Fetishists are "irrational" in the sense of not pursuing their desires. In-
stead, they attend perversely (as we say) to something else, the fetish,
which thereby functions as an impediment, a delaying mechanism, with
respect to the attainment of their desire. So, for example, they may rivet
their attention upon an item of clothing or a bodily part instead of pur-
suing that which they continue to desire, from a safe distance as it were:
the consummation of sexual relations with the beloved.
Nevertheless, as I have argued, their actions, specifically their engage-
ment with the fetish, produce pleasure, and in that respect may be seen as
"properly motivated," that is, "done for good reason." This combination
of "irrationality" with "done for good reason" suggests new possibilities
for the relation between human subjects and their objects.
2
L acan's name is associated famously with the view that "the uncon-
scious is structured like a language" (Lacan 1981, 203). But Lacan's lin-
guistic and specifically structuralist conception of the unconscious has
been the target of much criticism. In particular, orthodox Freudians have
accused him of promoting linguistic aspects of the unconscibus at the ex-
pense of its sexual nature. Lacan has shown himself quite sensitive to such
criticism. He agrees that "the reality of the unconscious is sexual re-
ality.... At every opportunity, Freud defended this formula, if I may say
so, with tooth and claw"; and then acknowledges that "in advancing this
proposition [the sexual nature of the unconscious] I find myself in a prob-
lematic position-for what have I taught about the unconscious? The un-
conscious is constituted by the effects of speech .... The unconscious is
structured like a language" (149--150).
In this chapter I argue that, provided the embodied, material nature of
speech is taken into account-speech as parole rather than langue-a con-
ception of the unconscious as linguistically structured can be reconciled
with the notion that it is sexual in nature. I start by unfolding some of the
many ways in which one may read Lacan' s deceptively fertile aphorism
"The unconscious is structured like a language." For argument's sake Ire-
33
34 Introducing Lacan
strict the terms "signifiers" and "Speech" in this chapter to their conven-
tional meanings, as essentially linguistic in nature, rather than using them
in the somewhat broader sense introduced in the previous chapter.
Lacan also indicates, and here a third sense of his aphorism emerges, that
the unconscious is manifested, indeed constituted, by certain "effects of
speech," not only Freudian parapraxes ("the frontiers where slips of the
tongue and witticisms, in their collusion, become confused," 299) but also
the split between the subject of enonciation (the one who speaks) and the sub-
ject of enonce (the fictional figure in terms of which a speaker speaks about
himself or herself). This split, Mikhail Bahktin argues, is a consequence of the
impossibility of a speech act referring to itself. Either the act asserts that it is
already completed, in which case it falsely claims the termination of some-
thing which, ex hypothesi, is still ongoing; or it asserts that it is incomplete,
in which case, when completed, it will be guilty of false modesty, that is, of
denying its own achievement. Speech, it seems, always arrives too early or
too late at the scene of its own production. To be specific, a temporal gap ex-
1. He lists these other locations: "in semantic evolution ... the stock of words," "in my
style of life and ... character," "in traditions ... which bear my history," "in the distor-
tions necessitated by linking of the adulterated chapters to the chapters surrounding it."
Body and Text 35
ists between the moment of speaking and the operation of the referential ap-
paratus by which speech refers to itself, a gap which, in tum, creates a split
between the subject of enonce and its intended referent, the subject of enonci-
ation. As Tzvetan Todorov puts it, "If I tell (orally or in writing) an event that
I have just lived, in so far as I am telling (orally or in writing) this event, I find
myself already outside the time-space where the event occurred. To identify
oneself absolutely with oneself, to identify one's 'I' with the 'I' that I tell is as
impossible as to lift oneself up by one's hair" (Todorov 1984, 52).2
The process of speaking distracts the speaker from this split. Speech cre-
ates the illusion that the referent of the spoken "I" refers to the one who
speaks, thus protecting speakers from recognizing the limping quality of
their own utterances. This convenient illusion is not merely a matter of
suppressing from immediate consciousness the split between the subject
of enonciation and the subject of enonce but rather of overlooking it at the
level of discursive practice. That is, at issue is a certain practical lack of at-
tention to the split rather than a failure to recognize or "know" it at the
level of consciousness. 3 According to Lacan, such overlooking is a consti-
tutive moment in the formation of the unconscious:
Thus far I have followed the strand of argument in the early Lacan (of
Ecrits), which demonstrates that the unconscious is an "effect of speech"
(149). But in his later work, specifically Seminar XI, Lacan may be seen as re-
versing the ontological priority of speech over the unconscious, by arguing
that the constitution of the unconscious in dream work creates a split in the
subject similar to that between the subject of enonce and enonciation. Thus,
rather than speech preceding and providing a constitutive basis for the un-
conscious, the latter precedes and sets in place a structure subsequently real-
ized in the unfolding of the spoken word-what Saussure calls parole. In other
2. As Lacan makes the point, the "me" (moi) that signifies the subject of enonce "designates
the subject of the enunciation but does not signify it" (Lacan 1977, 298).
3· As with Louis Althusser's conception of ideology, the "knowledge" referred to is not so
much a matter of ideas in the head as of representations structuring practices-see my dis-
cussion of Althusser in Chapter 5·
36 Introducing Lacan
words, the structure of the unconscious lays the groundwork for language
rather than the other way around. I turn to this argument in the next section.
spectively into his consciousness after he wakes. What does Lacan mean
by "consciousness" here? As he uses the term, it refers to something that
differentiates waking from dreaming. It cannot, then, refer simply to
awareness or even perception, since in dreams no less than in waking we
are aware of, indeed perceive, aspects of reality, for example, the knocking
that the father noticed during his dream of the burning child. Instead, by
"consciousness" Lacan means a particular set of symbolic forms in terms
of which, after waking, the one who was dreaming comes to characterize
the reality he perceives, including the remembered knocking that, having
impinged upon his perceptual field even as he slept, woke him.4
In this context, the unconscious is exemplified by the way the knocking is
perceived at the moment when it occupies the center stage of the dream, as a
literally indescribable source of dread that, while retaining the semblance of a
message, breaks the boundaries of the symbolic forms in terms of which the
sleeper represents his waking experiences. In this guise, the noise that dis-
turbs the sleeper constitutes an intrusion of what Lacan calls the Real: a site of
anxiety where the symbolic order breaks down. This disturbance incites
Lacan, "interpellates him," as Althusse~ would say, to restore order by finding
a sense to the noise, which, by a catachretic substitution of meaning for non-
meaning, reworks the knocking into something sensible. The sleeping Lacan
effects this transformation by waking up and retrospectively identifying the
terrifying aspect of the noise as "just a dream." As he puts it, when he is awake
"the knocking occurs not in my perception [as it did in the dream], but in my
consciousness.... It is because my consciousness reconstitutes itself around
this representation ... that I know that I am waking up" (s6).
This reconstitution involves not only a reworking of reality to fit the
symbolic order but also a splitting between two "I's": the "I" who, while
dreaming, hears the original meaningless noise as a disturbance of the
symbolic landscape, and another "I" who, after waking, retrospectively
perceives, knows, what is going on: "I [the second I] know that I [the first I]
am ... knocked up" (56). At the liminal moment of waking the disjuncture
between these two "I' s" breaks into the open, thus leading Lacan to ask,
"What am I at that moment?"
A similar mechanism is at work in speech. When parapraxes, unintended
puns, and so on break up the pattern of speech to the point where they in-
dicate what Freud calls "unrealistic anxiety'' (an anxiety with no apparently
appropriate object) speakers are led to reassess their own words for some-
4· In Lacan's dream, this reality was aural in nature, a knocking, as was the noise of the
overturning candle in the dream of the burning child recounted by Freud. In the context of
establishing what Lacan means by "consciousness," it is germane to take note of his com-
plaint that Freud never returned to the problem of consciousness (Lacan 1981, 57).
38 Introducing Lacan
thing more that they might be saying, for something they have missed. This
veiled excess of meaning defamiliarizes speech, filling it with resonances
that, like the anonymous, free-floating "acousmatic" voice of a film sound-
track (the mother's voice in Hitchcock's Psycho) seem to come from a
somewhere else which is nowhere (ZiZek 1996, 92). Speakers are thus trans-
formed into listeners to their "own" alienated utterances, and correspond-
ingly a wedge is driven between the "I" producing the speech and the "I"
reflexively listening to what is being said. Such distortions of speech, which
cause speakers to listen to their own utterances coming back from else-
where, fall under the heading of what Lacan calls "the Voice."
It is true, of course, that speakers quickly seal off these moments of insta-
bility in their speech, retrospectively passing them off as accidents. Never-
theless, the structural similarity with dreams remains, since in Freud's ac-
count of the dream of the burning child the father too engages in a sealing
off, erasing the waking moments of disorientation in his sense of self and
the world. To be specific, almost as soon as he wakes, the father comes to a
retrospective (mis)understanding that the noise disturbing his dream was
merely the result of a candle overturning in the next room. Thus the uncon-
scious, which is constructed around an assortment of such troubling little
pieces of reality located outside the symbolic order, displays a structure of
splitting similar to that manifested in speech. Here, then, we see another
sense in which "the unconscious is structured like a language."
5· In this context it is important to point out that the book in which this passage appears is
a written transcript of oral performances.
Body and Text 39
6. These remarks are advanced in the context of a discussion of a parent reading to a child
but also of the Fort-Da game, where, one can argue, the scopic rather than invocatory drive
is operative.
7· See also Lacan 1981, 177. Lacan calls these drives "partial" in the sense that each, al-
though sexual in nature, is "partial with regard to the biological finality of sexuality"
(Lacan 1981, 177). According to Lacan, there is no sexual drive as such (189). Instead, ac-
tivities are sexualized, libidinally invested, in relation to one of the "partial drives." It is
important to keep in mind here that Lacan distinguishes sexual from gender relations.
That is, for Lacan the sexual is a matter of the drive, whereas gender is a higher order
structure involving the subject's relation to desire.
40 Introducing Lacan
8. See also Zizek 1989, 45· The Real may take either of two forms: either an unsymboliz-
able point of excess, that which Freud associates with das Ding, or a residue, a leftover
from the process of symbolization, a piece of white noise from which all categorizable
sounds have been sifted.
II
FETISH
3
A Slave to Desire:
Defetishizing the Colonial Subject
Sometimes I woke up, and found her bending over me. At other times, she
whispered in my ear, as though it were her husband who was speaking to me, and
listened to hear what I would answer. If she startled me, on such occasion, she
would glide stealthily away; and the next morning she would tell me I had been
talking in my sleep, and ask who I was talking to. At last, I began to fear for my
life.
Harriet Jacobs, Incidents in the Life of a Slave Girl
45
46 Fetish
The difference from his earlier argument turns out to be more rhetorical
than substantial, however. By figuring the colonial subject as "almost the
same but not quite," mimicry shares the ambiguities and disavowals char-
acteristic of fetishism (86).
Bhabha also looks for reflections of the structure of mimicry-fetishism
in colonial slave literature as well as contemporary works like Toni Mor-
rison's Beloved: "I want to link this circulation of the sign from the 187os in
the world of Beloved, to the circulation of other signs of violence in the
185os and 6os in northern and central India" (199). And in closing his dis-
cussion of Beloved he refers to "the ambivalences and ambiguities" of the
"unhomely world ... enacted in the house of fiction ... its sundering and
splitting performed in the work of art" (18).1
In short, Bhabha seems to be claiming that in British India no less than
the slave plantations of the deep South, master-slave discourses and pop-
ular literature are indicators, indeed symptoms, of a fetishistic structure of
desire that marks black bodies and continues to circulate today in books
like Morrison's Beloved. Bhabha admits to a certain "recklessness" in
proposing a black desire that so readily slips across cultural and historical
1. He also writes, immediately before the quotation on page 18: "When the present tense
of testimony loses its power to arrest, then the displacements of memory and the indirec-
tions of art offer us the image of our psychic survival." Thus, in terms of Bhabha's frame-
work, colonial literature and Beloved take on interestingly different roles, although the ap-
parent privileging of the latter is complicated by complex intertextual relations as well as
by the ideological nature of literature-ideological even when most arresting. (Morrison
indicates her indebtedness to nineteenth-century slave narratives in several interviews-
see Taylor-Guthrie 1994, 29, 182, 257.)
A Slave to Desire 47
Marna's Baby
2. One might well object that his strategy of looking for a common representation of black
desires, and thus erasing differences between and within such desires, is repressive rather
than liberatory. Indeed, it is a highly dubious strategy in the cause of black liberation,
since, as I showed in the Introduction, it lends itself all too readily to a politically regres-
sive pathologizing of a marginal group.
3· Of course, such literary illustrations do not provide evidence that the connections in
question were instantiated in the lives of real slaves. In the case of the Jacobs narrative,
though, this issue is complicated, since the narrative can be taken as a form of self-
narration or folk history rather than literature. See Jean Yellin's preface to the Jacobs story.
48 Fetish
to check that her husband is not sleeping with his slave (see the quotation
at the beginning of this chapter). This anxiety is "unrealistic" in Freud's
sense that it is inappropriate to its object. The inappropriateness is not a
matter of the mistress, Mrs. Flint, having no cause for her jealousy but
rather of the lengths she goes to in acting it out. Such anxiety, according to
Freud, is the result of an unconscious link to the primal scene of lack. In
Lacan's words, it "introduces us, with the greatest possible accent of com-
municability, to the function of the lack or fault [la fonction du manque]"
(Lacan's unpublished Seminar X, of 1962/63, quoted in Weber 1991, 153).4
In such traumatic situations, according to Lacan, desire emerges: "It
should not be forgotten that ... 'trauma' is only the reverse side of the
process by which not only 'perceptions' but also 'desires' themselves are
constituted." Specifically, as I argued in Chapter 1, desire is created at sites
where the subject is assailed by unrealistic anxieties arising from failure to
come to terms with the Other's desire: "The desire of the Other does not
recognize me .... It challenges me [me met en cause], questioning me at the
very root of my own desire [my emphasis] .... And it is because this entails
a relation of antecedence, a temporal relation, that I can do nothing to
break this hold other than to enter into it. It is this temporal dimension
that is anxiety" (Lacan, quoted in Weber 1991, 155, 160).5
In what form does desire manifest in the scene of southern discomfort
portrayed by Jacobs? Hortense Spillers suggests that the mistress's desire
takes the form of sexual attraction to her slave's body: "a sexuality that is
neuter-bound, in as much as it represents an open vulnerability to a gi-
gantic sexualized repertoire that may be alternately expressed as male/ fe-
male."
Spillers analyzes the bedroom scene described at the beginning of this
chapter along these lines: "Suspecting that her husband, Dr. Flint, has
sexual designs on the young Linda [Harriet Jacobs] ... Mrs. Flint assumes
the role of a perambulatory nightmare who visits the captive woman in
the spirit of a veiled seduction.... The 'jealous mistress' here (but jealous
for whom?) forms an analogy with the 'master' to the extent that male
dominative modes give the male the material means to fully act out what
the female might only wish" (Spillers 1987, 76-77). Spillers continues:
"Neither could claim her body ... as her own.... In the case of the
4· Note that according to Freud in The Interpretation of Dreams, anxiety is a response to the
traumatic "perceptual loss" that inhibits the proper functioning of the pleasure principle,
that is, prevents the maintenance of fixed cathexes (Weber 1991, 154, 160).
5· La can also says along the same lines: "Anxiety manifests itself clearly from the very be-
ginning as relating-in a complex manner-to the desire of the Other. ... The anxiety-
producing function of the desire of the Other [is] tied to the fact that I do not know what
object o I am for this desire" (Weber 1991, 161).
A Slave to Desire 49
doctor's wife, she appears not to have wanted her body, but to desire to
enter someone else's" (77). A variety of familiar desires are mentioned in
the course of Spillers's analysis: the husband's carnal lust, the wife's "ec-
stasy of unchecked power," and the "fabric of dread and humiliation"
constructed by the two women, projected differentially by each in terms
of their local narratives of loss and desire. 6
Spillers's proposal finds little independent support in the text. In partic-
ular, it has difficulty in explaining the mistress's behavior toward the
sleeping slave, circling her persistently, whispering in her ear, then
"gliding stealthily away" as she awakes. If there exists what Spillers calls
a "gigantic sexualized repertoire" at work here, then it is, it seems, subject
to a strong negative proscription or inhibition. In that case, however, guilt
should be part of Mrs. Flint's response to her slave. But the text provides
little evidence of this.
An alternative reading is that the slave's body is an impediment to the
mistress's real desires. Mrs. Flint is intent on maintaining not only the dig-
nity of her social position, as a married woman and the wife of a profes-
sional man, but also her appearances as a good wife: a skilled manager of
the home, virtuous, and both honored and, by implication at least, desired
by her husband. The text provides reasons for why she should be insecure
about these matters. Mrs. Flint, we are told, was not herself "a very re-
fined woman," "a second wife, many years the junior of her husband,"
who was a "professional man" much concerned with saving appearances
(Jacobs 1987, 34, 33).? The fact that the real Dr. Flint's first marriage ended
in a famous and acrimonious divorce case-which cited his first wife's
drinking, addiction to laudanum, promiscuity, and general carelessness
with household expenses-no doubt contributed to the second Mrs.
Flint's insecurities. 8 These come to a head in a bitter confrontation during
which the slave is made to reveal Dr. Flint's sexual advances to her: "As I
went on with my account her color changed frequently, she wept, and
sometimes groaned ... but I was soon convinced that her emotions arose
6. Like Bhabha, Spillers offers her analysis not only as a reconstruction of a fictionalized
character but also as an account of the psychic structure of real slaves, including the histor-
ical protagonist of the Jacobs narrative. Unlike Bhabha, however, Spillers interrogates the
terms of her analysis by historicizing her theoretical framework: "This narrative scene from
Brent's [Jacobs's] work, dictated to Lydia Maria Child, provides an instance of a repeated
sequence, purportedly based on 'real' life. But the scene in question appears to so com-
mingle its signals with the fictive, with casebook narratives from psychoanalysis, that we
are certain that the narrator has her hands on an explosive moment of New-World/U.S.
history that feminist investigation is beginning to unravel" (Spillers 1987, 76--77).
7· The historical figure Mary Horniblow, upon whom the figure of Mrs. Flint was based,
was the daughter of an inn keeper (Jacobs 1987, 26o-261).
8. See Jacobs 1987, 262 n. 1, 263 n. 8.
50 Fetish
from anger and wounded pride. She felt that her marriage vows were des-
ecrated, her dignity insulted.... She pitied herself as a martyr" (JJ).
In this context, the slave's body seems to function for Mrs. Flint less as
an object of desire (Spillers) than as what Lacan calls the objet a, which, by
openly attracting her husband's attention, stands in the way of there-
spectability and respect that Mrs. Flint wants: an impedi!llent to her desire
rather than its object. In short, from Mrs. Flint's perspective, desire at-
taches to the slave's body indirectly-"clings to it," as Lacan says (Lacan
1981, 245).
The slave's body occupies this role not only because Dr. Flint wants her
but also because, in treating Linda Brent as a rival who needs to be
watched, Mrs. Flint inadvertently brings about the very thing she fears. To
be specific, Mrs. Flint leaves her own bed at night for the slave's bedroom,
where she can continue her scrutiny. By so doing, the slave comes be-
tween husband and wife, although not in exactly the way the wife fears. 9
On this reading, a quite different explanation of Mrs. Flint's strange be-
havior emerges. According to Lacan, pleasure arises not from subjects get-
ting what they want but rather from their engaging with the objet a. Thus
the mistress's endless returns to the scene of her rival's body do not man-
ifest conflicted desire so much as the pursuit of pleasure. In short, the real
source of pleasure arises not from some repressed pansexual desire, as
Spillers suggests, but rather from circling the objet a.
Lacan also indicates that too close an approach to the objet a creates
loathing. By exposing the objet a and associated lure as the "piece of shit"
around which the subject's activities turn, the phantasy upon which both the
staging of desire and the production of pleasure depend is threatened (Lacan
1981, 268). Such loathing is apparent in Mrs. Flint's repeated hesitation to
touch the "black" skin and her precipitate flights from the slave's waking
body, ·as if such contacts threatened to expose her in the nakedness of for-
bidden desire. These withdrawals are not flights from the illicit; they are
means of preserving the phantasy of a rival for Dr. Flint's affections, which in
turn sets the scene in which she produces pleasure and enacts her real desire
to secure her marriage. Specifically, if she comes too close or stays too long,
she risks seeing through the "black" body, recognizing it as merely a slave
with no real claim on her husband's affections, and thus destroying thenar-
rative underpinnings of her pleasurable nightly peregrinations.
Harriet Jacobs was quite fair skinned, as the photo on the cover of the
Yellin edition of her diary indicates and as she herself tell us. The contra-
diction between this empirical fact and the equally undeniable fact of her
9· Slavoj ZiZek (1989, 64~9) argues that such wayward chains of causes are typical of the
workings of the objet a.
A Slave to Desire 51
"blackness" does not detract from her role as objet a. On the contrary, it
makes a close approach to her body even more dangerous, since it
threatens to expose the arbitrary nature of the color bar upon which ante-
bellum Southern society was based.
This reading does not preclude the possibility of fetishism. In order for
Mrs. Flint's desire to be fetishistic in the strictly Freudian sense, however,
an extra element is required, namely, a discourse of disavowal to the effect
that "the slave doesn't want to sleep with my husband, but even so she is
taking him from me." Mrs. Flint's utterances and behavior show no signs
of such vacillations. On the contrary, against all the evidence, she seems
totally convinced that Linda is open to her husband's ineffectual attempts
at seduction and is equally determined to stop him. Obsession rather than
perversion seems to be the structure of Mrs. Flint's psychic universe.
In sum, Jacobs's story provides evidence neither of fetishistic desire (as
Bhabha claims) nor strange pansexual rites (Spillers's contention). In-
stead, the reader is presented with the spectacle of a wife going about the
familiar business of milking what pleasure she can from the deferrals of
the bedchamber. The peculiar mixture of pleasure and loathing displayed
by the mistress toward the slave's body confirms its identity as the objet a,
or, more correctly, its associated lure.
Beloved
164). It is only when the schoolteacher takes over the home farm ("Sweet
Home," as it is called) and sets his adolescent boys to suck dry her breasts
that Sethe conceives a desire for freedom at all costs. Initially this mani-
fests in a restrained and covert way as "the Plan," but her desire finds full
expression when she reaches freedom, experienced as an exultant and
selfish pleasure at successfully bringing her children to safety: "I did it. I
got us all out.... Decided. And it came off like it was supposed to. We
was here. Each and every one of my babies and me too .... It was a kind of
selfishness I never knew nothing about before. It felt good" (162).
The pertinent changes in Sethe' s desire take place not so much at the
level of content or even affect but rather in the structure of subjectivity
within which possibilities for enacting desire are defined. Paul D, Sethe's
lover, describes the new Sethe in terms similar to those employed by Baby
Suggs in describing her son's desire to free her, a desire so powerful that it
brooked no interference from others: "This here Sethe was new ... talked
about love like any other women ... but what she meant could cleave the
bone.... This here new Sethe didn't know where the world stopped and
she began.... It scared him" (165).
Much of the narrative of Beloved is structured by this theme of the terri-
fying power of desire. It is embodied in the figure of Beloved, the book's
eponymous and mysterious protagonist: "But it was Beloved who made
demands. Anything she wanted she got, and when Sethe ran out of things
to give her, Beloved invented desire" (240). In a mysterious way that the
book never clarifies, Beloved is related to the daughter whom Sethe killed
out of love/ desire, and thus is also the effect of desire. In short, she stands
in a doubly metonymic relation to desire, as both its effect and cause. Thus
her eventual banishment, the community's ritualized failure to incorpo-
rate her, signals a failure to come to terms with desire, a failure that struc-
tures and plays havoc with the lives of three generations of women: Baby
Suggs, Sethe, and Sethe' s other daughter, Denver.
In Lacanian terms, Beloved is the Real of desire, the objet a: not the de-
sired itself but that which controls and flows from desire: inchoate, un-
speakable, horrifying, overwhelming, that which always escapes the or-
dering of the symbolic, a presence surrounded in mystery. She appears in
this role to a group of women who see her and her adopted family
standing together on the porch of their house: "Well, they saw some-
thing ... it was standing right next to Sethe. But from the way they de-
scribe it, don't seem like the girl I saw in there" (265), an apparition that
comes to takes on almost legendary status-"Later, a little boy put it out
how he ... saw, cutting through the woods, a naked woman with fish for
hair" (267). Such sightings are accompanied by a peculiar loss of memory
on the part of those who participate in their telling: "Everybody knew
A Slave to Desire 53
what she was called, but nobody anywhere knew her name. Disremem-
bered and unaccounted for, she cannot be lost because no one is looking
for her.... It was not a story to pass along" (274). Beloved's unsocialized
nature-her thoughts lack even the most rudimentary spatial and tem-
poral structure--reinforces the indeterminacy surrounding the question
of who or what she is: "All of it is now it is always now .... I am al-
ways crouching the man is on my face his face is not mine his
mouth smells sweet but his eyes are locked" (211).
The book incorporates a counterpoint to the theme of desire and its terri-
fying consequence: an ethic of self-denial which recommends loving small:
"Being so in love with the look of the world, putting up with anything and
everything, just to stay alive in a place where a moon he had no right to
was nevertheless there. Loving small and in secret" (221), a theme repeated
later in Sethe's self-description: "Nobody loved her and she wouldn't have
liked it if they had, for she considered love a serious disability" (256). This
austere ethic renders personal desire and its enactment problematic, even
hubristic, an occasion for anxiety: "And it worked out fine, worked out just
fine, until she got proud and let herself be overwhelmed by the sight of her
daughter-in-law and Halle's children ... and have a celebration of black-
berries that put Christmas to shame. Now she stood in the garden smelling
disapproval, feeling a dark and coming thing, and seeing high-topped
shoes that she didn't like the look of at all. At all" (147).
Subjects, black ones at least, it seems, get their pleasure not from fol-
lowing their desire but rather, as in fetishism, from serving the other. As
the Jacobs narrative puts it: "My mistress was so kind to me that I was al-
ways glad to do her bidding and proud to labor for her as much as my
young years would permit. I would sit by her side for hours, sewing dili-
gently, with a heart as free from care as that of any free born white child"
(Jacobs 1987, 7). These lines are echoed in Morrison's evocation of the
Sweet Home regime: "She wanted to love the work she did, to take the
ugly out of it.... A few yellow flowers on the table, some myrtle tied
around the handle of the flatiron holding the door open for a breeze
calmed her, and when Mrs. Garner and she sat down to sort bristle, or
make ink, she felt fine" (Morrison 1987, 22).
Much of the narrative tension in Beloved comes from an interweaving of
such episodes of self-denial with the horrendous consequences of untram-
meled desire. For instance, Sethe's "crime," the consequences of which
continue to haunt her throughout the book, is presented as the result of in-
dulging a love that is "too thick":
"Yeah. It didn't work, did it? Did it work?" he asked .... ''Your boys gone
you don't know where. One girl dead, the other won't leave the yard." (165)
the work she did, to take the ugly out of it" (22); Sweet Home as the some-
time tender trap in which the white man holds them, and to which they
seem condemned to return not merely in their memories and conceptions
of home but also as a certain structure of servitude:
"How come everybody runs off from Sweet Home can't stop talking
about it? Look like if it was so sweet you would have stayed."
"Girl, who you talking to?"
Paul D laughed. "True, true. She's right, Sethe. It wasn't sweet and it sure
wasn't home." He shook his head.
"But it's what we were," said Sethe, "All together. Comes back whether
we want it or not." She shivered a little. (13-14)1°
10. Beloved and the white man thus occupy similar roles in relation to desire, namely, as
objets a. Whereas the white man comprises the objet a in its guise as the gift which turns to
shit even as it is exchanged (Lacan 1981, 268), Beloved comprises the objet a in its more
ephemeral manifestation, as a hitch in the symbolic order around which activities circulate
(Ziiek 1989, 169-171).
56 Fetish
57
58 Fetish
Hopi encouraged a belief among their offspring that the masked dancers
were gods (also called Katcina). Young children were frightened into be-
having themselves by being told that if they did not eat their porridge, go
to sleep, stop crying, and so on, then the Katcina would come and eat
them. At initiation, however, apparently to the great consternation of the
young initiates, fathers and uncles of the clan revealed themselves as
wearers of the masks, a revelation that threatened to destroy not only key
elements in the children's cosmology but also the rationale for much of
their learned behavior. As Taleyseva recounts the story of his own initia-
tion: "I was greatly shocked: these weren't spirits .... I felt unhappy be-
cause all my life I had been told that the Katcina were gods. I was above
all shocked and furious to see my clan uncles and fathers dancing as
Katcina. But it was even worse to see my own father" (Mannoni 1964, 16).l
As they were exposed to the apparently devastating revelation, initiates
were offered additional knowledge in mythological form: a recounting of
un autrefois, a golden age, when the gods had danced openly among the
people. The myth went on to claim that "in a mysterious way" the gods
were still present on dance days: "You know that the real Katcina don't
come to dance in the pueblos as they did in other times. They come only in
an invisible fashion, and inhabit the masks during the dance days in a
mysterious way" (16) ..
Commenting on this moment of revelation, Mannoni observes that
"one sees there ... the moment when belief, abandoning its imaginary
form, enters the symbolic mode sufficiently to open out into [religious]
faith, that is to say, onto commitment" (16-17). The operation of what
Mannoni refers to here as the "symbolic" involves a form of double de-
ception that I alluded to earlier in my discussion of the signifier in its role
as Vorstellungsrepriisentanz.
The first level of deception practiced upon the children involves the
masks functioning as false tokens of the gods' presence, thus concealing
their absence. In the context of the initiation, the masquerade becomes
more complex, however. It is admitted that the masks hide the absence of
the gods, but the admission is made only in order to advance a second de-
ception: that the absence is only an apparent one, since the gods are present
invisibly (de far;on invisible). Mannoni associates such deception with the
operation of religious symbols, which signal the presence of the divine by
the paradoxical device of admitting their own poverty as representations.
Michael Taussig remarks a similar structure of deception among the
Selk'nam of Tierra del Fuego. During the initiation dance, known as the
On the one hand the women and children, forming the "audience," have to
pretend-to mime-on pain of death that what they are witness to are real
gods and not their kinsmen acting as gods. In this way the public secret es-
sential to mystical authority is preserved.
On the other hand is the violence associated with the demasking of the
gods that the male initiates are forced to witness in the privacy of the men's
house. Through the violence of demasking fused with laughter, the power
of the mimetic faculty as a socially constitutive force is thereby transferred
from the younger to the older men, the duped becomes one with the
dupers, and ... "the great secret" fortifies [the] "invisible state." (Taussig
1993, 85-86)
Thus not only the initiates but the audience too are involved in structures
of double deception. That is, "knowing" that the masks are fakes, the au-
dience see through one deception, but even so, indeed because of this,
they must enter a second deception, that is, they must pretend that they
have not seen through the first. The initiates are trapped in a similar struc-
ture, which, by its difference, marks their special status. Like their audi-
ence, prior to initiation they only pretended to believe in the masks. But
then, in the secrecy of the men's hut, they must act as if they are shocked
by the unmasking, that is, they must engage in a second deception. They
must pretend that prior to initiation they had not seen through the earlier
deception.
What separates the "knowing" initiates from the "ignorant" audience is
not a matter of knowledge but rather of power relations and social
arrangements, a matter of who is forced ("on pain of death") to pretend to
whom. That is, from the outset, everyone knows that the dancers are their
kinsmen. After the ceremony, however, the audience are forced to con-
tinue the pretense that the initiated have access to the "truth," whereas, at
least among themselves, the initiated are able to drop the pretense. Their
superior status resides, then, in the fact that they can speak the real
truth-the cruel fact that there is no truth-while the uninitiated must
continue to conspire in what they know to be a lie: that the truth exists.
The fact that everyone knows all along that the "truth" in question is a lie
makes the demonstration of power more effective rather than less.
The Katcina initiation ritual and the attendant revelation became a site at
which a contradiction took shape: "I know that the dancers are my uncles
60 Fetish
and fathers, not spirits, but even so the Katcina are present when my uncles
and fathers dance in the masks" (16). This contradiction takes the logical
form of what Freud calls "disavowal" (Verleugnung): "I know that ... but
even so ... " But can we claim, as Mannoni does, that Hopi engagement
with the Katcina masks is one of disavowal in the full Freudian sense?
More specifically, can we take the Katcina masks as fetish objects in
Freud's sense? Or by doing so do we commit Bhabha's mistake of ex-
porting psychoanalytic concepts into the cultural domain on the basis of
overgeneralized structural homologies?
As I pointed out in Chapter 1, according to Freud fetishistic disavowal
consists of two components: first, an "avowal" of the form "I know that,"
usually grounded in commonsense perception, which more or less di-
rectly asserts what has been repressed, such as the mother's missing penis
or some other metaphoric transcription of her primal lack; second, the dis-
avowal proper, expressed in the form "but even so," which by denying
what has been avowed reinstates repression, for instance denying the
mother's penis is missing through investing some other object, such as a
knee or a piece of fur, as a substitute. Does the Hopi initiation ritual and
its attendant revelation involve such a structure, in which the repressed
surfaces in order to be disavowed?
In many Hollywood films the repressed is portrayed as a sort of un-
namable and unmentionable thing (Freud's das Ding) that adults cannot
bring readily to mind because of its associations with childhood experi-
ences so horrifying that they are wiped from memory almost as soon as
they happen (for example, sight of the mother's genitalia, an incident in
the family romance, and so on). Only later, in adult life, does the repressed
return in various sinister guises, brought to full consciousness by much
painful and difficult psychoanalytic work of a hermeneutic kind.
Lacan turns this traditional portrayal of repression upside down by ad-
vocating a return to Freud's insight that subjects may without much diffi-
culty bring to mind repressed memories, indeed do so without occa-
sioning themselves much distress: "Freud made it quite clear that,
although it was difficult for the subject to reproduce in dream the memory
of the heavy bombing raid, for example, from which his neurosis de-
rives-it does not seem, when he is awake, to bother him either way"
(Lacan 1981, 51). The memory's "repressed" status, according to Lacan, re-
sides not in the putative fact of its burial beyond immediate recall but
rather in the phantasy structure of symptoms, including the various and
varied hidden forms of return that punctuate a subject's life practices. The
subconscious status of repressed memories pertains not to their content,
which may be quite open to consciousness, but rather to their hidden con-
nections with these practices (slips, symptoms, and so on). The phenom-
Fetish and the Native Subject 61
2. Not any such dovetailing of seeing and being seen results in a drive structure. On the
contrary, it is the paradoxical combination of anxiety and pleasure associated with the
children's relations with the Katcina which signals that a drive was at work in such situa-
tions.
64 Fetish
(via the myth)-the initiation positioned the mask as a lure screening the
gaze.
In Chapter 1, I argued that in becoming a site of disavowal, a lure is
transformed into a fetish. The Katcina mask exemplifies such an object.
The relevant disavowal takes the characteristic form noted by Copjec, ''be-
tween the disavowal that produces the fetish object [the mask] and an
avowal that allows subjects to do without it" (Copjec 1994, 113). Specifi-
cally, it takes the form of a contradiction between the assertion that the
gods inhabit the masks in an invisible fashion and the observation that the
masks are empty, a contradiction repeated at the level of Hopi practices as
a tension between adult responsibility and childhood fear of the Katcina.
According to Freud, such contradictory structures are constitutive of per-
verse or, more correctly, fetishistic forms of subjectivity. The element of per-
version resides not in the unusual or socially unacceptable nature of the ob-
ject of desire but rather in the way that the structure indirectly brings to the
surface the gap between the production of pleasure and the achievement of
desire. That is, by deferring access to the object of desire and lingering with
the corresponding lure in its role as fetish, the perverse subject shows that
pleasure resides in engaging the fetish rather than the object of desire. In
short, the fetishistic subject constitutes a novel type of subjectivity for which
agency resides not (as it does for the normal subject) in trying to get what
one wants, but rather in sticking with the impediment to desire.
The gaze that surprises me and reduces me to shame ... is not a seen gaze,
but a gaze imagined by me in the field of the Other.... Far from speaking of
the gaze as of something that concerns the organ of sight, he [Sartre] refers
to the sound of rustling leaves, suddenly heard while out hunting, to a foot-
step heard in the corridor ... (a]t the moment when he has presented him-
self in the action of looking through a key hole. A gaze surprises him in the
function of voyeur, disturbs him, overwhelms him and reduces him to a
feeling of shame. (Lacan 1981, 84)
3· Levi-Strauss was keen to divorce himself from any connections between the religious
and totemic orders. That is, for Levi-Strauss, the religious has to do with the spirit world
(which the Ojibwa designate as manido), which cuts across the totemic order of ototeman
(Levi-Strauss 1963, 18, 22). Because of the religious connotations of the term "sacred," Ben-
jamin's terminology of the "auratic" is less misleading than Durkheim's.
66 Fetish
4· According to Lacan, metonymy is the trope associated with desire. Thus the suggestion
that the distinction between the guardian spirit and totem corresponds to that between the
lure and the object of desire fits well with Levi-Strauss's claim that the guardian spirit is
associated with causal (or religious) modes of thought, that is, with metonymy. It also fits
with Lacan's view that the objet a is the first signifier, and thus associated with metaphor,
the trope that, Levi-Strauss notes, is associated with totemic relations since they depend
upon an isomorphism between the set of totems and set of clans.
Fetish and the Native Subject 67
portance of the objet a. That is, on the one hand, Ojibwa and Algonquin
practices and beliefs suggest a commitment to an affinity between the
totemic animal and clan members. On the other, Ojibwa clan members
protest that the totem is no more than a name, and the Algonquin take the
matter of an affinity between clan members and their totems as a topic for
jokes: "The Algonquin ... [told] jokes such as 'My totem is the wolf, yours
the pig.... Take care! Wolves eat pigs"' (Levi-Strauss 1963, 22).
This discursive contradiction is echoed at a practical level. Specifically,
it reappears as a conflict between the already noted ritual apologies to
totemic animals before killing or eating them and a certain casualness
concerning their extinction: "Although the caribou had completely disap-
peared from Southern Canada, this fact did not at all worry the members
of the clan named after it" (21). The domain of practice thus functions as
an arena for exfoliating intellectual difficulties about the totem's status, in
the same way that Hopi practices acted as an arena for working out diffi-
culties concerning the status of the Katcina masks.
Thus the totemic animal takes on the characteristics of a fetish. It is not
only a lure screening a corresponding objet a but also a site of disavowal
echoed at the level of practice. The fetishistic nature of the totem is con-
firmed by the peculiar lack of affect attending the disaster of the totemic
animals disappearing from the hunting grounds. Such lack of affect is
characteristic of engagement with the fetish because, although the fetish
gets all the perverse subject's attention, it does not comprise his object of
desire. 5
In sum, a Lacanian approach explains aspects of Levi-Strauss's ethno-
graphic materials, specifically the Algonquin's jokes, which a purely
structuralist approach marginalizes. It also indicates more generally how,
despite their internal cognitive dissonances, fetishistic structures com-
prise a good strategy for traditional, strongly bounded societies. The
Ojibwa deny the authority of the various hunting and eating rituals: "I
know the totem is only a name." Nevertheless there is a strong incentive
for attending to rituals-not because of the contradictory avowal that "all
the same it is important to respect the rituals," but rather because of the
pleasure produced by the structure of fetishism. Indeed, such pleasure
may be the only one the fetishist gets, since his own desires are sacrificed
on the altar of the Other. A similar situation, I argue in the next section, is
evident in connection with Levi-Strauss's discussion of the Oedipus myth.
5· This conclusion can also be justified along more orthodox Freudian lines. Since the
totem is a fetish, its vanishing signals an end to pleasure, thus repeating the primal wound
that Freud calls "trauma." Lack of affect is one characteristic reaction to such a catas-
trophe, a point that Lacan makes in the context of his discussion of Freud's case of the
shell-shocked neurotic (Lacan 1981, 51).
68 Fetish
Although the problem [the contradiction between the two models for the
origin of man] cannot be solved, the Oedipus myth provides a kind of log-
ical tool which related the original problem-born from one or born from
two?-to the derivative problem: born from different or born from same?
By a correlation of this type, the overrating of blood relations is to the un-
derrating of blood relations as the attempt to escape autochthony is to the
impossibility to succeed in it. (Levi-Strauss 1979, 216) 6
Thus the myth implied that settling upon a marriage partner involved
more than a private arrangement of who lives with whom: the origins of
humanity (is man autochthonous or the result of sexual reproduction?)
and his place in the universe were in the balance as well.
These imbricated cognitive and practical contradictions, I suggest, con-
stituted a structure of disavowal for which the mother's lack, represented
in this case by her lack of reproductive self-sufficiency, filled the role of
fetish? Whereas the Hopi initiation myth functioned exclusively as a site
of avowal ("but even so the gods are in the masks"), the Oedipus myth
staged both the disavowal ("but even so man comes from woman/ earth
alone") and the avowal ("woman is lacking/needs a man"). Indeed, the
Oedipus myth went further by inflecting the resultant contradiction out of
the domain of cosmological schemes into the domain of marital strategies.
In the case of fetishism staged within the Oedipus myth, as for fetishism
generally, the object of desire must reside somewhere other than the
fetish. In the classical as well as Hellenic Greek context it is not difficult to
locate that object. A man's object of desire was the eromenos, the young
male lover, relations with whom were in uneasy tension with the adult
male's responsibility to the oikos, that is, the household and its attendant
women embodied in the figure of the mother and wife. Michel Foucault
argues that such tension was not the result of an opposition between ho-
mosexuality and heterosexuality, or even between love of boys and an
ethic of marital fidelity (which in any case seems to have been a later
Roman and specifically Christian development), but arose instead from a
conception of the adult male as one who, loving the beautiful, whether
male or female, also exhibited suitable moderation and self-control in his
daily life:
In so far as he was married ... a man needed to restrict his pleasures ... but
being married in this case meant, above all, being the head of a family....
This is why reflection on marriage and the good behavior of husbands was
regularly combined with reflection concerning the oikos (house and house-
hold) .... For the wife, having sexual relations only with her husband was a
consequence of the fact that she was under his control. For the husband,
having sexual relations only with his wife was the most elegant way of ex-
ercising his control. This was not nearly so much the prefiguration of a sym-
metry that was to appear in the subsequent ethics, as it was the stylization
of an actual dissymmetry. (Foucault 1987, 15o-151.)
Thus a familiar pattern emerges: man's access to the object of his desire
is blocked by or in tension with a need for sexual relations with his wife,
which in turn functions as a practical embodiment of her lack expressed
as a lack of reproductive self-sufficiency. In short, the fetish as an embodi-
Katcina among the Hopi, constitutes a real historical origin for the structure. As I indicated
in connection with my earlier discussion of the Katcina ritual, there may be no such origin.
Local stories asserting the contrary may be merely fictions, which take on significance
purely retrospectively by the way in which they organize subjects' subsequent self-
narratives. Instead, what matters is the imbricated structure of disavowal and perversion
that, according to Freud, repeats the primal experience of separation from the mother.
70 Fetish
ment of woman/mother's lack blocks man's access to the object of his de-
sire. In this case, however, the structure emerges directly rather than
through covering over woman's lack with a lure and corresponding drive
object.
The fetish, I have argued, is a lure screening the objet a at the center of a
network of practices diverting subjects from attending to their desires. It
is also an object of disavowal, the site of a real contradiction ramifying
within the subject's discursive as well as nondiscursive practices. Lacan
explains how such fetishistic structures act as sites at which the usual
processes of repression are breached, thus leading to a perverse form of
subjectivity exposing the constitutive split at the heart of the subject. By
using the evidence provided by ritual and myth, I have argued that in
three cases, among the Hopi, the Ojibwa, and Hellenic Greeks, such psy-
chic splitting of subjects is reflected at a social level.
III
SOCIALIZING THE PSYCHIC:
FROM INTERPELLATION TO GAZE
5
Interpellation, Antagonism, Repetition
Ideology interpellates individuals as subjects . ... All ideology has the function
(which defines it) of "constituting" concrete individuals as subjects.
Louis Althusser, Lenin and Philosophy
73
74 Socializing the Psychic
1. For La can' s account of the classical Freudian distinction between ideal ego and ego
ideal, see Lacan 19th, 144,257. See too Laplanche and Pontalis 1974 for an interesting ge-
nealogy of this distinction. Note that, according to Lacan, the construction of the ideal ego
involves the ego ideal, which, in turn, of course, involves the ideal ego; in short, these two
ego functions are reciprocally constitutive: "By clinging to the reference point of him who
looks at him in the mirror [the parent in the position of ego ideal], the subject sees ap-
pearing, not his ego ideal, but his ideal ego, that point at which he desires to gratify him-
self in himself" (Lacan 1981, 257). The implication of the ego ideal in the ideal ego is a con-
sequence of the point I made above: subjects complete their own self-image (ideal ego).
This is possible only if, in constituting their self-image, subjects are already able to occupy
a position, namely, the ego ideal, which, for strategic purposes, they locate outside of
themselves. For Freud, by contrast, the ideal ego remained firmly connected to the imagi-
nary order and the function of primary narcissism, and thus predates the ideal ego.
Lacan's reworking of these Freudian concepts corresponds to an important shift in his
work in the 196os, when he took the Real rather than the Imaginary as the limit to the sym-
bolic order and site of the pleasure.principle, a point to which I return-see Zizek 1989,
0~rn- ·
76 Socializing the Psychic
The mirror structure that Althusser evokes may involve direct physical
resemblance, a possibility he illustrates using Christian ideology. Here the
role of Subject is filled by God, in whose image, so the scripture tells us,
man is made (167). This ideology-the specular relation between man and
God-is materially embodied in the many images of the Holy family at
the center of daily Christian life. Since, according to Althusser, ideology
exists at the level of material practices rather than ideas, the fact that we
know intellectually that these pictures are merely symbolic or allegorical
is beside the point. What counts is not what we "believe" in our head but
rather what we perform in our rituals-that we kneel down before the im-
ages, our eyes devouring them, and intone the words of worship, as if we
saw our God before us.
In other cases, the relevant mirror structure may be less elaborate, com-
prising no more than the subject's recognition that the Subject recognizes
him: "Yes, it's really me, he knows who I am, and I know him as one who
knows me!" For example, although he may not admit it in so many words,
the subject as citizen recognizes that the State knows how it really is with
him, a practical knowledge that the State manifests in treating him in cer-
tain ways. 3 To be specific, the subject knows he is just a number, a knowl-
edge that, it appears, is confirmed, "mirrored," as we might more prop-
erly say, by the impersonal way in which the State treats him, identifying
him by his social security number, evaluating him according to the dollar
amount of his salary, and so on.
What remains ambiguous, perhaps even concealed, in this situation is
that the State's treatment of him, and its practical knowledge of his situa-
2. For a working out of this structure in a concrete case see Williamson 1978, 67.
3· In some cases, Althusser tells us, the Subject is a concrete individual-the king, for in-
stance--in relation to whom the subject's whole being is shaped as a loyal subject. In other
cases, the Subject is abstract or totally fictional-God, the State, and so on-reified as as-
pects of the representational schemata within which subjects frame answers to the calls
made upon them (Althusser 1971, 169). In particular, in the case of interpellation by the
policeman's shout the Subject is the abstract function of the Law embodied in the robust
figure of its representative, the policeman.
78 Socializing the Psychic
tion, brings about the state of affairs in which the subject knows that he is
just a number. This means that the Subject's appearance of independent
knowledge, although persuasive, is only a mirage, one in which the sub-
ject conspires to his own advantage in order to give what he knows the
appearance of independent and authoritative support.
4· This theory was articulated as early as 1936, reworked in Lacan's 1949 paper "The
Mirror Stage," and published in Ecrits, chap. 1.
5· In the ISA essay, by contrast with Screen theory's appropriation of it, Althusser is
careful to avoid articulating any connection between his own and Lacan's senses of the
imaginary, although, given his close relation with Lacan, it would be disingenuous of him
to claim that such a connection was not implicit in what he wrote. His refusal to enunciate
the connection explicitly may be seen as growing out of his close (ultimately unhappy) re-
lations with the French Communist Party, which in the 196os vigorously denounced psy-
choanalytic ideas, specifically La can' s, as "reactionary ideology" -see Althusser' s letter of
February 21, 1969, to the translator of his article for New Left Review (reprinted in Lenin and
Philosophy) in which he discusses Lacan (Althusser 1971, 177).
The nearest Althusser comes to explicitly invoking Lacanian ideas in support of what I
have called the mirror thesis is in the closing paragraphs of his article on Lacan, written
five years before the ISA essay but redrafted as a companion piece to it, where he draws a
parallel between, on the one hand, the Marxist thesis that "history ... has no 'center' ex-
cept in ideological misrecognition" and, on the other, Freud's discovery that "the human
subject is de-centered, constituted by a structure which has no 'center' either, except in the
imaginary misrecognition of the 'ego,' i.e. in the ideological formations in which it recog-
nizes itself" (201). This parallel between the decentered subject and history's lack of center,
he adds circumspectly, "has opened up one of the ways which may perhaps lead us some
day to a better understanding of this structure of misrecognition, which is of particular con-
cern for all investigations into ideology" (2o1).
Interpellation, Antagonism, Repetition 79
The Imaginary
6. She does add, however, that the process of "imaginary identification" involved in ide-
ology does not require a mirror image in any literal sense ("I prefer to use the idea of
'mirror phase' as a metaphor, a shorthand for all the social and external reflections of the
self," 63). Nevertheless, as the quotation in the text makes clear, she takes mass-mediated
images including advertising to operate according to processes that are "very similar" to
the processes of imaginary identification manifested in the mirror stage.
80 Socializing the Psychic
The policeman walking the beat shouts "Hey you there!" Suppose a
passerby hears his call while taking a nightly, predinner stroll around the
9· Conversely, as Althusser points out, even the most scientific discourses, including his
own ISA essay; may be steeped in ideology: "the author and reader of these lines both live
'spontaneously' or 'naturally' in ideology.... Ideological effects [exist] in all discourses-
including even scientific discourse.... Ideology has no outside" (16o, 161 n. 16, 164). Thus
Althusser redraws the traditional Marxist opposition between ideology and science. For
him the important issue is not the avoidance of ideology-that is impossible-but rather
the adoption of a scientific discourse, which displays its scientific nature by a practical
awareness of its own (inevitably) ideological nature. Such awareness transforms the dis-
course into a site of perpetual struggle, situated in an ever recurring gap between an old
ideological enframing and its critique, a struggle that installs a new ideological frame.
Interpellation, Antagonism, Repetition 85
block. In an instant, even though she apparently has nothing on her con-
science, she comes to a startled halt, seized by a guilt which she displays for
all to see. This is not intended as an empirically accurate description of the
way in which people actually respond to policemen shouting. On the con-
trary, in most circumstances a single shout by a policeman, however embar-
rassing, will be insufficient to produce the constitutive effects achieved by
more sustained interactions with Ideological State Apparatuses. As Al-
thusser himself admits, his story of the policeman's call is a piece of "the-
ater," a fictional model that provides a convenient stage on which to explore
what happens when interpellation by a full-fledged Ideological State Appa-
ratus takes place (163). In Butler's terms, then, Althusser's figure of the po-
liceman may be seen as merely "exemplary and allegorical," a synecdoche
for an Ideological State Apparatus (Butler 1997, 106).
But what, it may be asked, is a self-avowed piece of "theater" doing in
what aspires to being a scientific account? The important point is not the
theatricality of the story but rather Althusser' s admission that it depends
for its credibility upon theatrical truth effects that are ideological in the
sense that they provoke the response: "Yes, that's it, that's the way it really
is" (Althusser 1971, 161, 166). In short, at this stage of his argument Al-
thusser's account finally displays a practical awareness of its own ideo-
logical nature. In so doing it guarantees its own scientific status and, in
that respect at least, improves upon the earlier, purely experiential (and
thus ideological) treatment of the mirror thesis.
In the context of Althusser's piece of theater, we may ask what strikes
the passerby as she pursues her nightly stroll and hears the shout, "Hey
you there!" What moves her to reconstitute herself through what Al-
thusser refers to as her "one-hundred-and-eighty-degree turn"? It is, I
suggest, not the policeman's personal authority or even the power he em-
bodies as a representative of the law, but rather a tension arising between
the implicit accusation of criminality and the palpable appearance of in-
nocence of the passerby's behavior ("I was just walking down the street,
minding my own business," she might protest). Such tension arises not
merely from a personal sense of innocence. On the contrary, as Althusser
remarks, "large numbers ... have something on their consciences" (174).
Rather, the tension results from a conflict between, on the one hand, a
meaning of innocence which attaches to the action of strolling one's
neighborhood streets and, on the other, a meaning which turns a po-
liceman's shout, whatever its intent, into an accusation of guilt.
The stroll's innocence is not merely a matter of the stroller's state of
mind. Instead, it is determined by a meaning framework, a widely ac-
cepted, publicly sanctioned set of associations between home, hearth,
mealtime, relaxation, and so on, in terms of which a nightly, predinner
86 Socializing the Psychic
10. In any case even if the senses of guilt and innocence were totally commensurable, the
policeman's accusation does not entail my actual guilt (at most it entails that I am accused
of being guilty).
Interpellation, Antagonism, Repetition 87
11. For a general discussion of the notion of antagonism, see Laclau and Mouffe 1985,
12)-127.
88 Socializing the Psychic
An Althusserian Attempt
a
As first attempt to answer this question, I adapt Althusser's mirror
thesis. The reaction of the passerby to the policeman's call, whether she
turns and runs or comes to a startled halt, carries with it an interrogative
inflection, expressing uncertainty about the investment others have in her
situation. It covertly poses a question: What do you want, you the law-
abiding citizenry who underwrite the law and observe this embarrassing
little encounter? What do you want done in this situation to which you
have contributedby your serious and inscrutable expectations? (The ef-
fect will be the same even if the streets are empty of spectators.)
At the level of surface semantics, the question "What do you want?" is
directed at the policeman, but in the last instance the functionary to whom
it is addressed is "the Subject," in this case the law, which knows what is
wanted because it is the one that wants it (Althusser 1971, 181). Although
the question is directed to the Subject, it is the passerby's to answer, since
the Subject is in part at least a fictionalized projection of herself. To be spe-
cific, she responds to her conception of what the law might want of her
rather than simply what its concrete representatives (policemen, statutes,
lawyers, and so on) say. She must answer on the Subject's behalf, not only
because the Subject is her creation but also because it constitutes a point of
identification for her. In short, because the Subject provides her with a
specular image of herself, questions directed at it must also be taken on
board.
Of course, she does not have to go along with what the Subject wants of
or for her. That is, even though she wants to be like it, she need not iden-
tify with what it wants for her. In brief, she may be a ''bad subject" and re-
ject the image in terms of which she construes it as addressing her (181).
She may, for example, earnestly protest her innocence in the face of the po-
liceman's public declaration of her guilt, even seeking reparation for the
injury he has done her. In either case, however, insofar as she recognizes
him as representative of the one to whom she is subject, she cannot be in-
different to him. In response to his desire, so the argument goes, she must
form a desire of her own, which, in its form, in the specific nature of its re-
lation for or against his desire, carries traces of its origins.
Interpellation, Antagonism, Repetition 89
Lacanian Desire
Butler Troubles
In her book The Psychic Life of Power Butler introduces a reading of Al-
thusser which overlaps mine at key points. Specifically she claims, as I do,
that gaps in representations rather the contents of representations create
interpellative effects ("Interpellation works by failing, that is, it institutes
its subject as an agent precisely to the extent that it fails to determine such
a subject exhaustively"-Butler 1997, 197). My position differs signifi-
cantly from Butler's, however.
Following Freud, Butler argues that the formation of a subject involves
the constitution of a conscience ("Conscience doth make subjects of us
all," 107). As it does for Freud, conscience plays a double role. First, it is
the site of a particular psychic structure: a split (Spaltung) between the
Interpellation, Antagonism, Repetition 91
ego-ideal (a point from which the individual reflexively sees him or her-
self as desirable) and the ideal ego (an image in terms of which the indi-
vidual wants to see him/herself). Second, the conscience is the site of a
narcissistic investment that subjects have in their own integrity, an in-
tegrity that the child comes to misrecognize when it sees a mirror image of
itself held up by its mother:
(103). In short, Butler takes the prohibition associated with the Oedipal
law of the father to be operating covertly in the domains of the juridical
and social law whenever the latter function in an interpellative mode. The
interpellation at issue here, understood as a symbolic mandate with un-
conscious resonances, is accusatory rather than merely normative. That is,
rather than simply telling its audience what they should do, it addresses
and warns them as de facto transgressors ("You sinners!" "Hey you
there!" and so on).
Butler also identifies interpellation with the workings of "power" in the
Foucaultian sense of discipline: "The Althusserian notion of interpella-
tion ... is clearly a disciplinary one" (95; and see too the opening sentence
of the previous quotation from Butler). This allows her to theorize resis-
tance somewhat differently than Lacan. In particular, she follows Screen
theory in taking the imaginary as the site of resistance to interpellation:
"Lacan restricts the notion of social power [interpellation] to the symbolic
domain and delegates resistance to the imaginary" (98). This view, for
which Screen theory has provided a vehicle, dates back to the early Lacan
of the 1950s. It constructs an opposition between the imaginary domain,
which Lacan identifies as the domain of narcissism, and the symbolic do-
main in which, according to Butler, interpellation operates. Specifically,
Butler claims, the narcissistic wish to be recognized in terms of a partic-
ular linguistic category-the wish to have it said who I am-functions as
a source of resistance to interpellation.
Butler gives this Lacanian position a novel Hegelian twist, however, by
thinking of interpellation as a sublation of the desire for nomination. To be
specific, the desire for a name may be thought of as encountering a limit
or, in Hegelian terms, as being "negated" by the desire for an injurious
name, since such a name cannot be desirable. Interpellation-the taking
up of an injurious name-emerges, then, as a sublation of the desire for
nomination. It follows that the imaginary desire for nomination opposes
the symbolic process of interpellation, not in the simple sense of negating
or contradicting it, but rather in the dialectical sense of sublating it, that is,
incorporating its radical negation. In short, interpellation emerges, from a
productive tension between a desire for nomination and resistance to an
injurious name. From this dialectical structure a further paradox emerges:
"Only by occupying-being occupied by-that injurious terms can I resist
and oppose it" (104).
Butler claims that this paradoxical conclusion of her line of argument
marks a point of agreement with Foucault and departure from Lacan. 12
12. "Foucault formulates resistance as an effect of the very power that it is said to oppose.
This ... marks a departure from the Lacanian framework" (Butler 1997, 98).
Interpellation, Antagonism, Repetition 93
That is, according to Lacan, Butler claims, the conflict between the narcis-
sistic desire for nomination (which is on the side of the imaginary) and in-
terpellative pressure in favor of an injurious nomination (on the side of
the symbolic) must end in the defeat of the imaginary: "The imaginary
thwarts the efficacy of the symbolic law but cannot turn back upon the
law ... resistance appears doomed to perpetual defeat" (98).
By contrast, for Foucault (with whom Butler sides on this issue) no con-
flict between power and resistance ends in such dismal fashion. Instead of
the tediously repetitive defeat of the imaginary by the symbolic mandate
of the law, Foucault offers us "perpetual spirals of power and resistance."
Butler locates subjects at the site of this endless conflict-an open spiral of
imaginary sublations of symbolic mandates-through which individuals
reflexively spiral around the question of who they are. With the help of
Hegel, Butler thus manages to cross Foucault with Lacan. The apparently
agreeable result is that, by restoring a degree of effectiveness to the imagi-
nary, the "fixed" Lacanian subject ("fixed" in the sense that the defeat of
the imaginary is inevitable) is liberated, rendered fluid.
But Butler's conclusion here sells La can short. It fails to take into ac-
count Lacan's historical shift in emphasis from the imaginary to the Real.
For the later Lacan (of the 196os) the opposition to the symbolic arises not
from the imaginary, as Butler claims, but rather from the Real: those
anxiety-provoking points of failure of the symbolic order which always
and already inhere in the symbolic and trouble it. This suggests a some-
what different version of Butler's argument. Opposition to the symbolic is
located at the site of the Real, and the opposing structures are held to-
gether not as imbricated functions of the conscience but rather as a conse-
quence of the fact that any symbolic system must eventually come up
against its own limitations in the Real.
This reformulation of Butler's argument reconceives the nature of resis-
tance to an injurious interpellation. Resistance is not fueled by a narcis-
sistic desire for nomination. Instead its source lies in "another scene,"
namely, the Real, and specifically in the return of the repressed, mani-
fested in what Jacqueline Rose describes as "something endlessly re-
peated and relived moment by moment throughout our individual histo-
ries ... not only in the symptom, but also in dreams, in slips of the tongue
and in forms of sexual pleasure which are pushed to the side of the
norm ... there is resistance to identity [interpellation] at the very heart of
psychic life" (Rose 1986, 9o-91). Butler too identifies resistance to the sym-
bolic with such "moment by moment" repetitions, but, following the early
Lacan of the 50s and his later Screen theory exponents, she classifies them
as "the workings of the imaginary in language" rather than (as I do)
denizens of the Real (Butler 97).
94 Socializing the Psychic
too sweeping. For Althusser, unlike Butler, the fact that an individual is
addressed in an injurious way by the civic and social law does not of itself
precipitate the constitutive effects characteristic of interpellation. On the
contrary, I argued in this chapter, such an address takes on a constitutive
role if and only if it partakes in the dimensions of the Real, and in partic-
ular acts as a site of unrealistic anxiety. And it does this if and only if it is a
repetition (Wiederholung) in the Freudian sense, that is, boasts unconscious
chains of associations connecting it to the primal scene of lack.
In more traditional Freudian terms, the point I am making contra Butler
is that on occasions the law in its juridical/ social dimension may not res-
onate unconsciously with the law of the father. In other words, in partic-
ular cases, a juridical/ social guilt at transgressing the law-failing to fill
in a tax form properly, crossing the road against a red light, and so on-
may not be compounded as "psychic guilt," and so avoids having any
psychically constitutive effects.
Conversely not all interpellations address individuals in terms of inju-
rious and legally sanctioned names. On the contrary, my earlier argu-
ments suggest that interpellations may be mere "antagonisms" (in some-
thing like Laclau and Mouffe' s sense) rather than antagonistic in Butler's
sense of "injurious." In other words, interpellations may be points where
social meanings clash among themselves rather than with their audience.
In sum, it seems that, contra Butler, addressing individuals in terms of in-
jurious names is neither a necessary nor a sufficient condition for interpel-
lation. More specifically, if a naming is to function as an interpellation,
then there must be more to its unconscious dimensions than can be guar-
anteed by its purely social or formal aspects.
6
The Ambassador's Body:
Unscreening the Gaze
The world of fiction film is mostly a world of jntention, the well-rehearsed, and the
fake: that is, Not-Reality. The comedian's trip into a swimming pool is staged, and
the light streaming from that window is probably not from the sun. We all know
this but we allow ourselves to forget it when the house lights go down. Sometimes,
though, when a fly flies in through a window, the fiction flies out the window. Re-
ality asserts itself over the film, the filmmakers, and the audience, whether we like
it or not. In these moments when reality hijacks our treasured narrative . .. we
have two options: we can merely endure it, holding our breath until the fiction re-
turns, or we can embrace the chance encounters.
Paul Harrill, "Fly Films"
Screen Theory
Screen theory developed in the 1970s from the work of a group of French
and English film theorists including Christian Metz, Laura Mulvey, Jean-
Louis Baudry, Jean-Louis Comolli, and Stephen Heath. 1 In the form in
1. Jacqueline Rose offers an interesting participant's history of the Screen theory move-
ment in Rose 1986, chap. 9· For a more critical backward glance at Screen theory, see Sil-
verman 1996, 83--90·
97
98 Socializing the Psychic
What Lacan designates the "gaze" also manifests itself initially within a
space external to the subject, first through the mother's look as it facilitates
the "join" of the infant and the mirror image, and later through all the many
other actual looks with which it is confused. It is only at a second remove
that the subject might be said to assume responsibility for "operating" the
gaze by "seeing" itself being seen even when no pair of eyes are trained
upon it .... This "seeing" of oneself being seen is experienced by the subject-
of-consciousness ... as a seeing of itself seeing itself. (Silverman 1992, 127)
From its inception, Screen theory suffered a major defect. Since the late
1950s, Lacan had emphasized that accession to subjectivity is not merely a
matter of imag-inary self-(mis)recognition. The human subject must also
enter the symbolic order, that is, fall under the "law of the signifier," as
well as come to terms with what Lacan called "the Real." In its visual
form, the Real comprises anxiety-provoking breaks or anomalies in the vi-
sual field where the system of perceptual categories falters, a "rupture be-
tween perception and consciousness" where viewers are jolted from their
comfortably established habits of viewing by failing to recognize what
they perceive (Lacan 1981, 56). According to the later Lacan, images im-
pact upon viewers through such manifestations of the Real, in particular
through the effects of self-scrutiny which they bring about. Lacan' s name
for such effects is "the gaze." He thus directly contradicts Screen theory's
concept of the "gaze" as an externally projected form of self-scrutiny
arising from a system of mirror effects.3
From the point of view of Screen theory, this Lacanian reworking of the
gaze suffers a major drawback. By emphasizing points of rupture in the
visual field rather than images with specific ideological meanings, it un-
dermines the simple politics of the image so important to media and film
theorists of the 1970s as well as more recent critics of less radical persua-
sion. On this basis Lacan's views are accused of being systematically apo-
litical, that is, excluding the possibility of a politics of the image. This crit-
icism, to which I reply in detail later, has become a central plank in
contemporary critiques of Lacan as well as other "poststructuralists,"
such as Jacques Derrida. (I have already discussed one aspect of this cri-
tique irt the reply to Butler in the previous chapter.)
Silverman's commentary on Lacan in Male Subjectivity at the Margins ex-
emplifies such critiques. She accuses Lacan (as well as Freud) of taking a
conception of human subjectivity characteristic of contemporary white,
middle-class, European males and generalizing it to all times and places:
Not surprisingly, given the ideological thrust of his essays on sexual differ-
ence, we can see the same kind of universalizing project at work in Freud's
account of the symbolic father as we find in Levi-Strauss's account of the
exchange of women.... Freud consequently made it impossible to concep-
tualize the incest taboo outside the context of a phallocentric symbolic
order.... Lacan also equates culture with the Name-of-the-Father. "In all
strictness the Symbolic father is to be conceived as 'transcendent"' ... he
[Lacan] observes. (Silverman 1992, 36-37)
Her criticism is not merely that Freud's and Lacan's views are ideological
and, specifically, patriarchal, but also that, by universalizing a particular
3· Lacan develops his theory of the gaze in Seminar XI: Four Fundamental Concepts of Psy-
choanalysis, first published in France in 1973 and in the United States in 1978.
100 Socializing the Psychic
4· The point that Lacan fails to confront in his successive analyses of this particular
painting is the patently ideological nature of its gaze. It could be argued that the phantasy
that informs but also conceals this recurring failure is a "scientism" with which Lacan
seeks to invest his theoretical discourses, a scientism that cannot easily accommodate the
fact of the ideological nature of the objects it studies.
The Ambassador's Body 101
the sardine can, different viewers have different responses, only some of
which fall under the category of the gaze. For instance, Lacan's sea-faring
companion, Petit-Jean, laughs off the encounter, and seems to miss the
gaze entirely. He gets the joke, as we might say, but not the gaze, whereas
for Lacan, things are quite the other way around. 5
I also argue that in his account of Holbein's painting, Lacan errs by fo-
cusing exclusively on the famous anamorphic projection of the skull. It is
true that this formal element of the picture constitutes one potential site
for the gaze, but it is by no means the only one. I present two others. One
is the picture's "hyperrealism," and the other an instability in its psycho-
logical distance from the viewer. Both raise the possibility that if, as Lacan
claims, the picture "looks back" at its viewers, then it is in a highly
overdetermined way, from the canvas as a whole, rather than, as Lacan
claims, from a single formal element, namely, the image of the skull.
Despite these concessions to Lacan's critics, my theoretical account of
the gaze remains firmly Lacanian: I reject Screen theory's account of the
gaze as specular in favor of Lacan's rival claim that the gaze is a site at
which the Real disrupts the visual field. My differences from Lacan reside
in an attempt to historicize his work by showing how ideological factors
mediate the effect of visual objects upon their viewers.
The Gaze
5· Elizabeth Cowie points out that for Lacan not all images "feed the gaze." Instead, as
Lacan says, some have a "pacifying, Apollonian effect ... something that involves the
abandonment, the laying down, of the gaze" (Lacan 1981, 101, cited in Cowie 1997, 289).
102 Socializing the Psychic
see that can?" one of the fisherman, Petit-Jean, said with a laugh, "Do you
see it? Well, it doesn't see you!" The young Lacan was not amused. Here-
counts his reaction: "The can did not see me ... [but] it was looking at me
all the same ... and I am not speaking metaphorically.... I, at the
moment-as I appeared to those fellows who were earning their livings
with great difficulty ... looked like nothing on earth. In short, I was rather
out of place in the picture. And it was because I felt this that I was not ter-
ribly amused" (Lacan 1981, 96).
Thus the light not only unsettled his visual field but also made him feel
under scrutiny; it challenged his sense of self. He came to feel, as he says,
"out of place" in the picture as the indeterminacy characteristic of the
glint of light spilled over onto its viewer. Lacan identifies this challenging
glint of light with the gaze, which, he says, is "always a play of light and
opacity. It is always that gleam of light-it lay at the heart of my little
story.... In short, the point of the gaze always participates in the ambi-
guity of the jewel" (96).
In general terms, then, he restricts the gaze to points of distortion in the
visual field where the appearance of objects threatens to disintegrate into
a play of light and shadow, where, by unmasking light as the raw material
from which appearances are fashioned, viewers glimpse their own active
contribution to what they see. Thus the gaze is like the moment in a movie
when the mechanics of image production come into view. By showing the
grain of the film, a fly landing on the camera lens, or an actor behaving out ·
of character, the movie affords a glimpse of its own nature as constructed
image. In terms of film theory, the gaze is the point at which the illusion of
realism wavers. In cognitive terms, it is a point where the visual field
breaks out of the symbolic system in which its objects are conceptualized.
More specifically, Lacan insists, the gaze belongs to the order of the
Real, meaning that it is not only a point where we cannot see "properly"
because our visual field refuses to conform with the relevant symbolic
conventions, but is also a site where the subject experiences an excessive
or "unrealistic" anxiety, such as the young Lacan' s evident discomfort at
the glint of light. Such anxiety, according to Freud, is associated with rep-
etitions (Wiederholungen), that is, events connected by chains of uncon-
scious associations to the domain of the repressed, those traumatic primal
moments when, by experiencing need, infants recognize themselves as
sites of lack.
Not all anomalies in the visual field constitute moments of anxiety. For
example (and here I turn to the incident described in the this chapter's
epigraph), the sight of an actor in a film behaving "out of character,"
straining to ignore the fly that has blundered onto the film set and landed
on his nose, may occasion viewer amusement rather than distress. In such
The Ambassador's Body 103
terms, but here, except where clarity of exposition requires, I make no at-
tempt to resolve this creative ambiguity in Lacan's architectonic. In so
doing I follow Lacan's own strategy of refusing to define the objet a (282).
6. The distinction she draws here between her position and Lacan's is an aspect of the crit-
icism of Lacan that I am questioning, namely, a criticism for omitting ideological factors
from the process of constituting subjects.
106 Socializing the Psychic
You grasp here the ambiguity of what is at issue when we speak of the
scopic drive. The gaze is this object lost and suddenly refound in the con-
flagration of shame, by the introduction of the other. Up to that point what
is the subject trying to see? ... What the voyeur is looking for and finds is
merely a shadow, a shadow behind the curtain .... What one looks at is
what cannot be seen. If, thanks to the introduction of the other, the structure
of the drive appears, it is really completed only in its reversed form ... [i]n
exhibitionism.... It is not only the victim who is concerned in exhibi-
tionism, it is the victim as referred to some other who is looking at him.
(Lacan 1981, 183-184)
Thus the gaze explains not only the young Lacan's feeling of being under
scrutiny but also the pleasure that, distracting him from his anxieties,
transforms the gaze into an object of fascination to which, even as he
squints, he cannot shut his eyes.
My account of the gaze differs from Screen theory's in four key respects.
First, by emphasizing the role of the Real rather than focusing on the
imaginary and symbolic, it refers to Lacan' s later work rather than sharing
Screen theory's preoccupation with his early theory of the mirror phase.
Second, it explains Lacan's seagoing encounter with the glint of light.
Third, it suggests that a gaze carries ideological meanings via chains of
unconscious associations rather than encoding them according to gener-
ally accepted, public conventions. Fourth, by invoking the gaze as the ob-
108 Socializing the Psychic
ject around which the scopic drive turns, it explains the intimate connec-
tion between the gaze and the production of pleasure.
My account of the gaze also fleshes out and generalizes the suggestions
for an interpellative mechanism which I made in the previous chapter.
The gaze, like the antagonism created by the policeman's call, comprises a
formal incoherence which functions as a site of encounter with the Real,
and more specifically a repetition of the primal scene of lack. Whereas the
incoherence associated with antagonisms is constituted directly by con-
tradictions between social meanings, in the case of the gaze the incoher-
ence inheres in a physical disruption of the visual field, which takes on
contradictory ideological meanings via chains of unconscious associa-
tions.
First Gaze
Hans Holbein (the Younger") painted The Ambassadors in 1533, the year
after he settled in England. The picture portrays two Frenchmen: Jean de
Dinteville, seigneur de Polisy (1504-65), and Georges de Selve, bishop of
Lavour (1509-42). The picture was a private commission by de Dinteville
upon the occasion of a secret mission to England by de Selve in support of
his friend de Dinteville, who had been unsuccessfully negotiating on be-
half of the French king with Henry VIII concerning the highly sensitive
question of relations with Rome. (Henry was about to break with the
Catholic Church over the question of his divorce from Catherine of
Aragon and marriage to the already pregnant Anne Boleyn.)
In the lower foreground of the painting is an anamorphically projected
image of a skull, an object which comes into focus only when the viewer
steps to the side of the picture and looks at it awry. Lacan claims that this
distorted image is "the gaze as such, in its pulsatile, dazzling and spread
out function" (Lacan 1981, 89). He contextualizes this assertion with a few
remarks concerning the "furious polemics" to which the production of
anamorphic images gave rise in the sixteenth century, when researches
into geometrical perspective and the invention of Diirer's "window" (the
perspectival device pictured in Diirer' s famous woodcut) enabled the de-
velopment of mechanical techniques for perspectival painting.
What justifies the claim that Holbein's anamorphic image of the skull
constitutes a gaze in Lacan's sense of the term? And for which viewers
does it constitute a gaze? More specifically, how can we make the transi-
tion Lacan suggests from the blinding effects of the glint of light upon the
young Lacan during his day at sea to the visual impact of formal tensions
in Holbein's portrait upon its various and varied historical viewers?
The Ambassador's Body 109
Rather than focus exclusively upon the skull image, as Lacan does, I turn
first to two other less remarked formal elements in the painting which, I
argue, also constitute potential sites for a gaze.
The art critic and historian John Berger points out that The Ambassadors
dates from the inception of the tradition of oil painting on canvas in
Northern Europe circa 1500. It also coincided with the beginnings of the
free market for art, which gradually came to displace the medieval pa-
tronage system through which artists earned their living (Berger 1972, 84).
Gold leaf and expensive pigments became de rigeur for the artist-
craftsman as paintings themselves became costly objects, sought after by a
new class of connoisseurs and entrepreneurs with an eye for expensive
materials rather than a predilection for classical allusions.
The oil painting was valued not only for the intrinsic value of its mate-
rials but also for what it represented. Berger cites Claude Levi-Strauss on
this point: "Rich Italian merchants looked upon painters as agents, who
allowed them to confirm their possession of all that was beautiful and de-
sirable in the world. The picture ... represented a kind of microcosm in
which the proprietor recreated within easy reach and in as real form as
possible, all ... to which he was attached" (86).7 In order to "recreat[e]
within easy reach and in as real form as possible" those things to which
the nouveaux riches were attached, the oil painting mediated the connec-
tion between representation and represented in a new way. A new realistic
style of painting simulated not only the look but also the tactility of sur-
faces, "importuning the sense of touch," as Berger remarks in connection
with The Ambassadors:
Every square inch of the surface of this painting, whilst remaining purely
visual, appeals to, importunes the sense of touch. The eye moves from fur
to silk to metal to marble to paper to felt, and each time what the eye per-
ceives is already translated, within the painting itself, into the language of
tactile sensation .... Except for the faces and hands, there is not a surface in
this picture which does not make one aware of how it has been elaborately
worked over-by weavers, embroiderers, carpet-makers, goldsmiths,
leather workers, mosaic-makers, furriers, tailors, jewellers. (go)
The art historian Jurgis Baltrusaitis indicates that in the case of The Am-
bassadors the "realism" of this new style of painting verges upon the ex-
cessive: "Everything is so realistic as to verge on the unreal. The numbers,
7· The painting itself, as a commodified object, thus became an apt subject of representa-
tion. The many paintings of paintings from this period indicate this dual role of the
painting as both representation and represented (Berger 1972, 85-87).
110 Socializing the Psychic
the letters, the globes, the texture of the clothes are almost deceptively life-
like. Everything is astonishingly present and mysteriously true to life. The
exactness of every contour, every reflection, every shadow extends be-
yond the material it represents. The whole painting is conceived as a
trompe l'oeil" (Baltrusaitis 1976, 93). The excess of realism is not like these-
lective magnification of individual details in naif paintings. 8 Instead, a
subtle plethora of small details is twinned with overly sharp visual defin-
ition, with the result that even from a distance a dense panorama of folds
and textures is revealed which could-in reality-only be seen upon
much closer inspection. In Susan Stewart's useful terminology, the result
of such excess is "to increase not realism but the unreal effect of the real . ...
It does not tell us enough and yet it tells us too much" (Stewart 1993,
26-27).9 Such a hyperrealistic style provides a vehicle for an abstract form
of representation which Jean Baudrillard calls the "simulacrum," that is, a
simulation that, unlike imitation, depends for its effect upon acknowl-
edging its own status as an appearance. 10 In particular, admitting its de-
ceptive nature by an exaggerated, hyperrealistic form, The Ambassadors
signals that its painted surfaces are, so to speak, "too good to be true."
Like another Renaissance genre of painting, that of trompe l'oeil, it capti-
vates us by acknowledging and playing with its own deceptive nature:
"What is it that attracts and satisfies us in trompe l'oeil? When is it that it
captures out attention and delights us? At the moment when, by a mere
shift of our gaze, we are able to realize that the representation does not
move with the gaze and that it is merely trompe l'oeil" (Lacan 1981, 112).
Certain elements in Holbein's painting, specifically the flat, lackluster
rendering of the flesh of the ambassadors, violate the form of the simu-
lacrum, however: "Every square inch of the surface of this painting, whilst
remaining purely visual, appeals to, importunes, the sense of touch ....
Except for the faces and hands, there is not a surface in this picture which
does not make one aware of how it has been elaborately worked over"
(Berger 1972, go, my emphasis). Recent restoration work has established
that the contrast between the image of the ambassadors' flesh and other
8. I have in mind here the naif paintings of trees which show a whole tree while impos-
sibly distinguishing between individual leaves.
9· Note that the excess which I am alluding to here is not merely a matter of more detail
coming to light as the viewer moves closer to the painting. On the contrary, by including
detail that remains invisible until one moves in close, a painting may merely simulate re-
ality to the point where approaching it, like getting closer to objects in real life, reveals
more to the eye. Rather, the excess I have in mind involves the painting's hyperrealistic
quality, which works against any "reality effect."
10. Baudrillard 1983, 150. Thus the simulacrum differs from other types of simulation,
such as the fake, which conceal their status as appearances.
The Ambassador's Body 111
Marx points out that goods involved in capitalist form of exchange appear
to have a "real" or "intrinsic" value and that this value has material effects
upon the lives of both buyers and sellers, even when they realize that talk
of such value is a fiction. Customers thus treat the "value" of a commodity
as if it were a real, intrinsic property even when they know that it is an ar-
tifice created through the processes of exchange (.Zizek 1989, 31). In short,
the commodity too takes on the form of a simulacrum.
11. The contrasting visual definition between the ambassadors' flesh and other objects in
the picture such as clothing is reinforced by an uncertainty about how well the ambas-
sadors fill their roles. They carry their finery as if it were made for them. They are, as
Berger says, "confident" and "relaxed" with each other (Berger 1972, 94). But this impres-
sion determined by their bodily deportment is in tension with a certain "wariness" that
the figures display in their look toward the viewer (97). Thus an element of uncertainty is
introduced. Are their gorgeous clothes a tribute to "natural" ambassadorial qualities or
merely outward show? Are the men, as represented by their flesh, equal to their clothes or
is it rather the clothes which make the men? The uncertainty internal to the picture's rep-
resentations captures nicely the personal difficulties and lack of success attending de Din-
teville's ambassadorial mission. In a letter of 23 May 1533 he writes: "I am the most
melancholy, weary and wearisome ambassador that ever was seen" (Foister, Roy, and
Wyld 1997, 16).
112 Socializing the Psychic
Second Sight
12. This cry is more by way of a hysterical seduction than an open invitation, since a pro-
hibition to touch ("Don't touch the merchandise") often extends up to the moment of pur-
chase, which thus takes on the magical quality of a honeymoon. The function of the prohi-
bition is not only to heighten the emotional investment in the act of purchase but also to
defer the always disappointing moment when the purchase is complete and the goods are
transformed into possessions.
The Ambassador's Body 113
ties in settling upon a viewing position, which thus took on the dimen-
sions of a gaze. Like the gaze associated with the image of the ambas-
sadors' flesh, this gaze was constituted through an ideologically mediated
connection.
It may be objected that the formal difficulty in establishing a viewing
position to which I have alluded is more a matter of the picture violating
an aesthetic convention than an "objective distortion" of the sort dis-
played by the glint of light in the story of the young Lacan's fishing trip.
The key issue, however, is not the origin of such visual effects but rather
their function: in unsettling the observer's visual field such effects create
conditions for a gaze. Such unsettling may happen as readily in response
to violations of aesthetic preferences as more "objective" forms of distor-
tion. In other words, viewers' purely "subjective" aesthetic response may
precipitate a faltering of their visual field that is no less effective from the
point of view of creating a gaze than the visual disruption created by an
"objective" glint of light. Lacan may be seen as making exactly this point
in juxtaposing his little story of a day at sea to an account of the "subjec-
tive" distortions created by "those little blues, those little browns, those
little whites ... that fall like rain from the painter's brush" (Lacan 1981,
11o--the reference here is to Cezanne)P
13. He also juxtaposes this account of the gaze with descriptions of "natural" or "objec-
tive" effects such as snakes dropping their scales, birds their feathers, and trees their
leaves (114).
The Ambassador's Body 115
eternal life, half hidden behind the curtain against which the ambassadors
stand, suggest that life ("real" life) resides on the side of overcoming
worldly ambitions. 14 The dead quality of the ambassadors' flesh comple-
ments this suggestion by hinting that death ("real" death) lurks under the
rich vestments of the ambassadors.
In this way, Holbein's painting recapitulates the Renaissance theme of
the Vanities, which ran through the work of Holbein's humanist contem-
poraries such as Cornelius Agrippa, Sir Thomas More, and Erasmus of
Rotterdam, the latter two of whom were patrons as well as important in-
tellectual sources for Holbein.l 5 Man's real life, they said, lies not in the
flesh but in the transcendence of worldly temptation.
Holbein's painting thus anticipates the moral of Lacan' s nice discussion
of the forced choice ''Your money or your life." Lacan points out that there
is no real choice here since to die means giving up your money in any case
(212). Holbein's picture hints at a similar deadlock. If, like the ambas-
sadors in Holbein's painting, man depends upon observation and rea-
soning (including philosophical theology) as the path to knowledge, then
he cannot understand death, since to do so requires experiencing it per-
sonally, thus leaving behind not only the world but also all possibility of
understanding. In the end it seems there is no choice about knowing
death: the death's-head must escape comprehension. Perhaps that is why
the ambassadors look so wary, their eyes missing not only the skull before
them but also the crucifix behind them. If they ever get to the point of
knowing death, then, like the viewers who move sideways in order to
look awry at the image of the skull, they too will have fallen off the edge
of the picture.
According to humanism, the way out of this deadlock is for man to give
up vain and foolish dependence upon his own limited techniques for
gathering knowledge, and instead place faith in the word of God. Cor-
nelius Agrippa eloquently puts forth this view in the conclusion to his
Declamatio: "For the word of God is the way, the rule, and the target at
which, whoever does not wish to err should aim, and thus attain the truth.
All other knowledge is at the mercy of time and oblivion and will perish;
for all the sciences and the arts will vanish away and others will replace
them." 16
14. A cross hidden behind the curtain was a traditional symbol in sixteenth-century
iconography. The curtain represented the veil of appearances, hiding the truth and the
light (Baltrusaitis 1976, 100).
15. On these points see Baltrusaitis 1976, chap. 7, which Lacan cites as his source on these
matters.
16. H. C. Agrippa, De incertitudine et vanitate scientarum et artium atque excellencia verbi
Declamatio, Antwerp, 1530; cited in Baltrusaitis 1976,100.
116 Socializing the Psychic
17. Baltrusaitis argues that the existence of death as a limit to human understanding con-
stituted a contradiction within humanist writings that paired a commitment to man's
ability to acquire knowledge with a religiously inspired skepticism associated with the
doctrine of the Fall.
The Ambassador's Body 117
the skull became a site of unrealistic anxiety, and thus took on the dimen-
sions of the gaze, a physical disruption of their visual field that, via its as-
sociations, provoked an encounter with the Real.
18. My analysis fails to predict which of the painting's formal elements are responsible for
its gaze and who will feel its effects. Such predictive failur~r, as Karl Popper would call
it, "unfalsifiability"-is characteristic of Freudian analyses and the Geisteswissenschaften
more generally. Despite Popper's arguments, this unfalsifiability is not an epistemic de-
fect, since for all such disciplines explanatory power rather than predictive success or
technical control is the episternically relevant value.
7
The Vice of the Virtual Witness
SIR FORMAL TRIFLE: Upon my sincerity, I wholly eschew all oratory and
compliments with persons of your worth and generosity. And though I must con-
fess upon due occasions I am extremely delighted with those pretty, spruce expres-
sions wherewith wit and eloquence use to trick up human thoughts, and with the
gaudy dress that smoother pens so finely clothe them in, yet I never use the least
tincture of rhetoric with my friends, which I hope you'll do me the honor to let me
call you. (Aside) I think I am florid.
Thomas Shadwell, The Virtuoso
R obert Boyle, born in 1626, youngest son of the earl of Cork, was a bril-
liant scientific experimentalist, an accomplished man of letters, and a
key member of the early Royal Society. Boyle's Law, which proposes are-
lation of inverse proportionality between the pressure and volume of a
gas, was discovered by and named after him. It continues as a topic of
high-school physics texts today. Boyle was also responsible for the devel-
opment of the air pump, a major tool of the new experimental sciences in
the seventeenth century. The breadth and quality of his experimental
work in pneumatics, chemistry, and other areas of the natural sciences
were admired by contemporaries at home and abroad. For example, after
having read Boyle's latest "chymical" work while boating up the Thames,
Samuel Pepys writes: "I can understand but little of it, but enough to see
that he is a most excellent man" (Diary, June 2, 1667). Upon reading
Boyle's Hydrostatical Paradoxes Made Out by New Experiments for the Most
Part Physical and Easy, Pepys' s reaction was even more flattering, referring
to the work as "of infinite delight" (Hall1966, 166).
Such admiration was, however, neither universal nor unqualified. On
the contrary, the fun poked at the scientific experimentalist Sir Nicholas
Gimcrack in Thomas Shadwell's play The Virtuoso (1667) suggests that the
119
120 Socializing the Psychic
We then took a lamb's bladder large, well dried, and very limber, and
leaving in it about half as much air as it could contain, we caused the neck
of it to be strongly tied .... This bladder being conveyed into the receiver,
and the cover luted on, the pump was set on work, and after two or three
exsuctions ... the imprisoned air began to swell in the bladder ... [and] be-
fore we had exhausted the receiver near so much as we could, the bladder
appeared as full and stretched, as if it had been blown up with a quill.
(quoted in Hall1966, 326)
1. See Shapin and Schaffer 1985, 64 n. 86, for the relation between Boyle's prose and
Dryden's.
The Vice of the Virtual Witness 121
Also like the metaphysical poets, Boyle employed a "simple and pure,"
even home-spun, vocabulary grounded in observation (Eliot 1972, 285),
although Boyle's references to mundane objects, unlike those of the poets,
were not to be interpreted metaphorically. Indeed, he eschewed all
metaphoric inflation of meaning. As he says in the Proemial Essay, he re-
jects a "florid" and "rhetorical strain" in favor of a "naked way of writing"
(Shapin and Schaffer 1985, 66). Even the similes he employed-for ex-
ample, "as if it had been blown up with a quill"-were firmly rooted in fa-
miliar, observable phenomena.
The experimental accounts often appeared in the first person, as if re-
counting a sequence of personally experienced events: "We carefully
weighed out a small lump of our shining matter, amounting to three grains,
and having purposely broken it into divers lesser fragments, perhaps six or
seven at least, we laid them upon a flat bottomed glass, that was broader at
the top than the bottom, and shallow too (not being near an inch deep) that
the matter might be more fully exposed to free air. This glass we placed in a
South window, laying it very shelving" (Icy Noctiluca, 1681, quoted in Hall
1966, 317). But variations on this basic style also occurred throughout
Boyle's writings, for instance, imperative or impersonal styles of narration:
"Take good syrup of violets, impregnated with the tincture of the flowers,
drop a little of it upon a white paper (for by that means the change of colour
will be more conspicuous and the experiment may be practised in smaller
quantities) and on this liquor let fall two or three drops of spirit either of salt
or vinegar" (Experiments and Considerations Touching Colours, 1664, quoted in
Hall1966, 292). On occasions such descriptions were focalized through the
eyes of a first-person narrator; in other instances through the eyes of an ef-
faced, external narrator, as in the Homeric tradition of mimesis described by
Eric Auerbach: "Fully externalized description, uniform illumination, unin-
terrupted connection, free expression, all events in the foreground, dis-
playing unmistakable meanings, few elements of historical development
and of psychological perspective" (Auerbach 1968, 23). In all variants, how-
ever, whatever their syntactic or narrative form, the experimental accounts
seemed grounded directly in the author-narrator's personal observation of
experiments that he had conducted or supervised personally.
The effect of such dry and convoluted prose focused through the eye of
a single observer was to conjure up images directly in the mind's eye of
the reader, as if they were seeing or, better, remembering seeing the exper-
iments for themselves. As Steven Shapin and Simon Schaffer put it, the
descriptions transformed readers into "virtual witnesses," that is,
"trigger[ed] in the reader's mind a naturalistic image of the experimental
scene" so that "it would be as if that reader had been present at the pro-
ceedings" (Shapin and Schaffer 1985, 6o, 62-63).
122 Socializing the Psychic
Boyle's prose not only produced an illusion of reality. It was also persua-
sive; it created belief in the appearances conjured in the mind's eye. To this
end, it incorporated several traditional rhetorical devices: the familiar trope of
descriptio (detailed description) but also, in order to enhance authorial ethos, a
wordy display of modesty ("I cannot but fear that my discourses ... want
many choice things wherewith the learned writings of others might have en-
riched or embellished them") as well as selfless concern for the reader: "I
thought I might do the generality of my readers no unacceptable piece of ser-
vice, by so punctually relating what I carefully observed that they ... need
not reiterate themselves an experiment to have as distinct an idea of it"
(preface to New Experiments Physico-Mechanical, quoted in Hall1g66, 328, 325).
In short, "Boyle's texts were constructed so as to provide a source of virtual
witness that was agreed to be reliable." As Shapin and Schaffer observe, the
aim was to write "experimental reports in the correct way [so that] the reader
could take on trust that these things happened" (1985, 62, 61, my emphases).
The first-person form of Boyle's narratives aided in this rhetorical func-
tion. By making the words of the text appear as their author's personal
testimony, Boyle's standing as a gentleman of high moral character and a
brilliant scientist could be marshaled in support of his text. In this context,
as Shapin argues, Boyle's exemplary life and personage took on the di-
mensions of a rhetorical artifact (1994, 127, 185).
The persuasive function of Boyle's text was augmented by eschewing
the traditional scholastic philosophy of essences in favor of a more "com-
monsense" empiricist ontology restricting reality to what was empirically
accessible. This modest metaphysics (the end of metaphysics, some would
say) foreshadowed Hume's skeptical repudiation of all that is neither "ab-
stract reasoning concerning quantity and number" nor "experimental rea-
soning concerning matter of fact and existence."
The distinctive nature of Boyle's prose is illuminated by a useful oppo-
sition introduced by W. J. T. Mitchell, between what he calls "realism" and
"illusionism":
2. In the seventeenth century, the meanings of "experience" and "experiment" were not
yet fully distinguished in the modem way.
124 Socializing the Psychic
Paradoxes Made Out by New Experiments for the Most Part Physical and Easy,
quoted in Hall1966, 170). In place of purely verbal mathematical demon-
stration, Boyle offered "experimental proof."
Concern over the abuse of ornamental devices in speech was reinforced
by Puritan rejection of all kinds of decoration. Such concern constituted a
key element in a Restoration sensibility that proper modesty-"prudence"
or "civility,'' as Shapin calls it-should rule in all things: "courtesy texts re-
peatedly counseled gentle readers, if they wished to be credible, to perform
their relations without boasting, passion, or pedantry" (Shapin 1994, 221).
Such advice left considerable scope for legitimate applications of
rhetoric, as exemplified both by Bacon's highly rhetorical polemics on be-
half of science as well as by pedagogical and polemical passages in
Boyle's writings. Bacon went so far as to accord an important place to
rhetoric both in the art of invention and in countering the seditious influ-
ence of the affections (in the "coloring of the worse") (Bacon 1996, 239).3
Sir William Petty, an important member of the Royal Society, also ac-
corded a key place to rhetoric in the process of education (Petty 1927,
2:3-8). Even Sprat, who polemicized against rhetoric in his History of the
Royal Society, allowed a ·place for rhetoric in literature, asserting that the
new experimental philosophy would offer literary language a rich new
field for constructing similes and comparisons (Sprat 1667, 324, 414-417).
Within scientific writing itself, however, rhetoric was to be avoided: ob-
servation together with reason (albeit without the formal excesses of the
"mathematicians") were to be the grounding principles of scientific be-
lief.4 Why, then, did Boyle transgress these principles by creating a new
rhetorical style of writing, and how did he cope with the fact of his trans-
gression? These questions set the agenda for the remainder of this chapter.
3· See also Bacon 1996, 139, 140, 190, 21o-219, 223-224, 237-241.
4· Bacon's instructions for constructing his tables of positive and negative instances in-
cluded specifying honestly "whether the author was a vain-speaking and light person, or
sober and severe" (Preparative towards a Natural and Experimental History, quoted Shapin
1994, 222). Following this Baconian principle, Boyle specified that "cited Testimonies
ought to be considerately and candidly deliver' d," and he questioned reports delivered in
a "dogmatical," "violent," or "confident" manner (Use of Reason and Natural Philosophy;
unpublished Boyle Papers, quoted in Shapin 1994, 222).
The Vice of the Virtual Witness 125
multiply witnesses of good standing). In Marie Boas Hall's words, the So-
ciety's members "tried strenuously [not] ... to believe as true what they
had not seen with their own eyes" (Hall1966, 28). By performing experi-
ments in their own homes, the Society's correspondents grounded their
beliefs on the basis of modest generalizations (inductions) from their own
experience, with due attention to the possibility of counterexamples (what
Bacon called "negative instances").
Boyle adopted a similar strategy in his religious apologetics, such as The
Excellence of Theology (1674, but written in 1665) and The Usefulness of Ex-
perimental Natural Philosophy (1663, written as early as 1647). Here he pro-
mulgated a naturalistic approach to theology, one that sought proofs for
the existence of God not in philosophical argumentation but rather in em-
pirical study of the natural world to discover signs of divine providence
(Hall1966, 48-52). 5 In both theology and natural philosophy, it seems,
Boyle aimed to eschew purely verbal argumentation, including the testi-
mony of others, in favor of direct and personal experience. 6
The empiricism mandated by Boyle and the Royal Society created diffi-
culties in implementing another aspect of their charter. The Society was
committed to making science a more public activity, a commitment ap-
parent in the following quotation from Boyle's writings: "Such a treatise
for the kind, as that which follows ... may perhaps ... persuade a greater
number of differing sorts of readers, than a far more elaborate [one]"
(Some Considerations Touching the Usefulness of Experimental Natural philos-
ophy, quoted in Hall1966, 158). Boyle explicitly cites Bacon as the inspira-
tion for this commitment: "[This book] may serve to beget a confederacy,
and an union between parts of learning, whose possessors have hitherto
kept their respective skills stranger ... which how advantageous it may
prove towards the increase of knowledge, our illustrious Verulam [Bacon]
has somewhat taught us" (Some Considerations Touching the Usefulness of
Experimental Natural philosophy, quoted in Hall1966, 162-163).
This Baconian project for a public science resonated with various ide-
ologies in Restoration England, where the matter of the production and
5· Such an approach came into prominence in the eighteenth and nineteenth centuries,
under the rubric "natural theology."
6. This is not to say that theology and philosophy were one and the same for Boyle. On
the contrary, he argued that natural philosophy was justified insofar as it contributed to
theology, a point expounded upon at length in publications such as The Excellence of The-
ology, compared with Natural Philosophy (as both are Objects of Men's Study) (1674). Robert
Hooke, one of Boyle's early assistants, and later Curator (or Demonstrator) of Experi-
ments at the Royal Society, confirmed this distinction between theology and philosophy:
"The business and design of the Royal Society is to improve the knowledge of natural
things ... by Experiment (not meddling with Divinity, Metaphysics, Morals, Politics,
Grammar, Rhetoric, or Logic)" (quoted in Hall1966, 28).
The Vice of the Virtual Witness 127
7· Note that although learning Latin was part of acquiring an "education," many of the
"educated" middle- and upper-class readers whom the Royal Society hoped to enroll in
the cause of science would have lacked any great fluency in the language.
128 Socializing the Psychic
8. On this point see New Experiments Physico-Mechanical, 1-2, quoted in Hall1966, 325;
Shapin and Schaffer 1985, 6o, 62. Here too the emphasis appears to be not so much upon
simulating personal witness as on the multiplication of witnesses.
The Vice of the Virtual Witness 129
Here Boyle's concern was not so much that readers be persuaded of the
truth of the experiments as that they receive "good impressions of the
study of nature." Even the following quotation, which strongly suggests
that Boyle's intention was to persuade his readers, is open to this weaker
reading: "Of my being somewhat prolix in many of my experiments, I
have these reasons to render: that some of them being altogether new,
seemed to need the being circumstantially related, to keep the reader from
distrusting them" (from New Experiments Physico-Mechanical, quoted in
Hall1966, 324-325). Here Boyle's stated intention is that of preventing dis-
trust rather than creating trust; in other words, he seeks to engage his
readers' interest and encourage them to suspend disbelief rather than per-
suade them.
Unfortunately, as Boyle himself conceded with disarming honesty, such
justification for his prose was worthless, since, despite his plain and de-
tailed instructions, few were able to repeat the experiments: "Such trouble
as I met with in making those trials ... will probably keep most men from
trying again these experiments." Indeed, it was some time before any sci-
entists, especially his continental critics, were able to perform his experi-
ments, let alone confirm their results (Shapin and Schaffer 1985, chap. 6).
Nevertheless, justifying his style of writing as a clear and accurate means
of communicating instructions served the useful purpose of deflecting at-
tention from its real function as a rhetorical device.
In sum, Boyle's strategy of virtual witnessing was a response to an em-
piricist epistemology that stressed the importance of personal witness
rather than multiple witnesses or the word of authorities. This episte-
mology created a serious problem for texts, such as New Experiments, that
described what were for the bulk of its intended readers effectively unwit-
nessable experiments. In this respect Boyle's texts were uncomfortably
close to the esoteric and secret works of the alchemists, a fact hinted at in
The Vice of the Virtual Witness 131
Pepys's remark that he found Boyle's work "so chymical, that I can un-
derstand but little of it."
The task of virtual witnessing was to conceal this difficulty by creating
in readers' minds an impression that they had personally witnessed the
experiments. By concealing, denying, and justifying their own rhetorical
nature, Boyle's writings addressed the further difficulty that virtual wit-
nessing took on the dimensions of a rhetorical technique. Here, then, we
see the Boylean rhetoric of science at work, complete with its own invis-
ible meta-rhetoric, which conceals its rhetorical nature by creating an ap-
pearance of being rhetoric free.
A similar rhetoric is in use today as the plain, detailed, prose style of the
modern experimental account. Its discourse of self-justification (insofar as
it includes one) appeals not to considerations of audience convenience (as
Boyle did) but rather to the self-evident value of the historically specific
forms of "precision" and "objectivity" that it embodies. This modern sci-
entific rhetoric is able to conceal its own rhetorical nature not only because
modern readers, uneducated in rhetoric, are unable to see "plain writing"
as a trope but also because Boyle's "prolix and circumstantial" rhetoric
has taken on the dimensions of an official style, gaining its persuasive ef-
fect as much from the institutional authority of science as from its formal
rhetorical effects.
From a contemporary perspective it thus becomes difficult to compre-
hend the scrupulousness displayed by New Experiments with respect to
the question of its style. In the context of the seventeenth century, how-
ever, when the Royal Society was struggling to establish itself as the legit-
imate inheritor of the tradition of "natural philosophy," and when readers
showed an informed wariness of rhetoric, Boyle's scrupulousness
emerges as a practical necessity. In the next chapter, where I show how the
rhetorical technology of virtual witnessing creates a gaze, I turn to further
details of the visual aspects of Boyle's text.
8
Seeing Texts
You have two goblets before you. One is of solid gold, wrought in the most
exquisite patterns. The other is of crystal-clear cut glass, thin as a bubble and as
transparent. Pour and drink; and according to your choice of goblet, I shall know
whether or not you are a connoisseur of wine . ... If you are a member of that van-
ishing tribe, the amateur of fine vintages, you will choose the crystal, because
everything about it is calculated to reveal rather than hide the beautiful thing
which it was meant to contain.... Bear with me in this long-winded and
fragrant metaphor; for you will find that all the virtues of the perfect wine-glass
have a parallel in typography.
Beatrice Ward, The Crystal Goblet
W hen we talk about "looking at" a book we usually mean one of two
things. First, we may mean literally viewing it: inspecting its cover,
typeface, layout, and so on. In this context a gaze may arise in a perfectly
straightforward way. For example, the glittering gold leaf of an illumi-
nated medieval manuscript may physically impact the eye in the same
way that a glint of light assaulted the young Lacan during his day at sea.
But such a gaze has nothing to do with the propositional content of the
text, and in any case has little relevance for the modern printed book, the
visual appearance of which has been standardized to the point where it
has little impact.
Indeed, such invisibility has been elevated to the level of a norm. In her
book The Crystal Goblet: Sixteen Essays on Typography, Beatrice Ward adopts
an avowedly "modernist" stance (which she defines in terms of attention
to function rather than form) when she writes: "A page set in 14-pt. Bold
Sans is, according to the laboratory tests, more legible than one set in
11-pt. Baskerville. A public speaker is more 'audible' in that sense when
he bellows. But a good speaking voice is one which is inaudible as a voice.
It is the transparent goblet .... Type well used is invisible as type, just as
the perfect talking voice is the unnoticed vehicle for the transmission of
133
134 Socializing the Psychic
words, ideas" (Ward 1955, 13). 1 Her argument is that since the function of
printing is "to convey specific and coherent ideas," printing should be
"readable" rather than "legible." By this she means that the typeface
should be invisible as type, that is, should enable readers to take in ideas
without distracting them through ornamentation or being visually intru-
sive in any way. Here the thread connecting Boyle's Restoration sensi-
bility to modernism is clear.
We may also talk about "looking at" or "viewing" a text in a quite dif-
ferent way, as a metaphor, a colorful way of restructuring the semantic
space of reading in terms of concepts associated with sight and seeing.
Within the terms of this metaphor, written texts may be assigned a "gaze"
in a sense that has nothing to do with physical vision. This metaphor has
taken on special importance in the context of the modern novel or realist
fiction more generally, which, as Peter Brooks points out, favors visual
modes of description: ''The dominant nineteenth-century tradition, that of
realism, insistently makes the visual the master relation to the world, for
the very premise of realism is that one cannot understand human beings
outside the context of the things that surround them, and knowing those
things is a matter of viewing them, detailing them, and describing the
concrete milieux in which men and women enact their destinies" (Brooks
1993, 88).
Thus, when we talk of "viewing" a text, it seems that we do so in one of
two ways, either by ignoring the text's content and referring to visual en-
gagement with its material signifiers, or talking metaphorically about as-
pects of the process of reading which have nothing to do with literally
seeing or having visual impressions. In both cases, the possibility of liter-
ally (as opposed to metaphorically) seeing what the text says is erased. In-
deed, as Ward suggests, the "modernist" sensibility wants to erase all pos-
sibility of seeing the text, to the extent of rendering its material signifiers
"transparent."
Despite normative pressures against visualizing written texts, there is
one tradition of writing, what Auerbach calls mimesis, for which reading
does involves literally viewing what it says. Mimetic writing incorporates
vivid or, as we say, "realistic" descriptions that stimulate visual impressions
in readers. The impressions result not from perceiving or even remem-
1. For Ward's self-definition as "modernist" see Ward 1955, 12. This chapter's epigraph,
taken from the preceding page, gives a fuller illustration of the metaphor of the crystal
goblet. I am grateful to Adrian Marshall for pointing me toward this delightful mixture of
high Tory party nostalgia and British modernism. For a more academically satisfying ac-
count of the historical roots and complexities of the matter of typography see Drucker
1994·
Seeing Texts 135
Emma's Body
Her eyelids seemed perfectly fashioned for those long ardent looks that
drown the eye; while deep breathing dilated her fine nostrils and lifted the
plump corners of her mouth, shadowed in the light with a faint black
down .... About her neck the dropping coils of her hair; they twined in a
great mass, neglectfully.... Something subtle that ran straight through you
breathed out even from the folds of her gown and from the curve of her
foot. Charles, just as in the first days of his marriage, found her delicious
and irresistible. (Flaubert 1992, 157)
The less Charles understood of these things, the more they beguiled him.
They added to the pleasures and comforts of his fireside. It was like a sprin-
kling of gold-dust along the narrow track of his life .... In Rouen she saw
ladies wearing bunches of trinkets on their watch chains; she bought some
trinkets. For her mantelpiece she wanted a pair of large blue glass vases,
and a little later, an ivory work-box, with a silver-gilt thimble. (47)
Only her clothing, it seems, occupies the eye in a more systematic way:
"She would be wearing her dressing-gown unbuttoned, revealing, between
2. A written description may also trigger visual memories, but that is not my focus here.
136 Socializing the Psychic
the copious folds of her corsage, a pleated chemisette with gold buttons.
Round her waist she had a cord with big tassels, and her little wine-red slip-
pers had large knots of ribbons, spreading down over the instep" (47). Even
with respect to her clothes, however, the view seems to flit from detail to de-
tail. When Leon, her lover to be, joins her in conversation for the first time,
"she was wearing a little cravat made of blue silk, that made her tube-
pleated batiste collar stick up like a ruff; and, whenever she moved her
head, half her face was screened by the fabric or else was pleasingly re-
vealed" (67). This punctuated regime of description is repeated in connec-
tion with the "dear room" in which the lovers' rendezvous takes place:
There was a great big mahogany bed in the shape of a boat. The curtains
made of red oriental stuff, hung from the ceiling, curving out rather too low
over the wide bed-head .... The warm room with its plain carpet, its frivo-
lous decorations, its tranquil light, seemed quite perfect for the intimacies of
passion. The arrow-headed curtain rods, the brass fittings, and the big balls
on the fender would gleam suddenly, whenever the sun shone in. (2.15)
The scopic economy thus mirrors the empty peregrinations of the lovers'
conversations, which move randomly from phrase to phrase, centering
upon nothing more substantial than vague shared sentimental attach-
ments: "one of those vague conversations in which every random phrase
always brings you back to the fixed center of mutual sympathy. Paris, the-
atres, titles of novels, new quadrilles, and the society they knew nothing
of" (67). In short, as Brooks argues, the look implicit in the narratorial de-
scriptions in Madame Bovary is fetishistic, fastening upon details not be-
cause they are salient but rather because, at an unconscious level, they dis-
tract from what cannot be seen (Brooks 1993, 103).
When Emma's body is described in more comprehensive terms, it is in
vacuous, conventional, even stereotypical language, which on occasion
makes explicit reference to the romantic art and literature from which it is
culled: "She was the lover in every novel, the heroine in every play, the
vague she in every volume of poetry. On her shoulders he found the
amber colours of Odalisque au bain; she had the long body of some feudal
chatelaine; and she looked like the Pale woman of Barcelona, but supremely
she was the Angel" (Flaubert 1992, 215). In short, except for a few details
which prick their sensibilities-the "faint black down" and the "folds of
her gown"-Emma is perceived by her lovers in terms of a collage of ba-
nalities: a virtuous, even virginal woman whose conquest seems to serve
primarily as a mark of the manliness and worldly status of her seducer:
"Never had he met with such grace of language, such modesty of dress,
such tableaux of drowsy maiden-innocence. He admired the exaltation of
Seeing Texts 137
her soul and the lace on her skirts. Besides was she not a lady, and a mar-
ried woman! A real mistress" (215). Thus the ostensible site of desire,
Emma's body, is represented as a disturbing void, a site of failure of repre-
sentation, veiled only by a thin tissue of cliches and an erratic trail of glit-
tering points to which the eyes of her bourgeois lovers are irresistibly
drawn. The critical thrust of Haubert's text, as Fredric Jameson remarks, is
constituted by this evacuation of the site of desire. 3
In Barthes's terms, then, Haubert's descriptions take the studium-
punctum form characteristic of the "true" photograph (Barthes 1993,
26-27): the bulk of the novel's descriptions verge on the stereotypical (the
studium), but these are interrupted by punctums-lyrical phrases that, by
lavishing detail upon small, apparently insignificant detail of appearance,
transgress the dominant descriptive regime. In this way, Haubert sought to
capture the fetishistic quality of the bourgeois gaze, constituted by its fasci-
nation with trivia, forever seeking distractions from what it never dares to
consider, namely, the fundamental emptiness of its own existence.
Transcending the vulgarities of bourgeois thought, the punctums in
Haubert's text redeem his writerly project by providing distance from
bourgeois sensibility. But they were also points of danger, for Haubert
sought to capture in words ephemeral objects that fascinated the bour-
geois sensibility but were impossible to mention. Haubert explicitly
dwells upon this danger. He was, he writes in a letter to a friend, "afraid
of becoming another Paul de Kock or producing a kind of chateaubrian-
dized Balzac .... How to render trivial dialogue that is well written? ... I
pass alternately from the most extreme emphasis to the most academic
platitude" (quoted in Bourdieu 1996, 93).
Haubert's anxiety spills over into the content of his text. For the bulk of
the book, the more intimate contours of Emma's body are a site of invisi-
bility, which is doubled since it masquerades as visibility. As Brooks argues,
because of the words lavished upon her appearance, readers think they
know Emma's body well. It is only when they attempt to construct a picture
of how she appears that, as Brooks points out, the book's failure to provide
a representation of her body becomes evident: "The reader's sense of the
presence of Emma's body is so intense and so memorable that it comes a
something of a surprise, upon rereading the novel, to find that there is very
little in the way of full length portraiture of Emma" (Brooks 1993, 90). 4
In a passage near the end of the novel, however, when the ill-fated affair
with Leon is almost over, Emma's sensuality suddenly thrusts itself into
the light, figured as the site of an unnamable horror, an excessive empti-
ness, which foreshadows the death of passion as well as Emma herself
("pale and silent ... that brow covered in cold drops"):
Emma came back to him more inflamed, more voracious. Her undressing
was brutal, tearing at the delicate laces on her corset, which rustled down
over her hips like a slithering snake.... Pale and silent and serious, she fell
upon him, shivering ... on that brow covered in cold drops, on those mur-
muring lips, in those wild eyes, and in the clasping of those arms, there was
something excessive, something empty and lugubrious, which Leon felt
sliding, imperceptibly, between them, as if to push them asunder. (Flaubert
1992,230)
from a horrifying emptiness at the center of her body, toward which his
writing gestures but which finally it cannot describe.
glass, that was broader at the top than the bottom, and shallow too (not
being near an inch deep) that the [contained] matter might be more fully ex-
posed to free air'' (Icy Noctiluca, quoted in Hall1966, 317). Unlike Flaubert,
however, Boyle's descriptive focus on particular items is not an occasion for
anxiety but rather reflects the items' salience to his more general project of
providing recipes for repeating experiments. So, for example, in the last quo-
tation he gives details about the shape, dimensions, and material of a dish
because these are judged relevant to the experiment's successful conduct.
Instead, in Boyle's text unrealistic anxiety attaches to the question of his
written style. Boyle expresses this anxiety in elaborate, multiply layered,
and internally incoherent statements which struggle with the issue of the
rhetorical nature of his writing. On the one hand, he avoids mentioning, in-
deed implicitly denies, his style's rhetorical nature; on the other, he justifies
its rhetorical effects. (I return to these paradoxical manifestations of his anx-
iety later in this chapter.) In short, Boyle's writing combines the two ele-
ments constitutive of the gaze: it leads readers to step back and look again
at what it describes, and it functions as a site of unrealistic anxiety. Because
the resultant gaze attaches to features of the text as a whole, to its style
rather than to localized points, it takes on what Barthes (referring to the
punctum rather than the gaze) calls its "less Proustian expansion," which
"while remaining a 'detail' ... fills the whole picture" (Barthes 1993, 45).
The gaze associated with New Experiments is characteristic of memory
rather than perception. At each point in Boyle's narrative a stage of an ex-
periment is described. These descriptions include subtly oscillating time
references, which imply that the narrator knows about events both later
and earlier than the stage of the experiment he is describing. For example,
the description of tying up a lamb's bladder includes a reference to its
being "well dried" and "limber," thus implying prior experience of drying
and manipulating the bladder. At another point in the same quotation, the
receptacle for the gas ("the receiver") is said to have been in a state "before
we had exhausted [it] near so much as we could." Here the description in-
cludes foreknowledge of events yet to come: by continuing the process of
exsuction more air would be exhausted from the receiver. Such fore-
knowledge together with the past tense of the narrative strongly suggest
that rather than reporting impressions resulting from observing the exper-
iment, the narrator is recalling events from his past. Thus Boyle's descrip-
tions simulate the effects of memory both by the selective nature of their
focus and by their temporalization.5 In the following sections, I confirm
5· The past tense of the narrative is strictly speaking irrelevant to this point, since the issue
is not the narrator's relation to the impressions he is relaying but rather the relation of the
impressions themselves to the moment of their conception.
Seeing Texts 141
6. Toothache is itself regarded as a symptom in the more usual medical sense of this term,
that is, as a diagnostic sign. The behavior by which the sufferer distracts himself from pain
thus becomes a symptom of a symptom.
7· Freud's earlier view, which appears as late as the 1923 edition of The Ego and the Id, is
that the cause of anxiety is the freeing of energy resulting from decathexis accompanying
repression (Freud 1993, 283-287).
Seeing Texts 143
guised return of an instinctual wish. 8 Because its connection with the wish
is hidden, the symptom does not trigger a threat of danger and therefore
avoids setting off the alarm bells of anxiety. Symptoms thus provide sub-
jects with a means of realizing their unconscious wishes while keeping
anxiety in check: "It is plain, then, that ... the obsessional act of washing
of the hands [was] to obviate outbreaks of anxiety. In this sense every in-
hibition which the ego imposes on itself can be called a symptom" (302).
Because it constitutes a return of the repressed, the symptom takes on a
transgressive quality, covertly breaking through the masking phantasy of
conscious desires which function as a defense against the unconscious wish
and its associated danger. Freud also argues that since, unlike the uncon-
scious wish it represents, the symptom is uninhibited, it is subject to what
he calls "a compulsion to repeat." It is as if the cathecting energy originally
associated with the wish is turned into a source of kinetic energy driving
the resulting symptom (312). The paradoxical combination of transgression
and compulsion to repeat is a key distinguishing mark of the symptom.
If the disguise concealing the symptom's identity as a return of the re-
pressed is too thin, the symptom may becomes a site of renewed anxiety
(or, as Freud calls it, "unpleasure"). Such supplemental anxiety is espe-
cially likely in cases of obsession, although it may also occur in cases of
phobia: "The mechanism of phobia does good service as a means of de-
fence and tends to be very stable. A continuation of the defensive struggle,
in the shape of a struggle against the symptom, occurs frequently" (283).
Usually, however, in the case of phobia the symptom, an avoidance of the
phobic object, seems totally free of anxiety, which focuses instead upon
the phobic object. In such cases, anxiety arises in connection with the
symptom only when the subject is somehow prevented from enacting it.
Thus, Little Hans may be said to be anxious to avoid horses, but not anx-
ious about avoiding them. qr, to make the same point in a slightly dif-
ferent way, he is anxious about horses rather than about avoiding them.
In the case of obsession, by contrast, matters are not so clear-cut. The
symptom is not simply the avoidance of a phobic object upon which the
bulk of anxiety is focused through a train of unconscious associations con-
necting it to the primal situation of danger. Instead the symptom develops
in relation to the superego, as a substitute formation for a wish that has
been repressed because it transgresses the superego's commands.
Flaubert's writing of Madame Bovary illustrates the latter possibility.
Flaubert did not doubt his ability to write ("I can say that it will be
8. In the Three Essays of 1905, Freud conceives of the symptom as a "sign of, and substitute
for, an instinctual satisfaction which has remained in abeyance ... a consequence of the
process of repression" (Freud 1993, 242).
144 Socializing the Psychic
9· As Lacan emphasizes, the bearer of the name of the father is always impotent (Lacan
1977, 315).
Seeing Texts 145
Boyle's Desire
The choice of works in the last three chapters may seem eclectic: Holbein's
masterpiece The Ambassadors, produced at a moment (1533) near the be-
ginning of the tradition of oil painting on canvas, a painting that, by bor-
rowing from the subgenre of anamorphic projections, played with and
undermined the Albertian system of perspective which came into promi-
nence in the fifteenth century; Boyle's New Experiments Physico-Mechanical,
first published in 166o, which, by repudiating the florid style of contem-
porary learned treatises as well as the formal argumentation of "mathe-
maticians" and arcane concepts of "chymists," lays claim to being the
origin of modern scientific rhetoric; and a nineteenth-century novel,
Flaubert's Madame Bovary (1857), often taken to mark the beginning of
modern "realist" fiction.
These texts are linked by a formal concern for "realism" in the broad
sense of creating lifelike appearances-what Mitchell calls illusionism
(see Chapter 7). Within this broad similarity, however, key differences
emerge. Flaubert' s novel strives for lifelikeness by imparting a certain de-
gree of "truth" about bourgeois life. Its concern is with "reality effects,"
however, rather than truth as such-with fictionalized caricature rather
than verisimilitude in the narrow sense. In short, although it is in certain
respects "true to life," Madame Bovary is a work of patent falsehood, "fic-
tional" in a sense that characterizes the modern "realist" novel generally.
Holbein's and Boyle's works, by contrast, strive not only for aesthetic
reality effects but also for credibility, that is "realism" in the narrow epis-
temological sense suggested by Mitchell rather than the traditional lit-
erary sense of the term. In Boyle's case, I argued, this persuasive dimen-
sion comprised a point of difficulty since it opened him to accusations of
being rhetorical. Holbein's painting, by contrast, readily embraced its per-
suasive function. Indeed, it was integral to the work's raison d'etre, com-
missioned by one of its subjects, de Dinteville, as a public record of his
ambassadorial mission to England. As Derek Wilson puts it in a recent bi-
ography of Holbein: "De Dinteville, who took the painting back to France
with him, wanted an impressive record of his mission ... an elaborate and
costly painting covering ten oak panels and measuring 207 by 209.5 cen-
timetres" (Wilson 1996, 196-197). In this context, the painting's circum-
stantial details, such as the unusual tile floor painstakingly copied from
Westminster Abbey, may be understood as integral to its function as a
convincing record of de Dinteville's presence in England. Holbein's repu-
148 Socializing the Psychic
10. There is a second reason for classifying each of these works as "realist." All were icon-
oclastic, that is, each in its respective context of production transgressed dominant con-
ventions of representation, and thus fell under Jameson's category of "realism" (to which
I return in Chapter 1o): "As any number of 'definitions' of realism assert ... realistic rep-
resentation has as its historic function the systematic undermining and demystification,
the secular 'decoding' of those preexisting inherited traditional or sacred narrative para-
digms which are its initial givens" (Jameson 1981, 152).
Seeing Texts 149
I n the Sublime Object of Ideology, Slavoj Zi.Zek draws attention to "a phe-
nomenon quite usual in popular television shows or serials: 'canned
laughter.' After some supposedly funny or witty remark, you can hear the
laughter and applause included in the soundtrack of the show itself"
(Zizek 1989, 35). Zizek then adds: "So even if, tired from a hard day's
stupid work, all evening we did nothing but gaze drowsily into the televi-
sion screen, we can say afterwards that objectively, through the medium
of the other, we had a really good time." In Robert Pfaller's terminology,
the audience who listen passively to a laugh track instead of laughing for
themselves is said to be "interpassive" (Pfaller 1999).
In its original sense, the term "interpassive" was intended to describe
agents who, instead of acting on their own behalf, delegate their activities
to others-for instance, viewers who, having recorded a show on a VCR,
do not bother to watch it for themselves since, as we might put it, some-
thing else "objectively" watches on their behalf; or an audience who,
having attended a concert, read the newspaper critique instead of making
up their own minds about what they have heard. Opportunities for inter-
passive engagements have increased through the technological mediation
of everyday practices by automatic dishwashers, ATMS, vibrators, and so
on. This mechanization of life means that we are able to interpassively
delegate ever more aspects of our daily activities to mechanical agencies.
153
154 Interpassivity and the Postmodern
1. Fredric Jameson argues that reification and the postmodem privileging of the signifier
are one and the same process: "'reification' and the emergence of an increasingly material-
ized signifier are one and the same phenomenon-both historically and culturally"
(Jameson 1992, 16).
Interpassivity and the Knowing Wink 155
with the personal production of laughter? At issue here is not only the pe-
culiar mechanics of watching television but also a more general question
that Marxist approaches to theories of cultural production have failed to
answer satisfactorily, namely, the relation between cultural forms and the
pleasures and desires of individual consumers.
One might, of course, answer these question from a Baudrillardian per-
spective by taking the production of pleasure in the postmodern context
as nothing but the circulation of signifiers of pleasure. But I will answer
them here from a Freudian and specifically a Lacanian perspective, fo-
cusing initially on the phenomenon of canned laughter and then ana-
lyzing the contemporary American television show Mystery Science The-
ater JOOO (MST3K for short). In general terms I argue that the pleasure
produced by interpassive cultura1 artifacts depends upon the workings of
what Freud calls the drive (Trieb), which he sees as the primary mecha-
nism for producing pleasure.
What a Laugh!
In Jokes and Their Relation to the Unconscious, Freud claims that the con-
struction of jokes requires "joke-work" analogous to what iri. the Interpreta-
tion of Dreams he calls "dream-work." In dream-work, according to Freud,
one reworks residues of the day's waking thoughts, which, through
memory, retain their cathexis during sleep. This reworking involves con-
structing a series of associations, condensations, and displacements con-
necting the dream-thought with an unconscious wish. In this way, the
dream becomes a vehicle for covertly expressing a wish, thus evading the
prohibition associated with its direct articulation (Freud 1991, 217).
By analogy, joke-work involves three imbricated processes. The first is
wordplay, to "put words together without regard to the condition that they
should make sense, in order to obtain from them the pleasurable effects of
rhythm and rhyme" (174). The resultant concatenations of fragmentary
strings of linguistic signifiers are analogous to what in dreams are called
the "day's residues." Second, in order to evade the prohibition against
nonsense, the joker ensures that the results of his or her play conform with
minimal requirements of sense: "The joke-work ... shows itself in a choice
of verbal material and conceptual situations which will allow the old play
with words and thoughts to withstand the scrutiny of criticism" (180).
If that were all the joker did then the result would be what Freud calls
"a jest" (178). But the true joker as opposed to the mere jester takes a third
step. What she or he says must in some respect be appropriate to the occa-
sion, even when expressed in a new and quirky way (179): "Jests," he tells
156 Interpassivity and the Postmodern
us, merely "say [what] does not appear senseless .... [But] if what a jest
says possesses substance and value it turns into a joke" (181).
More specifically, Freud distinguishes jokes from jests by suggesting that
the former tap into the unconscious of the joker as well as the audience. He
suggests that even the apparently most innocent, "non-tendentious" jokes
are transgressive and set "themselves up against an inhibiting and re-
stricting power" that is connected at an unconscious level to a "repressed"
prohibition (183). 2 At this point in his exposition, Freud carefully stops
short of claiming that all jokes have such unconscious connections, but
later, in the "Theoretic Part," he tentatively advances this further claim:
"Let us decide, then, to adopt the hypothesis that this is the way in which
jokes are formed in the first person: a preconscious thought is given over for a
moment to unconscious revision and the outcome of this is at once grasped by
conscious perception" (223).
Freud also distinguishes between the "first-person" joker, who at least
initially does not laugh at her or his own creation, and the "third-person"
audience for whose benefit the joke is told, and who immediately express
their pleasure in laughter (209, 238). (The "second-person" involved in the
joke is the ''butt" of the joke, the person at whose expense the joke is told.
This second-person role is not central to jokes but essential to comic ef-
fects, which I discuss later.) According to Freud, pleasure for both the
"first" and "third" persons is a spin-off from the energy freed by the joke
through its evasion of inhibitions, that is, through managing to say indi-
rectly what should not be said.
For the first-person joker the energy freed by such evasion merely com-
pensates for the quota consumed in the joke-work, without leaving much
for the act of laughing. Thus the first-person joker laughs only as a sec-
ondary effect, par ricochet, as it were. As Freud puts the matter: "When I
make the other person laugh by telling him my joke, I am actually making
use of him to arouse my own laughter" (209). This indirect mechanism for
stimulating one's laughter by making another person laugh depends
upon the fact that, as Freud says, "Laughter is among the highly infec-
tious expressions of psychical states." The third-person audience for the
joke, by contrast, are the lucky beneficiaries of the teller's work: they get
their pleasure for free, as it were. Merely by listening, they evade the inhi-
bition that the joke teller labors to overcome. In their case, then, all the en-
ergy freed by the joke is directly channeled into and fuels the laughter ac-
companying and signaling the production of pleasure.
--~
2. "Among the various kinds of internal inhibition or suppression there is one which de-
serves our special interest, because it is the most far-reaching. It is given the name of 're-
pression"' (Freud 1991, 184),
Interpassivity and the Knowing Wink 157
Can Laugh
sarily sinking to the level of the unconscious (284). In the Freudian topol-
ogy, such lack of attention is associated with the preconscious.
The humorous, by contrast, is characterized as a species of defense. In-
stead of being attached to some distressing thought or feeling, cathexis is
displaced somewhere else, thus avoiding the generation of unpleasure
(290). The strategy of "grinning and bearing" or "laughing off" some ca-
tastrophe by withdrawing attention from it and focusing wryly or ironi-
cally upon some distant and relatively insignificant benefit of the situation
exemplifies the humorous. So, a man who has just lost a leg remarks: "At
least I won't have to cut all my toe-nails." In this situation too, Freud ar-
gues, inattention must be preconscious rather than deliberate (298).
In the light of these distinctions, canned laughter on the soundtrack of a
television sitcom can be understood as involving a comic effect. Just as a
shaggy-dog story derives its humor from the teller's exaggerated at-
tempts to signal that his story is a winner, so too the comic effect of canned
laughter derives in part from the lack of proportion between the sustained
laughter on the soundtrack and the stupid, unfunny jokes.
The comic effect of canned laughter also depends upon a coincidence be-
tween the mechanical and the human-in particular on a mechanization of
the human faculty of laughter. Canned laughter leads listeners to relax
their efforts by suggesting that there is no need to laugh, or even pay much
attention to the jokes, since those activities are being carried out effort-
lessly, automatically on their behalf. 4 In Freud's terms, the freeing up of en-
ergy that results from a reduction in cathexis of the listeners' attention pro-
duces a pleasurable effect combined with a secondary burst of laughter.
But none of these Freudian effects seem adequate to explain the plea-
sure that sustains viewers who, week after week, return to their favorite
sitcom. A Frankfurt-school model of television viewers-which casts
them as "cultural dopes" or "addicts" who watch what they are given to
watch, and come to enjoy it from sheer force of habit, their sole pleasure
lying in a mechanical repetition of the familiar-seems equally inade-
quate as an explanation. Such a model, geared to an outdated conception
of a "mass audience," does not fit the peculiar and pleasurable rituals of
the box. In particular, it is unable to account for the pleasures of channel
surfing, which depend upon fickleness and an obsession with novelty
rather than mechanical repetition of the familiar.
In explaining the pleasures of sitcom viewing, I draw attention to an as-
pect of canned laughter that has no place in the Freudian scheme adduced
When individuals use money, they know very well that there is nothing
magical about it-that money, in its materiality, is simply an expression of
social relations .... The problem is that in their social activity itself, in what
they are doing, they are acting as if money, in its material reality, is the im-
mediate embodiment of wealth as such. They are fetishists in practice, not
in theory. What they "do not know," what they misrecognize, is the fact that
in their social reality itself, in their social activity-in the act of commodity
exchange-they are guided by the fetishistic illusion. (.Zizek 1989, 31)
Zizek goes on to say that "what they overlook, what they misrecognize, is
not the reality but the illusion which is structuring their reality, their real
social activity. They know very well how things are, but still they are
doing it as if they did not know. The illusion is therefore double: it consists
in overlooking the illusion which is structuring our real, effective relation-
ship to reality. And this overlooked, unconscious illusion is what may be
called the ideological phantasy" (32-33). Similarly, the audience for the
soundtrack "know very well how things are," that the laughter is "purely
a pretense," that it does not originate from them or anyone else watching
the show. They are perfectly clear on this score, by contrast with the con-
fusion sometimes displayed in distinguishing actors from the characters
they play. Nevertheless, as Zizek says, "still they are doing it"; by re-
turning night after night, year after year, to see the show, they act as if the
canned laughter were a genuine response, a true index that the show is
funny. In short, the audience's response is balanced between knowing that
the laughter they hear is faked and enjoying the show as if the laughter
were genuine, an enjoyment signaled at a practical level not by the audi-
ence's laughter but rather by a strong commitment to watching the show.
Such a contradiction between knowledge and practice, between
knowing and doing, is characteristic of a phenomenon that Freud calls the
drive (Trieb), the primary mechanism for the production of pleasure.
Lacan illustrates the drive by the phenomenon of trompe l'oeil: "What is it
that attracts and satisfies us in trompe l'oeil? When is it that it captures our
attention and delights us? At the moment when, by a mere shift of our
160 Interpassivity and the Postmodern
gaze, we are able to realize that the representation does not move with the
gaze and that it is merely trompe l'oeil. For it appears at that moment as
something other than it seemed.... That other thing is the petit a, around
which there revolves a combat of which trompe l'oeil is the soul" (Lacan
1981, 112).
In the course of this description, Lacan introduces a new category of ob-
jects, the objet [petit] a. In the special case of trompe l'oeil, he tells us, the
objet a is that which "appears ... as something other than it seemed";
specifically it is that which gives rise to an instability in the viewer's vi-
sual field, causing an oscillation in what he or she sees. In short, the objet a
is the painting, the "representation" around which the flux of appearances
constitutive of the phenomenon turns. (More correctly, the objet a is the vi-
sual instability caused by the painting, but we do not need to be so precise
here.) This flux (or more correctly the associated libidinal flow) constitutes
what Lacan, following Freud, calls "the drive." It is responsible for the
production of pleasure, which fuels the phenomenon of trompe l'oeil. As
Lacan puts it, the objet a is "that other thing ... around which there re-
volves a combat of which trompe l'oeil is the soul" (112). Or, as he says else-
where in more general terms: "To this ... object, objet a ... we must give a
function that will explain its place in the satisfaction of the drive. The best
formula seems to me to be the following-that la pulsion en fait le tour"
(168-pulsion is Lacan's translation of Trieb). The term tour, Lacan tells us,
"is to be understood here with the [full] ambiguity it possesses in French,
both [as] turn, the limit around which one turns, and trick" (168). In the
case of a trompe l'oeil, for instance, the pertinent drive structure is con-
stituted by a "turning" and "returning" of looks, a looking and looking
again, in response to an unstable illusion or "trick."
In short, Lacan's position is that the pleasure produced by trompe l'oeil,
that which "attracts and satisfies us," is produced by a drive that revolves
around the painting as petit a. Lacan's name for this visual form of the
drive is "the scopic drive," and he calls the objet a around which it turns
"the gaze." Conceived in this way, trompe l'oeil illustrates perfectly the
claim that the drive is accompanied by a contradiction between what we
know and what we do. That is, as viewers of trompe l'oeil we know very
well that what we see is un tour, a trick or illusion, but all the same, in
virtue of the pleasure it affords, the trick deceives and fascinates us.
Canned laughter, I suggest, fills a similar role to trompe l'oeil but in a
vocal rather than visual context. In Lacan's terms, it too is a petit a. It is an
instance of what Lacan calls "the Voice," an audible deception or trick
(tour) within the soundtrack that "appears ... as something other than it
seems" and is encircled by a structure of vocalizations and revocaliza-
tions. To be specific, the canned laughter masquerades as laughter by the
Interpassivity and the Knowing Wink 161
created a large cult following on both coasts, especially among college stu-
dents. Subsequently it made it into ''big-time" national television, where it
was featured on Comedy Central. Currently it is produced (with minor
changes in format) for the Sci-Fi channel.
The program features reruns of old B-grade movies and employs an in-
novative double framing device, a device later adapted by programs such
as Beavis and Butt-Head and MTV interactive music videos. The inner-
most of the frames is a blacked out strip at the bottom of the television
screen, in which three figures are silhouetted against the movie: Mike
Nelson and his two robot friends, Tom Servo and Crow, who, we are in-
formed in a separate song and dance introductory sequence at the begin-
ning of the program, are being chased across the galaxy by an evil and
powerful woman, Pearl. She forces them to watch a steady diet of bad old
movies ("cheesy," Pearl calls them). The three figures duly watch the films
and exchange a series of smart-ass, media-wise jokes.
The figures are provided with a rudimentary mise en scene: a row of
movie theater seats on which they sit during the screening, their backs to
the television audience as if they were sitting in a row of seats in front of
us in a cinema. The gestures of the robots are minimal, without any real
attempt to achieve realistic body or lip movements synchronized with
their speech. The three figures look at the screen displayed before them,
chat about what they see, and occasionally get up and move offscreen to
make comfort visits to an indeterminate surrounding location. While they
are in the inner frame, they never acknowledge our presence "behind"
them.
The movie screening is interrupted by breaks, which function formally
as a second, outer frame for the inner one. Mike and his robot friends ap-
pear on the bridge of the spaceship in which they are traveling, and we
are treated to a full-screen, full-color elaboration of the show's premise
that they are being pursued across the galaxy by the evil Pearl. At the
same time the robots chat with Mike, revealing and occasionally com-
menting upon their own "true" identity as puppets, as well as critiquing
their performances in the inner frame as if they were actors playing the
parts of the robots. During these breaks, by contrast with the movie
screening, the presence of the audience is frequently acknowledged. The
evil Pearl, for instance, makes extensive use of conspiratorial looks at the
audience, and Mike reassures viewers when a commercial break is about
to begin: "Back in a minute."
The dialogue of the characters is consistent throughout this dazzling se-
ries of transformations: a hybrid between Beavis and Butt-Head type
wisecracks and the juvenilia of a bunch of computer nerds heavily at risk
from 00-ing on late night reruns. The following extract from a sequence
Interpassivity and the Knowing Wink 163
during which the figures watch the clean-cut, good-looking scientist hero
being teased and seduced by the blonde heroine is typical:
ROBOT 1: [Commenting about the hero] He's a moist, pillowy Dwayne Hick-
man type.
[The on-screen couple kiss]
ROBOT 2: I believe I'm experiencing stagflation.
[The on-screen picture shifts to a scowling, sinister figure half hidden behind the
curtains, watching the embrace]
MIKE: Freeze-hold on his eyebrows.
ROBOT 1: [Commenting about the hero's romantic technique] He just holds his
kisser up there and she does all the work.
Freud also contends that "the generating of comic pleasure can be en-
couraged by any other pleasurable accompanying circumstances as though
by some sort of contagious effect (working in the same sort of way as the
fore-pleasure principle)" (285). In this light, the comic pleasure produced
by the framing characters' pathetic jokes in MSTJK may be seen as seeds or
catalysts for other comic effects at the expense of the movie's producers.
What Freud calls "humor," as distinct from comedy or jokes, also plays
a part in MSTJK. Under normal circumstances, the poor quality of the
movie and its dated feel would bring about a negative affective response
on the part of contemporary, hip viewers to whom MST3K is directed. The
framing narrative expects this response, and more or less effectively turns
it to advantage by channeling the audience's cathexis from their own neg-
ative affect into new directions. Specifically the frame turns the tedious as-
pects of the movie, such as the clumsiness and pretentiousness of its pro-
ducers, into points of interest for the audience. Thus the show enables the
"economy of expenditure upon feeling" that Freud (tggt, 300) takes to be
characteristic of the humorous. But, important as they are, these effects do
not exhaust the sources of pleasure in the show.
The location of the framing figures encourages an impression that we
are watching over their shoulders. This results from an obvious homology
between the figures' position (blocking our view of the screen) and the po-
sition occupied by a real audience sitting in front of us in a theater. 5 To-
gether with the fact that the figures ignore our presence, this impression
creates an illusion of "realism" in the inner frame. I do not mean that the
illusion is credible-on the contrary, we know it is just a fiction. Rather, I
mean that we relate to the events portrayed in the inner frame voyeuristi-
cally. In other words, while knowing they are a fiction, we experience the
robots as if we were watching them watch a movie. Thus a wedge is
driven between our knowledge (the robots are fictional) and the quality of
our perception (even so, they look real). (This formal sense of the term "re-
alism" differs from Jameson's, to which I shall refer in the next chapter.) In
short, as in its classical Hollywood form, the illusion of "realism" is con-
cerned with "reality effects," specifically a voyeuristic point of view,
rather than credibility.6
5· This impression is helped by the inclusion of a real man among the figures.
6. I am not claiming that the inner frame's realism is totally unqualified. On the contrary,
its poor production values-the robot figures are crude caricatures rather than con-
forming to "realistic" representations of robots-draws attention to the inner frame's arti-
fices, and thus undermines its illusion of realism. In this context it is clear that, as I indi-
cated above, lack of realism is not simply a matter of lack of credibility. On the contrary, in
one respect at least, the frame's credibility is enhanced by the transparency of its mas-
querade-at least it's honest about its own status as a simulation, we might say.
Interpassivity and the Knowing Wink 165
While creating an illusion of realism with respect to the fiction of the ro-
bots, the inner frame in MST3K undermines the realism of the movie that
the robots are watching with us. By bringing to our attention its clumsy ef-
fects and bad script, the robots' comments destroy the possibility of a
voyeuristic relation to the movie. In short, MST3K sacrifices the movie's
realism as part of a strategy for reinscribing realism at the level of the
inner frame within which the screening takes place. Later I argue that
such sacrificial displacement of realism from the movie to its frame is bor-
rowed from a similar strategy in the contemporary world of advertising,
where, to use Robert Goldman's terminology, "ads which are not ads"
embed their promotional claims in a frame that reflexively questions the
integrity of those claims?
The outer frame of MST3K, by contrast with the inner one, is the site of
systematic failures of realism, induced by addressing the audience di-
rectly and thus expelling them from the comfortable voyeuristic stance of
seeing without being seen. For instance, Pearl winks conspiratorially at
the audience, Mike blandly reassures us he will be "back in a minute,"
and the puppets reflexively joke about their own status as fictions: "Look
at my butt; I've got no butt." Paradoxically these failures of realism in the
outer frame support the realism of the inner frame. Viewers are directly
addressed-"interpellated" in the formal sense-as ones who are in the
know. The knowledge they are supposed to have is that they are watching
what is, in the words of the song in the opening sequence, "Just a show."
"Relax ... forget the science facts," the song instructs us. Thus, despite its
own manifest lack of realism, the outer frame functions as an elaborate
mise en abfme supporting the inner frame's realist illusion. In the next sec-
tion, I show how this feature of the show also functions as a vehicle for
ideology. But now I return to my original question: what are the sources of
pleasure in viewing MST3K?
The show's multiple frames, which include the commercial breaks and
television screen itself, are the site of multiple trompe l'oeil effects, as
viewers move in and out of a succession of illusions: the robots expose the
movie's crude visual artifices, the robots in turn are exposed as puppet
7· Goldman 1992, chap. 7· This is not to say that the movie screened in MST3K is totally
divorced from all effects of realism. On the contrary, even though we "see through" the
movie's pathetic attempts at realism, MST3K's interpassivity (the fact that it criticizes the
movie on our behalf) causes us to moderate certain aspects of our critical response. In par-
ticular, the boredom that would be created by watching the movie "cold," without the
benefit of the MST3K frame, is dispelled to some extent, and we find ourselves watching it
against our better judgment. In brief, in the context of its MST3K screening, the movie
takes on a sort of perverse fascination for the viewer who watches it not with the blind en-
thusiasm of the fan but rather with a degree of suspension of awareness of the film's arti-
fices that entails a partial return of realism.
166 Interpassivity and the Postmodern
simulations, and we see that it's all "just a show." What draws us to
MST3K, I claim, is the pleasure resulting from the oscillations of our eyes,
which, despite our sure and certain knowledge of the truth of the matter
(the figures are only puppets that we are watching on television-who
could doubt it?) flit restlessly in and out of the layers of masquerade
which the show so agreeably lays before us.
In the same way, even after we discover what appears to be a window
on the wall is merely trompe l'oeil, we continue to be drawn into the illu-
sion. This is not because we have any doubt about what is reality and ap-
pearance, but rather because falling in and out of the illusion creates a
pleasure we are loath to forgo. As Lacan elegantly makes the point, and
here I repeat a quotation given above: "What is it that attracts and satisfies
us in trompe l'oeil? When is it that it captures our attention and delights us?
At the moment when, by a mere shift of our gaze, we are able to realize
that the representation does not move with the gaze and that it is merely
trompe l'oeil" (Lacan 1981, 112). The pleasure in such effects, Lacan argues,
is produced through the scopic drive. Thus the mechanism by which
MST3K diverts us is among the most basic by which the human eye takes
its pleasure in the world of appearances.
of the classic Hollywood film of the 1930s, including the formal character-
istics which I grouped together under the heading "realism," was seen as
idealized fiction and, following the Great Depression, escapism (Jameson
1992, 174-175). All the same, at a practical level audiences suspended their
disbelief, paid for tickets, and entered its dreams.
In short, Hollywood realism and the cinematic consumerism of the
shopping mall depend upon a common structure, namely, the ideological
misrecognition (meconnaissance) that Zizek associates with the workings
of money and the commodity form more generally: "I know very well
how things are, but still (up to a point) I am doing it." In particular, the
Hollywood illusion of realism, which takes as its content the impression
that from an objective, third-person point of view I am watching real
events unfold before me, is the site of a fundamental split. On the one
hand, it involves an intellectual recognition that the illusion is a fiction; on
the other, at the level of practice it incorporates a misrecognition leading
one to act as if the illusion were truth.
Zizek ascribes a further dimension of misrecognition to ideology:
"What they 'do not know,' what they misrecognize, is the fact that in their
social reality itself, in their social activity ... they are guided by the
fetishistic illusion" Zizek 1989, 31). In short, they fail to recognize the con-
flict between what they do and know. Realism may be seen, then, as ideo-
logical not in virtue of its illusory nature or even the form of its illusion-
what I referred to earlier as its voyeurism-but rather in virtue of the
ideological form of misrecognition through which it is set in place: "I
know very well how things are, but still (up to a point) I am doing it."
For all its radical chic, MST3K depends upon exactly such an ideolog-
ical structure, albeit with a novel postmodern twist. Through the critical
comments made by the figures in the inner frame, it encourages viewers
to act upon their knowledge that the movie's special effects are crass, its
plot unbelievable, and so on, thus undermining any attempt to engage
with it realistically. It does this, however, only as a means of reintroducing
realism at the level of the in:J,ler frame: "I know the figures are just pup-
pets, but still (up to a point) I am watching the movie with them." I argue
next that MST3K's strategy of sacrificing the movie's realism in favor of
the frame's is echoed in a genre of postmodern advertisements that devel-
oped during the 198os in response to a shift in consumer sensibilities.
The Not-Film
Direct-sell ads of the 1950s and 196os overtly sang the praises of their
products, thus requiring a certain suspension of disbelief with respect to
168 Interpassivity and the Postmodern
their own first-order content. In the United States of the 198os, Goldman
points out, growing consumer cynicism with respect to advertising claims
meant that such direct-sell ads became less effective as instruments of per-
suasion (although a surprisingly large number of them survive at the
budget end of the advertising market, apparently targeting "working-
class" audiences). 8 This failure of the old-style ad posed a rhetorical chal-
lenge: how could ads work as instruments of persuasion in a milieu in
which they were no longer trusted? More specifically, how could con-
sumer cynicism about ads be turned to advertisers' advantage? A new
genre of ad-what Goldman refers to as "the not-ad" or "the ad which is
not an ad" -developed in response to this challenge (Goldman 1992,
chap. 7).
The new ads highlight their own status as advertisements. By offering
viewers what Goldman refers to as "a knowing wink," they implicitly
(and on occasions explicitly) allude to their generic lack of credibility
(181). Goldman illustrates such ads by the 1g85 "Out on the Street" spot
made for Levi 501 Jeans, in which an urban, ethnic, working-class char-
acter "good-naturedly places his palm between his face and the camera to
shield his face .... and then he unexpectedly steps outside the camera's
frame, off the side-walk, and then back with a grin. Playfully trans-
gressing the camera's boundary rules initiates a self-reflexive awareness
about the nature of this text as advertising, and a momentary refusal to
participate in the society of the spectacle" (184). Such ads are character-
ized by a second-order meaning of cynicism which provides contempo-
rary audiences with a ready point of identification based upon their
common mistrust of ads. The point of the strategy is not so much to create
belief in ads-that would be ridiculous-but rather to neutralize con-
sumer cynicism by turning it back on itself, specifically by showing con-
sumers that their knee-jerk mistrust of ads leads them into the self-
referential complexities of the liar paradox.
The ads do this by partaking in self-criticism, thus implicitly raising the
following unanswerable question: "If we tell you we are liars, then are we
to be trusted?" If they are to be trusted, then their claim to be liars should
be believed, in which case they are not to be trusted. On the other hand, if
they are not to be trusted, then their statement that they are liars is not
trustworthy, and so, it seems, they are not liars after all. Therefore they can
be trusted. In short, if they are to be trusted then they are not; on the other
hand, if they are not to be trusted then they are.
This strategy of bamboozling cynics by thrusting them into the logical
thickets of paradox has a modest aim: not to create trust in ads (that is a
lost cause) but rather to render obscure and thus shift focus from the diffi-
cult question (difficult for advertisers) of whether ads are to be believed.
By throwing into confusion the cynic's response, the new ads pave the
way for a range of auxiliary devices by which they construct meanings for
products.
The auxiliary devices do not employ direct argumentation, of course,
since to do so would simply reintroduce the difficult question of whether
ads are to be trusted. Instead, the new ads continue a range of techniques
developed in, the 1g6os and 1970s, which depend upon forging multiple
connections of a visual kind between an image of the product and an al-
ready desired referent image (a beautiful woman, a tropical island, and so
on). Thanks to such direct image-to-image connections, desirable mean-
ings transfer from referent to product. The transfer in question depends
not upon the logical forms of persuasion employed by direct-sell ads but
rather upon establishing the sorts of associations that Freud shows at
work in dreams. That is, the ads forge associations between things by
physically connecting their signifiers rather than drawing logical connec-
tions between the signifiers' contents (Williamson 1978, 15-19).
A similar strategy is at work in MST3K. To adapt Goldman's useful ter-
minology, this program is "a film which is not a film" or, briefly, a "not-
film." To be specific, MST3K reworks a familiar realist genre, the Holly-
wood B-grade movie, which in its original context of production, like ads
of the 1950s and 196os, required a certain suspension of disbelief on the
part of its viewers. Because of enhanced media-literacy, as well as radi-
cally increased sophistication in the area of special effects and the alien-
ating effects of nostalgia in the film industry at large, these movies can no
longer be watched in the same way as they were originally. On the con-
trary, a certain critical distance has opened up between contemporary au-
diences and these older movies, thus effectively foreclosing the possibility
of taking up a realist attitude to them. And as in the case of the "Out in the
Street" ad for Levi 501s, this foreclosure seems to clear a space for a heady
possibility: a subversive, indeed liberatory moment of, to use Goldman's
terms, a "refusal to participate in the society of the spectacle" (Goldman
1992, 184).
As Goldman also remarks in the case of the 501s ad, however, "instead
of unmasking the ideological construction of commodity signs," the new-
style media text "fashions the self-reflexive hipster into the newest-'most
authentic'-sign yet" (184). And similarly in MST3K, the dismantling of
170 Interpassivity and the Postmodern
171
172 Interpassivity and the Postmodern
this conclusion. 1 On the contrary, the shot's skill lies precisely in the way
that the frame covertly splits the viewer of the film between one who
looks and one who is seen.
The result of this covert self-scrutiny is that, at the level of its form, Rear
Window takes on a specular dimension, that is, displays to its viewers their
own act of looking. Viewing the film thus takes on an exhibitionistic di-
mension which, in turn, unsettles the familiar voyeuristic position of in-
visible watcher. This specular structure is not without benefit. The combi-
nation of exhibitionism and voyeurism enables the film to function as a
site for the scopic drive, conceived by Lacan as a pleasurable but also
anxiety-provoking coupling of looking and being seen.
Like Rear Window, Crash incorporates specular obsession at the level of
both form and content. By stripping the acts of seeing and being seen of
any dimension of human feeling, Crash adds a postmodern twist, how-
ever. In the postmodern movie, Jameson claims, "the psychic subject dis-
appears altogether ... and along with it, the process by which looking is
specifically foregrounded as a privileged element and a psychological
motive" (217). In terms of this distinction, Crash falls squarely in the post-
modern category. That is, unlike Rear Window, Crash presents voyeurism
as a specular structure divorced from human pleasure and desire. And,
unlike the Jimmy Stewart figure in Rear Window, the characters in Crash
appear for the most part as strangely affectless, their emotions and mo-
tives hidden from one another as well as from us. Humans are pictured as
impassive objects, hunks of aesthetically arranged hair and meat, exem-
plified by the cold, elaborately coiffed, picture-perfect and inhumanly
beautiful Catherine. When they are pictured in action, even in the throes
of sexual "passion," it is frequently as dull-eyed, stone-faced zombies
caught in the grips of a drive that renders questions of motive irrelevant.
Indeed, signs of passion emerge only when humans are joined to ma-
chines, as in the opening scene of Catherine's penetration while em-
bracing the airplane. Sexuality, it seems, pertains to the cyborg rather than
the human being, a theme echoed in the jerky movements and lifeless fea-
tures of James's lover, Dr. Helen Remington (Holly Hunter). Her deport-
ment and looks are eerily reminiscent of Lal, the android daughter of Mr.
Data from the television series Star Trek the Next Generation, who although
she has feelings cannot give them "natural" expression.
The alienation of humans from their motives and feelings finds focus in
an episode early in the film. Two of the male protagonists, Vaughan and
1. This in tum provides a basis for a secondary identification with the Grace Kelly figure,
who is also under scrutiny.
174 Interpassivity and the Postmodern
James, stand in the corridors of the hospital where the latter is being
treated. They watch each other looking at medical photographs of torn
flesh and shattered limbs, each only tangentially aware of the other's
scrutiny. In a strange reprise and doubling of the window scene from Rear
Window, and despite their proximity, each manages to take up a voyeur-
istic position of unseen watcher in relation to the other. Vaughan, by
posing as a medical technician, conceals both his sexual interest in James
and his prurient fixation upon the photographs, a masquerade of which
we and James become aware only retrospectively. James, on the other
hand, relies upon his "real" identity as a patient in order to conceal his
voyeuristic impulses and uneasy sexual response to Vaughan.
Like Rear Window, Crash unsettles its voyeuristic scopic regime by
looking back at viewers. However, the formal techniques by which it does
this contrast with the characteristically modernist strategy employed by
Hitchcock, who, when the film looks back at the viewer, favors the shot-
reverse-shot technique. Through suturing viewers to a character who is
internal to the narrative, this technique erases their awareness of them-
selves as viewers, thus reinforcing their voyeuristic reverie even while un-
dermining it.
Crash, by contrast, avoids shot-reverse-shot sequences. Instead, the
camera's look takes on an inhuman quality: the formal, geometrically pre-
cise, and oddly angled shots follow a pattern no human viewer could repli-
cate. Highly formalized, long, linear tracking shots glide along rows of cars
in a parking lot or scan the damaged limbs of crash victims, and characters
are arrartged in stylized, totally artificial poses, silhouetted behind one an-
other, all facing in the same direction. For example, in several sequences
the camera moves up through the roof of a car and yet continues to see
what goes on underneath, as if the roof has become transparent.
By opening a gap between what is visible to the human eye and the
camera's visual field, and especially by leading viewers to see in an "un-
natural" way what they could not see for themselves, this use of the
camera draws attention to the film's nature as film. The inhuman quality
of its look refuses viewers the familiar viewing position of identifying
with the camera, that is, of watching what it sees as if they themselves
were watching. Viewers are thus made aware of the interpassive nature of
the filmic experience, the fact that they are seeing vicariously what has
been seen on their behalf.
The film thus plunges the viewer into the formal structure of the gaze.
Viewers are made aware that what they see incorporates a paradoxical,
alien element, which, by offering them a sight of what they cannot see, con-
stitutes a transgression of the perceptual symbolic order. To put the paradox
in concrete terms: "I (who sees) see that I can't be seeing this." This paradox,
Crash and Subversion 175
in turn, makes viewers look again at what they see, thus introducing a split
between themselves as seeing and seeing what they have seen.
These formal effects are reinforced by long tracking shots of gruesome,
obscene sights, for instance, a lengthy vagina-like scar under net stockings
on a calipered leg. The shot is presented in an extended close-up, which
glides slowly and deliberately along the length of the scar. The impression
is the very reverse of identifying with the camera. On the contrary, one's dif-
ference from the camera is marked by both the shot structure and content.
This effect is created not merely by the horror of what is shown but also
by the way it is shown: the camera lingers so precisely, so dispassionately,
so inhumanly upon what it sees. By contrast with a Hitchcock film, there
is no drama in the camera's act of seeing, no sudden cuts away from the
site of horror, which, by simulating a "natural" human response, facili-
tates viewer identification with the camera. Instead, Crash creates a teeth-
grinding tension between the act of looking and what is seen/ shown. As
in Hitchcock, viewers cannot bear to see the content of what they are
shown, but Crash adds an extra twist: viewers cannot look in the same in-
human, dispassionate, fully focused way at the horrors which the camera
sees on their behalf.
The impression of being placed under scrutiny is further reinforced by a
series of mise en abfmes. In the course of the narrative, James and Vaughan
reveal to each other their voyeurism, joining openly in looking at televi-
sion clips and snapshots of violence and damaged flesh. These communal
viewings of the act of viewing are haunted by a gradually strengthening,
eventually consummated homoerotic bond between the two men, albeit
one in which all signs of human emotion are strangely muted. Other pro-
tagonists dispassionately masturbate while seated on a couch viewing
video clips of car crashes. Viewers of the film are led to identify with the
point of view of these characters, not directly, as in Rear Window, by seeing
through a character's eyes, but rather by sharing their activity of viewing
violent and sexually explicit material.
In sum, for Crash as for Rear Window, viewing involves an imbricated
looking and looking again, a voyeurism combined with exhibitionism
that is characteristic of the scopic drive. Its stylized shots of damaged
gaping flesh, like the glint of light in Lacan's story of his day at sea, make
viewers uneasily aware of their role as viewers, thus constituting a gaze
around which the drive turns (Lacan 1981, 95). Such shots constitute sites
of a knot or singularity in the visual field around which looks anxiously
circulate with a mixture of horror, fascination, and pleasure.
In viewing Crash, however, the scopic drive takes an extra, fetishistic
twist. Instead of being incorporated within the narrative (as in Rear
Window), the characteristic ambivalence of the scopic drive between looking
176 Interpassivity and the Postmodern
and looking again, between seeing and being seen, is inflected at a cognitive
level, destabilizing and splitting viewers' knowledge of what they see and
who they are. Crash refuses viewers any firm ground to which they can step
back and accept what they see as "realistic," as something that they see for
themselves. Unlike Rear Window, it refuses any easy identification with the
camera or a character. Crash, to use Jameson's phrase, "plunge[s] [us] into
the image itself as such" (Jameson 1981, 216) in the sense of making us
aware of the split between the imagining and imagined subjects.
In particular, although viewers of Crash know that what they see is only
a film, even so and contradictorily they "know" that they are implicated as
objects under its scrutiny.. The "knowledge" at issue here is not merely, as
in Rear Window, a matter of feeling under scrutiny, feeling that the film looks
back, as it were. Neither is the "knowledge" in question purely an intellec-
tual matter. On the contrary, at an intellectual level there is no equivoca-
tion. Viewers know that in reality the film does not look back at them.
Instead, it is a matter of what Freud calls "disavowal," a contradiction
between two forms of "knowledge," between what is known intellectu-
ally, on the basis of seeing, and phantasies which, in structuring people's
behavior, specifically their symptoms, provide an (often unacknowl-
edged) setting for their desires.
In his 1927 essay "Fetishism," Freud illustrates such a contradiction in
the case history of a young man who
has exalted a certain sort of "shine on the nose" into a fetishistic precondi-
tion. The surprising explanation of this was that the patient had been
brought up in an English nursery but had later come to Germany, where he
forgot his mother tongue almost completely. The fetish, which originated
from his early childhood, had to be understood in English, not German.
The shine on the nose [in German Glanz auf der Nase]-was in reality a
"glance at the nose." (Freud 1953-73, 21:155)
At an intellectual level Freud's patient knows very well that his mother
does not have a penis, but even so, he "knows" that she does, a "knowl-
edge" which he manifests in terms of a long-standing symptomatic attrac-
tion to a shine on the nose which, through a chain of signifiers crossing
from German (Glanz, meaning "shine") to English ("glance" but also
"glans," as in penis), functions as a substitute for the mother's penis. 2 In
2. Freud does not mention the homophonic relation with "glans," perhaps because this is
a word that is unlikely to have been in the childhood vocabulary of his patient who, we
are told, came to forget his childhood acquaintance with English. But it must not be for-
gotten that the effects here are retrospective, so that such anachronisms are to be expected
rather than eschewed.
Crash and Subversion 177
this case, then, the nose functions as a phallic symbol, a relation suggested
by its shape and, more basically, by the fetishistic condition which literally
gives body to the "knowledge" of the mother's penis.3
In the same way, the unrealistic anxiety (anxiety without an appropriate
object) created by watching Crash suggests that the "knowledge" created by
viewing it, namely, that one is under scrutiny, is in the technical Freudian
sense part of a phantasy structure. Like a symptom, it not only encodes a
message but also functions as a vehicle for anxiety. On the basis of the film's
systematic erosion of any position from which it can be watched, one can
speculate that the unconscious roots of this phantasy structure lie in the
subject's repressed knowledge that he or she is the site of lack constituted
by falling short of the inscrutable expectations of the Other. In that case, the
phantasy of being watched, of being under the scrutiny of a mysterious
other, as in the experience of a film looking back at its viewer, may be seen
as constituting a direct, perhaps almost too literal, return of repressed
knowledge, a return that is responsible for unrealistic anxiety. As Lacan
writes in his unpublished Seminar X, "Anxiety manifests itself clearly from
the very beginning as relating-in a complex manner-to the desire of the
Other. From the very first I have indicated that the anxiety-producing func-
tion of the desire of the Other was tied to the fact that I do not know what
object o [objet a] I am for this desire" (quoted in Weber 1991, 161).
In MST3K, by contrast with Crash, the camera never sees in an inhuman
way, even when what it sees is totally fantastic in content. Thus identifica-
tion with the camera is never seriously threatened, even at those moments
in the outer frame when, by a character locking eyes with and addressing
the viewer, the voyeuristic illusion is shattered. This means that despite all
the "seeing through" and playful slippage between frames, MST3K, like
Rear Window, never forces viewers to confront the split implicit in seeing
themselves seeing. However unstable the content of what they see, in the
last instance MST3K viewers can identify with the apparently firm posi-
tion defined by the camera's eye. In other words, as in trompe l'oeil, the
splitting of the seeing subject into one who sees and one who is seen re-
mains covert; and, as in trompe l'oeil, viewers are distracted from such
splitting by the scopic drive's ongoing pleasures, which take shape in the
gap between illusion and its seeing through, the gap across which, in the
words of Lacan, "one can only play at jumping" (Lacan 1981, 62). 4 Para-
J. The explanandum in this case is part of the evidence for the explanans. Such circularity
is harmless, indeed, characteristic of many perfectly satisfactory historical explanations.
4- For all its radical chic, from a structural point of view, MST3K is no more than a sort of
automated double trompe l'oeil, working by an interpassive mechanism. That is, the inner
frame sees through the fiction of the movie on its viewers' behalf; and the outer frame, in
tum, sees through the inner frame's fictions.
178 Interpassivity and the Postmodern
doxically, then, the playfully reflexive visual games into which MST3K in-
troduces viewers serve to stabilize rather than disrupt their position.
In sum, MST3K and Crash exhibit two different forms of fetishism.
MST3K involves the "practical fetishism" defined by Zizek, which governs
both the ideological mechanism of meconnaissance and the operation of the
drive, and which manages to conceal the splitting of the subject. Crash, by
contrast, involves fetishism in the full Freudian sense, which, through a
"perverse" structure of disavowal, openly displays the splitting of the sub-
ject.5 With a view to clarifying the political and specifically subversive di-
mensions of the distinction between these two forms of fetishism, I turn to
Jameson's essay ''The Existence of Italy'' (Jameson 1992, 155-229).
Subversive Realism
Jameson claims that a tension exists within the concept of realism. In its
epistemological sense, realism is taken to be a mode of truth telling, a
transparent form of representation that tells things as they really are. In its
aesthetic sense, by contrast, it is a rhetorical form, a mere reality-effect that
simulates the truth through the application of culturally and historically
bound aesthetic conventions (158-159). Jameson argues for a third con-
ception of realism, one that restores to it the critical, radical political edge
it enjoyed in the works of Bahktin and Lukacs. He suggests that a code be
taken as "realist" when, in Basil Bernstein's sense of the term, it manages
to become "elaborated or universal" (169). In short, realism is an effect
created by treating a particular set of representational conventions as uni-
versal so that they appear to cover everything that exists.
Jameson then argues that by introducing a new universal categorical
scheme, realism may function as a subversive aesthetic. By "appropri-
ating part-structures" of speech and transforming them into a kind of in-
terior dialect, what Jameson calls "a private language, hysterical or
camp," a realist aesthetic may undermine a hegemonic form of represen-
tation. To be specific, from the bric-a-brac of the old symbolic order the
subversive realist aesthetic constructs a voice for a ''beleaguered collec-
tive." It thus exists at "the limits of language (or representation)," where it
is characterized by a certain "excess of intensity ... rais[ing] its voice, mo-
biliz[ing] pitch and intonation.... The individual subject seems to disap-
5· In Copjec's words, "Fetishism is, as Freud claims, 'particularly favorable' for studying
the splitting of the ego in the process of defense; as a perversion, it ex-planes it, unfolds the
split onto a flat surface and thus conveniently displays it for the analyzing eye. 'I know
very well, but just the same [I] .. .' -here we see laid out before us the splitting of the two
I's in the statement" (Copjec 1994, 111).
Crash and Subversion 179
pear behind the beleaguered collective which thus speaks all the more res-
onantly through it'' (173).
This construal of realism elaborates a conception to be found in Jameson's
earlier work The Political Unconscious. There, basing himself on Bahktin and
Lukacs, he proposes that realism (specifically narrative realism) "has as its
historic function the systematic undermining and demystification, the sec-
ular 'decoding,' of those preexisting inherited traditional or sacred narrative
paradigms which are its initial givens" (Jameson 1981, 152).
In "The Existence of Italy'' Jameson argues that at a particular historical
juncture-America in the 1930s-the conventions of the Hollywood
movie (to which the B-grade science fiction movie belongs) constituted a
realist aesthetic. In particular, film provided a new language, a new lens,
through which Hollywood "offer[ed] viewers glimpses of their own do-
mestic and single-family existence" (Jameson 1992, 174). The "viewers"
Jameson refers to are, of course, the new class of factory workers who in
exchange for a promise of bourgeois status bought commodities manufac-
tured for the new "mass markets" created by twentieth century "Fordist"
industrial capitalism. This new Hollywood "domestic realism," as
Jameson calls it, took on a "negative or ideological moment" in the Great
Depression, when "Hollywood's images of domesticity ... suddenly
come to be seen, not as 'realism' but as compensatory wish-fulfillment
and consolation" (174). Nevertheless, thanks to a certain conservatism
built into the nexus between capitalism and the Hollywood production
system, the conventions of domestic realism continued to enjoy a certain
hegemony as elements of a cinematic genre system, retaining their histor-
ical association with the signifier "realism" in what came to be a purely
formal sense of the term. 6 In the context of these remarks, I now return to
a consideration of Crash and its fellow traveler in postmodernity, MST3K.
6. According to Jameson, Hollywood "realism" and its polar opposite in the field of "high
art," namely, "modernism," characterize second-stage, monopoly capitalism, exemplified
by America in the 1930s when the newly bourgeoisified married couple, struggling free
from their working-class roots, were attempting to give voice and sight to their aspirations
in the face of advertising and a new mass market full of relatively affordable commodities
(Jameson 1992, 174, 225-226). The postmodem, by contrast, is the "cultural dominant" of
the third, late or multinational stage of capitalism associated with the 1960s (203). The
move from second- to third-stage capitalism may also be seen in terms of the switch from
Fordism to post-Fordism. For a criticism of this view see Callinicos 1989.
The epistemic sense of realism as a mode of truth telling seems to be absent from this
little genealogy of realism, but it can be incorporated easily enough by recognizing that all
dominant systems of representation attempt to persuade their audiences that they tell the
truth. In particular, the shot-reverse-shot and the "objective," third-person shot character-
istic of Hollywood "realism" in the 1930s are two instances in a much longer history of
formal devices by which aesthetic modes have attempted to create "reality effects," that is,
persuade audiences that they are telling the truth.
180 Interpassivity and the Postmodern
Crash is subversive at the level of its form, in the sense that its shot pro-
duction undermines the voyeurism characteristic of Hollywood domestic
realism. Its form overlaps the "classic" realism of modernism, as delin-
eated in the work of Andre Bazin, who, as Jameson says, "projects an ideal
of film whose secret truth is no longer film, but rather photography itself,
and black and white photography at that" (186). This classic Bazinian re-
alism utilizes the tableau form and foregrounds the photographic signifier
by privileging the "deep [black and white] shot, grainy with the plaster of
the retaining walls and stones of the courtyard, streaked (as so often in
such filmic moments) by rain ... river water ... empty roadways flanked
by elms" (186).
Crash is distinguish~d not only by modernist devices such as the
tableau but also by a range of postmodern techniques, such as a too pre-
cise resolution of its images and a hyperrealistic gloss and coloration that
both betrays its "irreality" and, through exaggeration, foregrounds the
"technicolor" filmic signifier (192). By carrying these techniques to ex-
tremes, Crash and the postmodern more generally register their aesthetic
break from the style, irony, and plotlessness that Jameson takes to be char-
acteristic of the unstable category of modernism (201, 213). For instance,
as I indicated above, the sight gags or "in-jokes" characteristic of mod-
ernist auteur directors, such as Hitchcock's appearance as a minor char-
acter in his own productions, are taken to an attenuated extreme in Crash
through a running gag of a character whose name coincides with the au-
thor's?
Crash is also subversive at the level of content. It speaks in what
Jameson, following Gilles Deleuze and Felix Guattari, calls "the minor"-
speaks, that is, on behalf of a disaffected, fringe group separated from the
"dominant'' by its participation in sexual practices that, to the extent that
they are recognized as belonging to a "type" rather than constituting a
disparate assortment of curiosities, are deemed pathological.8
The visual language in which Crash gives voice to this minor is adapted
from traditional images of copulation, masturbation, foreplay, sadism, ho-
7· This joke indicates another feature of the postmodern: the "death of the author" qua the
modernist auteur-director-joker, along with his gullible audience who are content merely
to be let in on the joke. Similarly, Jameson argues, we can rewrite modernist texts as post-
modern "by heightening the silences around their sentences (as in Flaubert); and can even
attempt, more violently, to misremember modernist films by jumping from 'image' or
frame to the next in a properly discontinuous or heterogeneous fashion" (207).
8. In Jameson's words, Crash "acknowledges one of the prime features of the postmodern
situation," namely, an "intensified collectivization, and the subsumption of all solitary
rebels or isolated monads into new forms of group cohesion and affirmation" (173). He
also claims that "we long mistook [this feature] to be the death or disappearance of the
subject" (173).
Crash and Subversion 181
mosexuality, fetishism, and so on. These images are combined in new and
intensified ways: Catherine's ecstatic cyborg experience in the opening
shots; Helen's curious lack of emotion in scenes of intense sexual arousal;
Vaughan, perched in full public view on the back seat of a convertible
driven by James, his lover-to-be, undressing and masturbating a woman
he has picked up a few moments before in a parking lot. The film provides
a space in which, by being metonymically linked within a collage of im-
ages, bizarre sexual practices and their practitioners take on a contrived
collective identity. In Jameson's sense, then, the film exemplifies the sub-
versive realist project of "intensified collectivization ... the subsumption
of ... solitary rebels or isolated monads into new forms of group cohesion
and affirmation" (173).
MST3K, like Crash, transgresses the conventions of Hollywood realism,
but in a different way. In seeing through the B-grade sci-fi movie that it
screens, it relieves viewers of the task of seeing through it for themselves.
This allows them to decathect their own negative responses and slip back
into an attitude of more or less passive acceptance of the movie's image
production. Nevertheless, at a practical level, the movie screened within
MST3K loses its generic "realism." By conspiratorially appealing to
viewers to recognize the naive response that the movie not only expects
but also to some extent evinces, MST3K creates a distance between
viewers and their viewing experiences that is inconsistent with sustaining
realism. As I argued above, however, the realism lost from the movie is
reinscribed in the inner frame. In short, despite its destabilizing layers of
illusions, MST3K reproduces the ideology of realism.
Crash, like MST3K, produces pleasurable effects through the workings
of the scopic drive, but unlike MST3K it makes visible the mechanics of
the drive. That is, in Crash, pleasure is produced not by the ideological
mechanism that Zizek calls "practical fetishism," which hides from
viewers the gap between themselves as seeing and seen. Rather, the mech-
anism is fetishistic in the full Freudian sense. The usually repressed
knowledge of being under scrutiny surfaces at a symptomatic level. To be
specific, by creating a gap between human vision and what the camera
sees, the viewer is refused a comfortable point of identification. Thus
whereas MST3K, assuming a conservative cast, pacifies its viewers andre-
produces the ideological forms that it shares with the world of adver-
tising, Crash undermines these forms. Rather than being tranquilized with
the comfortable voyeuristic fare of Hollywood realism, the viewer is dis-
commoded by induction into a fetishistic scopic regime-a subversive re-
alism in Ja~eson' s sense.
In sum, and here I return to themes alluded to in the Introduction, Crash
inducts viewers into a fetishistic scopic regime that drives a wedge be-
182 Interpassivity and the Postmodern
tween the human eye, with which viewers engage the filmic image, and
the inhuman mechanical eye of the camera, which watches interpassively
on their behalf. Thus, in a direct physical way the film's fetishistic visual
economy undermines the material processes of modernization (as well as
theories of "vision") that collapse both human seeing and mechanical
signal transmission/ scanning into a single abstract category of "vision."
The neologism by which, at a material as well as intellectual level, TV be-
comes "tele-vision" perfectly illustrates this collapse. Crash opposes this
collapse through openly depending for its effects upon a separation be-
tween the human eye and the camera.
In short, fetishism in Crash takes on a subversive role, undermining not
only the ideological forms of Hollywood realism but also the modernizing
processes of abstraction by which differences, specifically differences be-
tween human and nonhuman, are erased (Sharp 1985). In this context,
it is, of course, no accident that the contents of Crash circulate the theme
of the cyborg, that is, the partial mechanization of the human body-or
what one of its characters, Vaughan, refers to as "the impact [literally a
crashing] of modern technology upon the body." Thus, the theme of the
cyborg in Crash emerges as an ideological gloss which, at the level of the
film's form, conceals a radical separation of the human (eye) and the ma-
chine (camera).
I have argued that through its fetishistic form and despite its fore-
grounding of the theme of the cyborg, Crash subverts a modernizing ten-
dency to erase differences between human and machine. Thus Crash illus-
trates a subversive potential common to all forms of fetishism, namely, a
propensity to restore that obvious yet paradoxical dissimilarity between a
man and woman, namely, the father's possession of the phallus and the
mother's lack, which modernizing processes of abstraction as well as the
imbricated patriarchal order strive to suppress.
I am not claiming that the fetishistic scopic economy of Crash is resistant
to all ideological formations. On the contrary, as Laura Mulvey argues in
her influential essay "Visual Pleasure and Narrative Cinema," the
fetishistic look is one of the principal strategies by which patriarchy (un-
derstood as the symbolic-Oedipal order) preserves itself in the face of the
castration threat posed by cinematic images of woman's body (Mulvey
1975). Mulvey illustrates the fetishistic look by the highly aestheticized
images of women, such as Sternberg's portrayals of Dietrich, that distract
· attention from the referent onto the image itself. Through such distrac-
tions, the cinematic image functions as a sort of metonymic substitute for
that which woman is seen as lacking, and thus functions a~ a defense
against castration anxiety. Such a strategy can be seen at work in Crash in
the highly aestheticized "beaver shots" of Helen making love with her
Crash and Subversion 183
L evi-Strauss claims that the Oedipus myth is about the inability to con-
nect two rival cosmological accounts for the origin of humanity. One of
these claims that man is autochthonous, that is, born of earth. In the Hel-
lenic context this view was embedded in a system of metaphors connecting
man with plants, and the soil with birth, blood, and woman. 1 The other
cosmological account is empirical. Drawing on common experience, it rec-
ognizes that man is the product of the sexual union of man and woman:
"The [Oedipus] myth has to do with the inability, for a culture which has
the belief that mankind is autochthonous ... to find a satisfactory transi-
tion between this theory and the knowledge that humans are actually born
from the union of man and woman" (Levi-Strauss 1979, 216).
According to Levi-Strauss, the function of the Oedipus myth is to recon-
cile its audience to the contradiction between these cosmologies. It does so in
terms of a two-step logical argument. First it proves that the contradiction
between the schemes of autochthony and sexual union is identical with an-
other, that between being born of same and born of different. This, in turn, is
shown to be identical with a social opposition between overrating and un-
derrating blood relations as marriage partners: "The Oedipus myth provides
a kind of logical tool which relates the original problem-born from one or
born from two?-to the derivative problem: born from different or born
1. Traces of such metaphors survive in English today, exemplified by the evocative "Dust
to dust, ashes to ashes" at the center of various Christian funeral services.
185
186 Appendix
from same?" (216). In this way the myth resolves the initial cosmological
contradiction between autochthony and sexual reproduction, not by media-
tion but rather by a proof that the contradiction is repeated and lived out in
the practices of negotiating whom to marry. As Levi-Strauss puts it suc-
cinctly: "Although experience contradicts theory, social life echoes cos-
mology by its similarity of structure. Hence cosmology is true" (216).
A somewhat different but more elaborate version of this account of
myth function emerges from remarks Levi-Strauss makes elsewhere in his
discussion of the Northwest Coast native American myth of Asdiwal:
All the paradoxes conceived by the native mind, on the most diverse
planes: geographic, economic, sociological, and even cosmological, are,
when all is said and done, assimilated to that less obvious yet so real
paradox which marriage with the matrilateral cousin attempts but fails to
resolve. But the failure is admitted in our myths, and there precisely lies their
function .....
. . . Such speculations ... do not attempt to depict what is real, but to jus-
tify the shortcomings of reality.... Mythical thought implies an admission
(but in the veiled language of myth) that the social facts ... are marred by
an insurmountable contradiction. (Levi-Strauss 1978, 27-30)
Such remarks suggest that myths address social difficulties. In the case of
the Asdiwal myth, the difficulty in question concerns inheritance and
domiciliary arrangements in marriage. In the case of the Oedipus myth,
by contrast, the difficulty lies in deciding between the opposing strategies
of endogamy (overrating blood relations) and exogamy (underrating
them), between, on the one hand, marriage within the close family circle
with its attendant advantages of preserving family wealth and, on the
other, marriage with distant kin, a risky but potentially highly rewarding
strategy creating new obligations but also new alliances.
Myth responds to such difficulties, it seems, by naturalizing them. In
particular, the Oedipus myth inflects the opposing marital strategies onto
the cosmological plane by showing that they are equivalent to the rival
procreative procedures of autochthony and sexual reproduction. In this
way the social difficulty of deciding upon an appropriate marriage partner
is shown to be equivalent to a cosmological difficulty, that is, a contradic-
tion in the natural order, and therefore unavoidable: what can't be helped,
must be borne. Myth thus assumes a solidaristic function similar to that of
ideology, that of naturalizing contradictions in the social order.2
2.Levi-Strauss also suggests a third account of the function of myth when he writes else-
where: "Mythical thought always progresses from the awareness of oppositions towards
The Oedipus Connection 187
By what logic does the myth prove that the opposition between au-
tochthony and sexual reproduction is identical with that between over-
rating and underrating blood relations? Levi-Strauss offers what he calls a
"provisional formulation" in answer to this question: "The inability to
connect two kinds of relationships is overcome (or rather replaced) ... by
the assertion that [the two] contradictory relationships are identical in as
much as they are both self-contradictory in a similar way" (Levi-Strauss
1979, 216). Unfortunately he never improves upon this "provisional for-
mulation," which even well-disposed critics such as the English anthro-
pologist Edmund Leach seem to find unsatisfactory. In his volume de-
voted to Levi-Strauss in the Fontana Modern Masters series, Leach
comments: "Those who think that this is vaguely reminiscent of an argu-
ment from Alice through the Looking Glass will not be far wrong" (Leach
1982, 65).
But in connecting the Oedipus myth with the dreamlike narratives of
Lewis Carroll's Alice, Leach's critical remark is more helpful than he
seems to have intended. 3 It suggests that the logic of the Oedipus myth
depends upon the system of associations that, according to Freud, struc-
tures dream thoughts and the unconscious. The relevant associative con-
nections are obvious. Overrating blood relations as marriage partners re-
sults in offspring born of one blood. Thus, since dream logic associates
effects with their causes, overrating blood relations is equivalent to being
born of one. Since autochthony is to be born of the earth, it too is equiva-
lent to being born of one. Thus overrating blood relations is equivalent to
autochthony, since both are equivalent to being born of one. And con-
versely underrating blood relations is equivalent to being born of more
than one, that is, born of two. In Levi-Strauss's terms, then:
(I provide a fuller version of this proof in the final section of this ap-
pendix.) For the following reasons, however, Levi-Strauss cannot accept
this Freudian gloss of his myth logic.
The roots of Levi-Strauss's thought lie not only in the structural linguis-
tics of Ferdinand de Saussure and Roman Jakobson but also in three im-
their resolution" (Levi-Strauss 1979, 224). Such references suggest that the function of
myth resides in mediating contradictions: "It is the nature of myth to mediate contradic-
tions" (Douglas 1978, 52).
3· Leach's attitude to Freudian explanations seems to have been ambivalent at best, as in-
dicated by the references to Freud in Leach 1982.
188 Appendix
4· On the relation to Levy-Bruhl see the quotation from Marcel Mauss that Levi-Strauss
cites approvingly in Levi-Strauss 1963, 96. On the relation to colonial paternalism see Levi-
Strauss 1963, 1-3. Levi-Strauss's criticism of his predecessors implicitly denies involve-
ment of his own views in the politically loaded metaphysical and ideological prejudices he
locates in others. Yet his own position, specifically his erasure of any substantive differ-
ence between the thought of "primitives" and that of "civilized" people, also plays an ide-
ological role, albeit within a colonial context different from that of his nineteenth- and
early-twentieth-century predecessors. In particular, his principle of equality between na-
tive and Western thought can be appropriated to legitimate economic practices that treat
colonial subjects as full participants in the "free market" for Western (and in particular
French) aids to civilization: "What makes a steel ax superior to a stone ax is not that the
first one is better than the second. They are equally well made, but steel is quite different
from stone. In the same way we may be able to show that the same logical processes op-
erate in myth as in science, and that man has always been thinking equally well; the im-
provement lies, not in alleged progress in man's mind, but in the discovery of new areas to
which it may apply its unchanged and unchanging powers" (Levi-Strauss 1979, 230). My
remarks here are not intended as a nostalgic gesture toward the paternalism of an earlier
period of colonization. Instead, I am making the point that the egalitarian spirit of Levi-
Strauss's critique of the notion of "prelogical mentality" can also be turned to ideological
ends, namely, defending a regime of colonization no less exploitative than its paternalistic
predecessor.
190 Appendix
In sum, the suggestion that the logical structure of the Oedipus myth is
identical with the logic of the unconscious presents two problems for
Levi-Strauss. It contradicts his (politically important) principle of equiva-
lence between mythological and scientific thought, and, by introducing
subjective structures into myth analysis at a fundamental level, it violates
the norm of objectivity in the social sciences.
Nevertheless, the suggestion has two major advantages. First, identi-
fying mythic logic as the logic of the unconscious fills a central gap in
Levi-Strauss's account concerning the nature of mythological proof.
Second, it explains the otherwise puzzling fact that the Oedipus myth
continues to speak to us today, some two thousand years after Homer. 5 It
explains this amazing continuity in terms of two features. First, according
to Freud, the logic of the unconscious in terms of which the myth is struc-
tured has characterized human thought from the beginning. Second, what
we may take as the "conclusion" of the myth, namely, the association be-
tween incest and monstrosity, continues to have force today in the form of
stories about the unfortunate results of incestuous unions, rumors about
isolated hill communities of "yellow eyes," and so on. At a rhetorical
level, these "facts" continue to provide support for the equivalences upon
which the myth's conclusion is based, despite the failure of the cosmolog-
ical views that grounded them (including the fact that autochthony pro-
duces monsters).
Some of this support, it may be argued, arises from the scientifically
proven claim that breeding from small gene pools results in a failure to di-
lute recessive strains. The air of authority and moral indignation sur-
rounding objections to incest is characteristic of the realm of superstition
rather than science, however, which in turn suggests that the objections'
continuing power resides in their social function as vehicles for drawing
boundaries around marginal practices or groups rather than in their sci-
entific validity. 6 Freud, by contrast, would suggest that, along with the
myth of Oedipus, these objections and the "facts" adduced to support
them derive their authority by resonating with repressed knowledge that
has been at the basis of all human existence from its beginning.
5· Of course, the Oedipus myth does not impact upon everyone equally. The Freudian ac-
count I am offering here also explains this waywardness. Whether an individual makes an
associative connection between a particular cause and effect is highly dependent upon
context. This is not only because causal beliefs (such as autochthony causing monsters)
may vary from person to person within and between cultures, but also because a cause is
not always associated with its effects. As Freud himself observes, on some occasions a
cigar is "just a cigar."
6. Indeed, it may be argued that these facts legitimate science rather than the other way
around.
The Oedipus Connection 191
The Proof
Each relation is present in the myth as a bundle of instances. The first is man-
ifested in the episodes of Cadmos risking Zeus's displeasure by seeking his
ravished sister, Europa; Oedipus marrying his mother, Jocasta; and Antigone
burying her twin brother, Polynices, despite the King's prohibition. The
second relation is manifested in the episodes of the Spartoi killing one an-
other; Oedipus killing his father, Laius; and Eteocles slaying his brother,
Polynices. The third relation is manifested in the episodes of Cadmos killing
the dragon and Oedipus killing the sphinx, while the fourth is manifested
not by particular episodes in the myth but rather by the names of the actors:
"Labdacos" (the name of Oedipus's grandfather) means "lame"; "Laius"
(the name of Oedipus's father) means "left-sided"; and "Oedipus" means
"swollen foot," and hence ''lame" (a reference also embodied in the episode
of Oedipus losing his sandal in accordance with the oracular prophecy).
These relations in turn are divided into two oppositions: between the first re-
lation and the second (Levi-Strauss writes this opposition in abbreviated
form as "1:2") and between the third and fourth relations (3=4).
According to Greek cosmology, monsters such as dragons, the Sphinx,
the Spartoi, and so on are autochthones, that is, born of earth. Therefore,
the persistence of monsters, the fourth relation, is an effect of autochthony.
But, according to dream logic, effects stand in for, that is, are equivalent to,
their causes. Thus the fourth relation is equivalent to autochthony. But au-
tochthony, in turn, is definitionally equivalent to being born of one,
which, in turn, is logically equivalent to being born of the same, since
things which are the same are also one. In sum, the fourth relation is con-
nected to being born of same by the following chain of equivalences:
By using the same logic, it is easy to show that the first relation is simi-
larly connected to being born of same. The first relation, excessive inti-
macy between close relatives, causes the birth of offspring from people
with the same blood. Hence, since causes stand in for their effects, the first
relation is equivalent to being born of two people with the same blood.
192 Appendix
But since according to dream logic parts stand in for wholes, a person's
blood stands for the person himself. It follows that two people of the same
blood are themselves the same. Thus being born of the same blood is
equivalent to being born of same. In sum:
From these two associative chains, whose links are forged by dream
logic, we see that the first and fourth relations are both connected by
strings of equivalences to being born of the same. Therefore the first and
fourth relations must also be equivalent to each other. That is, 4~1?
And since opposites of equivalents must themselves be equivalent, the
third key relation (which is opposed to the fourth) must be equivalent to
the second (which is opposed to the first). That is, 3~2
Since 4~1 and 3~2, it follows that 4:3~1:2, that is, the opposition 4:3,
between the persistence of monsters and their slaying, is equivalent to the
opposition 1:2, between overvaluing and underrating blood kin.
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edited by Edmund Leach, 1-47. London: Tavistock.
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Grunfest Schoepf. London: Penguin.
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lated by John Weightman and Doreen Weightman. London: Jonathan Cape.
Lukacs, Georg. 1983. History and Class Consciousness: Studies in Marxist Dialectics.
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Mannoni, Oscar. 1964. "Je sais bien, mais quand meme ... ," Les Temps Modernes
2:212-236.
196 Bibliography
197
198 Index
Drive (Trieb), 25, 27-28, 40-41, 66, 89, Instinctual wish, 141-143
159-161, 178 Interpassivity, 153-154, 157, 161,163,174,
invocatory drive, 38, 41, 161 182
object of the drive, 27, 70 Interpellation, ix, 9, 65, 73, 95, 98, 117, 149
oral drive, 28
partial drive, 39 Jameson, Fredric, 137, 164, 166,171-173,
scopic drive, 25-26,63,104, 107-108, 178-181
160-161, 166, 173, 175, 181-183 Joke, 157, 163-164
Durkheim, Emile, 61, 65, 74, 188 Cracow and Lemberg, 17
Hitchcock, 172, 180
Ego-ideal, 79, 91 Petit-Jean, 16, 102-103
Eronemos, 10, 69 the unconscious and, 155-156
Exhibitionism, 25, 27, 107,173-175
Katcina, 10, 57-64, 67
Father, 6, 39-40, 92 Kipnis, Laura, 6
Feminism,ix,2,4, 183
Fetish,x,7-10,29-30 Lack,3,7-10, 18-21,28,30-31,40,48,61,
Fetishism,2-4,23,28-32,45-70, 135-136, 68-70,89-90,103,112,116,177
176--178, 181-182. See also Perversion Law, 39-40, 86, 88, 91, 94-95, 99
Film,4, 10,97-98,180 Leach, Edmund, 187-188
Flaubert, Gustave, 137, 141, 144. See also Levi-Strauss, Claude, 64-68, 109,
Madame Bovary 185-192
Fort-Da, 15-23, 27, 30-31, 40, 63, 104 Libido, 25, 38, 160
Foucault, Michel, 5, 69, 74, 87, 91-95, 98 Little Hans, 40,142-145
Lure,25-28,51,63-64,66,67,70
Gap,20,30,35,39,64,74, 174,181
Gaze,x,3, 10-12,26--28,63-65, MacKinnon, Catherine, 2, 5-6
97-117,133,138,140,148,160, Madame Bovary, 6, 12, 135-139, 141-144,
174-175, 183 146--148
God(s), 58,61-62,77 Mannoni, Oscar, 57-64
Goldman, Robert, 166--170 Marx, Karl, x, 3, 86, 111, 113, 149
Mask,26--28,57-64,67
Heaven's Gate cult, 1-2 Masson, Jeffrey, 1-3,5-6
Hellenic Greeks, 68-70, 185 Materialism, 77,79-80
Hitchcock, Alfred, 172-175, 180 Memory, 24, 60, 63, 103, 140, 148
Holbein, Hans, 101-108. See also Metaphor, 20, 21, 27, 34, 61, 65, 104, 134
Ambassadors, The Mimesis, 121, 123, 134
Hopi, 10,57-64,67-68 Mirror,3
Humanism, 22, 81 thesis, 76--77, 81, 84, 88
Renaissance, 115-116 stage,78-79,91,98, 106--107
See also Specular
Idea (Vorstellung), 23, 25, 80 Misrecognition (meconnaissance), 74, 89,
Ideal-ego, 75, 91 98, 107, 167, 178
Identification, 5-6, 105-106, 176--177 Mitchell, W. J. T., 122, 147
Identity, 36, 87, 181 Modernism, 134, 171, 180
Ideology, 3, 6, 73-95,99,103, 105-107, Modernization, 4, 182
112-114,116--117, 149, 166--170,178, Morrison, Toni. See Beloved
180, 182-183, 189 Mother/M(Other), 7-9, 12, 19-22,28,31,
Christian, 77-82 68-70,89,91,104,176
Illusionism, 122, 147 Mulvey,Laura,2, 182-183
Imaginary, 78-81, 92-94, 98, 107 Mystery Science Theatre 3000 (MST3K),
Incidents in the Life of a Slave Girl, 47-51 12, 155, 161-170, 177-178, 181-183
Initiation, 58-62 Myth,62,67-68, 185-192
Index 199
Narcissism, 91-93
Need, 19,22,27,38-40 Sacred,59,68
Sardine can, 11, 100
Objet a, 9-10, 18,20-31,50-53,61,63,67, Sartre, Jean-Paul, 65
89,104-106,160 Schaffer, Simon, 121, 128, 139
Obsession, 143, 144, 173 Science,82-85,124-127,131, 144,188
Oedipal stage, 92, 144 Screen theory, ix, 3, 10, 73, 78, 81, 92-95,
Oedipus myth, 7, 68--70,185-192 97-100, 105-108
Ojibwa, 10,64-68 Sex,4-5, 186-187
Other (le grand Autre), 8, 17-18,48,75,82, the drive and, 38, 39
177 the unconscious and, 33,38-41
Shapin, Steve, 121-122,124,128,139
Panopticon,98, 105 Sharp, Geoff, 4, 182
Parapraxis. See slip Signifier, 8, 16-18,20,24,34, 58,98-99,
Penis,2-3,7-8,29-30, 176 154, 180
Pepys, Samuel, 119, 127, 131 Silverman, Kaja, 98--100,105
Perversion, fetishism distinct from, 29n. Simulacrum, 110-112, 148
See also Fetishism Slave, 10, 45-56
Petit-Jean, 11, 102 literature, 2, 46
Pfaller, Robert, 153 master-, 3, 46
Phallus,B--9, 177 Slip (Freudian), 23, 29, 34,60
Phantasy, 2, 8, 23, 142, 176-177 Specular, 76, 82, 105-106. See also Mirror
Photograph, 10-11, 148 Speech,16-18,33-35,37-38
Pleasure,9-20,22-28,32,38--39,51,87,89, Spillers, Hortense, 48--51
103, 107-108, 148, 157, 167, 173 Splitting, 34-35, 38--39, 41, 46, 70, 90,
Politics of the image, 98--99 175-178
Pornography, 3, 5-6 Stereotypes, 3, 5, 45-46
Postmodemism, 81,154,167,171-173,180, Structuralism, ix, 33, 67
183 Subject, ix, 8--9,35,39-40,64, 74-95,
Poststructuralism, ix, 99 98--100
Primalscene,9,48, 103,112-113,116 the big, 76-78, 80, 88
Punctum, 10-11,140, 146,148 ofenonc~34-35,39,41
of enonciation, 34-35,39,41
Real (le Riel), 37, 87, 93, 99,101-102,106, Symbolic, 37-38, 58, 91-94, 99, 107, 112,
117 174
Realism, 109, 122-123, 134, 141,144, Symptom, 1-5,29,34,142-144,176-177,
146-148,176,178,181 181
Bazinian, 181
Hollywood (or domestic), 4,164-167, Taleyseva, 57-64
182 Taussig, Michael, 58-59
hyper-, 110, 180 Totem, 10, 64-68
subversive, 178--181 guardian spirit distinct from, 65n, 66
See also illusionism; Mimesis Trauma, 19,24,48,62
Rear Window, 172-176 Truth,11,17,59,81
Religion,4,58,126 Trompe l'oeil, 26-28,110, 159, 165-166,
Repetition (Wiederholung), 7, 9, 20,89-90, 177
95-103, 112, 144
Repression (Verdriingung), 7, 22-23, 30, lJnconscious,23,38-41,90, 158,190
39,40,60-62,89,142-143,156,177, structured like a language, 33-38
181 lJnconscious associations, 3, 104, 106-107,
Rhetoric, 122-124,128--131,140,144,147, 113
168,178 lJnconscious desire/wish, 18, 23, 142,
Rose, Jaqueline, 93, 97n 145-146
200 Index
Virtual witness, 121, 128, 130-131, 139 Williamson, Judith, 78, 169
Vision as abstract category, 4, 182
Voice, 38, 160 Zeuxis and Parrhasios, 26
Vorstellungsrepriisentanz, 16, 18, 20, 40-41, Zizek, Slavoj, 111, 153, 159, 167
58
Voyeurism, 25, 27, 65, 107, 173-175, 177,
180-181