Chap 1. Fundamental Principles
Chap 1. Fundamental Principles
FUNDAMENTAL PRINCIPLES
1.1. Industrial prime movers
Most industrial processes require objects or substances to be moved from one location to
another, or a force to be applied to hold, shape or compress a product. Such activities
are performed by prime movers, the workhorses of manufacturing industries.
A prime mover is defined as an initial source of motive power designed to receive and
modify force and motion as supplied by some natural source (wind, water, fuel) and apply
them to drive machinery.
In many locations all prime movers are electric motors and engines. However, these are
not the only means of providing prime movers. Enclosed fluids (both liquids and gases)
can also be used to convey energy from one location to another and, consequently, to
produce rotary or linear motion or apply a force.
Fluid power is the transmission of forces and motions using a confined, pressurized fluid.
In hydraulic fluid power systems, the fluid is oil, or less commonly water. Gas-based
systems are called pneumatic systems (from the Greek pneumn for wind or breath). The
most common gas is simply compressed air, although nitrogen is occasionally used.
Fluid power is ideal for high speed, high force, and high-power applications. Compared
to all other actuation technologies, including electric motors, fluid power is unsurpassed
for force and power density and is capable of generating extremely high forces with
relatively lightweight cylinder actuators.
Because oil has a high bulk modulus, hydraulic systems can be finely controlled for
precision motion applications. Another major advantage of fluid power is compactness
and flexibility. Fluid power cylinders are relatively small and light for their weight and
flexible hoses allows power to be snaked around corners, over joints and through tubes
leading to compact packaging without sacrificing high force and high power.
Fluid power is not all good news. Hydraulic systems can leak oil at connections and seals.
Hydraulic power is not as easy to generate as electric power and requires a heavy, noisy
pump. Hydraulic fluids can cavitate and retain air resulting in spongy performance and
loss of precision. Hydraulic and pneumatic systems become contaminated with particles
and require careful filtering.
General applications maybe: packaging, feeding, door or chute control, material transfer,
turning and inverting of parts, sorting, stacking, stamping, and embossing.
Some general machining and work operations maybe: drilling, turning, milling, sawing,
finishing and buffing, forming.
Examples of accessories are reservoir, suction strainer, return line filter, oil level gauge,
pressure gauge, filler gauge, isolator, bell housing, and coupling. Examples of
components are pumps, valves, hydraulic cylinder, and hydraulic motor.
Figure 1.1: A hydraulic power pack unit with accessories
Below is a table describing the different components and accessories used in hydraulic
power pack unit and their functions.
1 Reservoir As the name indicates, it holds oil. The hydraulic oil is taken
out using pump and through piping and valves to cylinder/
hydraulic motor. Finally the oil comes back to the reservoir.
2 Pump The pump is used to move the oil from the reservoir and
through a set of valves to the hydraulic actuator (cylinder, or
motor).
4 Bell housing Ensures alignment between the pump shaft and electric
motor shaft while coupling.
8 Breather filler The level of oil in the reservoir goes up and down when the
system is working. It serves as a breather for the reservoir to
the outside atmosphere, also used to fill up the oil of the
reservoir.
10 Pressure gauge Measures the working pressure of the hydraulic power pack
12 Manifold for The valves are mounted on blocks having internal oil
valves passages and provision for external piping.
• Transmission of large forces using small components i.e. great power intensity
• Precise positioning
• Start-up under heavy load
• Even movements independent of load, since liquids are scarcely compressible and
flow control valves can be used.
• Good control and regulation
• Favourable heat dissipation
• Hydraulic fluid can easily be transported in pipelines even over large distances
• Hydraulic pump need not be in continuous operation. Hydraulic fluid can be stored
in accumulators.
• Hydraulic fluids are relatively insensitive to fluctuations. This ensures reliable
operation, even under extreme conditions.
• Hydraulic fluid are very fast working media. This enables high working speeds to
be attained.
• Adjustable: Hydraulic fluid, speeds and forces are variable over wide ranges
Disadvantages
Pneumatics is the study of systems operated by air under pressure. The air taken from
the atmosphere is compressed in a compressor and this compressed air is worked to act
on a specially designed surface like a vane wherein the resultant motion of the piston or
the vane is utilized as part of a machine.
Figure 1.2: Typical pneumatic system
Figure 1.2 shows the components of a pneumatic system. The basic actuator is a cylinder,
with maximum force on the shaft being determined by air pressure and piston cross-
sectional area. Operating pressures in pneumatic systems are generally much lower than
those in a hydraulic system. Pneumatic systems therefore require larger actuators than
hydraulic systems for the same load.
The valve delivering air to the cylinder operates in a similar way to its hydraulic equivalent.
One notable difference arises out of the simple fact that air is free; return air is simply
vented to the atmosphere.
Air is drawn from the atmosphere via an air filter and raised to required pressure by an
air compressor (usually driven by an AC motor). The air temperature is raised
considerably by this compressor. Air also contains a significant amount of water vapour.
Before the air can be used it must be cooled, and this results in the formation of
condensation. So, the air compressor must be followed by a cooler and air treatment unit.
Advantages
Disadvantages
• Compressed air requires good preparation. Dirt and condensate should not be
present.
• It is not always possible to achieve uniform and constant piston speeds with
compressed air.
• Compressed air is economical only up to a certain force requirement. Under normal
working pressure of 600 to 700 kpa (6 to 7 bar) and dependent on the travel and
speed, the output limit is between 40000 and 50000 Newtons.
• The exhaust air is loud.
The table below gives a comparison of the different power systems: hydraulic, pneumatic
and electric system.
Rotary actuators AC and DC motors. Low speed. Good Wide speed range.
Good control on DC control. Can be Accurate speed
motor. AC motor is stalled. control is difficult.
cheap.
Weight therefore depends on the force of gravity. On the moon, where gravity is about
one-sixth that on earth gmoon = 1.662 m/s2), the author’s weight would be about 12.5 kg;
in free fall the weight would be zero. In all cases, though, the author’s mass is constant.
If a force is applied to a mass, acceleration (or deceleration) will result as given by the
well-known formula:
𝑭 = 𝒎𝒂
Weight, often confused with both force and mass, is the force that arises from the action
of gravity on a mass.
1.3.2. Pressure
Pressure occurs in a fluid when it is subjected to a force. In Figure 1.4 a force F is applied
to an enclosed fluid via a piston of area A. This results in a pressure P in the fluid.
Obviously increasing the force increases the pressure in direct proportion. Less obviously,
though, decreasing piston area also increases pressure. Pressure in the fluid can therefore
be defined as the force acting per unit area, or:
𝐹
𝑝=
𝐴
Exercise: a lifting platform is to lift a load of 15000 N and is to have a system pressure
of 75 bar. How large does the piston diameter need to be?
p = 75 bar = 75 ∙ 105 𝑃𝑎
𝐹 15000
𝐴= = = 0.002 𝑚2 = 20 𝑐𝑚2
𝑝 75 ∙ 105
𝜋 2
𝐴= 𝐷
4
20 × 4
𝐷=√ = 5.04 𝑐𝑚
𝜋
Pressure can also arise in a fluid from the weight of a fluid. This is usually known as the
head pressure and depends on the height of fluid. In Figure 1.5 the pressure at the
bottom of the fluid is directly proportional to height h. In the SI system head pressure is
given by:
𝒑 = 𝝆𝒈𝒉
There are three distinct ways in which pressure is measured, shown in Figure 1.7. Almost
all pressure transducers or transmitters measure the pressure difference between two
input ports. This is known as differential pressure, and the pressure transmitter in Figure
1.7(a) indicates a pressure of p1 − p2.
In Figure 1.7 (b) the low-pressure input port is open to atmosphere, so the pressure
transmitter indicates pressure above atmospheric pressure. This is known as gauge
pressure, and is usually denoted by a ‘g’ suffix). Gauge pressure measurement is almost
universally used in hydraulic and pneumatic systems
Figure 1.7 (c) shows the pressure transmitter measuring pressure with respect to a
vacuum. This is known as absolute pressure and is of importance when the compression
of gases is considered. The relationship between absolute and gauge pressure is
illustrated in Figure 1.8.
Figure 1.7: Different forms of pressure measurement
𝑻 = 𝑭𝒙𝒅
𝒑 = 𝑭/𝑨
The force on the first tank is 𝑭 = 𝒑 𝒙 𝑨
The expression above shows that an enclosed fluid may be used to magnify a force. In
Figure 1.10 a load of 2000 kg is sitting on a piston of area 500 cm2. The smaller piston
has an area of 2 cm2. An applied force f given by
2
𝑓 = 2000𝑥 500 = 8 kgf will cause the 2000 kg load to rise. There is said to be a mechanical
advantage of 250
Energy must, however, be conserved. To illustrate this, suppose the left-hand piston
moves down by 100 cm. Because we have assumed the fluid is incompressible, a volume
of liquid 200 cm3 is transferred from the left-hand cylinder to the right-hand cylinder,
causing the load to rise by just 0.4 cm. So, although we have a force magnification of
250, we have a movement reduction of the same factor. Because work is given by the
product of force and the distance moved, the force is magnified and the distance moved
reduced by the same factor, giving conservation of energy.
The principle of Figure 1.11 is widely used where a large force is required with small
movement. Typical examples are clamps, presses, hydraulic jacks and motor car brake
and clutch operating mechanisms.
Exercise: A vehicle is to be lifted by a hydraulic jack. The mass m amounts to 1500 kg.
What force F1 is required at the piston?
Given that: load m = 1500 kg
10𝑚
Force due to weight 𝐹2 = 𝑚 ∙ 𝑔 = 1500𝑘𝑔 ∙ 𝑠2
= 15000 𝑁
𝐴1 ∙ 𝐹2 0.004 ∙ 15000
𝐹1 = = = 500 𝑁
𝐴2 0.12
𝑉1 = 𝑠1 ∙ 𝐴1 𝑎𝑛𝑑 𝑉2 = 𝑠2 ∙ 𝐴2
Since the displacement volumes are identical (𝑉1 = 𝑉2), the following equation is valid:
𝑠1 ∙ 𝐴1 = 𝑠2 ∙ 𝐴2
From this it can be seen that the distance 𝑠1 must be greater than the distance 𝑠2 since
the area 𝐴1 is smaller than the area 𝐴2 .
The displacement of the piston is in inverse ratio to its area. This law can be used to
calculate the values 𝑠2 and 𝐴1 .
𝑠1 ∙ 𝐴1 𝑠2 ∙ 𝐴2
𝑠2 = 𝑎𝑛𝑑 𝐴1 =
𝐴2 𝑠1
Pressure transfer
The hydrostatic pressure P1 exerts a force F1 on the area A1 which is transferred via the
piston rod onto the small piston. Thus, the force F1 acts on the area A2 and produces the
hydrostatic pressure P2. Since piston area A2 is smaller than piston area A1, the pressure
P2 is greater than pressure P1. Here too, the following law applies
𝐹
𝑃=
𝐴
From this, the following equations can be formulated for the forces F1 and F2:
𝐹1 = 𝑝1 ∙ 𝐴1 𝑎𝑛𝑑 𝐹2 = 𝑝2 ∙ 𝐴2
Since the two forces are equal (F1 = F2), the equations can be balanced:
𝑝1 ∙ 𝐴1 = 𝑝2 ∙ 𝐴2
𝑝1 ∙ 𝐴1 𝑝1 ∙ 𝐴1
𝑝2 = 𝑎𝑛𝑑 𝐴2 =
𝐴2 𝑝2
1.5. Pressure measurement
Behaviour of a fluid can generally be deduced from measurements of flow or pressure. A
flow transducer or transmitter has to be plumbed, in line, into a pipe, whereas pressure
transmitters can be added non-intrusively as tappings to the side of a pipe. The basic
fault-finding tool in both pneumatic and hydraulic systems is therefore a pressure gauge.
Often this is a simple gauge which can be plugged into various parts of the system via a
flexible connection.
• Volumetric flow is used to measure volume of fluid passing a point per unit of time.
Where the fluid is a compressible gas, temperature and pressure must be specified
or flow normalized to some standard temperature and pressure (a topic discussed
later). Volumetric flow is the most common measurement in process control.
• Mass flow measures the mass of fluid passing the point in unit time.
• Velocity of flow measures linear speed (in m/s, say) past the point of
measurement. Flow velocity is of prime importance in the design of hydraulic and
pneumatic systems.
𝑉
𝑄=
𝑡
Q = flow rate [𝑚3 ⁄𝑠]
V = volume [𝑚3 ]
T = time [s]
If the time t is replaced by s/v (v=s/t) in the formula for the flow rate (Q=V/t) and the
volume is replaced by 𝐴. 𝑠, the following equation is produced:
𝑄 =𝐴∙𝑣
The flow rate of a liquid in terms of volume per unit of time which flows through a pipe
with several changes in cross section is the same at all points in the pipe (Figure 1.14).
This means that the liquid flows through small cross-sections faster than through large
cross-sections. The following equation applies:
𝑄1 = 𝐴1 ∙ 𝑣1 𝑄2 = 𝐴2 ∙ 𝑣2 𝑄3 = 𝐴3 ∙ 𝑣3
As within one line the value for Q is always the same, the following equation of continuity
applies:
𝐴1 ∙ 𝑣1 = 𝐴2 ∙ 𝑣2 = 𝐴3 ∙ 𝑣3 = 𝑒𝑡𝑐 …
Types of fluid flow are illustrated in Figure 1.15. At low flow velocities, the flow pattern
is smooth and linear with low velocities at the pipe walls and the highest flow at the
centre of the pipe. This is known as laminar or streamline flow.
As flow velocity increases, eddies start to form until at high flow velocities complete
turbulence results as shown in Figure 1.15 (b). Flow velocity is now virtually uniform
across the pipe. The nature of the flow is determined by the Reynolds number, Rc, given
by the expression:
𝑣𝑑
𝑅𝐶 =
𝜈
Where v is flow velocity, d is pipe diameter, the 𝜈: kinematic viscosity. The Reynolds
number is a ratio and hence dimensionless. If Rc < 2300, flow is laminar. If Rc > 2300,
flow is turbulent.
Figure 1.15: Types of fluid flow
• Kinetic energy from its motion, given by v2/2 where v is flow velocity;
• Potential energy from the height of the fluid;
• Energy arising from the pressure of the fluid, given by P/ρ where P is the pressure
and ρ the density.
Fluid is passing along a pipe in Figure 1.16. Neglecting energy losses from friction,
energies at points X, Y and Z will be equal. The flow velocity at point Y, however, is higher
than at points X and Z because of the smaller pipe diameter. Potential energy at each
point is constant because the pipe is horizontal, so we can write:
The net result of the expression is fluid pressure falls as flow velocity rises. Note, though,
that the pressure recovers as flow velocity falls again at point Z.
The friction causes the hydraulic fluid, and consequently also the components, to be
heated. As a result of this heat generation, the pressure in the system drops and thus,
reduces the actual pressure at the drive section.
The size of pressure drop is based on the internal resistances in a hydraulic system. These
are dependent on:
Flow resistance in pipelines. The friction between the flowing layers of liquid and the
adhesion of the liquid to the pipe wall form a resistance which can be measured or
calculated as a drop in pressure.
Since the flow velocity has an influence on the resistance to the power of two, the
standard values should not be exceeded.
Example for calculating the values in the table: A flow with a velocity of v = 0.5
m/s flows through a pipeline with a nominal width of 6 mm.
The kinematic velocity = 100 mm2/s at 15℃
The density 𝜌 = 850 𝑘𝑔/𝑚3
Calculate the pressure drop ∆𝑝 for 1 m length.
1 𝜌
∆𝑝 = 𝜆 ∙ ∙ ∙ 𝑣 2
𝑑 2
75
Figure for resistance of pipes 𝜆 = 𝑅𝑒 (resistance value)
Reynolds’ number Re:
𝑣∙𝑑
𝑅𝑒 =
𝜈
Given: 𝜈 = 100 𝑚𝑚 𝑠 = 1 ∙ 10 𝑚 𝑠, d = 6 mm = 0.006 m, v = 0.5 m/s
2⁄ 4 2⁄
0.5 × 0.006
𝑅𝑒 = = 30 (𝑐𝑜𝑚𝑝𝑎𝑡𝑖𝑏𝑙𝑒 𝑤𝑖𝑡ℎ 𝑡𝑎𝑏𝑙𝑒
1 ∙ 104
75 75
Figure for resistance of pipes 𝜆 = 𝑅𝑒 = 𝑅𝑒 = 1.5 (𝑐𝑜𝑚𝑝𝑎𝑡𝑖𝑏𝑙𝑒 𝑤𝑖𝑡ℎ 𝑡𝑎𝑏𝑙𝑒)
1 𝜌 2 1 850 𝑘𝑔 ∙ 𝑚
∆𝑝 = 𝜆 ∙ ∙ ∙ 𝑣 = 2.5 × × × (0.5)2 = 44270 2 2
𝑑 2 0.006 2 𝑚 ∙𝑠
2
∆𝑝 = 44270 𝑁/𝑚 = 0.4427 𝑏𝑎𝑟 (𝑐𝑜𝑚𝑝𝑎𝑡𝑖𝑏𝑙𝑒 𝑤𝑖𝑡ℎ 𝑡𝑎𝑏𝑙𝑒)
Flow reversal causes a considerable drop in pressure in curved pipes, T-pieces, branches
and angle connections. The resistances which arise are chiefly dependent on the
geometry of the formed parts and the flow value.
These pressure losses are calculated using the form coefficient 𝜁 for which the most
common shapes are set as a result of experimental tests.
Since the form coefficient is heavily dependent on the Reynolds’ number, a correctio
factor b corresponding to the Re number is taken into consideration. Thus, the following
applies for laminar range:
𝜌 ∙ 𝑣2
∆𝑝 = 𝜁 ∙ 𝑏 ∙
2
Example: Calculate the pressure drop ∆𝑝 in an elbow with the nominal size 10 mm.
Given that: Flow speed v = 5 m/s
Density of the oil 𝜌 = 850 kg/𝑚3
Viscosity 𝜈 = 100 𝑚𝑚2 ⁄𝑠 at 150 ℃
First Re is calculated:
𝑣 ∙ 𝑑 5 × 0.01
𝑅𝑒 = = = 500
𝜈 0.0001
Factor from the table b = 1.5
Form coefficient from the table 𝜁 = 1.2
𝜌 ∙ 𝑣2 850 × (5)2
∆𝑝 = 𝜁 ∙ 𝑏 ∙ = 1.2 × 1.5 × = 19125 𝑁/𝑚2 = 0.19 𝑏𝑎𝑟
2 2
The pressure loss in the valves can be derived from the ∆𝑝 − 𝑄 characteristics of the
manufacturer.
1.8. Temperature
Fluid behaviour is determined to some extent by its temperature.
Temperature scales
A temperature scale is established by choosing two observable physical effects which are
dependent upon temperature and assigning numerical values to them. The Fahrenheit
and Celsius (previously known as Centigrade) scales use the freezing and boiling points
of water as the two reference points:
5
And 𝐶 = (𝐹 − 32) ×
9
𝐶
From which 𝐹 = (9 × ) + 32
5
K = OC +273.1
Pressure and volume are related by Boyle’s law. In Figure 1.17 we have a volume of gas
V1 at pressure P1 (in absolute units, remember). This gas is compressed to volume V2,
which will result in a rise of pressure to P2, where:
P: Absolute pressure
Provided the temperature of the gas does not change during the compression. A reduction
of pressure similarly leads to an increase in volume.
For the expression above to apply, the gas must be allowed to return to its original
temperature.
In Figure 1.18, on the other hand, the temperature of a fixed volume of gas is controlled
by a heater. A rise in temperature from T1 to T2 results in an increase in pressure from
P1 to P2, where:
𝑃1 𝑃2
= (ii)
𝑇1 𝑇2
Expressions (i) and (ii) are combined to give the general gas law:
𝑃1 𝑉1 𝑃2 𝑉2
= (𝒊𝒊𝒊)
𝑇1 𝑇2
Where P1, V1, T1 are initial conditions and P2, V2, T2 are final conditions. As before,
expression (iii) assumes no heat is lost to, or gained from, the environment.
Hydraulics and pneumatics use the same general symbols, the difference being that
energy triangles, found on pumps and motors for example, are filled black on hydraulic
diagrams and left clear on pneumatic diagrams.
The symbols listed below are generally in accordance with ISO 1219, although
manufacturers do tend to use variations on this theme.
In general, the symbols are similar for pneumatic and hydraulics but each control medium
has specific characteristics that are unique.
Figure 1.19: Directional control valves – symbol development
The symbols listed below are generally in accordance with ISO 1219, al -
though manufacturers do tend to use variations on this theme.