WTC I/3 in C Major - Prelude
WTC I/3 in C Major - Prelude
The first cadence ends at m. 71. This cadential close lies embedded in
a melodic flow that continues uninterrupted. A change of surface pattern
occurs in m. 8, where two melodic voices lead into the inverted-voice
texture of mm. 9-15. In this sense, this initial cadence is only an indirect
indication of a subordinate structural ending within a larger context. There
is, therefore, no caesura, and no cut after the reappearance of the tonic.
Exactly the same holds true for the following harmonic progression which,
now in the tonal realm of G major, draws to a cadential close at m. 151.
Here again, the melodic pattern continues through another measure before
giving way to a continuation in inverted voices that marks the beginning of
a new harmonic development.
Owing to the 3/8 time, the structural units determined by these cadences
appear short and, with their eight-measure extension, supremely regular.
The phrase in mm. 25-31 is the first not to be followed by such a voice-
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swapping link. Instead, the second half of the cadential close serves as the
beginning of a new development. The following diagram shows the
phrases and their tonal areas in the entire prelude. The bridging measures
that link consecutive phrases by prolonging the tonic of a cadential close
before a renewed change of voices do not harmonically belong to either of
the closed progressions; they are thus deliberately omitted here. The
graphic arrangement tries to visualize the harmonic progressions.
6 7
4
1
Baroque polyphony, in contrast both to the contemporary dance types and also to the
music of the ensuing period, knew frequent metric shifts of its thematic material. This is
especially true in quadruple time where a subject or motif first introduced in the middle of
the measure could be placed at the beginning of a measure, and vice versa, in later
statements within the same piece.
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There are only two rhythmic values: eighth-notes and 16th-notes. The
pitch pattern is characterized by leaps rather than steps; note the melodic
broken chord at the beginning (E-C-G) and the alternating sixth and
seventh intervals at the end. There are few steps; all can be identified as
written-out ornaments: a turn in m. 1 and an inverted mordent in m. 2. In
the subject’s harmonic progression, the active step to the subdominant falls
on the downbeat of m. 2. An analysis of the underlying chord progressions
that Bach uses later in the fugue reveals the G in m. 2 as an appoggiatura
to the following F. These two notes, G and F, thus form a pair that may
under no circumstances be separated by either phrasing or articulation.
The climax in the subject occurs unmistakably on the downbeat of the
second measure. Here, two powerful tension-enhancing features coincide:
the appoggiatura and the active harmonic movement from the tonic to the
subdominant (or, more often in this piece, its relative minor on ii). The
peak note E (which may tempt all those who connect strong feelings with
high pitches) is in reality only part of a broken-chord pattern on the tonic
and therefore melodically and harmonically insignificant. The dynamic
curve in the subject thus begins with an energetic crescendo through the
first segment up to the downbeat G. This crescendo should develop evenly
and not burst out too early, so as to give the E and C enough impetus
toward the appoggiatura G. In the fairly abrupt tension decay that follows
from this appoggiatura to its resolution, approximately half of the tension
is lost. The remainder is then released gradually throughout the series of
leaps.
There are twelve subject statements in this fugue:
1. mm. 1-3 U 5. mm. 14-16 L 9. mm. 42-44 U
2. mm. 3-5 M 6. mm. 19-21 M 10. mm. 44-46 M
3. mm. 5-7 L 7. mm. 24-26 U 11. mm. 46-48 L
4. mm. 10-12 U 8. mm. 26-28 M 12. mm. 51-53 U
In three of the subject entries, nos. 4, 7, and 12, the upbeat eighth-note
is replaced by three 16th-notes, while in statement 10 it appears split into
two 16th-notes. Metric displacements—a beginning on the last eighth-note
of a bar—occur in statements 7, 8, and 12. The subject does not appear in
either stretto or parallel but takes three counter-subjects. CS1 is introduced
against the subject’s second entry (see mm. 3-5: U) and remains a faithful
companion ever thereafter. It is exactly two measures long, a little longer
than the subject, as it begins slightly earlier in the bar. In its full scope it
C major 79
2
While the mind may easily accept this truth, the fingers seem more reluctant and often find
it difficult to resist stressing the longer note.
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upbeat followed by a descent in longer note values. These features and the
long release of tension resulting from this melodic shape reveal its
relationship with CS2. This impression, however, is weakened both by the
harmonic progression and by the concluding cadential-bass steps.
The sketch shows the phrase structure and dynamic design in the
primary thematic material of this fugue:
in tension be also increased. Also in E1, the lower voice presents a motif
that can be traced back to the first counter-subject. It sets out with the same
inverted-mordent figure, followed by ornamental waves recalling the final
groups of CS1 in inversion. This motif is also frequently used within the
fugue and will be called M2. In terms of tension, M2 contains very little
active power. The short upbeat-like impulse in the inverted-mordent figure
is followed by a long, subdued drop in tension.
E2 is related to E1, but both M1 and M2 recur in considerable transfor-
mation. There are some significant changes that create an entirely different
character: In M1, the leader of the imitative pattern is now the middle
voice and the tie prolongations in the motif are replaced by rests, creating
a definite interruption of the tension. Moreover, the imitating voice does not
follow its leader but restates the second, relaxing half of the motif. Toward
the end of the episode, both voices abandon the motivic context altogether
and join in a cadential figure. M2 sounds in the upper voice where it no
longer appears as a sequencing one-bar figure, but is extended to a two-bar
curve. In free inversion, it is pushed upward to a slide-decorated peak; the
effect of this climax is enhanced by the fact that it sounds in a diminished-
seventh interval to the C in the lower voice. The ensuing release ends in
a so-called “female extension,” a melodic tail after the harmonically re-
solved strong beat, on the fifth 16th-note of m. 14.
None of the subject-free passages serves exclusively as a cadential close.
But the final 2½ measures (E7) and the first 1½ measures of E4 both
present non-motivic material that leads to perfect cadences with distinct
closing formulas (see the cadential-bass patterns in L: mm. 21-22 and 55 as
well as the two typical melodic formulas in U: mm. 22 and 55). In the case
of E4, the cadential close divides the episode into two segments (E4a: mm.
21-223, E4b: mm. 223 -244). Another episode, E5, is subdivided even
further (E5a: mm. 283-303, E5b: mm. 303-344, E5c: mm. 344-422).
Finally, several episodes or their segments are varied repetitions of
earlier models. E1 recurs in three varied repetitions: E3 uses the tension-
extended version of M1 from m. 9, E6 is closest to the model but begins
with a half-bar extension, and E5b appears most remote in its use of the
motivic material: the voices are exchanged, with the lower voice in the
lead, the middle voice reduced to a broken-chord figure, and the upper
voice recalling M2.3 E2 recurs once: E5a recalls it in inverted voices, with
3
Despite the varied beginning, the statements of M1 in the lower voice should nevertheless
retain the tension curve characteristic for this motif (with, e.g., a crescendo in mm. 304-311
followed by a diminuendo up to m. 31m), while the figure in the middle voice is too
removed from the original to take part in any subtle dynamic shaping.
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the lower voice now featuring the dramatic ascent (a slide should be added
on the peak note in m. 29) while the upper voice, partly crossing over the
middle voice, recalls the developed version of M1 and the middle voice
just fills the texture. E5c, the last segment of the longest episode, features
an internal correspondence: U: mm. 35-38 (with 3/16 upbeat) are taken up,
voices inverted, in L: mm. 39-42 (with 3/16 upbeat). One may get a clearer
picture of what is happening in these episodes by completing the earlier
diagram as follows:
E5 (. E2 + E1 + E4b)
/
E1 E2 E4b
E3 (. E1) E4a E6 (. E1) E7
The role these episodes and their segments play in the dynamic devel-
opment that shapes the fugue as a whole is both relevant in each case and
significant with regard to the understanding of the overall structure. E1, as
it is determined by the introduction of new material, demands a change of
register or color (the same holds true for its three variations). Its sequences
progress downward, thus causing a relaxation and suggesting that a section
is drawing to its close. (In fact, all three voices have already stated the
subject.) The last sequence, however, extends the rise within M1 and re-
establishes a higher level of tension, thus preparing the listener for more to
come: a redundant entry. E3, the first variation of E1, shows even more of
this extended rising. The ascending trend within the melodic units counter-
balances the relaxation implied in the descending sequences and thus
defines this episode as one linking adjacent subject entries. By contrast, E5b,
the second variation of E1, stresses the decline. Its role in the overall
tension is one of announcing the forthcoming end of a section. E6, the third
variation of E1, returns to the pattern of the original: the smooth tension
decay in the descending sequential pattern is arrested at the last moment,
thus granting the following (redundant) subject entry to be perceived as
still being part of the section.
Both the original E2 and its variation in E5a are self-contained units. In
a color distinctly different from that of the subject-determined passages,
their dynamic outline runs in curves; within each of them, a rise to the
climax and a subsequent relaxation are concluded by a cadential close.
Compared to the relaxing E1 and the self-contained E2, E4b represents the
type of episode that conveys a preparation for a subsequent entry. The
incomplete subject statements serve to suspend the tension before the
ensuing full entry. This impression is further enhanced by three facts: this
episode segment sets off after a cadential close, it is presented in reduced
ensemble, and the secondary voice is confined to non-motivic material.
C major 83
4
The pitch of the lower auxiliary needs a comment. The harmony underlying these
measures of retransition is normally interpreted as the dominant, represented by an
alternation of dominant-six-four (C major with G in the bass) and dominant-seventh
chords. If this interpretation is adopted, i.e., if G major acts as a dominant, its seventh is F
(heard repeatedly in these bars), whereas its leading note in ornaments should be F.
C major 85
There are three instances in the C-major fugue where the concluding
force of an episode sheds light on Bach’s intention of partitioning the work
into sections. The first is the cadential close that ends E2 at the beginning
of m. 14. The second is the explicit cadence in the middle of m. 22, already
mentioned repeatedly. The third is more complex. In E5a, the variation of
E2 seems to conclude something in the middle of m. 30. However, this
cadential close is followed by the variation of E1 that, as has been shown,
makes no attempt to launch any kind of new development. Neither does the
ensuing segment in which the tension is suspended. To see these three
episode segments follow one another is already unusual enough. To see
them trying to surpass each other in “tensionlessness” is even stranger.
However, it is this very strangeness, this long retreat from the active
striving in the piece, which gives this portion its particular effect: as a
protracted buffer before the last section of the fugue it succeeds in
highlighting the symmetrical design.
Finally, looking for features that might indicate section beginnings we
find that two subject entries in this fugue appear in reduced ensemble.
They are the first minor mode statement in mm. 14-16 (which is thus triply
justified in being regarded as a section beginning) and the first entry in the
recapitulating final section.
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The harmonic outline confirms the other findings: The first four subject
statements remain in the home key of C major. The following two are in
minor mode—the relative minor keys of the tonic and the dominant
respectively. E minor, the relative of the dominant G major, is also the
key in which Bach concludes this section with a cadential formula. The
episode segment E4b modulates back to C major, and all remaining
subject entries are presented in the home key, in the conventional
alternation of tonic and dominant.
The analogy of the first and last sections requires correspondences also
on the level of dynamics. Both times, the first three entries sound gaily
bouncing, with a slight increase caused by the growing number of voices.
The redundant fourth subject statements regain this mood after the very
timely pickup of tension at the end of the respective episodes. The second
section also shows a slight tension increase between its two subject state-
ments, mainly because of the growth from two to three voices.
In the third section, however, the first of the two entries most probably
contains more tension than its successor. The main reasons are that it
appears at a point of heightened expectancy (after the two incomplete
subject statements) and that, in unmodified ensemble strength, the subject
appears in the upper voice, making it appear more powerful than the
following statement’s middle-voice position. This decreasing tendency is
then continued through the long string of episode segments that, as has
been shown above, become ever lighter.
Among the four sections of this fugue, the analogous outer ones take
the lead. The second section sounds softened, due both to its minor mode
and its shorter extension. In the third section, the four measures containing
the two subject statements return to the home (major) key but contain no
special features that would emphasize them in any way. While they may
sound more self-assured than the preceding minor-mode entries, this mood
is overshadowed by the nearly sixteen measures of surrounding episodic
material.