The Struggle To Define Homelessness: A Constructivist Approach
The Struggle To Define Homelessness: A Constructivist Approach
Pre-publication draft
Chapter 1
in
Susan Hutson and David Clapham (eds)
Homelessness: public policies and private troubles
London: Cassell, 1999 pp.11-28
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Introduction
There is a large secondary literature on the subject of homelessness (see for example,
Glastonbury, 1971; Greve, 1964, 1971; Watson and Austerberry, 1986). In addition,
homelessness has been subjected to intense empirical research, much of it funded by
government (for a small selection see Anderson et al., 1993; Niner, 1989; Pleace, 1994;
Thomas and Niner, 1989). Yet in nearly all of this, as in so much of the housing literature,
homelessness is usually treated as an objective and objectifiable phenomena, within the
positivist tradition of social enquiry. We argue that the definition of homelessness in Britain
has changed over the last 30 years as vested interests have struggled to impose their particular
definition on policy debates and to push the homelessness issue as they define it either higher
up or lower down the policy agenda.
The first part of the chapter outlines the main features of the constructivist perspective on the
study of social problems, which treats the dominant definitions of what constitutes a social
problem as contested and unstable. We argue that homelessness is a classic example of how
the struggle by different vested interests to impose a particular definition of homelessness on
the policy agenda is critical to the way in which homelessness is treated as a social problem.
The bulk of the chapter then traces in general terms the struggle between the proponents of
two major ideological perspectives - defining homelessness as a structural problem requiring
broad welfare measures as against the state minimalist definition in which homelessness is
principally defined as the result of individual fecklessness and irresponsibility - to impose
their particular definitions of homelessness on the policy agenda.
The chapter traces the changing fortunes of these two ideologies during the postwar period.
We show how a minimalist definition, which was dominant during the early postwar period
was successfully challenged during the 1960s resulting in legislation in 1977 which enshrined
a broad definition of homelessness and was intended to guarantee the homeless the right to
housing. We then trace the counter-challenge by the minimalists during the ensuing
conservative governments which succeeded in narrowing the definition of homelessness to
exclude more and more categories of homeless and which pushed the homelessness problem
lower and lower down the policy agenda. Finally, we make some observations on the role that
research has played in the course of this struggle and comment on the unstable nature of
negotiated orders and the definitions of social problems that accompany such processes.
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Constructivist approaches have until recently been almost unknown in housing studies, where
short-term political policy-driven perspectives have meant that the positivist tradition remains
the overwhelmingly dominant perspective, with all forms of hermeneutic analysis neglected
(but see Kemeny, 1984 and 1988). There is, however, evidence that this is beginning to
change. For example, Clapham and Franklin (1996) and Sahlin (1996) both use constructivist
approaches to analyse quite detailed issues of housing management and allocation processes,
while Hastings (1996) carries out a discourse analysis of a planning document. It is therefore
appropriate to begin this discussion by contextualising the homelessness debate within the
large constructivist literature on social problems.
Social policy adresses and attempts to ameliorate or eliminate specific social problems.
However, problems are too easily taken for granted as a constant and unquestioned backdrop
with which social policy must grapple. This view is particularly entrenched in the more
positivistic tradition. There is a tendency to adopt a ‘taken for granted’ stance to the existence
of social problems, that we all ‘know’ intuitively which are the important ones. The question
of why some issues become social problems at certain points in time and then lose salience at
others or even fade away completely is rarely even acknowledged, let alone taken up and
problematised.
Social problems are seen as having a more prominent and interactive part to play in social
policy in the hermeneutic tradition and particularly in the school of thought that has come to
be known as ‘Constructivist’, much of which was inspired by the emergence within sociology
of symbolic interactionism, phenomenology and ethnomethodology during the 1960s,
particularly within the sociology of deviance and medical sociology. Today, the influence of
constructivist perspectives remains patchy, varying widely from one field of social enquiry to
another. It is particularly influential in the sociology of science with its own journal Social
Studies in Science. There has been a renewed interest in constructivist and discourse analyses
within many of the basic social science disciplines, particularly following the work of
Foucault.
In the constructivist perspective, social problems are seen as being formed by the power of
identifiable groups in society to define a certain issue as a ‘problem’ that needs tackling in a
particular kind of way. The ability to define an issue as a social problem then leads to the
construction of a policy and the creation of a public or sometimes private organisation to deal
with the perceived problem often including the diverting of significant resources to facilitate
this. Meanwhile, other interests continue to try to influence policy by attempting to get their
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particular approach accepted by policy-makers. Social problems are thereby viewed in this
perspective as being essentially unstable, capable of being redefined and moved up and down
policy agendas as different interests succeed in gaining the upper hand in the ongoing struggle
to define priorities on policy agendas.
Essentially, then, in the constructivist perspective the study of social problems centrally
involves the study of the exercise of power in society. The study of social problems thereby
becomes closely associated with theories of power and the study of decision-making - and
‘non-decision making’ (Crenson, 1971). It also becomes part of the study of social
movements (Mauss, 1975; Useem and Zald, 1982). Early pioneering theoretical work in this
field is that of Blumer (1969), Spector and Kitsuse (1973) and Kitsuse and Spector (1973).
More recent work includes Best (1989) and Sarbin and Kitsuse (1994). One area in which the
constructivist perspective has been important is in the contribution of the media to the rise and
fall of social problems (Cohen, 1972; Fishman, 1978; Orcutt and Turner, 1993).
Of course, the structure of a society does provide the basis for the emergence of certain kinds
of ‘problems’. Thus, for example, the fewer resources that are committed to an area like
housing, the more homelessness there is likely to be. But this basis only provides latent
tendencies. Other conditions need to be fulfilled for homelessness to become defined as a
‘problem’ that has higher priority on the policy-agenda. This is essentially a definitional
matter. Something does not become a problem until enough people have begun to first
perceive it and then define it as such, adopting a particular definition of the situation. And for
this to take place enough people - and particularly people in positions of power and influence -
have to be persuaded that this is the case. Furthermore, the way in which the ‘problem’ is
defined is critical to determining how the problem is perceived - for example if it is a problem
that is largely an individual or social welfare responsibility. So latent tendencies become
actualised through the formulation and articulation of a ‘problem’ in particular ways. An
early example of research into the rise and fall of an issue as a social problem is Gusfield’s
(1963) classic study of the changing status of alcoholism in the USA as a social problem.
Much of politics is concerned with the use of propaganda to establish a dominant discourse
over problem-defining and the policy-making that is appropriate to dealing with the problem
as defined. Unemployment, single-parenthood, homelessness and other conditions can, for
example, be defined as being the result of personal inadequacy as a means of minimising its
importance and locating the responsibility for its solution on the individual. Discourses can
be strongly emotive and quite vitriolic, as has on occasion been the case around policies
towards single parents or immigrants. Alternatively, such issues can be defined as a social
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Homelessness is, of course, a social problem in which the media have played a key role. The
impact of the film Cathy come home on housing policy is a classic example of media impact
on policy. This makes it all the more striking that housing researchers have neglected to
explore the impact of this film on policy towards homelessness. In order to illustrate the
impact of competing interests in struggles to define homelessness, the following section
examines three key episodes in homelessness policy: the discourse surrounding the film Cathy
come home, first broadcast in 1966; the passing of the 1977 Housing (Homeless Persons) Act
and the 1996 Housing Act. Together an analysis of these episodes illustrates the struggle
between competing definitions and helps to explain the success of minimalist explanations in
current policy discourse.
In contrast to the contemporary policy environment the 1950s and 1960s were decades of
high employment, economic growth and rising living standards. At the same time, however,
there remained large sections of the population who suffered considerable deprivation. Yet
the prevailing ethos of the time was one of optimism. Social scientists focused
disproportionately on the ‘problems’ of prosperity, fretting over whether workers were
becoming ‘bourgeois’ (Goldthorpe et al., 1969), how working class children were coping with
the cultural conflict between their middle class grammar school environment and their
working class origins (Jackson and Marsden, 1962) or how clerical occupations were being
seen as a temporary ‘bridging occupation’ en route to executive status and full membership of
the prosperous middle classes with their lifetime secure careers (Dale, 1962; Broom and
Smith, 1963).
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These assumptions gradually became subject to question by the late 1960s with the
emergence of debates about the ‘rediscovery’ of poverty. The changing research context
enabled new conceptualisations of social problems to be disseminated into media
discussion and thereby enter the public domain. Two works were of particular significance
in this respect. The study carried out by Abel-Smith and Townsend (1965) which
attempted to offer a redefinition of the notion of poverty, had a substantial impact in
challenging some of the optimistic assumptions about the capacity of the welfare state (for
example Crosland, 1956). In the domain of homelessness policy, Greve's (1964) report
precipitated a shift in academic and subsequently media representation of this social
problem. What did this transformation consist of?
If perceptions were to change it was essential to combat the widespread discrimination and
hostility towards such groups. For those advocating change the screening of Cathy come
home when first broadcast in 1966 marked a turning-point in representations of homeless
people. Some extravagant claims about its impact have been made. For example Berry
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claims: ‘For years the whole question of homelessness had been surrounded by callous public
indifference, now overnight it was a matter of national concern, widespread and deep’ (1974,
p.63). Such perspectives interpreted the film as precipitating a shift in attitudes away from
previous notions of ‘fecklessness’, irresponsibility and personal blame towards structural
explanations of government failure. According to such explanations, the film helped to raise
both the profile of homelessness as a distinctive problem and to focus on responses justifying
a solution in terms of ‘housing’ shortage rather than social service assistance.
However important the film its significance should not be overestated. Cathy come home
occupies something of a legendary status within the history of UK housing policy, whereby it
is often claimed to be responsible for the creation of the pressure group, Shelter (Loveland,
1995, p.55). However, the broadcast of the play and the formation of Shelter were
coincidental, taking place within a few days of each other (Timmins, 1996). The foundation
of several London housing associations around this time also contributed to the mythology
surrounding the play. The programme clearly served as a convenient symbol for the
inadequacies of government policy but a range of factors helped to change the popular
representations of homelessness. Besides the media interest and the new critical research, the
growth of single-issue pressure groups was a significant factor in the changing political
climate. As we have noted the aim of the campaigning organisations was to construct a
definition of the problem that would compel central government to respond with a statutory
framework. It was anticipated that the combination of factually-based studies with dramatic
media representations would transform public attitudes so that homelessness would not
always be perceived as a question of individual culpability.
On a superficial level the campaigns resulted in a shift in discussion towards a more socially
aware and critical approach. This in turn led to a new and broader social definition of
homelessness gaining acceptance. The eventual result was the 1977 legislation and the
imposition of a statutory duty upon local authorities to house homeless persons broadly
defined. However it is crucial to note that the attitudinal changes were the result of a
combination of factors including the failure of the slum clearance programmes and the decline
of the private rented sector. Hostility towards the latter was marked by the growing media
interest in the phenomenon of ‘Rachmanism’, a term associated with harassment and
victimisation of private sector tenants (Kemp, 1992).
Therefore the new ideological climate and interest in structural explanations were the result of
complex and interdependent processes. The transformation effected by the legislation should
also be qualified. Whilst designating a major symbolic policy change, it nevertheless in
practice imposed severe limitations on the groups to be housed. In contrast to some social
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policy areas, the attempt to impose universalist and non-judgmental definitions must be seen
as unsuccessful. In order to demonstrate this the following section examines the 1977 Act in
some detail.
There are competing interpretations of the significance of the 1977 Act. As we have noted
many of those involved in the original campaign viewed it as a great success for pressure
group activity (Raynsford, 1986). Other perspectives emphasise the extent to which the
legislation was a necessary compromise between interest groups and central and local
government (Thompson, 1988). The imprecise nature of the Act has also led to the
generation of an extensive body of case law. This too had important effects in redefining
the concept as a result of bargaining and negotiation between different interest groups
precipitating a large number of different interpretations of homelessness based on legal
precedent. Perhaps most important has been the influence of an increasingly restrictive
financial context determining local authority implemention. The net result has been a
conflict between individuals and groups on the one hand attempting to include themselves
within statutory definitions and on the other resource-stretched local authorities attempting
to narrow the criteria (Somerville, 1994). The difficulty in reaching agreed definitions is
illustrated by Bramley’s (1988a) construction of a continuum of homelessness, ranging
from rooflessness at one end to unsatisfactory accommodation at the other. A recognition
of the socially determined nature of homelessness therefore requires that the concept can
only be analysed by reference to the processes of interdependence and dominance of
specific groups at particular periods in time. The definition is therefore highly contingent
on power relationships between these conflicting interests and subject to fluctuation at
different periods of time and in different localities.
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their implications for housing policy should be briefly examined in order to understand
how contemporary perceptions of homelessness have been formulated.
The second concept of priority need was introduced to dispel concern that entitlement to
homelessness assistance would encourage claims from undeserving groups. Therefore access
was targeted towards specific needs, including individuals perceived as in some sense
‘vulnerable’. This vague concept has led to a wide disparity in interpretation despite attempts
at clarification from the DoE. For example, some authorities interpret ‘vulnerability’ as
including individuals undertaking rehabilitation programmes for drink or drugs whereas others
apply a much more restrictive definition (Moroney,1992).
The introduction of the concept of intentionality has again proved a site for substantial
conflict and negotiation. An example can be given from the London Borough of Tower
Hamlets where a decision was taken to determine families arriving from Bangladesh as
intentionally homeless despite long term residency in the UK (CRE 1988). In this instance the
local authority contrived to explain homelessness as the result of individual choice. In order
to understand this construction the decision taken by the council can be explained by reference
to two pressures. Firstly the influence of an indigenous white community who resented what
they perceived as unfavourable treatment in allocations to particular ethnic groups. The
second pressure resulted from the difficulties of declining local authority stock primarily as a
result of the Right to Buy and lack of resources to provide new council housing. The
decisions taken by Tower Hamlets provided a notorious example due to the racialised
overtones but similar restrictive definitions were adopted by other inner city authorities in the
light of severely constrained resources.
The establishment of a local connection for applicants has aroused controversy in that it
provides opportunities for authorities to dispel their duty under the legislation. This has led
to disputes between authorities in determining rehousing responsibilities (for example R. v.
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Slough Borough Council, ex parte Ealing London Borough Council, 1980). This had led
some commentators to warn of a ‘merry-go-round’ effect as authorities attempt to shift
their obligation onto other local areas (Arden and Hunter, 1992, p.199).
The above examples emphasise the preliminary barriers erected to determine eligibility.
However, even when successful, applicants are subject to further constraints and opportunities
for conflict. The suitability of accommodation offered is a key arena of dispute where the role
of the legal establishment in reinterpreting legislation can be clearly seen (for example R. v.
Hillingdon London Borough Council, ex parte Pulhofer, 1986). An analysis of discourses of
homelessness and power relationships would therefore need to consider the impact and
significance of legislative interpretation by the courts in further narrowing definitions and
circumscribing local autonomy. By the mid 1990s the legislation was under severe strain
from the combined impact of legal rulings, government hostility and local authority
impotence. The effectiveness of homelessness provisions were further brought into question
by the 1995 ruling that local authorities could discharge their obligation by the provision of
temporary accommodation (R. v. Brent London Borough Council ex parte Awua). This latter
judgement was cited by government ministers to justify changes to the legislation. In
addition, the increasing use of the private rented sector to house the homeless has engendered
a reinterpretation of the legislation (London Research Centre, 1995) and demonstrates that the
provisions were subject to strain.
Discrepancies in interpretation of their statutory duty and the exercise of discretionary powers
have been highlighted in recent research on local authority implementation of homelessness
policies. For example (Evans and Duncan, 1988; Niner, 1989; Bramley, 1993 and Mason,
1994) have raised concerns about inconsistencies and differential local responses. It is clear
that despite attempts to maintain a standardised framework through the DoE (1994) Code of
Guidance the homelessness policies are in practice, subject to competing interpretations and
substantial policy variation between local authority areas. In the case of homelessness what
determines these responses is primarily the availability of local resources. Due to the
pressures of such constraints the definition of homelessness, priority need, intentionality, local
connection, decisions to rehouse and what accommodation to offer are subject both to high
degrees of variability and change as pressures increase on local authority housing stocks.
In addition to resource constraints, local authorities are further subject to the pressures of
political demands. The marginalisation of homeless groups and their lack of an effective
political role explains why attempts to restrict access meet minimal opposition (Hoggart,
1995, p.76). As social rented housing is perceived as a limited and residual tenure for an
underclass, resistance to change will be minimal. This is crucial to understanding how the
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ideological environment reinforces the struggle to define homelessness and explains how
minimalist interpretations have gained influence since the 1960s.
The drastic decline in new council housing construction since 1979 compounded by the loss
of large numbers of mainly houses under the Right to Buy put increasing pressure on local
authorities and forced a number of them to challenge early interpretations of the meaning of
homelessness. There is also a much more restrictive ideological context to the debate.
Central government hostility to benefit dependency and media interest in social security
‘scroungers’ has helped to question local welfare responsibilities (Clarke, 1990). The
culmination of various ideological pressures and socio-economic circumstances has been the
pressure to change the legislation in order to further limit access to social rented housing. The
result has been the 1996 Housing Act.
Interpretation of the law is important and has been discussed in some detail to illustrate how
legislation is reinterpreted as a result of competing pressures. A key consideration of the 1996
legislation is the desire for central government was to introduce greater uniformity in practice
amongst local authorities. The reforms were premissed upon the need for change based on the
principle of 'fairness' in homelessness policy. The 1995 White Paper therefore expressed
concern at the problem of ‘queue-jumping’ and ‘fast track’ allocation at the expense of
childless couples. This was expressed as follows:
When the homelessness legislation was introduced in the late 1970s, it was
expected that only a tiny minority of people looking for a rented home would
need to use this route into long term social rented housing. In practice, as the
courts have interpreted the legislation, it has meant that anyone who is
accepted by the local housing authority as statutorily homeless receives priority
in the allocation of a life-long tenancy. They gain this priority regardless of the
importance of the needs of other people on the housing waiting list (DoE, 1995,
p.36).
The implication of this statement is that there is a distinction to be drawn between those
receiving assistance under the legislation and households in ‘genuine’ need. The
government has attempted to establish a clear minimalist criterion for homelessness
assistance, namely that help should be only temporary and short-term. It is able to succeed
in this objective owing to the substantially changed ideological climate and relative
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It should be clear from the discussion of homelessness that established definitions are
contingent on the dominant discourses that prevail (Kemeny 1988, p.214). In the UK, it is
clear that the current working definition of homelessness has become increasingly narrow and
restricted and as a result it has been moving closer towards its equation with ‘rooflessness’.
This again marks a genuine contrast with the debates of the 1960s. The spectre of
‘Rachmanism’ no longer succeeds as a potent symbol of the failure of the private rented
sector. The 1996 Housing Act is therefore able to promote tenure diversity and increasing use
of private renting as a solution to housing problems.
We have shown how the 1977 Homeless Persons Act can be viewed as a compromise between
two competing ideologies of state welfare, the first a structuralist ideology - that the state
should address social need and the second a minimalist one - that state provision should be
limited to only those ‘deserving’ support for example families and those with children. The
subsequent redefinition of the Act and the new policies contained within the 1996 Housing
Act demonstrate how universalist notions have been further undermined. Over the last few
years there have been more demands for a tighter definition of homelessness that excludes
asylum seekers and sets limits on the rights of single parents. Policies towards the homeless
are not therefore simply measures taken to address housing need. Responses to homelessness
reflect a far wider range of issues including family ideology, latent racism, resource
constraints and practical problems associated with implementation. In this final part we
review the construction of what the homelessness problem is and draw some conclusions
about the relationship between competing definitions of homelessness and dominant
ideologies. Before that, however, the next section considers the research agenda for
homelessness policy.
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problem. Yet there are other reasons which explain the willingness to fund and commission
research. It certainly has not escaped the attention of observers that research has often been
deployed as a smokescreen to hide policy failure and one which in the long run proves far
more effective both in resource terms and in fending off criticism. However 'independent'
social researchers employed to undertake work on homelessness may be, it is an inescapable
fact that the control and dissemination of the findings rest with the funding institutions. The
research that has emanated from the Government has been been largely practice based, the
assumption being that administrative remedies can alleviate the symptoms of homelessness.
What has been missing in much of the commissioned research, is an exploration
of the political and ideological context in which homelessness is addressed. This has meant
that homelessness, in terms of the research now undertaken, excludes both a discussion of the
way ‘homelessness’ as a concept has been subject to competing ideologies and any analysis of
the underlying economic causation of homelessness, in particular the contraction in public
sector housing provision.
It is therefore worth noting that athough there are notable exceptions (see below), the majority
of the government funded research on homelessness excludes any analysis that links
homelessness to wider economic policies. Instead, the research is administratively focussed,
suggesting that local authority bureaucracy and inter-agency working could remedy the plight
of the homeless, narrowly defined. A clear example of this is the DoE report (Evans and
Duncan, 1988) which omits the discussion of the context of homeless policy. Effectively,
housing researchers working on contracts have adopted the narrow definition of homelessness
that its policy-making funders wish to promote. There has been in general little attempt to
widen the discussion to examine wider definitions of homelessness, for example by exploring
the distinctions between ‘homelessness’ and ‘housing need’.
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There are other private agencies also engaged in housing research which promote an implicit
ideological perspective. For example the Joseph Rowntree Foundation has supported
numerous enquiries on homelessness (Greve, 1991; Stockley and Bishop, 1993; Bevan and
Rhodes, 1996). It shares the Government's research agenda in its promotion of practical
research and its reluctance to commission theoretical or conceptual discussions of
homelessness. There are of course within the University sector, academics who have
discussed homelessness at a conceptual level (see for example, Watson and Austerberry 1986;
Gurney, 1989; Somerville, 1992 and Somerville 1994) though this research has been
undertaken independently and not subject to the restraints inevitably imposed by external
funding agencies or the restrictive clauses of much central government funded research.
Finally, the other main research undertaken on homelessness has been instigated by homeless
pressure groups such Shelter and SHAC who have sought to publicise the gaps in provision.
However as charities, the research undertaken has to be politically neutral and this has
affected the type of studies published. In general terms the conclusions usually demand more
resources from Government to provide more affordable housing and to highlight those local
authorities who have sought to redefine their responsibilities towards the homeless. Charities
engaged in homelessness research rely on a pathological conceptualisation of homelessness as
this is the most effective way of attracting donations and effect a construction of the
homelessness problem that seeks to apportion blame on both bureaucracies and policy makers,
thereby removing it from a wider context (Conway, 1988; Moroney and Goodwin 1992).
Charities are effectively engaged in competition to attract funds both from the Government
and individuals. The conception of homelessness people as victims deserving our support is
an essential construct to safeguard donations. Charities too have a vested interest in
promoting their own often individualised and implicit conceptions of what is to be homeless
that is in line with each charity's own aims and that includes their own particular target groups
and definitions of homelessness (MIND, 1987; Age Concern 1995). The approach often
reinforces stereotypical representations and ignores self-definitions that question this
construction of what it means to be homeless (see Hudson and Liddiard, 1994).
There are, however, signs that more critical theoretical concerns are appearing in academic
publications (Loveland 1993, Kennett, 1994; Samson, 1994; Hoggart 1995;Williams, 1995).
This is, in part, fueled by the increasing recognition that 'grant capture' must be followed up
by
independent academic publication as measured in the research assessment exercises as well as
a growing awareness of the paucity of theoretical and conceptual analysis. In spite of this it
is probably the case that the treadmill of grant applications that are needed simply to keep
insecure research staff in continuous employment will restrict the output of critical research in
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this area. It remains to be seen whether or not the re-emergence of this critical research
agenda will pave the way for yet one more swing of the pendulum in terms of the definition of
homelessness.
Part 4 Conclusion
Even the most cursory examination of the policy debate that has taken place over the last few
years shows that the meaning of homelessness has been subject to competing definitions.
There are several different interests engaged in the struggle to set the agenda for homelessness
policy. The most powerful and influential has been central government, which has sought
to assert a strict quantifiable definition of homelessness that reinforces its ideological
objectives. It has taken steps through the Housing Act 1996 to reduce the responsibility of the
state to resource solutions to homelessness (hence the redefinition of local authority duties
within the Act and the downgrading of homelessness to just one of many needs) yet at
the same time convey to the wider public that it is willing to tackle the effects of
homelessness. The symbolic nature of Government policy was most evident in the promotion
of the Rough Sleeper's Initiative in the early 1990s. In targeting attention to the most visible
manifestations of homelessness, the Government were able to construct a policy agenda in
which it appeared they were taking steps to meet real need. This in turn meant that much of
the media reporting of homelessness did not establish the integral connection between
government economic and social policies and the surge in homelessness people sleeping
rough on the streets. Local government has also contributed to narrowing the definition of
homelessness, principally - though not entirely - motivated by resource constraints.
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remains static. Instead conceptions of homelessness change over time, and are subject to
ideological influences, availability of resources and expectations bestowed on government and
policy makers.
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