Terry 2003
Terry 2003
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THE JOURNAL OF PHARMACOLOGY AND EXPERIMENTAL THERAPEUTICS Vol. 306, No. 3
Copyright © 2003 by The American Society for Pharmacology and Experimental Therapeutics 41616/1087470
JPET 306:821–827, 2003 Printed in U.S.A.
Perspectives in Pharmacology
ABSTRACT
The cholinergic hypothesis was initially presented over 20 years taken in perspective and evaluated within the wide range of
ago and suggests that a dysfunction of acetylcholine contain- cholinergic abnormalities known to exist in both aging and AD.
ing neurons in the brain contributes substantially to the cogni- The results of both post mortem and antemortem studies in
tive decline observed in those with advanced age and Alzhei- aged humans and AD patients, as well as animal experiments
mer’s disease (AD). This premise has since served as the basis suggest that a host of cholinergic abnormalities including alter-
for the majority of treatment strategies and drug development ations in choline transport, acetylcholine release, nicotinic and
approaches for AD to date. Recent studies of the brains of muscarinic receptor expression, neurotrophin support, and
patients who had mild cognitive impairment or early stage AD in perhaps axonal transport may all contribute to cognitive abnor-
which choline acetyltransferase and/or acetylcholinesterase malities in aging and AD. Cholinergic abnormalities may also
activity was unaffected (or even up-regulated) have, however, contribute to noncognitive behavioral abnormalities as well as
led some to challenge the validity of the hypothesis as well as the deposition of toxic neuritic plaques in AD. Therefore, cho-
the rationale for using cholinomimetics to treat the disorder, linergic-based strategies will likely remain valid as one ap-
particularly in the earlier stages. These challenges, primarily proach to rational drug development for the treatment of AD
based on assays of post mortem enzyme activity, should be other forms of dementia.
The Cholinergic Hypothesis For more than 20 years, studies of the brains of those with
advanced age and Alzheimer’s disease (AD) have consistently
A variety of studies in humans indicate that basal forebrain
found damage or abnormalities in these pathways (particularly
and rostral forebrain cholinergic pathways including converg-
basal forebrain projections) that appeared to correlate well with
ing projections to the thalamus serve important functional roles
the level of cognitive decline. As a result, the so-called “cholin-
in conscious awareness, attention, working memory, and a
ergic hypothesis” was developed, which essentially states that a
number of additional mnemonic processes (Perry et al., 1999).
loss of cholinergic function in the central nervous system con-
tributes significantly to the cognitive decline associated with
The authors of this work are supported by the National Institute of Mental advanced age and AD (reviewed, Bartus, 2000). Extensive lit-
Health, The Alzheimer’s Association, The Institute for the Study of Aging, and erature from animal experiments supports the human data
the Office of Research and Development, Medical Research Service, Depart-
ment of Veterans Affairs. The authors have also provided consultation or
described above. In fact, the importance of cholinergic function
performed research (relevant to this article) either contractually or in collab- in the brain to learning and memory was first recognized more
oration with a number of pharmaceutical companies including Abbott Labo- than 30 years ago after cholinergic antagonists (specifically
ratories, Boehringer Ingelheim, Hoechst Marion Roussel, Janssen Pharmaceu-
tica, Lilly, Merck, Pfizer, Roche Bioscience, SIBIA Neurosciences, Teva antimuscarinic agents) were found to impair memory in rats
Pharmaceuticals, and Wyeth-Ayerst Research. (Deutsch, 1971). Considerable additional evidence now sup-
Article, publication date, and citation information can be found at
http://jpet.aspetjournals.org. ports this early work, and antimuscarinic agents such as sco-
DOI: 10.1124/jpet.102.041616. polamine and atropine have been shown to impair memory
ABBREVIATIONS: AD, Alzheimer’s disease; MCI, mild cognitive impairment; AChE, acetylcholinesterase; ChAT, choline acetyl transferase; NGF,
nerve growth factor; PET, positron emission tomography; APP, amyloid precursor protein; A, amyloid-.
821
822 Terry and Buccafusco
performance in a variety of behavioral paradigms in rodents. transferase (ChAT) was not reduced in post mortem neocor-
Such tests include passive (inhibitory) avoidance procedures, tical tissues of those recently diagnosed with mild AD. As a
operant (matching and nonmatching) tasks, and spatial learn- result, the authors suggested that: 1) it is unlikely that a
ing (and working memory) procedures such as water maze and cholinergic marker could be used as an early indicator of AD;
radial arm maze tasks (reviewed, Decker and McGaugh, 1991). 2) it is unlikely that a cholinergic deficit could be identified
These data have been further extended to include selective prior to the patient becoming symptomatic; and 3) only the
muscarinic (i.e., M1) antagonists such as pirenzepine (Hunter patients with more severe disease should be a target for
and Roberts, 1988) as well as centrally acting nicotinic-cholin- cholinergic treatment. In addition, DeKosky and colleagues
ergic antagonists such as mecamylamine (Levin, 1992). Both (DeKosky et al., 2002) failed to detect any reduction in ChAT
muscarinic antagonists (Terry et al., 1993a; Vitiello et al., 1997) activity in a number of cortical regions studied in patients
and nicotinic antagonists (Elrod and Buccafusco, 1991; New- diagnosed with MCI or mild AD, and in fact, activity was
house et al., 1994) have also been shown to impair memory actually up-regulated in the frontal cortex and hippocampus
performance in monkeys and humans. Furthermore, lesions in of those with MCI. In another study, neurons containing
animals that damage cholinergic input to the neocortex or hip- ChAT and the vesicular acetylcholine transporter protein
pocampus from the basal forebrain (e.g., nucleus basalis mag- were preserved in the nucleus basalis in individuals with
nocellularis and medial septum/diagonal band) disrupt perfor- MCI and early AD (Gilmor et al., 1999). Collectively, the
mance of the same memory tasks that are impaired with articles cited here have led to editorials (e.g., Morris, 2002)
cholinergic blockade (reviewed in Decker and McGaugh, 1991). that have further challenged the assumptions and validity of
Fig. 1. Schematic representation of the known and proposed changes in cholinergic neurons that occur in the aged and early AD brain compared with
healthy young neurons. Alterations in high-affinity choline uptake, impaired acetylcholine release, deficits in the expression of nicotinic and
muscarinic receptors, dysfunctional neurotrophin support (i.e., NGF receptors), and deficits in axonal transport are represented in the early AD
neuron either by a decrease in the number of symbols presented or by reduced color intensity.
824 Terry and Buccafusco
function of central cholinergic neurons is impaired in the antecedent animal studies citing amnestic properties of cen-
aged. Challenges to the cholinergic hypothesis of AD appear trally acting muscarinic receptor antagonists such as atro-
to ignore the body of evidence in support of the relationships pine and scopolamine. If the hypothesis that decrements in
between aging, cholinergic impairment, and cognitive de- the functional integrity of cholinergic neurons underlie (or at
cline. A study of the effect of advanced age on brain cholin- least significantly contribute to) diminished cognitive func-
ergic function began in earnest in the early 1980’s when tion in aged subjects and those with AD is correct, then one
chemical enzymatic methods were developed with the speci- would expect such individuals to be especially sensitive to the
ficity and sensitivity to measure the dynamic aspects of memory-impairing effects of anticholinergic drugs. Indeed,
transmitter function. Methods for the rapid stabilization of substantial data to support this premise have been pub-
brain levels of acetylcholine and choline by rapid freezing or lished. For example, scopolamine evokes significantly more
focused microwave irradiation were also introduced for rou- profound amnestic effects in elderly subjects when compared
tine use. For example, Gibson and coworkers (1981) exam- with younger subjects (Zemishlany and Thorne, 1991; Flicker
ined whole brain synthesis of acetylcholine in aged mice from et al., 1992) and in subjects with AD when compared with
3 to 30 months of age. They reported that the biosynthesis of nondemented elderly subjects (Sunderland et al., 1987).
acetylcholine (measured by injection of a radio-labeled pre- Some years ago we also investigated the issue of age-
cursor) declined by up to 75% in the 30 month-old animals. related sensitivity to anticholinergics and compared the ef-
Mild hypoxia further decreased acetylcholine synthesis by fects of scopolamine and the selective peripherally acting
90%. Moreover, aged cholinergic neurons were more im- muscarinic antagonist glycopyrrolate on a series of cognitive
Amyloid and the Cholinergic System agonists also may decrease protein phosphorylation in vitro
and in vivo (Sadot et al., 1996; Genis et al., 1999), another
Notwithstanding the recent challenges to the cholinergic
potential disease-modifying effect of this class of compounds,
hypothesis cited above, it has been generally promoted that
as hyperphosphorylated protein is linked to cellular disrup-
basal forebrain cholinergic neurons constitute an early target
tion by neurofibrillary tangles.
for toxicity associated with the disease. Cholinergic neurons
The activation of nicotinic acetylcholine receptors also may
arising from the nucleus basalis and from the medial septum
produce disease-modifying actions in AD. For example, the
appear to be significantly more vulnerable than even the
ability of nicotine to evoke neuroprotective effects has been
nearby neostriatal cholinergic neurons (Jhamandas et al.,
2001). Therefore, theories concerning the proximal cause of demonstrated in both in vitro and in vivo models of neural
AD should account for this selective vulnerability of neurons toxicity (Owman et al., 1989; Kihara et al., 1997). The mech-
comprising basal forebrain cholinergic pathways. Since the anism for nicotine’s neuroprotective actions may involve the
overexpression and deposition of brain amyloid probably drug’s ability to transiently increase intracellular calcium
plays some role in the neurodegeneration associated with with downstream actions to increase the synthesis of various
AD, the relationship between amyloid deposition and cholin- neurotropic factors and their receptors (e.g., Dajas-Bailador
ergic neuron activity is certainly of interest. Interestingly, et al., 2000; Jonnala et al., 2002). In fact, nicotine has been
agonists partially selective for the M1 subtype of the musca- shown to inhibit the development of cellular toxicity induced
rinic-cholinergic receptor have been reported to elevate the by A peptides (see Woodruff-Pak et al., 2002). Clearly, the
nonamyloidogenic amyloid precursor protein (␣-APPs) and degeneration of basal forebrain cholinergic neurons, which
decrease amyloid- (A) levels (Muller et al., 1997; Fisher et depend for their viability on continuous neurotrophic influ-
al., 2002). This effect on APP processing appears to occur via ence, could lead to both a cycle of decreasing stimuli for
the ability of these drugs to use downstream signaling path- factors associated with cell survival and for emphasis of the
ways that involve the activation of protein kinase C and production of neurotoxic forms of A peptides. These charac-
mitogen-activated protein kinase (Haring et al., 1998). M1 teristics of basal forebrain cholinergic neurons fail to provide
826 Terry and Buccafusco
an explanation as to their selective vulnerability to the dis- ory enhancement may have a wider application than merely
ease process. Nevertheless, it has been shown that ␣7 nico- the conditions (described above) in which cholinergic function
tinic acetylcholine receptors can serve as high-affinity bind- is (significantly) impaired. Schizophrenia and other disorders
ing sites for A peptides (Wang et al., 2000). Moreover, A in which cognitive dysfunction and distractibility are ob-
peptides can block the functional interaction of nicotinic ago- served (e.g., attention deficit hyperactivity disorder) offer
nists with their receptors on hippocampal neurons (Liu et al., just a couple of examples. Currently, several cholinergic-
2001). The potential blockade of basal forebrain and hip- based treatment strategies are in fact being pursued in the
pocampal nicotinic receptors by endogenous A peptides has early phases of clinical trials for treatment of the cognitive
implications not only for the cognitive decline associated with deficits associated with schizophrenia.
early stages of the disease process but also suggests a mech-
anism for the targeting of the AD-related toxic peptides to Concluding Remarks
neural cells expressing ␣7 nicotinic receptors.
Thus, failure of the dynamics of cholinergic neurotransmis- One of the greatest challenges to the elucidation of AD
sion that is associated with aging and with early stages of AD etiology is the difficulty in studying the earliest changes in
could contribute to a cycle of neurotoxicity in advance of any neuronal function in the brain and correlating these changes
detectable change in standard cholinergic marker enzymes or with ante mortem cognitive and behavioral function. Al-
even before the deposition of amyloid plaques (Selkoe, 2002; though suitable tissue specimens from patients with MCI
Woodruff-Pak et al., 2002). This possibility is suggested by and early AD are difficult to obtain, they currently represent
the most logical pathway to understanding the most proxi-