Ancient Legal Maxims and Modern Human Rights
Ancient Legal Maxims and Modern Human Rights
Volume 18
Article 2
Issue 1 Winter 1996
January 1996
Recommended Citation
Dr. J. Stanley McQuade, Ancient Legal Maxims and Modern Human Rights, 18 Campbell L. Rev. 75 (1996).
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McQuade: Ancient Legal Maxims and Modern Human Rights
2. Pope Boniface VIII and Francis Bacon both entitled their collection of
maxims REGULA.
3. The Greek axiomata is usually translated into Latin as dignitates.
Nevertheless, the connection between mathematical first principles and legal
principia or maximi is quite clear. See infra note 5, and accompanying text.
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cally inclined lawyers have always insisted that the study of law
was a science, it had to be organized in the same way.
Medieval lawyers were wont to describe a system of law as
ratio. This was a technical term in the middle ages. Generally it is
translated as reason but this term had, as it still has, many mean-
ings. It can refer to the faculty of reason or the reasoningprocess
or it can refer to the product of reasoning, an organized body of
knowledge. The subject matter of geometry could thus be organ-
ized into a system of interrelated propositions which could then be
described as ratio (knowledge). The term reason was also applied
to the first principles of such a system, and such principles were
said to be supremely or optimally rational since they justified the
whole. All propositions of law could be derived from such general
first principles and these would therefore properly be called max-
ims, the first principles or axioms of legal science.
The clearest example of this way of thinking is found in Sir
John Fortescue's classic book, De Laudibus Legum Angliae (Dia-
logue in Praise of the Common Law), first issued in Latin in 1537.
This work takes the form of a dialogue in which he endeavors to
persuade his pupil, the young prince in exile, that knowledge of
the law is as necessary to a king as skill at arms. Answering his
pupil's astute objection that such knowledge would take too long
to acquire, the Chancellor states that a sufficient knowledge of the
principles, all that the king would require, could be managed in a
single year. He says, "[t]he principles, furthermore, which the
Commentator[ 4 ] said are effective causes, are certain universals
which those learned"5in the laws of England and mathematicians
alike call maxims[.]
Unfortunately, Fortescue does not give any examples of a
legal maxim and we cannot be sure whether he used the term to
refer to our "little sayings" or to more general first principles of
law or ethics. It is odd, and unsatisfactory, that he does not. He
has used the word maxim, a common term for a legal epigram; he
ought then to have made it clear whether he was using the term in
its ordinary meaning, referring to the known body of maxims, or
whether he was using it in a special sense to indicate self-evident
first principles. But Fortescue may have been wise in his vague-
4. i.e. Aristotle
5. "t]hough the experience of them necessary for judges is scarcely
attainable in the labours of twenty years, you will adequately acquire a
knowledge fitting for a prince in one year." SIR JOHN FoRTESCUF, DE LAuDmUS
LEGUM ANGLIAE Chapter VIII (Chrimes trans., 1942).
ness. Most of the maxims are not evidently first principles and
there are a number of other difficulties in characterizing them. In
fact there are a number of difficult questions of a philosophical
nature concerning the nature of the traditional maxims, their
function in legal logic and their justification, which need to be con-
sidered. These questions will be taken up later after reviewing
modern human rights jurisprudence.
6. That John Austin can properly be called a legal positivist is contested. See
Robert Moles, John Austin Reconsidered, 36 Northern Ireland Legal Quarterly
193 (1985).
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8. Arthur Allen Leff, Unspeakable Ethics, Unnatural Law, 1979 DUKE L.J.
1229, 1249 (1979); Sanford Levinson, Law as Literature, 60 TEx. L. REv. 373,
403 (1983).
9. "It is more conformable to the ordinary wisdom of nature to secure so
necessary an act of the mind, by some instant or mechanical tendency which may
be infallible in its operations, may discover itself at the first appearance of life
and thought, and may be independent of all the labored deductions of the
understanding". DAVID HUME, AN ENQUIRY CONCERNING HUMAN UNDERSTANDING
68 (Hendel ed., 1955). And again: "especially when I am sensible, that I must at
least be contented to sit down with the same answer, which, without farther
trouble might have satisfied me from the beginning." DAVID HUME, DIALOGUES
CONCERNING NATURAL RELIGION Part IV (Kemp-Smith, ed., 1917)(Philo speaking
to Cleanthes)
10. An article in the Chinese Journal of Medicine in the late 1960's made
reference to "western imperialist antibiotics".
11. The maxim "Dies dominicus non est juridicus" invalidates legal acts
performed on Sunday and so is effectively a "blue law".
12. See the collection of maxims appended to this article. See also BROOM,
supra note 1, which treats over 500 maxims. There is also a long appendix to
LoFF'Ys REPORTS (1790 ed.), which contains a copious collection of maxims as
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law in general, the judicial office, the relation of law to equity, the
interpretation of documents, and the rights of kings and subjects.
Every department of the law has a cluster of maxims associated
with it. It has been commonly assumed that they represent basic
legal principles (legal axioms) but this is by no means the case, as
will become apparent later. Some of them are indeed general prin-
ciples, some look more like particular rules, many of them can be
viewed as both rule and principle and some fit into neither cate-
gory. But in all this variety two common features can be
discerned:
(1) First, all of them, no matter what their source, have been
given a legal "twist"; they have been translated and adapted for
13
use in the law. The maxim "omne majus continet in se minus"
seems on the face of it to be a basic proposition in Aristotelian
logic, in effect that "all" implies "some". In its legal meaning, how-
ever, it is not an expression of abstract logic. It was used in Roman
and common law to cover cases where more money than was due
was paid over to satisfy a debt or where someone who had only a
term of years made a grant in fee simple. A strict literalist might
argue that the payment and the grant were void - but in vain, for
the larger payment and the larger grant, according to this maxim,
each includes in itself the lesser and so is valid. Similarly, the
maxim "circuitus est evitandus"1 4 which seems to merely warn us
against arguing in circles, is applied in law to cases where the
claims of both parties are approximately equal and so it would be
a waste of everybody's time to allow them to sue one another, and
(2) Secondly, most maxims are either explicitly moral or imply
moral principles. Even when the main thrust of an epigram
appears to be aimed at some ethically indifferent matter, a signifi-
cant value proposition usually lurks in the background. The well
known maxim "res judicata pro veritate accipitur" 15 seems on its
face to be mainly concerned with the inefficiency and futility of
litigating anything more than once. However, a companion maxim
brings out its humane side saying "nemo debet bis vexari pro uno
et eadem causa."16 This maxim recognizes that law is a vexatious
does HALKE sTON's MAXIMS (1823 ed.) and Noy's MAxims (9th ed. 1821). A
collection of over one thousand maxims was appended to LATIN FOR LAWYERS
published by Sweet and Maxwell, London, in 1937.
13. See also "Frustra petis quod statim alteri reddere cogeris" and "Dolo facit
qui petit quod redditurus est". Both are cited by BROOM, supra note 1, at 346.
14. BROOM, supra note 1, at 343.
15. BROOM, supra note 1, at 328, 333, 945.
16. BROOM, supra note 1, at 327.
17. ST. THoMAs AQuiNAs, SuMMA THEOLOGICA I-II q.94, a.5. (McDermott ed.,
1989). See also John Finnis' comments on this and. cognate passages in JOHN
Fnmxs, NATURAL LAW AND NATURAL RIGHTS 30 (1980).
18. This has happened, however, in a few cases such as the maxim that a
married woman's property belongs to her husband.
19. The complete maxim reads "Caveat emptor, qui ignorare non debuit quod
jus alienum emit" HOBART's REPORTS 99 (1603-1625). The waning maxim is
discussed in BROOM, supra note 1, at 147.
20. See BROOM, supra note 1, at 395-97.
21. "Alia temporal alii mores" is not, of course, a legal maxim but it is a
possible rendering, indeed the best rendering of "ratio enim anima legis,
mutatione ratione, mutat et lex"-which can be roughly translated that the law
must change with the times.
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22. F.C. vON SAviGNY, ON THE VOCATION OF OUR AGE FOR LEGISLATION AND
JURISPRUDENCE 47 (A.Hayward trans. 1831).
23. J. Stanley McQuade, Medieval "Ratio" and Modern Formal Studies: A
Reconsideration of Coke's Dictum That Law is the Perfection of Reason, 38
AMERICAN JOURNAL OF JURISPRUDENCE 359 (1993).
24. LUDWIG WITGENSTEIN, TRACTATUS LOGICO-PIiILOSOPHICUS (1921).
offer
+ --> Bargain
Acceptance + - Contract
Consideration
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26. The rights of an owner are listed as "utere, fruere et destruere" (to use,
enjoy or destroy) but also limited by the contrary maxim, "Sic utere tuo ut
alienum non laedas" (do not use what is yours in such a way that you injure
others).
27. This version of legal logic brings out the fact that moral principles
function within the law as a necessary and integral part of the legal calculus, as
Dworkin insists, but it is more explicit as to how they function. Otherwise I find
Dworkin's distinguishing characteristics (that principles are weighed while rules
are either off or on like a light switch) to be quite clear and helpful. See DwoRKIN,
supra note 7, at 24. -
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32. This was, of course, an axiom since the contradictory proposition "there is
no truth" would be considered self-contradictory. This would amount to saying
"it is true that there is no truth."
33. This too is an axiom. Its contradictory (one ought not to pursue good
things) can be translated as "one ought not to seek that which one ought to seek"
since the very nature of the good is that it is desirable and should therefore be
pursued.
34. See DwoRxKN, supra note 7, at xii, where he identifies this principle of
respect with Rawls' notion of justice as fairness.
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son.3 5 If called upon to justify the legal maxims, the medieval law-
yer would therefore have related them to one or other of the great
natural law principles. However, in modern times natural law the-
ory has increasingly come under attack and until recently seemed
to most lawyers to be more or less defunct. Two strategies were
developed to deal with the vacuum created by its supposed
demise. One was the "positivist" approach which was to say that
law is simply laid down by the appropriate authorities and that it
can be studied without reference to moral values. This is a difficult
notion and very unpopular at the moment so we will concentrate
here on the second alternative which has been to substitute some
other ethical theory for natural law.
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E. Prudentialtheories of value
38. See the discussion of minimal natural law in H.L.A. HART, THE CONCEPT
OF LAW 193-200 (2d. ed. 1994).
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42. Omar Khayyam, scholar turned skeptic and wine-bibber ("no longer deep
in anything but wine") is an obvious contrary instance. See RUBAIYAT OF OMAR
KHAYYAM Stanza XLI (Fitzgerald, trans.).
43. RAwLs, supra note 39, at 27, 30.
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46. RAwLS, supra note 39, at 432. Rawls remarks that if someone considers
the greatest good to be counting the blades of grass in his garden, we may marvel
but cannot question his idea of the good.
47. HoRAca, ODE S, BOOK III, ODE II, line 13.
48. JOHN FiNNIs, NATuRAL LAw AND NATuRAL RIGHTS (1980).
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52. DAVID HUmE, A TREATISE ON HuMAN NATURE 268 (Selby-Bigge, ed., 1967).
53. A small town in my native Ireland.
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54. The story of the creation of woman out of Adam's rib thus becomes a
model for marriage where two persons become one flesh. See Genesis 2:24.
55. See GODFREY DRIVER AND JOHN MILES, THE AssYRiAN LAws 6-14
(1975)(discussing the prologue to the Code of Hammurabi).
tance. In others, such as the Mosaic codes, the laws are clearly
based on theological presuppositions which not only provide them
with authority but also help to explain their content. Even when
the law has no obvious religious content it is difficult to prevent
prevalent notions with religious origins from finding their way
into the legal apparatus. This kind of theological infiltration into a
legal system can have several important consequences. They are:
(1) The religious overtones provide law with additional authority;
(2) Religious notions often provides a rational basis in the form of
theological explanations for the law as a whole or detailed provi-
sions in it; and
(3) Religious sources (as was mentioned earlier) may provide vivid
pictures which act as ideal models to guide the application of the
law to cases.
Legal theorists almost inevitably incorporate current theolog-
ical and ontological ideas into their systems. In this process these
imported ideas become transformed (even warped) for juristic
thinkers have always followed the example of Procrustes, trun-
cating and stretching concepts to make them suitable for use in
the law. The Roman jurisconsults exeplify both of these processes
incorporating Stoic notions into their jurisprudence and modifying
the Stoa as they did so. The stoics viewed the world as the expres-
sion of a mind, or the development of a thought and saw each
human being as a microscopic version of this intellectual cosmos, a
little particle of the universal mind temporarily separated out
from it. The ethical implications of such a theory are obvious. It is
man's duty to live in accordance with the divine nature (which is
Nature itself) and all earthly things are to be made to resemble as
closely as possible their divine exemplars. Mind, thought, and
intellectual things generally, are deemed all-important. Human
beings also, since they share in the divine intellect, are to be
respected. Education and science are man's supreme duty and
mankind's hope. Slavery is, of course, wrong. The Roman jurists
found these notions inspiring and relevant. They developed legal
science along stoic lines, endeavoring to approximate human law.
to divine justice, arranging it in a rational form and generally
steering law in a humane direction. Many of the maxims of the
common law were taken from their works. But it was obvious that
there is a good deal in the pantheistic religion of the stoa that is
not compatible with law. Its virtual denial of the reality of evil,
indeed, makes the efforts of the law to punish evil-doers seem par-
adoxical. But the Roman jurisconsults ignored what they did not
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like and took and used what they thought would suit them for
their own purposes.
The common law and canon law jurists carried this process a
little further. They adopted the Roman jurisprudence with enthu-
siasm but blended vivid Biblical images into the stoic original. In
this way they were doing the same thing that educated men in
other fields were attempting throughout the middle ages. They
harmonized Greek idealism with the Biblical doctrines of a per-
sonal God, the creator of a beautiful and wonderful world, of man
made in God's image, of sin and forgiveness and so forth, all
expressed in the powerful symbols of the garden, the serpent, the
tower of Babel, Adam's rib and the rainbow. The Biblical doctrines
were largely inimical to the Greek point of view but they were put
together somehow by the medieval lawyers and generally got
along very well. They corrected the excessive intellectualism and
pantheism of the stoa without seriously detracting from its
emphasis on science and education. It is from these two theologi-
cal sources azeotropically 56 blended together in a remarkable way
that the common law developed its most powerful ideals. These
pictorial and symbolic ideas lie behind many of the maxims of the
law, providing them with their justification and their ultimate
meaning. The maxims then can neither be understood nor justi-
fied unless we can establish the views of the world, the ontologies,
which underlie them. The only satisfactory reason for treating
someone fairly is seeing in them something of value e.g. as having
intelligence or as a creature carrying the stamp of divinity (imago
dei). The only adequate argument for environmental protection is
reverence for the universe as a marvel of creation. Otherwise both
man and environment are only expendable resources.
John Finnis has argued, and I think persuasively, that natu-
ral law sits naturally in a theological context which explains and
supports it.57 The concept of natural law indeed implies and
argues for some general ideas about the designer and creator (the
un-caused first cause) of the universe. This seems reasonable
enough but there is more to be said on the subject. The view
presented here is that:
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age and the long time they have spent on the shelf, most of the
maxims are in good condition. With a few additions, modifications
and subtractions (and a great deal in the way of new applications
to modern conditions) they would, I am sure, serve us well. But
however we go about this task there are several basic require-
ments which will be discussed in the following sections.
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58. This is using what I take to be the essential principle in Rawls' notion of
justice as fairness. See DwoRyin, supra note 7, at xii.
59. The Hebrew tradition does not agree with the Socratic view that evil is
lack of knowledge and insists that there is culpable ignorance, i.e., due to
perversity. Nevertheless the reasoned argument is always present, e.g., in the
prophetic message. The notion that God is above our understanding also makes
(2) The theological propositions proposed are also such that those
who cannot believe them might well wish they could do so or at
least that others believed them. If the choice lies between law
based on well established (and appealing) ideals which promote
humane values as against law based on prudence only, it is surely
no hardship and no loss to go along with such ideals and such val-
ues on practical grounds
60
even if you consider that they have no
foundation in reason.
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like to see, maxims once more prominent in legal texts and judi-
cial opinions; maxims and their applications taught again in all
the classrooms of the law schools; and maximology (including legal
ethics and ontology) an important part of the jurisprudence course
(required). We might even see modern maxim books published -
and people hastening to buy them. Waxing more fervid still one
can envisage the maxim page (eagerly read) in every legal periodi-
cal. No longer merely fervid but now perhaps fevered one can fore-
see teams of judges, lawyers, law students and even law teachers
pitted against one another in popular TV panel games featuring
maxims, for example, "Let's Make a Maxim." In a final prophetic
ecstasy I see the great moment of all annual law association meet-
ings, the Maxim of the Year award. For this happy day I have my
entry ready. In Old English it reads:
Selde grendeth well the lothe
64
Selde pledeth well the wrothe.
In its original form it means that the lazy lawyer does not
prepare well and the angry lawyer does not perform well. My
modern application, which I submit for the prize, is to com-
ment that proper preparation, fine grinding if you like,
involves familiarity with the law down to its roots, and that
the opposite of wrath is not coolness but a benign wisdom,
knowledge directed toward humane values.
APPENDIX I
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Constitutional principles
Domus sua est tutissimum refugium.
A man's home is his castle.
Nemo patriam in qua natus est excusere possit.
No one is allowed to forswear allegiance to their native land.
Semel civis semper civis.
Contracts
Incaute factum juro non facto habetur.
What is negligently done is deemed at law as not done at all.
Novatio non praesumitur.
Renewal is not presumed.
Pactisprivatisjuri publico non derogatur.
Private agreements do not abrogate public law.
Quando abest provisio partis adest provisio legis.
When the parties fail to make provision the law supplies the want.
Pacta quae contra leges vel contra bonos mores fiunt non sunt
observanda.
Contracts contrary to law or good morals are not to be upheld.
In contractis tacite insunt quae sunt moris et consuetudinis.
Usual and customary provisions will be read into contracts.
Nihil perfectum dum aliquid restat agendum.
Nothing is done till it is completed.
Delegatus debitor est odiosus in lege.
A delegate debtor is hateful in law.
Simplex commendatio non obligat.
Puffing is not warranting.
Scientia utrinqueper pares contrahentesfacit.
Equal knowledge makes the contractors equal.
Vicarius non habet vicarium.
A delegate can't delegate.
Aliud est celare, aliud est tacere.
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Criminal Law
Spoliatus debet ante omnia restitui.
Restitution before all else.
Nemo tenetur seipsum accusare.
No one is required to accuse himself.
Evidence
Quod non apparet non est.
What isn't shown doesn't exist.
Stabat praesumptio donec probetur in contrarium.
A presumption stands till the contrary is proved.
Vox emissa volat - litera scripta manet.
The spoken word flies away, the written remains.
Acta exteriora indicant interiorasecreta.
External acts reveal the inner secrets.
Affirmante non negante incumbit probatio.
He who affirms, not he who denies, has the burden of proof.
Allegans contrarianon est audiendus.
A witness who contradicts himself is not to be heard.
Allegare non debuit quod probatum non relevant.
One ought not to allege what, even if proved, would not be
relevant.
Index animi sermo.
Intention is manifested by words.
Lex non requirit verificare quod apparet curiae.
The law does not require proof of the obvious.
Allegens suam turpitudinem non est audiendus.
A witness alleging his own wrongdoing shall not be heard.
Documentary interpretation
Qui haeret in litera haeret in cortice.
Literal interpretation is superficial
Qui non valeant singula conjuncta juvant.
Things obscure on their own are clear when taken together.
Maledicto expositio quae corrumpit textum.
A bad interpretation twists the text.
Semper in dubiis benigniorapraeferenda.
In doubt the kindlier interpretation is to be preferred.
Generaliaspecialia derogant.
Particular clauses derogate from general ones.
Certum est quod certum reddi potest.
What can be made certain is certain.
Divinatio non interpretatioest quae omnino recedit a littera.
To depart altogether from the literal meaning is second sight not
interpretation.
Nemo enim aliquam partem recte intelligere potest antequam
totum iterum atque iterum perlegerit.
No one can understand any part who has not read through the
whole again and again.
Benignae sunt interpretationespropter simplicitatem laicorum ut
res magis valeat quam pereat.
Interpretation should be kindly, keeping in mind the inexperience
of layfolk in order that their transactions should stand and not
fall.
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Of law in general
Ratio enim anima legis, cessante ratione cessat et lex.
Reason is the life of the law, when the reason changes so does the
law.
Lex non cogit ad impossibilia.
The law does not require the impossible.
Ignorantiafacti excusat, ignorantialegis non excusat.
Ignorance of the facts is an excuse in law, ignorance of the law is
not.
Omnis innovatio plus novitate perturbatquam utilitate prodest.
Every innovation in the law produces more harm by its novelty
than benefit from its usefulness.
Damnum non est injuria.
Mere harm is not actionable wrong.
Misera est servitus ubi jus est vagum et incertum.
The law performs miserably when it is vague and uncertain.
Qui rationem in omnibus quaerunt rationem subvertunt.
One who seeks reasons for everything undermines reason.
Lex plus laudeturquando ratione probatur.
The law is most esteemed when it is supported by reason.
Nihil quod inconveniens est licitum.
Nothing is permitted which is unfitting.
Nimia subtilitas in jure reprobaturet talia certitudo certitudinem
confundit.
Excessive subttlety in law is to be avoided and too much certainty
confounds certainty.
Apices juris non sunt jura.
Very fine points of the law are not the law.
Summum jus summum injuria.
The limits of the law are the limits of your injuries.
Non in tabulis est jus.
The whole of the law is not contained in the law books.
Qui peccat ebrius luat sobrius.
Sin drunk pay sober.
Via trita via tuta.
The well trodden path is the safe one.
Qui non habet in aere luat in corpore.
Religion
Summa ratio est quae pro religione facit.
To promote religion is the supreme legal principle.
Ecclesia melliorarinot deterioraripotest.
The church is to be bettered not diminished.
Dies dominicus non est juridicus.
The Lord's day is not a day for legal business.
Insanity
Furiosi nulla voluntas est.
The insane do not have free will.
Furiosus solo furore punitur.
A madman is punished only by his madness.
Furiosus absentis loco est.
The insane are not present (i.e. cannot be witnesses).
Procedure
Ordineplacitande servato servatur et jus.
When proper procedure is observed the law is observed.
Interest reipublicae ut finis sit litium.
It is in the public interest that litigation should not go on and on.
http://scholarship.law.campbell.edu/clr/vol18/iss1/2 44
1996] McQuade: Ancient Legal
ANcIENT Maxims MAXIMS
LEGAL and Modern Human Rights 119
Torts
Actio non datur non damnificando.
No action without damage.
Actus Dei nemini nocet.
You can't complain about "Act of God".
Injuria non excusat injuriam.
One wrong does not justify another.
Lex non favet votis delicatorum.
The law does not encourage the whims of the fastidious.
http://scholarship.law.campbell.edu/clr/vol18/iss1/2 46