Root Cause Tree-Based LTE Throughput Optimization Technical Guide
Root Cause Tree-Based LTE Throughput Optimization Technical Guide
NPI INTERNAL
Product Version Total pages 38
V200R006
1 Overview...........................................................................................................................................7
1.1 Background Information and Benefits...............................................................................................................7
1.2 Restrictions and Requirements..........................................................................................................................7
1.2.1 Specifications............................................................................................................................................7
1.2.2 Application Scenarios...............................................................................................................................8
1.3 Maturity.............................................................................................................................................................8
2 Technical Principles......................................................................................................................9
2.1 Throughput Evaluation....................................................................................................................................10
2.2 Low Throughput Problem Isolation and Demarcation....................................................................................11
2.3 Air Interface Root Cause Location for Low Throughput.................................................................................14
2.4 Throughput Optimization Suggestions............................................................................................................18
3 Procedures.....................................................................................................................................22
4 Guidelines.....................................................................................................................................22
4.1 Overview..........................................................................................................................................................22
4.2 Tools.................................................................................................................................................................22
4.3 Data Collection................................................................................................................................................22
4.4 Solution Application Instructions....................................................................................................................22
4.4.1 Remarks on Parameter Settings..............................................................................................................23
4.4.2 Description of the LTE Throughput Optimization Report......................................................................25
4.4.3 Suggestion Descriptions and Implementation........................................................................................29
5 Cases...............................................................................................................................................30
5.1 Case 1: Routine Optimization in the XX Office of the XX Operator..............................................................30
5.1.1 Background.............................................................................................................................................30
5.1.2 Comparison Perspectives........................................................................................................................30
5.1.3 Comparison Results................................................................................................................................30
Tables
Table 1-1 Tool specifications...................................................................................................................................6
Table 2-2 Root cause tree of LTE throughput problems and problem resolving capability..................................11
Table 2-3 Mapping between root causes and weak coverage problems causing low LTE throughput.................14
Abstract
This document provides the technical principles and application guidelines of the root cause tree-based LTE
throughput optimization solution for network optimization engineers.
List of Abbreviations
1.2.1 Specifications
1.3 Maturity
The solution is verified in terms of data source analysis of all topics, usability, tool efficiency, and basic
algorithm implementation in lab tests. It is also verified in terms of performance gains, application
scenarios, and efficiency increase in the beta test in Hangzhou. The results show that the solution meets the
requirements for commercial use and is recommended for commercial use.
Features 1. Determine the basis for triggering MLB and the parameter settings based on the on-
site camping strategy.
3. Determine whether to disable discontinuous reception (DRX) based on network
conditions and the auxiliary test unit (ATU) policy.
4. Closed-loop MIMO improves LTE FDD network performance. Enable this feature in
LTE TDD networks only when required.
Neighboring cells The optimization suggestions on missing configuration of neighboring cells can be
directly implemented. For neighboring indoor cells, perform optimization manually based
on network requirements.
PCI No target PCIs are provided currently. Perform these optimization suggestions on cells
with strong interference and correlated cells at the same time based on interference
analysis results.
Antennas Specific data of antenna adjustment cannot be provided currently. Field engineers need to
determine the angles for adjustment based on the root causes and network requirements.
NOTE
When implementing PCI optimization suggestions, if no optimization results can be determined using tools on site, you
can decrease coverage overlap to reduce network interference. Optimization methods include downtilt and RS power
adjustment.
2 Technical Principles
The general idea of this solution is to identify low throughput cells and to isolate and demarcate all
problems causing low throughput. In this way, key factors and air interface problems affecting throughput
can be identified. Targeted optimization suggestions can be obtained based on the identification results and
taken up to resolve the low throughput problems. The fault scope is narrowed down by identifying low
throughput cells and demarcating low throughput problems for these cells. In-depth analyses on air
interface problems are also carried out. In this way, targeted optimization suggestions can be determined for
air interface problems and non-air-interface problems.
2.1 Throughput Evaluation
LTE throughput KPIs, which are average throughput and average throughput per UE, evaluate network
performance in terms of traffic and user perception. In this document, cell-specific average downlink
throughput and single UE throughput are measured to evaluate grids and identify top cells.
Problem isolation and demarcation narrows down the fault scope of a low throughput cell to a certain NE
or port based on traffic statistics, external CHRs, and alarms. The imported alarm data is compared with the
critical alarm list preset in the solution, which includes transmission, antenna, and NE alarms. If any listed
critical alarm is detected, a prompt message is displayed, requesting a rectification.
Packet loss or long delay in transmission are detected through IP performance monitoring (IPPM) and
GPRS tunneling protocol-user plane (GTPU) measurement. IPPM and BSTWAMP measurement
requires coordination of Huawei CN products (PS9.2 or later). IPPM is not enabled by default. If
IPPM is enabled, the transmission load increases. Communicate with frontline personnel before
enabling IPPM.
UE problems include insufficient UE capability, slow SIM card registration, and QCI allocation
exceptions. These problems can be determined based on UE capability information, aggregate
maximum bit rate (AMBR), and QCI in CHRs.
Cells with severe uplink interference can be identified by checking the uplink interference level of
antennas. You can adjust interference related thresholds based on local spectrum scanning data.
Cell capacity related problems include long PDCP delay, high PDCP packet loss rate, CCE congestion,
excessive CPU usage, and SRS/PUCCH resource congestion. If cells are overloaded, expand the cell
capacity.
The following table lists the end-to-end root cause tree of low throughput problems. However, data need to
be collected using Wireshark for analyses on SP server and public network problems, which cannot be
resolved in batches currently. This table provides the root causes and problem resolving capability for each
low throughput problem.
Table 2.2.1.1.1.1.1.1.2 Root cause tree of LTE throughput problems and problem resolving capability
Problem Root Cause Analysis and Troubleshooting Automatic Analysis
Type Method Applicable
SP server Server capability If possible, connect the test PC No
directly to the SP server to test low
throughput cells where a certain
service is used by a large number of
UEs or the download speed of a
certain website is slow.
TCP parameters Check the TCP window size. No
Software Enable the firewall. SP servers do not No
configurations support TCP port extension.
NOTE
Root causes highlighted in yellow are specified by China Mobile.
Network interference may be generated by multiple cells. Therefore, when analyzing network interference, you
need to identify the following information in addition to the listed root causes of interference:
Interference cell
3 Procedures
4 Guidelines
4.1 Overview
This chapter provides the delivery procedure for the solution and operation guidelines for field engineers.
4.2 Tools
Threshold description:
1. Set the downlink RSRP threshold for weak coverage based on network requirements.
2. The threshold for the number of neighboring cells without a primary serving cell cannot be too large.
Otherwise, such neighboring cells may not be detected.
1. The RSRP difference threshold for interference cannot be set to a value smaller than 6 dB. If the value
of this threshold is smaller than 9 dB, the performance of the serving cell is affected.
2. The downlink CQI poor service quality threshold refers to the 5-bit CQI reported in MRs. Mapping
relationships exist between 5-bit CQIs and 4-bit CQIs.
The DemarcationResultReport sheet in the LTE downlink throughput rate problem analysis report
Analyses on transmission, NE alarms, antenna channels, UEs, cell capacity, licenses, related operation
logs, and proportions of services with poor quality due to weak coverage and network interference are
performed by grid or top cell group in this report.
UE Problems Advice
Optimization suggestions for each air interface root cause can be provided only when certain filtering
conditions are met.
NOTE
These filtering conditions can be modified using the configuration file on the stand-alone OMStar.
Optimization suggestions must be reviewed and approved by field engineers who know well about the network
conditions before the suggestions are implemented.
5 Cases
5.1 Case 1: Routine Optimization in the XX Office of the XX Operator
5.1.1 Background
According to field engineers:
1. Multiple tools are used in routine network optimization, and these tools are not integrated on the same
platform, causing inconveniences to network optimization.
2. When locating a problem using a tool, field engineers need to do a large number of drive tests or other
auxiliary work, causing a long problem-locating duration.
3. Some tools are complex and therefore can be used only by senior or experienced engineers.
4. Optimization suggestions are provided based on engineers' skills or experience, and no quantitative
evaluation standards are provided.
Therefore, a comparison between optimization for poor service quality (the most important topic for field
engineers) in the accurate network optimization solution and live-network delivery is required. The
comparison can provide the benefits of the accurate network optimization solution in both efficiency and
effects.
The accurate optimization solution efficiently identifies KPI problems and isolates problems related to CN,
transmission and equipment faults, in order to identify weak coverage and network interference scenarios
and offer optimization suggestions for top cells. The traditional optimization requires more analyses on
associated KPIs and more time and manpower to locate problems. The location results are often not
accurate. Accurate optimization, however, incorporates data collection, data processing, and the
provisioning of optimization suggestions, increasing analysis efficiency by 30.9%. Accurate optimization
increases the overall optimization efficiency by 11.4%.
Problem location comparison: Accurate optimization excels drive tests for traditional optimization in
identifying more problems. In accurate optimization, background data is used to collect statistics about
overshoot coverage on high floors, weak coverage for indoor UEs, and network interference in areas where
drive tests are impossible.
Examples
On-site identification of air interface root causes for weak coverage
PCI Proportion of MRs Proportion of MRs Missing Optimization
Reporting Poor Service Reporting Poor Configurations Suggestions
Quality Due to Weak Service Quality in the of Neighboring
Coverage in the Downlink Downlink (%) Cells
(%)
320 8.877691 12.16732 Yes Add a cell with PCI
391
Servi eNodeB Cell PCI Total Number Neighb eNo Cell PCI Avera Averag
ng ID of ID of of numb of MRs oring deB ID of of ge e RSRP
Cell the the the er of Reporti Cell ID the the RSRP in the
Nam Serving Servin Serv MRs ng Poor Name of Neig Neig in the Serving
e Cell g Cell ing report Service the hbori hbori Neigh Cell
Cell ing Quality Neig ng ng borin
Poor Caused hbor Cell Cell g Cell
Servic by ing
e Weak Cell
Qualit Coverag
y Due e Due to
to Missing
Weak Configu
Cover ration
age of
Neighbo
ring
Cells
Gaos 722776 1 320 108 4 Wenyu 7227 1 391 -94.5 -107.5
ha an 95
Com Buildin
muni g
ty DM_ne
D_1 w_1
Optimization suggestions
Tests were performed 140 meters away from the eNodeB serving the cell "Dormitory buildings on the
Xiasha campus of Hangzhou Normal University SM_2", in such a dormitory building.
The RSRP of the entire indoor area was smaller than -100 dBm.
Network interference problem 1
When Xiasha campus of Hangzhou Gongshang University SM_2 functioned as the serving cell, it was
interfered by overshoot coverage of the cell "h719870 Zhejiang Economic and Trade Polytechnic SM_2".
The following figure shows the test results. In the test performed in Zhejiang Gongshang University,
signals from Zhejiang Economic and Trade Polytechnic SM_2 were detected. High SINR was detected
because the drive test vehicle was on the road and the strong signal levels of the serving cell could be
received. When UEs were indoors, the RSRP of the serving cell decreased to a level close to the RSRP of
the neighboring cell, causing network interference.
The preceding figure shows that the site near Hangzhou Vocational and Technical College was built with a
great high near the road, while no barriers between the canteen of Zhejiang University of Media and
Communications and Hangzhou Vocational and Technical College blocking signals. Therefore, network
interference occurred.
Optimization effect comparison
Optimization was performed based on the list of overall optimization suggestions export in this topic.
Suggestions on parameter adjustment were implemented for 22 cells in Xiasha district after being reviewed
by field engineers (with no objection). Network performance of 18 cells improved. This number accounted
for 81.8% of all cells. Network performance of two cells, for which RF adjustment had been performed,
improved.
The second round of optimization focused on RF adjustment for cells with strong interference. Antenna
downtilts for 14 cells were adjusted. The throughput of these cells in December, 2012 increased
significantly by 0.67 Mbit/s. The growth rate was 7.63%.
Success rates increased. The service drop rate decreased. The downlink throughput increased significantly.
Major KPIs retained stable and did not fluctuate greatly except for special occasions like the civil service
examination. The average throughput and spectral efficiency increased after optimization suggestions were
implemented.