Optimizing Conditions For Scandium Extraction From Bauxite Residue Using Taguchi Method
Optimizing Conditions For Scandium Extraction From Bauxite Residue Using Taguchi Method
Article
Optimizing Conditions for Scandium Extraction from
Bauxite Residue Using Taguchi Methodology
Theopisti Lymperopoulou *, Paraskevas Georgiou * , Lamprini-Areti Tsakanika,
Konstantinos Hatzilyberis and Maria Ochsenkuehn-Petropoulou
School of Chemical Engineering (Chem Eng.), National Technical University of Athens (NTUA),
9 Iroon Polytechniou St., 15780 Athens, Greece; [email protected] (L.-A.T.); [email protected] (K.H.);
[email protected] (M.O.-P.)
* Correspondence: [email protected] (T.L.); [email protected] (P.G.);
Tel.: +30-2107723073 or +30-697400304 (T.L.); +30-6947301800 (P.G.)
Received: 14 March 2019; Accepted: 15 April 2019; Published: 17 April 2019
Abstract: Bauxite residue is the voluminous by-product of alumina production after Bayer process.
Its high alkalinity causes disposal problems and harmful environmental impacts. However, the residue
contains significant amounts of valuable elements, such as rare earth elements, including scandium.
Greek bauxite residue contains a high amount of scandium close to its main resources. Taking into
account scandium’s limited availability coupled with its high demand in modern technology,
bauxite residue could be considered as a potential resource for scandium recovery. In this study,
the optimization of scandium extraction from bauxite residue with sulfuric acid is investigated
using Taguchi methodology. Based on previous studies, acid molarity, leaching time, solid/liquid
ratio, and reaction temperature were selected as control parameters for the selective Sc recovery.
Method optimization targeted the highest concentration of scandium combined with the lowest
concentration of iron without taking into account application constraints. Maximization of scandium
concentration can be achieved only by reduced selectivity. The predicted values resulted from the
Taguchi methodology were affirmed by a confirmation experiment conducted at optimal conditions.
Regression analysis provided the respective equations to be applied on several conditions, depending
on different applications.
Keywords: Taguchi method; experimental design; optimization; scandium; extraction; sulfuric acid
1. Introduction
Bauxite residue (BR) or red mud (RM) is the by-product generated in alumina production after
Bayer process. About 1–1.5 tons of BR are generated per ton of alumina produced [1], raising its
annual output up to almost 120 million tons and its accumulation up to 2.7 billion tons globally [2].
Its disposal is problematic, requiring large land areas and overloading the alumina’s production cost [3].
During the years, many investigations have been performed aiming for a low cost and environmental
friendly treatment and utilization of BR in numerous uses [4–6], such as an agent in building and
constructing materials [7–10], an agent in the ceramic and glass industry [11–13], as an adsorbent for
pollutant removal from water and wastewater or in pigments [14–19], as a coagulant for waste and
water treatment [20–22], an absorbent of waste acidic gases [23–25], an agent for neutralizing acidic
waste and raw materials of low cost for the recovery of valuable elements [26–38], in catalysts [39,40],
and as an agent for soil remediation [41–44].
All these applications could be potential and beneficial routes for BR consumption and its
introduction in the economic cycle. BR is a complex material enriched in numerous metals.
Depending on bauxite origin and Bayer process conditions, it mainly consists of Fe, Al, Ca, Na,
Si, Ti oxides, and salts, and significant amounts of minor and trace elements, such as V, Cr, Zn, Ga,
Nb, Zr, and Ta as well as rare earths (REEs) (Sc, Y, lanthanides) [45–48]. It was found that Greek
BR—produced by Mytilineos S.A. (formerly Aluminum of Greece, the largest Greek alumina and
aluminum producer)—contains ~1kg REEs/t of dry BR with a Sc content of about 120g/t of dry BR
(0.02% Sc2 O3 ), close to Sc main resources [45–48]. Scandium is the most valuable of rare earth elements
in BR [47] and is classified by the European Commission as a Critical Raw Material (CRM) due to its
high economic importance, resulting from the growing market demand in advanced technologies in
combination with its low availability [49,50].
Scandium extraction from its main minerals is difficult due to its rarity, as well as its
low concentration in natural deposits (1–800 mg/kg), in addition to the presence of radioactive
elements [51–53]. Different methods have been investigated for the recovery of REEs and Sc from
BR, such as hydrometallurgical treatment, ion liquid leaching, bioleaching, or pyrometallurgical
pretreatment of the residue before the leaching process. Pyrometallurgy, although energy consuming,
may result in an overall cost reduction due to major removal of main elements, thus having an
important impact on the cost of the subsequent Sc purification [54]. Furthermore, leaching with
ionic liquids falls short due to their cost and lower Sc recoveries, while bioleaching is not thoroughly
investigated [55–57]. Hydrometallurgy technique is performed for Sc and REE recovery, since it is
usually of low cost at ambient conditions [26]. Several solutions (acidic, alkaline) have been tested as
solvents. Mineral acids were found to be more suitable, resulting in higher Sc recovery and favoring
following processes, e.g., ion exchange and solvent extraction. Method yield and selectivity highly
depend on the type of mineral acid used, as well as the leaching parameters [28,58,59].
A large number of experiments are needed in order to study the effect of each parameter in
addition to all possible interactions between them on the response variable. The Taguchi experimental
design can be employed instead. The Taguchi Method uses orthogonal arrays to conduct a set of a
limited number of experiments. It involves the description of the control factors in order to obtain the
optimum results of the process. The relative importance of each parameter is determined with ANOVA
statistical method. The results of the experiments are evaluated in order to predict the optimum
outcome [60–62].
In this study, the optimization of the scandium selective leaching process from BR with sulfuric
acid is investigated using Taguchi methodology. Sulfuric acid was preferred for its mild environmental
impact compared to other mineral acids of the same molarity. Method performance was assessed by Sc
concentration in the leachate solution. Method selectivity was estimated in respect to iron content, since
it is the major element of BR, and therefore its removal becomes problematic in subsequent processes of
scandium isolation. Taguchi experimental design was used in order to evaluate the contribution of each
parameter and define the optimal conditions for maximization of concentration. Application limitations,
such as scale–up of the process and feed requirements of a subsequent ion exchange procedure for
scandium purification, were not taken into account in this study. The scope of this study was to
evaluate the interaction of different parameters. Previous studies assess the effect of each parameter,
either on specific leaching condition or by taking into account the combined effect of the maximum of
two parameters. The key point of the present work is to estimate the synergy effect of all leaching
variables, which has not been previously presented. Acid molarity, leaching time, solid-to-liquid ratio,
and reaction temperature were indicated as control parameters for Sc concentration in the leachate
solution and its selective recovery in respect to iron [63]. Signal-to-noise (S/N) ratio and analysis of
variance (ANOVA) statistical approach was employed for the calculation of percentage contribution
of each parameter and optimization of leaching conditions. Equations for Sc and iron concentration
were produced by applying regression analysis. A confirmation experiment was conducted under the
optimal conditions and the results were in good agreement with the predicated values.
Minerals 2019, 9, 236 3 of 13
Table 1. Parameters and their values at each level to be set and studied in experiments.
Level
Factor Parameter Unit
1 (Minimum) 2 (Middle) 3 (Maximum)
A H2 SO4 molarity M 2 4 6
B Temperature ◦C 25 55 85
C Solid-to-Liquid ratio % 10 20 30
D Leaching time h 1 4 7
performed under reflux in a pre-heated water bath using pre-heated acids with magnetic agitation.
Temperatures tested are also listed in Table 1.
Separation of liquid from solid residue was performed after completion of each test,
via centrifugation (3000 rpm for 10 min, Eppendorf 5702 centrifuge). All liquid samples were filtered
under vacuum with 0.45 µm cellulose nitrate membranes supplied by Whatman plc (GE Healthcare
Life Sciences, Little Chalfont, UK) prior to storage and analysis.
All solutions were analyzed with an Optima 7000 DV, Perkin Elmer Inductively Coupled Plasma
Optical Emission Spectrometer (ICP-OES) instrument. External calibration method was applied using
multi-element stock solutions (High Purity Standards, Charleston, USA). The wavelengths used (nm)
were Sc (361.383 nm) and Fe (259.939 nm), while method accuracy and precision was checked using
BX-N Certified Reference Material, as reported elsewhere [48].
Factors/Parameters
Experiment No.
A (H2 SO4 Molarity) B (Temperature) C (Solid/Liquid) D (Time)
1 2 25 10 1
2 2 55 20 4
3 2 85 30 7
4 4 25 20 7
5 4 55 30 1
6 4 85 10 4
7 6 25 30 4
8 6 55 10 7
9 6 85 20 1
Minerals 2019, 9, 236 5 of 13
As reported above, iron concentration in leachate was chosen to be monitored for selectivity
assessment, since it is co-extracted in large quantities, and therefore its subsequent removal is a
strenuous task. The focus is on Sc, aiming for the maximum concentration possible, in contrast to
Fe, where the lowest content is considered as optimal. Both element concentrations act as response
variables under the Taguchi method. Table 3 shows the results for Sc and Fe throughout all nine
experiments, where each measurement was repeated thrice, accompanied with the arithmetic average of
each triplet of experiments. It has to be noted that in the Taguchi method, the experiment corresponding
to optimum conditions for Sc extraction from BR might not exist within the designed orthogonal matrix
experimental plan [70].
Table 3. Measurements of Sc and Fe concentrations for the corresponding factor combinations of the
L9 (34 ) experimental plan.
Concentration (mg/L)
Exp. Factors
No. Combination Sc Fe
CSc 1 CSc 2 CSc 3 CSc avg CFe 1 CFe 2 CFe 3 CFe avg
1 A1 B1 C1 D1 3.72 3.57 3.69 3.66 1263 1255 1294 1271
2 A1 B2 C2 D2 9.36 8.89 8.96 9.07 22806 21815 22698 22440
3 A1 B3 C3 D3 13.77 14.58 14.31 14.22 50260 51389 52072 51240
4 A2 B1 C2 D3 7.80 7.65 7.68 7.71 15075 15133 14855 15021
5 A2 B2 C3 D1 13.16 13.94 13.48 13.53 25684 25594 25459 25579
6 A2 B3 C1 D2 8.90 9.66 9.41 9.32 36225 39154 37358 37579
7 A3 B1 C3 D2 11.88 10.93 12.71 11.84 19588 19111 20814 19838
8 A3 B2 C1 D3 8.14 7.99 8.91 8.34 31388 32697 32685 32257
9 A3 B3 C2 D1 12.57 14.29 13.22 13.36 43741 41526 41370 42212
According to the Taguchi method, the metric of signal-to-noise (S/N) ratio is employed to find
the optimum conditions of BR’s H2 SO4 leaching process. Sc and Fe concentrations follow exactly the
opposite direction for this particular expression of “objective function” to be optimized, meaning that
for Sc, the higher the concentration, the better the performance characteristics, while for Fe it applies
exactly the opposite—the smaller the concentration, the better the performance is [62,65,71,72]. As for
the case of Sc (the larger-the-better type), the form of S/N ratio is expressed as:
n
S 1 X 1
= −10 · log · (1)
N n Sc 2
CSc
avg i=1 Cavg i
While for the case of main elements, in specific Fe (the smaller-the-better type), the form of S/N
ratio is as follows:
n
S 1 X
2
Fe
= −10 · log ·
Cavg
i
(2)
N CFe
avg
n
i=1
In both cases n = 9, meaning the number of experiments done for an experimental combination
and CSc i or CFe i is the performance value for the corresponding ith experiment.
Yi = µ + Xi + ei (3)
where µ is the overall mean of performance value, Xi the fixed effect of the parameter level combination
used in ith experiment, and ei the random error in ith experiment [70,71,73].
Furthermore, a regression analysis is performed in order to extract an equation correlating the four
independent variables with the dependent variable of Sc and Fe concentrations. This step will provide
the necessary tool to predict the response in Sc/Fe concentrations for a larger variety of the four factors
combinations outside the norms of the orthogonal array distribution and their set levels. As in the
design of the experimental plan, Minitab Statistical Software is used to calculate the effects of leaching
process parameters with a 95% confidence level, as well as the regression model and its coefficients.
Regression analysis for Sc concentration produced the following best-fit equation with an R2 = 1
(Equation (4)):
Factor Degree of Sequential Sums Contribution Adjusted Sums Adjusted Mean F-Value P-Value
Freedom of Squares (%) of Squares Squares
A 2 7.169 × 107 3.90 7.169 × 107 3.584 × 107 * *
B 2 150.350 × 107 81.89 150.350 × 107 75.175 × 107 * *
C 2 11.274 × 107 6.14 11.274 × 107 5.637 × 107 * *
D 2 14.805 × 107 8.06 14.805 × 107 7.403 × 107 * *
Error 0 * * * *
Total 8 183.597 × 107 100.00%
Regression analysis for Fe concentration produced the following best-fit equation with an R2 = 1
(Equation (5)):
CFe = −6751 − 2687 · A + 392.5 · B − 135.3 · C + 470.9 · D
(5)
+537.5 · A2 + 1.224 · B2 + 14.03 · C2 + 145.7 · D2
The effects of each parameter associated with their levels on Sc and Fe concentration are graphically
presented in Figures 1 and 2.
C Fe = -6751 − 2687 ⋅ A +? 92.5 ⋅ B − 135.3 ⋅ C + 470.9 ⋅ D
(5)
+537.5 ⋅ A 2 + 1.224 ⋅ B 2 + ? 4.03 ⋅ C 2 + ? 45.7 ⋅ D 2
The effects of each parameter associated with their levels on Sc and Fe concentration7 ofare
Minerals 2019, 9, 236 13
graphically presented in Figures 1 and 3.
Since higher S/N ratio is better for obtaining higher Sc concentration, the optimum leaching
Since higher
conditions for Sc canS/Nbe ratio
drawnis better
from for obtaining
Figure 2, where higher Sc concentration,
the numerical value of the the optimum
maximumleachingpoint at
conditions
each factor corresponds to the optimized value of Sc concentration according to experimental at
for Sc can be drawn from Figure 3, where the numerical value of the maximum point each
design
factor corresponds
[62]. Concerning to the
factor A optimized value the
(Acid molarity), of Sc concentration
maximum according
S/N ratio (20.80)toisexperimental
obtained at 6 design
M (level[62].
3).
Concerning
Similarly, forfactor A (Acid(Factor
Temperature molarity), theS/L
B) and maximum S/N ratio
ratio (Factor C) the(20.80)
maximum is obtained
values of at S/N
6 M ratio
(levelalso
3).
Similarly, for Temperature (Factor B) and S/L ratio (Factor C) the
appear at level 3, meaning 21.65 corresponding to 85 °C and 22.38 corresponding to 30%, maximum values of S/N ratio also
appear at levelThe
3, meaning 21.65 ◦ C and 22.38 corresponding to 30%, respectively.
respectively. maximum S/Ncorresponding
ratio output for to 85
Leaching time (Factor D) appears at level 2 with
The maximum S/N ratio output for Leaching time (Factor
20.00, being related to 4 hours. Therefore, the parameterization giving D) appears at levelthe 2 with 20.00, being
optimum related
BR leaching
to 4 h. Therefore,
conditions for Sc the parameterization
concentration is A3B3giving
C3D2 (6M,the optimum
85 C, 30%,
o BR4h).
leaching conditions for Sc concentration
is A3 B 3 C3 D2 (6M,
Scandium 85 ◦ C, 30%, 4h).
concentration in this case is predicted to be 16.4mg/L, while iron is estimated as
51,472Scandium
mg/L. Itconcentration
is clear that in thethis case is predicted
maximization of Sc to be 16.4mg/L,can
concentration whilebe iron is estimated
achieved with high as
51,472 mg/L.ofItiron
dissolution is clear thatexpense
at the the maximization of Sc
of selectivity. concentration
This is in agreementcan be achieved
with studieswith high dissolution
reporting that most
of iron at the expense
the scandium contentof selectivity.
is trapped in Thistheishematite
in agreementphasewith
[76]. studies
The optimumreporting that mostforofiron
conditions the
scandium content is trapped in the hematite phase [76]. The optimum
extraction can be deduced from the respective S/N plot (Figure 4), although in this case maximum conditions for iron extraction
can
S/N be deduced
values depictfromthethe respective
minimum S/N plot (Figure
concentration of iron,4), as
although
definedinbythis thecase maximum S/N model.
smaller-the-better values
depict the minimum concentration of iron, as defined by the smaller-the-better
The optimum BR leaching conditions for Fe are A1B1C1D1, corresponding to leaching for 1 hour at model. The optimum
BR leaching conditions for Fe are10%
A1 Bsolid-to-liquid ◦ C using 2M
25 °C using 2M sulfuric acid and 1 C1 D1 , corresponding
ratio. Irontoconcentration
leaching for 1inhthis at 25case is identical
sulfuric acid and 10%
to the measured valuesolid-to-liquid
for experiment ratio.No.1
Iron concentration
(see Table 3),inbeing this case
1271 is identical
mg/L, and to the measured
scandium is
value for
3.66 mg/L. experiment No.1 (see Table 3), being 1271 mg/L, and scandium is 3.66 mg/L.
It should be noted that the proposed optimal conditions refer only to the maximization of Sc
concentration.
concentration. Any Anyapplication
application parameters,
parameters, suchsuch
as costasanalysis for large-scale
cost analysis extraction or
for large-scale restrictions
extraction or
resulting
restrictionsfrom subsequent
resulting from purification
subsequent process, wereprocess,
purification not included in the
were not design of
included in the
the present
design ofstudy.
the
Instead,
present regression
study. Instead,analysis equationsanalysis
regression are suggested
equationsfor anyarerecommended
suggested for application conditions.
any recommended
In any case, the
application leaching In
conditions. behavior
any case, highly
thedepends
leachingon the chemical
behavior highlyand mineralogical
depends on thecomposition
chemical and of
the bauxite residue
mineralogical utilized.of the bauxite residue utilized.
composition
13
12
11
10
2 4 6 25 55 85 10 20 30 1 4 7
1. Effects
Figure 1. Effectsofofeach
eachparameter
parameter ((A)
((A) Acid
Acid molarity,
molarity, (B) Temperature,
(B) Temperature, (C) Solid-to-Liquid
(C) Solid-to-Liquid ratio
ratio (S/L),
(S/L), and (D) Leaching time) associated with their levels on Sc concentration.
and (D) Leaching time) associated with their levels on Sc concentration.
2 4 6 25 55 85 10 20 30 1 4 7
SN(
Signal-to-noise: Larger is better
Figure 2. Effects of each parameter ((A) Acid molarity, (B) Temperature, (C) Solid-to-Liquid ratio
(S/L),
Minerals and
2019, (D) Leaching time) associated with their levels on the statistical performance of S/N ratio8 of 13
9, 236
for Sc.
40000
35000
30000
25000
20000
15000
10000
2 4 6 25 55 85 10 20 30 1 4 7
Figure 2.
3. Effects
Effectsofofeach
eachparameter
parameter ((A)
((A) Acid
Acid molarity,
molarity, (B) (B) Temperature,
Temperature, (C) Solid-to-Liquid
(C) Solid-to-Liquid ratio
ratio (S/L),
(S/L),
Minerals
and and
2019,
(D) x(D)
FORLeaching
9,Leaching
PEER time) associated
REVIEW
time) associated withlevels
with their their levels on Fe concentration.
on Fe concentration. 8 of 13
22
21
20
19
18
17
16
2 4 6 25 55 85 10 20 30 1 4 7
Figure 3.
2. Effects
Effectsofofeach
eachparameter
parameter ((A)
((A) Acid
Acid molarity,
molarity, (B) (B) Temperature,
Temperature, (C) Solid-to-Liquid
(C) Solid-to-Liquid ratio
ratio (S/L),
(S/L), and (D) Leaching time) associated with their levels on the statistical performance of S/N
and (D) Leaching time) associated with their levels on the statistical performance of S/N ratio for Sc. ratio
for Sc.
-80
-85
-90
-95
2 4 6 25 55 85 10 20 30 1 4 7
Author Contributions: This work has been performed by the members of NTUA School of Chemical Engineering.
L.-A.T., T.L. performed the experiments and integrated ICP-OES measurements. P.G. and T.L. evaluated the data.
P.G., T.L. and L.-A.T. wrote the draft paper. K.H. corrected the draft paper. M.O.-P supervised the whole work,
and reviewed and corrected the paper.
Acknowledgments: The research leading to these results has been performed within the SCALE project and
received funding from the European Community’s Horizon 2020 Program (H2020/2014-2020), under Grant
Agreement no. 730105. The companies II-VI Inc. (Saxonburg, PA, USA) and MYTILINEOS S.A., formerly
Aluminum of Greece S.A. (AoG) are also gratefully acknowledged for their fruitful collaboration and cooperation
in the context of SCALE, as well as in previous joint projects.
Conflicts of Interest: The authors declare no conflict of interest. The results of this work have been derived in
the context of the SCALE project (Grant Agreement No. 730105) and the publication is in accordance with its
terms. The funding sponsors (EU/EASME) had no role in the design of the study, in the collection, analyses,
or interpretation of data, and in the writing of the manuscript.
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