.

2000 LT
Financial Trust Company, Inc.
EIN # 66 - 0567418
JUN
30 .
GOV
BALANCE SHEET
December 31, 1999 CORPORATIONS OF ICEREC IVED
ASSETS 24,472 ,690

LIABILITIES 898 , 779

STOCKHOLDER ' S EQUITY

Common Stock and Paid in Capital 300, 000
Retained earnings 23,273 , 911

23, 573,911

LIABILITIES AND STOCKHOLDER

' S EQUITY 24,472, 690

STATEMENTOF INCOME
Year Ended December31, 1999

REVENUES 43, 965,458

EXPENSES 264, 268

NET INCOME $ 43,701,190

STATEMENT OF CHANGES IN RETAINED EARNINGS

Year Ended December 31, 1999

BEGINNING RETAINED EARNINGS

NET INCOME 43, 701,190
DIVIDEND DISTRIBUTIONS (20,427,279)

ENDING RETAINED EARNINGS $ 23, 273, 911

 Financial Trust Company , Inc
EIN # 66 -0567418
BALANCESHEET
December31
, 2000

CASH $ 83, 682 149

INVESTMENTS 101,643, 311

FIXED ASSETS 555, 875

OTHER ASSETS 1, 090, 097

TOTAL ASSETS $ 186,971,432

ACCOUNTS PAYABLE 90 , 101

OTHER LIABILITIES 2, 862, 561

2 , 952,662

STOCKHOLDER' S EQUITY

Common Stock and Paid -in- Capital 88, 279, 478

Retained earnings 95 ,739,292
184,018.770

TOTAL LIABILITIES AND STOCKHOLDER ' S EQUITY $ 186, 971

,432

STATEMENT
OF INCOMEANDRETAINEDEARNINGS

Year Ended December 31, 2000

InvestmentIncome $ 30, 746,043

FeeIncome 44, 296, 405

Totalrevenues 75 , 042 ,448

General and administrative expenses 1, 271,258

Investment
expenses 1, 305, 809

Total expenses 2 ,577, 067

NET INCOME 72, 465, 381

BEGINNINGRETAINEDEARNINGS 23,273, 911

ENDING RETAINED EARNINGS $ 95 ,739, 292

 FINANCIAL TRUST COMPANY INC .

EIN # 66- 0567418

BALANCESHEET
December31, 2001

CASH
2002 JUN 27 A : 46, 968,234

INVESTMENTS CORPCRATIONS 179, 004 ,937

FIXED ASSETS 437 ,151

OTHER ASSETS 114,013

TOTAL ASSETS $ ,524,334

ACCOUNTSPAYABLE 20 ,460

OTHER LIABILITIES 1 , 534, 007

1,554, 467

' S EQUITY
STOCKHOLDER

Common stock and paid in capital 66 ,827 ,613

Retained earnings 158, 142,255
224 , 969,868

TOTAL LIABILITIES AND STOCKHOLDER ' S EQUITY 226,524,334

STATEMENT OF INCOME AND RETAINED EARNINGS

Year ended December 31, 2001

Investmentincome 20,995 ,777

Fee income 46 ,842, 367

Totalrevenues 67,838 , 144

Generaland administrativeexpenses 1,649, 037

Investment expenses 3, 786 , 144

Totalexpenses 5 ,435,

NET INCOME 62, 402, 963

BEGINNING RETAINED EARNINGS 95 ,739,292

ENDING RETAINED EARNINGS 158, 142 ,255

 2004 LT
JUN
.
GOV
FINANCIAL TRUST COMPANY , INC .
EIN # 66 -0567418
30 .
CORPORATIONS
BALANCE SHEET
December 31, 2003
RECEIVED
CASH AND CASH EQUIVALENTS $ 60
INVESTMENTS 335,
FIXED ASSETS 357, 117
OTHER ASSETS 75, 899

TOTAL ASSETS 395, 646

ACCOUNTSPAYABLE 8, 906

LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED 554 489

TOTAL LIABILITIES 563, 395

STOCKHOLDER ' S EQUITY

Common stock and paid in capital 28 ,797,888

Retained earnings 366, 285, 135
395 , 083, 023

TOTAL LIABILITIES AND STOCKHOLDER ' S EQUITY 395 ,646 ,418

STATEMENT OF INCOME AND RETAINED EARNINGS

Year ended December31, 2003

Fee income 58 , 954 , 853

Investmentincome 34 282,912

Totalrevenues 93,237 ,765

Investmentexpenses 1, 480 ,406

General and administrative expenses 1, 806,023

Total expenses 3, 286 429

NET INCOME 89, 951

, 336

BEGINNING RETAINED EARNINGS 276, 333, 799

ENDING RETAINED EARNINGS 366 ,285 , 135

 FINANCIAL TRUST COMPANY, INC.
EIN # 66 -0567418
BALANCE SHEET
December 31, 2004

CASH AND CASH EQUIVALENTS 157, 181,657

INVESTMENTS 405, 285, 955

FIXED ASSETS 363, 332

OTHER ASSETS 383,762

TOTAL ASSETS 563,214 , 706

ACCOUNTS PAYABLE 9 ,753

LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED 75 , , 397

LIABILITIES ON REPURCHASE AGREEMENTS ,978, 000

TOTALLIABILITIES
87, 714, 150

STOCKHOLDER' S EQUITY

Common stock and paid in capital 764,808

Retained earnings 474,735, 748
475, 500, 556

TOTAL LIABILITIESAND STOCKHOLDER

' S EQUITY

STATEMENTOF INCOMEAND RETAINEDEARNINGS

.
Year ended December 31, 2004
1
:
39
Fee income * 104, 052

Investmentincome 73,581
,555

Total revenues 126,685,607

Investmentexpenses 16 , 018, 008

Generaland administrative expenses 2 , 216, 986

Total expenses 18, 234, 994

NET INCOME 108, 450, 613

BEGINNING RETAINED EARNINGS 366,285, 135

ENDINGRETAINEDEARNINGS 474, 735, 748

 05 - 14 - : 26
Fax from

FINANCIAL TRUST COMPANY , INC

EIN # -0567418
BALANCESHEET
December31
,

CASH AND CASH EQUIVALENTS 24 682 ,395

RECEIVABLES 55, 225

INVESTMENTS 473 416 997

FIXED ASSETS 310 , 207

OTHER ASSETS 11,099.

TOTAL ASSETS 509, ,

ACCOUNTS PAYABLE 956

LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED 33. 788 422

DUE TO BROKER 43,404

TOTAL LIABILITIES 33,832,781

STOCKHOLDER
' S EQUITY

Common stock and paid in capital , ,

Retalned earnings .
475 731,808.

TOTALLIABILITIESAND STOCKHOLDER
' S EQUITY 509 , 590

STATEMENT OF INCOME ANDRETAINED EARNINGS

Year ended December 31, 2005

Fee income 30, 879, 815

Investmentincome
56 854 920

Totalrevenues 87 734 735

Investment expenses 42 103

Generaland administrativeexpenses 2. 149,835

Total expenses 44 253 483

NET INCOME
43, 481252

BEGINNINGRETAINEDEARNINGS 474,735, 748

Less DISTRIBUTIONS
43, 250 000
ENDING RETAINED EARNINGS , 967 000
 FINANCIAL TRUST COMPANY
, INC.
EIN # 66 - 0567418
BALANCE SHEET
December 31, 2006

CASH AND CASH EQUIVALENTS 55, 700, 201

RECEIVABLES 72, 092

INVESTMENTS 303, 000, 394

INVESTMENTIN SUBSIDIARY 117, 067, 882

FIXED ASSETS 316, 672

OTHER ASSETS 11050 ,034

TOTAL ASSETS 487, 207,275

ACCOUNTSPAYABLE 2 , 434

LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED 11 465

DUE TO BROKER 43, 404

STOCKSUBSCRIPTIONPAYABLE 1,000

TOTAL LIABILITIES 11231

, 303

STOCKHOLDER
' S EQUITY

Common stock and paid in capital

Retained earnings 475 , 165
.
LT
475, 975,

TOTAL LIABILITIES AND STOCKHOLDER ' S EQUITY 487 207, 276

STATEMENTOF INCOME AND RETAINED EARNINGS

36
RECEIVED
Year ended December 31, 2006

Fee income 65, 984, 969

Investment
income 8 ,051, 002

Totalrevenues 74, 035, 971

Investment expenses 1, 954, 568

General and administrative expenses 1, 337 ,238

Total expenses 3 , 291

, 806

NETINCOME 70 744, 165

BEGINNING RETAINED EARNINGS 474 , 967, 000

Less: DISTRIBUTIONS 70, 500 , 000

ENDINGRETAINEDEARNINGS 475, 211, 165

 FINANCIAL TRUST COMPANY, INC.
EIN # 66 - 0567418
BALANCE SHEET
December31, 2007

CASH AND CASH EQUIVALENTS 4 ,732 , 504

INVESTMENTS 278, 443, 231

INVESTMENTIN SUBSIDIARY 133,395, 223

FIXEDASSETS 337, 839

OTHERASSETS 59, , 409

TOTAL ASSETS 476,580, 206

ACCOUNTS PAYABLE 79
TOTAL LIABILITIES

STOCKHOLDER' S EQUITY

Common stock and paid in capital 764 ,808

Retained earnings 475, 815 , 319
476 ,580, 127

TOTAL LIABILITIES AND STOCKHOLDER ' S EQUITY 476 , 580, 206

2008
JUN LT
STATEMENTOF INCOME AND RETAINED EARNINGS

30 GOV
Year ended December31, 2007

.
Fee income

CORPORATIONS RECEIVED
Investment
income

Total revenues

Investment expenses 233,615

General and administrative expenses 1, 452 ,706

Total expenses 1,686, 321

NET INCOME 49,333, 154

BEGINNING RETAINED EARNINGS 475 ,211, 165

Less: DISTRIBUTIONS , 729, 000

ENDING RETAINED EARNINGS 475 ,815 ,

 FINANCIAL TRUST COMPANY, INC .
EIN # 66 - 0567418

BALANCE SHEET
As of December 31, 2008

CASH AND CASH EQUIVALENTS 145, 493 041

ACCOUNTSRECEIVABLE 5 040 ,548

RELATEDINVESTMENTS 57,717 ,468

INVESTMENT IN SUBSIDIARY , 165, 001

PROPERTYAND EQUIPMENT, netof depreciation 308, 736

OTHER ASSETS 14 ,495 , 336

TOTAL ASSETS 364220,

ACCOUNTS PAYABLE 8 . 972

TOTALLIABILITIES 8 ,972

STOCKHOLDER
' S EQUITY

Common stock and paid in capital 764 ,808

Retained earnings 363, 446 ,350
364,211, 159

TOTAL LIABILITIES AND STOCKHOLDER' S EQUITY 364, 220, 131

STATEMENT OF INCOME AND RETAINED EARNINGS

For the year ended December 31, 2008
JUN .
2009 LT
Fee income

Relalated
investment
income

Other related losses

CORPORATION RECEIVED
Totalrevenues ( 95, 446,771)

expenses 3, 440, 476

General and administrative expenses 1, 981,721

Totalexpenses 5, 422, 197

NET LOSS ( 100, 868, 968 )

RETAINED EARNINGS, beginning ofyear 475 , 815, 319

Less: DISTRIBUTIONS 11500,000

RETAINED EARNINGS, end of year 363, 446 , 350

 FINANCIAL TRUST COMPANY , INC .
EIN # 66 - 0567418
BALANCE SHEET
As of December 31, 2009

CASH AND CASH EQUIVALENTS $ 134, 328, 728

ACCOUNTS RECEIVABLE 55 417

RELATED INVESTMENTS 53,631

, 852

INVESTMENTIN SUBSIDIARY 131, 432, 881

PROPERTY AND EQUIPMENT, net of depreciation 289, 829

OTHER ASSETS 14, 495, 336

TOTAL ASSETS 334, 234 043

ACCOUNTS PAYABLE 23, 400

TOTALLIABILITIES
23, 400

STOCKHOLDER
' S EQUITY

Common stock and paid in capital 764,808

Retained earnings 333 ,445 ,836

TOTAL LIABILITIES AND STOCKHOLDER' S EQUITY 334, 234 043

STATEMENTOF INCOME AND RETAINED EARNINGS

For the year ended December 31, 2009
.
Fee income

Relalated investment losses (11,014 238)

Other relatedlosses

Total revenues 10, 914, 238)

Investment expenses 6 , 752

Generaland administrativeexpenses 1, 767, 524

Total expenses 1,774,276

NET LOSS (12,688, 515 )

RETAINED EARNINGS, beginning ofyear 363, 446, 350

Less: DISTRIBUTIONS 17, 312, 000

RETAINEDEARNINGS
, end ofyear 333, 445, 836
 FINANCIALTRUST COMPANY, INC.
EIN # 66 - 0567418
BALANCE SHEET
As of December 31, 2010

CASH AND CASHEQUIVALENTS 28, 173,321

. 80

ACCOUNTS RECEIVABLE 1,455,637.30

RELATED INVESTMENTS 126 ,843, 024

INVESTMENTIN SUBSIDIARY 114, 453,570

PROPERTYAND EQUIPMENT
, net of depreciation 340,673

OTHER ASSETS 3, 889, 312

TOTAL ASSETS 275 , 155,539

ACCOUNTSPAYABLE 845

LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED 920,000

TOTAL LIABILITIES 920,845

STOCKHOLDER S EQUITY

Common stock and paid in capital 764 , 808

Retained earnings 469, 886
274, 234,694

TOTAL LIABILITIES AND STOCKHOLDER' S EQUITY 155, 539

STATEMENT OF INCOME AND RETAINED EARNINGS

For the year ended December31, 2010

12
Fee income

Relalated investmentlosses
51 18, 008,043)
Total revenues ( 17, 908, 043)

Investment
expenses 5, 365, 105

General and administrative expenses 2, 124,682

Total expenses 7, 489,787

NET LOSS (25 , 397,830 )

RETAINED EARNINGS, beginning ofyear 333, 445, 836

Less: DISTRIBUTIONS 34, 578, 120

RETAINED EARNINGS, end of year 273 , 469, 886

 FINANCIALTRUSTCOMPANY
, INC.

EIN # 66 - 0567418
BALANCE SHEET
As of December 31, 2011

CASH AND CASH EQUIVALENTS 29 ,608 ,037

ACCOUNTSRECEIVABLE 3, 743,963

RELATED INVESTMENTS 109,811, 863

INVESTMENTIN SUBSIDIARY 97, 110019

PROPERTY AND EQUIPMENT, net of depreciation 304, 946

OTHER ASSETS 4 ,095, 397

TOTAL ASSETS 244,674, 225

ACCOUNTS
PAYABLE 18, 109

LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED 441,517

TOTAL LIABILITIES 459,626

STOCKHOLDER ' S EQUITY

Common stock and paid in capital 764, 808

Retained earnings 243,449,791
244,214 ,599

TOTALLIABILITIESAND STOCKHOLDER
' S EQUITY 244,674, 225

STATEMENTOF INCOME AND RETAINED EARNINGS

Forthe yearendedDecember31, 2011

Fee income 100, 000

2012
Relalated investmentlosses (9,228,140)
Total revenues ( . 128,140)

Investmentexpenses 806 495

Generaland administrativeexpenses 460

Totalexpenses 3 441, 954

NETLOSS ( 12 , 570 , 094 )

RETAINED EARNINGS , beginning of year 273, 469, 886

Less: DISTRIBUTIONS 17 , 450,000

RETAINEDEARNINGS
, end ofyear 243,449,791
 FINANCIAL TRUST COMPANY, INC
EIN #
BALANCESHEET
Asof December31, 2012

CASH AND CASH EQUIVALENTS 29, 428 , 408

ACCOUNTS RECEIVABLE

RELATED INVESTMENTS 105 ,787,562

INVESTMENTIN SUBSIDIARY 72,238, 145

PROPERTYAND EQUIPMENT
, net ofdepreciation 732

OTHER ASSETS 4, 070,632

TOTAL ASSETS 211

, 789,480

ACCOUNTS PAYABLE 1 ,230

LIABILITIESON SECURITIESSOLD NOT YET PURCHASED 1, 263 , 226

TOTALLIABILITIES 1, 456

STOCKHOLDER'S EQUITY

Common stock and paid in capital 764 ,808

Retained earnings 209, 760 216
210 525

TOTALLIABILITIESAND STOCKHOLDER
' S EQUITY 211, , 480

2013
LT
STATEMENTOF INCOME AND RETAINED EARNINGS

For the year ended December 31, 2012 .

Fee 27 GOV
.
Relalated investmentlosses

Totalrevenues
COR-PORATIONS
(12,277 257)

Investmentexpenses 58,
Generaland administrative expenses 1 , 291

Totalexpenses 1, , 799

NET LOSS ( 13, 994 055 )

RETAINED EARNINGS, beginning ofyear 243, 449,791

Less: DISTRIBUTIONS 19, 695 ,520

RETAINED , end ofyear 209, , 216

 Southern Trust Company
, Inc
EIN # -0779861
BALANCE SHEET
As of December 31, 2012

CASH 1, 000

TOTAL ASSETS
$

STOCKHOLDER' S EQUITY

Paid in capital stock 1,000

Additional in capital 28,624
Accumulated deficit ( 27,624)
1,000

TOTAL LIABILITIES AND STOCKHOLDER ' S EQUITY 1, 000

2013
JUN
.
STATEMENT OF INCOME AND RETAINED EARNINGS
Forthe year ended December31, 2012 27
CO-RPORATIONS PM RECEIVED
Income

3 OFFICE
Totalrevenues STT
Generaland administrativeexpenses 28, 624

Total expenses 28 ,624

NET LOSS
(28,624)

RETAINED EARNINGS, beginning of year 1,000

Accumulated deficit, end of year ( 27 ,624)

 Southern Trust Company, Inc
EIN # 66 - 0779861
BALANCE SHEET
As of December 31, 2013

CASH $ 43, 204, 291

INVESTMENTS 6 , 128 668

INVESTMENT IN SUBSIDIARY 149, 176 ,706

FIXED ASSETS 36 ,679

OTHER ASSETS 217

TOTAL ASSETS $ 198 ,546, 562

ACCOUNTS PAYABLE 20 261

LIABILITIESON SECURITIESSOLD NOTYET PURCHASED 165, 874

TOTAL LIABILITIES 186, 136

STOCKHOLDER' S EQUITY
Paid in capital stock 1, 000
Additional paid in capital 140, 632,627
Retained earnings 57 ,726, 799
198, 360, 426

TOTAL LIABILITIES AND STOCKHOLDER' S EQUITY 198, 546, 562

STATEMENT OF INCOME AND RETAINED EARNINGS

For the year ended December 31, 2013

Fee income 51, ,000

Relalated investment losses (

Income from subsidiary 572,703
Total revenues 59, 523,732

General and administrative expenses 1,769, 308

Totalexpenses 1,769, 308

NET INCOME 57,754, 423

ACCUMULATED DEFICIT, beginning of year ( 27 ,624)

RETAINED EARNINGS, end of year 57,726,799

 Southern Trust Company , Inc
EIN # 66 -0779861
BALANCE SHEET
As ofDecember 31, 2014

CASH $ 90 , 800, 807

INVESTMENTS
7, 795 , 584

INVESTMENT IN SUBSIDIARY 242,629, 146

FIXED ASSETS 305 684

OTHER ASSETS 14, 841

TOTAL ASSETS $ 341,546 , 062

ACCOUNTS PAYABLE 2,353

LIABILITIES ON SECURITIES SOLD NOT YET PURCHASED

TOTAL LIABILITIES 2 353

STOCKHOLDER' S EQUITY
Paid in capital stock 1.000
Additional paid in capital 232, 135 641
Retained earnings 109,407,068
341,548,709

TOTAL LIABILITIES AND STOCKHOLDER' S EQUITY 341,546 062

STATEMENTOF INCOMEAND RETAINEDEARNINGS

For the year ended December 31, 2014

Fee income
70,000, 000

Relalated investment losses 298 ,685

Incomefrom subsidiary
- 15, 091 964

Total revenues 55 , 206 ,721

Generaland administrative expenses 3, 526 452

Totalexpenses 3,526,452

NET INCOME 51,680,269

RETAINED EARNINGS, beginning of year 57, 726 ,799

RETAINED EARNINGS, end of year 109, 407, 068

 Southern Trust Company, Inc.
EIN # 66 -0779861
BALANCE SHEET
As of December 31, 2015

CASH $ 113, 987,756

INVESTMENTS 27,490, 266

INVESTMENTIN SUBSIDIARY 248 , 546 , 705

FIXED ASSETS 488 , 922

OTHER ASSETS 1, 464, 841

TOTAL ASSETS $ 978,490

ACCOUNTS PAYABLE 19 573

TOTAL LIABILITIES .GOV

LT
STOCKHOLDER S EQUITY 22 .
OF ICREECEIVED
Paid in capital 1, 000
Additional paid in capital 232 ,497
Retained earnings 159,460, 234
391, 958,

LIABILITIESAND STOCKHOLDER'S EQUITY 391

, 978,

STATEMENT OF INCOME AND RETAINED EARNINGS

For the year ended December 31, 2015

Fee income 54, 999,980

Related investment losses ,581

Incomefrom subsidiary 5 ,895, 337

Totalrevenues 61
, 863
, 898

General and administrative expenses 3 , 949, 981

Total expenses 3 , 949, 981

NET INCOME 57 ,913,917

RETAINED EARNINGS, beginning of year 109 407 ,068

Distributions ( 7 , 860 , 752)

RETAINED EARNINGS, end of year 159 460,234

 Trust Company , Inc.
EIN # 0779861
BALANCE SHEET
As of December 31, 2016

CASH $ 19010, 282

INVESTMENTS 76 609, 526

INVESTMENT IN SUBSIDIARY 258 , 719, 383

FIXED ASSETS 208, 062

OTHER ASSETS

2017
TOTAL ASSETS 580 , 371

GOV
ACCOUNTS PAYABLE

TOTAL LIABILITIES
ORATIONS RECEIVED
STOCKHOLDER' S EQUITY
Paid in capital stock 1,000
Additionalpaid in capital 224, 997,683
Retained earnings 134, 569, 177
359, 567,860

TOTAL LIABILITIES AND STOCKHOLDER ' S EQUITY 359,580,371

STATEMENT OF INCOME AND RETAINED EARNINGS

Forthe year ended December 31, 2016

Related investment losses 2 ,591

Income from subsidiary 14 115 694

Total revenues 16 , 707,228

Generaland administrative expenses 3 ,598, 285

Total expenses 3 ,598, 285

NETINCOME 13, 108, 943

RETAINED EARNINGS, beginning of year 159, 460,234

Distributions (38, 000,000)

RETAINED EARNINGS, end of year 134, 569, 177

 Southern Trust Company, Inc.
EIN # 66 - 0779861

BALANCE SHEET
As ofDecember 31, 2017

CASH 40 , 399, 078

INVESTMENTS
102, 770, 759

INVESTMENTIN SUBSIDIARY 244, 153, 227

FIXED ASSETS 182, 364

OTHER ASSETS 3 , 753 ,

TOTAL ASSETS 391, 258 ,547

ACCOUNTS PAYABLE
CORP 2 , 100

LOAN PAYABLE
JUN 30 , 500, 000

TOTAL LIABILITIES
RECEIVED 30, 502, 100

STOCKHOLDER' S EQUITY
Paid in capitalstock 1,000
Additional paid In capital 2, 248, 643
Retained earnings
Merger 183,198, 348
Accumulated 175, 308, 455
360 ,756 , 446

TOTAL LIABILITIES AND STOCKHOLDER S EQUITY 391, 258, 547

STATEMENTOF INCOMEAND RETAINED EARNINGS

For the year endedDecember31, 2017

Fee Income 8,000,000

Related investment losses 9 , 544, 836

Income from subsidiary 25 , 744, 256

Total revenues 43, 289,092

Generaland administrativeexpenses 2,549,814

Total expenses 2 , 549,814

NETINCOME 40,739,278

RETAINED EARNINGS, beginningofyear 134 569, 177

RETAINED EARNINGS, end of year 175, 308,455