Extracted Pages From The Origins of Grammar (Evidence From Early Language Comprehension) by Kathy Hirsh-Pasek and Roberta M. Golinkoff
Extracted Pages From The Origins of Grammar (Evidence From Early Language Comprehension) by Kathy Hirsh-Pasek and Roberta M. Golinkoff
Chapter 2
Theories of Language Acquisition
In chapter 1 we argued that Gold's (1967) machine language
learner was handicapped because it possessed no biased learning
mechanisms and it learned language in isolation without the
benefits of contextual cues. Although the learner needs both of
these factors, different theories of acquisition have been developed
that rely heavily either on the internal biases of the learner
(Chomsky 1965; Wexler and Culicover 1980; Light-foot 1989;
Bickerton 1984) or on how the learner might acquire grammar
through attention to contextual cues in the input language (Snow
1986; Bates and MacWhinney 1987). Although these theories are
perceived as quite distinct in the literature, there are common
threads that link them together. Upon analysis, these common
assumptions provide clues to the kinds of sensitivities that learners
might share when they approach the language-learning task. In this
way, theory can be used to guide the understanding of process.
This chapter is divided into four sections. In an attempt to make
language acquisition theory accessible to individuals who work in
other areas, we devote section 2.1 to introducing the uniqueness of
language and the phenomenon that current theories of acquisition
must explain, and we pose three questions that motivate this
review. Section 2.2 is further divided into two parts, corresponding
to two hypothetical families of theories of language acquisition.
Explication of each type of theory is followed by an evaluation. In
section 2.3 we collapse the dichotomies that appear to divide the
two families of theories, and in section 2.4 we revisit the three
questions. Our aim is to reach a compromise between what have
traditionally been called the nativistic and interactionist theories of
language acquisition. Although we lean slightly toward the
nativistic side of the debate (for reasons to be outlined here and in
the rest of the book), we believe that language acquisition is best
described through the dynamic
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interplay of a number of forces (the coalition model; see chapter 7).
Thus, in this chapter we seek to outline the assumptions that
theories of language acquisition share and the way in which the
studies to be presented in this book begin to address these
assumptions.
2.1
Language Acquisition and Theory in Linguistics
Some researchers have urged their colleagues to "hang loose!"
(Miller 1981) with respect to commitments to any particular theory
of grammar. Yet the first step in developing a theory of language
acquisition must be to specify what it is that the child must acquire.
Without a vision of the adult state, the questions that researchers
ask might lack precision and relevance. Thus, the researcher who
wishes to conduct a theory-based research program must be guided
by descriptions of the adult state, and such descriptions are theory
laden. The safest course, as Pinker (1984) has cogently argued, is
to study aspects of language that all theories of grammarregardless
of what else they doseem to agree on. For example, most theories
seem to have the "same small set of grammatical categories and
relations, phrase structure rules, inflectional paradigms, lexical
entries, lexical rules, [and] grammatical features" (p. 25). Studying
topics such as these fairly ensures that the researcher will avoid
"parochialism" or "impending obsolescence'' (p. 25) since,
whatever theory is currently in vogue, they are topics it will have to
ideal with.
In this book we have followed Pinker's (1984) advice with respect
to commitments to theories of language. Indeed, we have carried
his advice a step further and have also not committed ourselves to
any particular theory of language acquisition. Instead of making
such a commitment, we focus on questions that all theories must
address. Thus, this review is organized around three questions:
1. What is present when grammatical learning begins?
2. What mechanisms are used in the course of acquisition?
3. What types of input drive the language-learning system forward?
The first question is concerned with what the child brings to the
task of language learning. This includes cognitive, social, and
linguistic knowledge that may either be innate or originate in prior
learning. On the surface, theories identified as "nativistic" seem to
presuppose far more at the start than theories that emphasize how
the child makes use of the linguistic and nonlinguistic environment.
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The second question focuses on the actual processes that children
use to acquire language. For example, do children use domain-
general learning procedures that are common to, say, perception
and problem solving, or do they use domain-specific learning
procedures that are peculiar to language processing?
The third question asks what types of inputs drive the language-
learning system forward. Do children rely primarily on increasing
knowledge of social conventions as in the pragmatic account, or do
they perform increasingly sophisticated structural analyses of the
linguistic stream? Does the environment play a relatively large or a
relatively small role in assisting children to uncover the rules of
their native tongue?
Whether explicitly or implicitly, all theories of language
acquisition presuppose their own answers to these questions.
Before we look at the various answers, however, the problem of
language acquisition, or what must be learned in the first place,
needs to be described in more detail. In what follows we outline a
general view of the nature of language and what is necessary to
acquire a language. In so doing, we provide readers whose own
research may be outside the area of language acquisition with a
brief introduction to these issues (for a fuller treatment see Fletcher
and Macwhinney 1995 and Ingram 1989, for example).
Among the insights about language that are widely accepted by
both linguists and acquisition theorists are that all languages
comprise (1) units at a number of levels that encode meaning (e.g.,
words, phrases, and clauses) and (2) relations or ways of arranging
those units to express events and relationships. Languages are also
hierarchically organized. Units at one level (e.g., phrases) are
embedded in units at a higher level (e.g., clauses). Thus, any theory
of acquisition must account for how children become sensitive to
the types of units that exist and to the relations or arrangements of
these units in their native language. Only with these sensitivities
could children work toward achieving adult competency.
All theories of grammar and of acquisition presuppose that words
are the basic building blocks of language, despite the fact that
words are composed differently in different languages. For
example, in languages like Chinese and English, words carry
relatively few grammatical markers and may consist of a single
morpheme. In a sentence such as "You saw me," each word serves
a separate grammatical function. To say the same thing in a
language such as Imbabura Quechua, a speaker uses a single word
containing much grammatical information:
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riku- wa- rka- nki
see first person object past second person subject
Thus, a single word in Imbabura Quechua can be composed of a
rich combination of affixes and stems that carry much of the
linguistic burden that is expressed by separate words in languages
like English. From a psychological perspective, one might
speculate that languages that contain mostly separate wordlike
units are easier for children to acquire than the so-called
agglutinative languages that "paste" together different grammatical
elements into a single word. The actual data on children acquiring
these languages, however, suggest otherwise. Regardless of the
properties of the language, the milestones of acquisition seem to
occur at about the same ages around the world (Lenneberg 1967;
Slobin 1985a, b).
Despite differences in the way languages use words to transmit
grammatical content, the words in all languages fall on a
continuum that ranges from what are referred to as "open-class"
words to what are referred to as "closed-class" words.
Prototypically, open-class words bear content (e.g., "chair,''
"psychology," "think") and closed-class or "function" words (e.g.,
pronouns, articles, and prepositions) contain no content, in the
traditional sense, but rather serve as operators to signal different
meaning relations and grammatical units. Closed-class items are
essential for specifying the architecture of the phrases within
sentences. In general, across languages, children acquire open-class
words, which label the objects and actions in their environment,
before they acquire the closed-class words, which carry more
abstract meanings (Brown 1973; but see Nelson 1973 for some
strategic differences in children's early vocabulary).
Across all languages, the open-class words may be further
subdivided into a finite set of "form classes" such as "nouns,"
"verbs," "adjectives," and "adverbs." Not all languages contain all
these categories, but all choose from this limited set (see Greenberg
1963; Comrie 1981). In all languages where acquisition has been
studied, the preponderance of children's first words appear to come
from the class of nouns (Gentner 1983; but see Bloom, Tinker, and
Margulis, in press; Nelson, Hampson, and Shaw 1993), although
one need not claim that children are aware of these adult
designations for grammatical categories. Indeed, nouns even appear
first in languages such as Korean that are characterized by much
noun ellipsis and that have verbs in sentence-final position (Au,
Dapretto, and Song 1994). These form class units in turn provide
the core for larger
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constituents such as noun phrases (e.g., "the big red book") and
verb phrases (e.g., "jumped happily"). All grammatical theories
attempt to account for the composition of phrases and clauses.
In sum, to learn a language, a child must first find the units that
compose that language. Although languages seem to draw
universally from the same finite set of units, the child faces a
somewhat different task in uncovering what these units are
depending on the language to be learned. Nonetheless, all children
in the second year of life show evidence of having found the units
used for grammar building by the way in which they begin with the
smallest unit (words) and gradually create phrase- and then clause-
sized units.
With regard to the relations between words, languages also share a
number of common features. Of these, the most important is that
languages are "structure dependent" (Chomsky 1972) rather than
"serial-order dependent." This means that " . . . knowledge of
language depends on the structural relationships in the sentence
rather than on the sequence of items'' (Cook 1989, 2). This fact has
a number of implications for language acquisition. For example,
even though the subject and the verb may be separated by a
variable number of words, children must be able to find these
elements in order to create agreement between them (e.g., "John,
the boy next door, works for . . ."). Thus, children must be able to
find the units in their particular language and detect which units are
structurally dependent on what other units in that language. This in
turn involves recognizing the hierarchical structure of the language
and learning what grammatical devices (e.g., word order,
inflectional markings, or tones) the language uses to create various
types of syntactic units.
Structure dependency is best illustrated by the simple example of
questions in English. For instance, the structure of "Will John
come?" implies that questions are formed by inverting the second
word in the parallel declarative sentence, in this case "John will
come." However, such a rule quickly runs into trouble since it
would generate ungrammatical questions like "Sister John's will
come?" This simple example demonstrates that inverting the word
in any particular position in a sentence could never work; what
counts is the type of word involved.
Syntactically speaking, "will" is an auxiliary. Perhaps the rule of
question formation involves movement of the auxiliary. But this
generalization is not specific enough. Consider a sentence with a
relative clause, such as "The man who will come is John." "Will"
and "is" are both auxiliaries. Which one should be moved? Moving
the first auxiliary, "will," yields the
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ungrammatical question "Will the man who come is John?"
Moving the second auxiliary, "is," yields the acceptable question
"Is the man who will come John?" Jumping to the conclusion that
moving the second auxiliary is the correct rule also runs up against
any number of counterexamples. The answer is that in English, the
auxiliary from the main clauseand not from the relative clauseis the
one that is moved. Thus, any movement in a sentence must take
syntactic categories (such as main and relative clause, subject of
the sentence, object of the sentence) into account and not the order
of the words. Rules of question formation in English (or any other
language) must be described with respect to the grammatical
structure of the sentence, not the serial order of the words.
How children become aware of the syntactic categories over which
the rules are written in language is a continuing topic of debate in
theories of language learning (see Pinker 1984). Although children
generally don't learn how to identify these categories consciously
until perhaps a 7th-grade grammar class, their linguistic behavior
(such as question formation, subject-verb agreement, and numerous
other phenomena) illustrates that syntactic categories must be
unconsciously present at least by the time they are using four- and
five-word sentences. The question for acquisition researchers is
when and how such grammatical concepts enter the child's
linguistic armamentarium. At least by age 3, children do not appear
to violate rules for structure dependency (Crain and Nakayama
1987).
In sum, the question of how learners acquire the units and relations
of their native language is the question of how they learn language.
Acquisition involves becoming sensitive to linguistic structures,
not just to the serial order of the words. Theories of acquisition
must therefore account for how learners acquire linguistic units and
linguistic rules.
2.2
Two Varieties of Language Acquisition Theories:
Sketches of a Field
Despite the fact that theories of language acquisition are relatively
immature, the current theories provide a starting point from which
to consider how language learning gets off the ground. For the
purposes of this discussion, theories of language acquisition will be
classified into two families defined broadly by their commitment to
what the child brings to the task, the processes used to acquire
language, and the input considered central for acquisition. As in
any exercise of this sort, "shoehorning" a theory into a family may
do some violence to the details of that theory.
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Table 2.1 Distinction among the major theories
THEORY TYPE
Inside-out Outside-in
Initial structure Linguistic Cognitive or social
Mechanism Domain-specific Domain-general
Source of structure Innate Learning procedures