.

Database Check ‐ GREEN

CF‐CASE‐392611‐DBC
Database Check Extensive New
Comments No Matches Found
Verified By Online Verification
Verified Date 02 JUN 2021

Database Checked Status

Law Enforcement
ALBANIA ‐ ALASP ‐ Albanian State Police
Individuals and entities investigated, indicted or wanted by the Albanian State Police (ASP) for corruption, organised crime‐ No Record
related actions or other serious criminal offences.
ANTIGUA & BARBUDA ‐ OFFICE OF NATIONAL DRUG & MONEY LAUNDERING CONTROL POLICY ‐ ONDCP
Investigations led by the Antigua & Barbuda Office of National Drug & Money Laundering Control Policy (ONDCP) for No Record
narcotics, money laundering and financial crimes and proceeds of crime.
BOSNIA AND HERZEGOVINA ‐ BACBH ‐ Court of Bosnia and Herzegovina
Individuals and entities convicted for corruption and/or organised crime‐related actions or other serious criminal offences by No Record
the Court of Bosnia and Herzegovina.
BOSNIA AND HERZEGOVINA ‐ BAPO ‐ Prosecutor's Office of Bosnia and Herzegovina
Individuals and entities investigated or indicted for corruption and/or organised crime‐related actions or other serious No Record
criminal offences by the Prosecutor's Office of Bosnia and Herzegovina
BRAZIL ‐ DPO DE INVESTIGACOES SOBRE NARC. ‐ DENARC
No Record
Notices issued by the Department of Narcotics Investigation, Brazil.
CANADA ‐ CAALERT ‐ Alberta Law Enforcement Response Teams
No Record
Press Releases issued by the Alberta Law Enforcement Response Teams for World‐Check relevant crimes.
CANADA ‐ CACBSA ‐ Canada Border Services Agency
Press releases issued by the Canada Border Services Agency (CBSA) published on the Government of Canada web site
No Record
relating to enforcement of the Immigration and Refugee Protection Act in Canada and listing of wanted individuals that are
the subject of an active Canada‐wide arrest warrant, issued pursuant to the Immigration and Refugee Protection Act.
CANADA ‐ CALPS ‐ London Canada Police Service
List published by the London Police Service (LPS) in Canada of individuals investigated and/or arrested for narcotics crimes No Record
and other World‐Check relevant crimes.
CANADA ‐ CASQ ‐ Surete Du Quebec
No Record
Press releases ‐ warnings from foreign authorities and notice concerning illegal public soliciting of funds.
CANADA ‐ CAUPAC ‐ Quebec Permanent Anti‐Corruption Unit.
Law enforcement action relating to corruption and investigations of influence‐peddling and collusion in the Canadian province No Record
of Quebec.
CANADA ‐ CFSEU ‐ Special Enforcement Units
No Record
News Releases issued by Combined Forces Special Enforcement Unit for World‐Check relevant crimes.
CANADA ‐ POLICE SERVICE, TORONTO ‐ TPS
No Record
News Releases issued by the Toronto Police Services for World‐Check relevant crimes.
CANADA ‐ PRPS ‐ Reg. Police Service, Peel.
No Record
Media Releases and Most Wanted notices issued by Peel Regional Police for World‐Check relevant crimes.
CANADA ‐ RCMP
No Record
News Releases and Most Wanted notices issued by Royal Canadian Mounted Police for World‐Check relevant crimes.
CANADA ‐ REG. POLICE SERVICE, YORK ‐ YRPS
No Record
News Releases issued by the York Regional Police Services for World‐Check relevant crimes.
CHINA ‐ CNCCDI ‐ Central Commission for Discipline Inspection
Individuals listed by the Central Commission for Discipline Inspection of the Communist Party of China (CCDI) within the
Ministry of Supervision as wanted or press releases related to high level government officials and SOE executives who are No Record
under investigation for violations of discipline and the law and related allegations of corruption, bribery and other economic
crimes.
CHINA ‐ CNCCDI‐WANTED ‐ Central Commission for Discipline Inspection ‐ Most Wanted
Individuals listed by the Central Commission for Discipline Inspection of the Communist Party of China (CCDI) as wanted in No Record
the Sky Net Operation, who fled abroad on allegations of corruption, bribery and other economic crimes.
COLOMBIA ‐ COPGO ‐ Prosecutor Generals Office of Colombia
List of individuals and entities dismissed from office, banned or suspended from holding public office or fined by the No Record
Prosecutor General Office of Colombia (Procuraduria General de la Nacion ‐ PGO).
COLOMBIA ‐ COPOL ‐ Colombian National Police
No Record
List of individuals wanted by the National Police of Colombia (Policia Nacional de Colombia).
COTE DIVOIRE ‐ CIPLCC ‐ Ivory Coast Platform Combating Cyber Criminality
Individuals involved in or wanted by the Ivory Coast Police for cybercrime activities as published by the Platform Combating No Record
Cyber Criminality (Plateforme de Lutte Contre la Cybercriminalite ‐ PLCC) of the Ivory Coast Ministry of State and Interior.
 .

Database Checked Status

EU ‐ EUMW ‐ Europe's Most Wanted
Wanted notices published by European law enforcement authorities in cooperation with Europol as published on a dedicated No Record
website (www.eumostwanted.eu) for Europe's Most Wanted Fugitives.
GEORGIA ‐ INVESTIGATION SERVICE GEORGIA ‐ GEISG
Press releases issued by the Investigation Service of The Ministry of Finance of Georgia (GEISG) on individuals and entities No Record
indicted or investigated for corruption and/or financial crime offences.
GEORGIA ‐ TBILISI CITY COURT ‐ GETCC
Individuals and entities indicted by the Tbilisi City Court in Georgia on charges of corruption and/or organised crime or other No Record
financial crime offences.
HUNGARY ‐ HUPOL ‐ Hungarian Police Wanted
No Record
Wanted notices issued by the Hungarian Police.
INDIA ‐ CENTRAL BUREAU OF INVESTIGATION ‐ CBII
No Record
Includes CBII most wanted list and World Check relevant press releases.
INDIA ‐ INDIAN NATIONAL INVESTIGATION AGENCY ‐ INNIA
Wanted List and releases on terrorism, arms trafficking, counterfeit currency syndicates and other criminal cases issued by No Record
the National Investigation Agency (NIA), part of the Ministry of Home Affairs of Government of India.
INDIA ‐ INNCB ‐ India Narcotics Control Bureau
List of individuals published in the Drug Situation Reports (DSR) issued by the Narcotics Control Bureau (NCB) of India of No Record
offenders arrested on charges of contravention of the Narcotic Drugs and Psychotropic Substances Act.
INDIA ‐ INWCCB ‐ India Wildlife Crime Control Bureau
Court judgements, wanted list and list of entities and individuals (exporters and importers) involved in wildlife trafficking in
No Record
violation of the Indian Wildlife Protection Act 1972, CITES and Foreign Trade Policy as published by the Wildlife Crime Control
Bureau (WCCB) of India.
INTERPOL
INTERPOL ‐ International Police Organisation. This keyword includes Interpol Red Notices, United Nations Security Council No Record
Special Notices, news releases.
IRELAND ‐ RECEIVER OF REVENUE ‐ IEREV
No Record
Press releases including notices of prosecutions, seizures and defaulters.
JAPAN ‐ JPSIA ‐ Public Security Intelligence Agency
List published by the Japanese National Intelligence Agency (PSIA), administered by the Japanese Ministry of Justice, of No Record
entities and individuals considered by the PSIA to be involved in terrorist activities.
JAPAN ‐ NATIONAL POLICE AGENCY ‐ DESIGNATED BORYOKUDAN ‐ JNPA‐DB
No Record
List of groups designated as Boryokudan (organised crime) groups.
KAZAKHSTAN ‐ KZFINPOL ‐ Kazakhstan Financial Police
Wanted notices issued against individuals wanted by the Kazakhstan Agency for Civil Service Affairs and Countering No Record
Corruption (Formerly known as Financial Police) for economic and corruption crimes.
KAZAKHSTAN ‐ KZKFM ‐ Kazakhstan Financial Monitoring Committee
Individuals and entities listed by the Committee of Financial Monitoring (KFM) of the Republic of Kazakhstan being connected No Record
with terrorism.
KENYA ‐ ETHICS AND ANTI CORRUPTION COMMISSION ‐ KEEACC
Law enforcement action taken by the Ethics and Anti‐Corruption Commission (EACC) of Kenya against individuals and entities, No Record
including investigations and indictments for corruption and economic crimes.
KENYA ‐ KEODPP ‐ Kenyan Director of Public Prosecutions
Individuals and entities investigated or indicted for corruption and/or organised crime‐related actions or other serious No Record
criminal offences by the Office of the Director of Public Prosecutions of Kenya (KEODPP).
KYRGYZSTAN ‐ KGFINPOL ‐ Kyrgyzstan Financial Police
Wanted notices issued against individuals wanted by the Kyrgyzstan Agency for Civil Service Affairs and Countering No Record
Corruption (Financial Police ‐ FINPOL) for economic and corruption crimes.
KYRGYZSTAN ‐ KYRGYZSTAN FINANCIAL INTELLIGENCE SERVICE ‐ KGFIU
International and National List issued by the State Financial Intelligence Service of Kyrgyzstan (FIU) of individuals and entities No Record
involved in terrorist and extremist activities or the proliferation of weapons of mass destruction.
MALAYSIA ‐ MYMACC
Arrests, charges and convictions of individuals and organisations for violating anti‐corruption laws and regulations in No Record
Malaysia.
MALTA ‐ MALTA FINANCIAL INTELLIGENCE ANALYSIS UNIT ‐ MLFIAU
Notices published by the Malta Financial Intelligence Analysis Unit (FIAU) related to orders issued by the Maltese courts of No Record
criminal jurisdiction in terms of the Prevention of Money Laundering Act and Criminal Code.
MAURITIUS ‐ MUICAC ‐ Mauritius Independent Commission Against Corruption
Cases related to corruption and bribery brought to a court of law by the Mauritius Independent Commission Against
No Record
Corruption (ICAC), including cases pending before District, Intermediate and Supreme Court and summary of judgements
and rulings of those courts.
MEXICO ‐ MXPGR ‐ Mexican Prosecutors General Offices
List of wanted fugitive persons issued by the various Prosecutors General Offices (Procuraduria General de la Republica or No Record
PGR) in Mexico
MOLDOVA ‐ MDMAI ‐ Ministry of Internal Affairs of Moldova
Individuals wanted by the Ministry of Internal Affairs of Moldova (MAI) for corruption and/or organised crime‐related No Record
actions or other serious criminal offences.
NEW ZEALAND ‐ SERIOUS FRAUD OFFICE ‐ SFONZ
No Record
Media releases relating to serious fraud investigations and prosecutions.
NIGERIA ‐ NDLEA ‐ NATIONAL DRUG LAW ENFORCEMENT AGENCY
Wanted persons and press releases published by the National Drug Law Enforcement Agency (NDLEA) of Nigeria relating to No Record
law enforcement action against individuals for offences relating to illicit narcotics trafficking.
NIGERIA ‐ NGICPC ‐ Independent Corrupt Practices Commission
Wanted persons, press releases and court cases published by the Independent Corrupt Practices and Other Related Offences No Record
Commission (ICPC) of Nigeria relating to law enforcement and prosecution of corruption offences.
NIGERIA ‐ NIGERIAN ECONOMIC AND FINANCIAL CRIMES COMMISSION ‐ NGEFCC
Press Releases and Most Wanted notices issued by the Nigerian Economic and Financial Crimes Commission for World‐Check No Record
relevant crimes.
PAKISTAN ‐ PAKISTAN FEDERAL INVESTIGATION AGENCY ‐ PKFIA
No Record
Most Wanted list issued by Pakistan Federal Investigation Agency (FIA) for Most Wanted Terrorists and Human Traffickers.
Database Checked Status
PAKISTAN ‐ PKATAAL ‐ Pakistan Anti Terrorism Act Activists List
National list of alleged activists of terrorist organisations released by the Federal Investigative Agency (FIA) of Pakistan
No Record
pursuant to the 4th Schedule of the Anti Terrorism Act 1997 whose physical movement and financial activity the Pakistan
government monitors and/or controls.
PHILIPPINES ‐ OFFICE OF THE OMBUDSMAN ‐ PHOMB
Officials and employees in the public sector investigated or prosecuted by the Office of the Ombudsman (OMB) of the No Record
Philippines for corruption or graft related crimes.
ROMANIA ‐ RODNA ‐ Romanian National Anti‐corruption Directorate
Press releases and news issued by the Romanian National Anticorruption Directorate (Directia Nationala Anticoruptie No Record
(DNA)) on individuals and entities investigated or indicted for corruption‐related actions.
ROMANIA ‐ ROIGPR ‐ General Inspectorate of Romanian Police
Press releases and communiques issued by the General Inspectorate of Romanian Police (Inspectoratul General al Politiei No Record
Romane (IGPR)) on individuals wanted, investigated or indicted for serious financial criminal offences.
ROMANIA ‐ ROMANIAN ORGANISED CRIME & TERRORISM INVESTIGATION DIRECTORATE ‐ RODIICOT
Press releases issued by the Romanian Organised Crime and Terrorism Investigation Directorate (Directiei de Investigare a
No Record
Infractiunilor de Criminalitate Organizata si Terorism or DIICOT) on individuals , entities, groups or associations investigated,
wanted or indicted for terrorism, crimes against the security of the state and organised crime‐related actions.
ROMANIA ‐ ROPGO ‐ Romanian Prosecutor General Office
Press releases issued by the Romanian Organised Crime and Terrorism Investigation Directorate (Directiei de Investigare a
No Record
Infractiunilor de Criminalitate Organizata si Terorism or DIICOT) on individuals , entities, groups or associations investigated,
wanted or indicted for terrorism, crimes against the security of the state and organised crime‐related actions.
RUSSIAN FEDERATION ‐ RUPGO ‐ Prosecutor Generals Office Russian Federation
Press releases issued by the Russian Prosecutor General's Office and Military Prosecutor General's Office on individuals and No Record
entities investigated or indicted for corruption and/or organised crime‐related actions or other financial crime offences.
RUSSIAN FEDERATION ‐ RUSCRF ‐ Russian Federal Investigative Committee
Press releases issued by the Investigative Committee of the Russian Federation and Military Investigative Committee of the
No Record
Russian Federation (Sledstvenniy Comitet Rosiiskoy Federaciy ‐ SCRF) on individuals and entities investigated or indicted for
financial and related crimes.
RUSSIAN FEDERATION ‐ RUSSIAN FEDERAL DRUG CONTROL SERVICE ‐ RUFDCS
Wanted notices issued against individuals wanted by the Federal Drug Control Service of the Russian Federation for narcotic No Record
trafficking crimes and notices of conviction for narcotics trafficking and related crimes.
RUSSIAN FEDERATION ‐ RUSSIAN FEDERAL PENAL SERVICE ‐ RUFSIN
Individuals wanted by the Russian Federal Prison Authority (FSIN) for corruption and/or organised crime‐related actions or No Record
other serious criminal offences.
RUSSIAN FEDERATION ‐ RUSSIAN MINISTRY OF INTERNAL AFFAIRS ‐ RUMVD
Press releases issued by the Ministry of Internal Affairs of Russian Federation (Ministerstvo Vnutrennikh Del Rosiiskoy No Record
Federaciy ‐ MVD) on individuals and entities investigated, wanted or indicted for financial or organised crime and terrorism.
SAUDI ARABIA ‐ SAUDI MINISTRY OF INTERIOR MOST WANTED ‐ SAMOI
Most wanted list of terrorism suspects issued by the General Directorate of Investigation, Ministry of Interior of Saudi Arabia No Record
(MOI).
SERBIA ‐ BELGRADE APPELLATE COURT ‐ RSBAC
Individuals on trial or convicted for corruption and/or organised crime‐related actions, war crimes or other serious criminal No Record
offences by the Belgrade Appellate Court (BAC).
SERBIA ‐ RSVSB ‐ High Court of Serbia
Individuals investigated or indicted for corruption and/or organised crime‐related actions or other serious criminal offences by No Record
the High Court in Belgrade (Vishi Sud u Belgradu ‐ VSB).
SINGAPORE ‐ SINGAPORE CORRUPT PRACTICES INVESTIGATION BUREAU ‐ SGCPIB
Press releases issued by Singapore Corrupt Practices Investigation Bureau on companies and individuals charged and No Record
convicted of corruption and white collar crimes.
SLOVENIA ‐ SLOVENIAN GENERAL POLICE DIRECTORATE ‐ SIGPD
No Record
List of wanted persons issued by the General Police Directorate, Slovenia.
SOUTH AFRICA ‐ SOUTH AFRICAN POLICE SERVICE ‐ SAPS
Official press releases issued on the South African Police Service (SAPS) website on individuals and entities investigated, No Record
indicted or wanted for corruption and/or organised crime‐related actions or other serious criminal offences by the SAPS.
TAIWAN ‐ MINISTRY OF JUSTICE INVESTIGATION BUREAU ‐ MJIB
No Record
Wanted Notices issued by the Investigation Bureau of the Ministry of Justice for corruption, financial and narcotics crimes.
TAJIKISTAN ‐ TJFIU ‐ Tajikistan Financial Intelligence Unit
National list issued by the Financial Intelligence Unit (FIU) of the National Bank of Tajikistan of individual persons and legal No Record
entities who are connected with terrorism by Republic of Tajikistan decision.
TAJIKISTAN ‐ TJMVD ‐ Ministry of Internal Affairs of Tajikistan
Press releases issued by the Ministry of Internal Affairs of Tajikistan (MVD) on individuals and entities investigated or No Record
indicted for corruption, organised crime‐related actions or other serious criminal offences.
THAILAND ‐ THAI ANTI MONEY LAUNDERING OFFICE ‐ THAMLO
Watchlist issued by Anti Money Laundering Office (AMLO) of Thailand of Thai nationals that have been found to have been No Record
financing or supporting insurgency and terrorist activities.
TURKEY ‐ TRMOI ‐ Turkish Ministry of Interior ‐ Most Wanted Terrorists
Most Wanted Terrorists Lists (Red, Blue, Green, Orange and Grey notices) issued by the Turkish Ministry of the Interior on No Record
members of religious, political and separatist terrorist organisations.
UK ‐ CITY OF LONDON POLICE ‐ UKCOLP
No Record
Press Releases issued by the City of London Police for World‐Check relevant crimes.
UK ‐ HM CUSTOMS & EXCISE ‐ UK CUSTOMS
No Record
Press Releases UK Customs
UK ‐ METPOL ‐ Metropolitan Police
No Record
News Releases issued by the Metropolitan Police.
UKRAINE ‐ UAMVS ‐ Ukraine Ministry of Internal Affairs
Notices issued by the Ministry of Internal Affairs of Ukraine (MVS) on individuals wanted for corruption and/or organised No Record
crime‐related actions, crimes against the national security of Ukraine, or other serious criminal offences.
UNITED KINGDOM ‐ UK NATIONAL CRIME AGENCY ‐ UKNCA
Individuals subject to Serious Crime Prevention Orders, Financial Reporting Orders, Travel Restriction Orders and Ancillary No Record
Orders as published by the UK National Crime Agency (NCA)
Database Checked Status
USA ‐ DRUG ENFORCEMENT ADMIN. ‐ USDEA
Most Wanted and press releases issued by US Drug Enforcement Administration (Federal and State level) for World‐Check No Record
relevant crimes.
USA ‐ FBI
Most Wanted and press releases issued by the Federal Bureau of Investigation (Federal and State level) for World‐Check No Record
relevant crimes.
USA ‐ IMMIGRATION & CUSTOMS ENFORCEMENT ‐ ICE
No Record
Most Wanted and press releases issued by US Immigration and Customs Enforcement for World‐Check relevant crimes.
USA ‐ POSTAL INSPECTION SERVICE ‐ USPS
No Record
Most Wanted and press releases issued by US Postal Inspection Service for World‐Check relevant crimes.
USA ‐ US BUREAU OF INTERNATIONAL NARCOTICS AND LAW ENFORCEMENT ‐ USINL
No Record
Most Wanted notices issued by US Department of State Narcotics Rewards Program.
USA ‐ US MARSHALLS
No Record
Most Wanted and press releases issued by US Marshalls for World‐Check relevant crimes.
USA ‐ USATF ‐ Bureau of Alcohol Tobacco Firearms & Explosives
Press Releases and Most Wanted Notices issued by the US Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) for No Record
World‐Check relevant crimes.
USA ‐ USDOJ ‐ Dept. of Justice.
Most Wanted and press releases issued by US Department of Justice (Federal and State level) for World‐Check relevant No Record
crimes.
USA ‐ USSAG ‐ US State Attorneys General
Press releases issued by the various US State Attorneys General Offices for World‐Check relevant crimes and civil No Record
settlements.
Other Bodies
EC‐AIRPORT ‐ Embargoed Country or Region ‐ Airport
No Record
Airports located in embargoed countries or regions.
EC‐PRT ‐ Embargoed Country or Region ‐ Port
No Record
Sea ports located in embargoed countries or regions.
ECVES ‐ Embargoed Country or Region Maritime Vessel
Identifies all entries for vessels both sanctioned and non sanctioned which are connected to countries or regions subject to No Record
embargoes or sanctioned entities or individuals.
EMBARGOED COUNTRY AIRCRAFT ‐ ECAIR
No Record
Sanctions designated aircraft related to embargoed country.
INTERNATIONAL ‐ FIRSE‐WC ‐ Former Iran Sanctioned Entity World Check Data
The FIRSE‐WC keyword covers all entities and individuals that were formerly sanctioned in respect of various Iran sanctions
regimes where such sanctions were lifted following the Implementation Day (16 January 2016) of the Joint Comprehensive
No Record
Plan of Action (JCPOA). The keyword will be retained until the Termination Day ‐ the date on which the UN Security Council
resolution endorsing this JCPOA terminates according to its terms, which is to be 10 years from Adoption Day, provided that
the provisions of previous resolutions have not been reinstated or earlier should the Termination day be brought forward.
INTERNATIONAL ‐ INSAE‐WC ‐ International Sanctions Relevant Entity World Check Data
INTERNATIONAL SANCTIONS ASSOCIATED ENTITY WORLD‐CHECK DATA keyword: The INSAE‐WC keyword covers all entities
(not individuals) owned or controlled by or associated to a sanctioned (UN, EU, OFAC, UKHMT) country, individual or entity
within World‐Check. The INSAE‐WC keyword is designed only to assist World‐Check Users in checking for information
contained in the World‐Check database relating to entities allegedly owned, or controlled by or associated to a sanctioned
country, entity or individual. Users should perform their own due diligence on any entities highlighted under the INSAE‐WC No Record
keyword to verify the existence and/or nature of any relationship with a sanctioned country, entity or individual. All
information contained in profiles organized and structured under the INSAE‐WC keyword is based on the publically available
information World‐Check was able to source at the point in time that the profile is indicated to have been last updated.
World‐Check therefore makes no guarantees as to the accuracy or completeness of the information contained in profiles
organized under the INSAE‐WC keyword nor to the accuracy of any association highlighted by such keyword.

INTERNATIONAL ‐ IRAN‐WC ‐ Iran ‐ Relevant World‐Check Data

IRAN‐WC represents all of the Iran‐related data within World‐Check. IRAN‐WC data that has been organized and structured
under this new keyword conforms exclusively to World‐Check research guidelines and risk categories including corruption,
PEPs, sanctions designations, organized crime, proliferation of weapons of mass destruction, and terrorism. Designations No Record
made by the four most authoritative sanctioning bodies ‐ OFAC, HMT, EU, and UN ‐ that have an Iran link will now also have
the IRAN‐WC keyword added. The new keyword is designed to help clients screen for Iran‐related risk across World‐Check
risk categories with the click of a mouse.
INTERNATIONAL ‐ ISIS‐WC ‐ Islamic State ‐ Relevant World‐Check Data
The ISIS‐WC keyword categorises all of the data within World‐Check which makes reference to the Islamic State in Iraq and
No Record
the Levant/al‐Sham (ISIS/ISIL), for example, those reported to be ISIS/ISIL leaders, members, facilitators, financiers,
propagandists, foreign fighters and entities associated with ISIS/ISIL.
INTERNATIONAL ‐ RSSRE‐WC ‐ Russian Sectoral Sanctions Relevant Entity World‐Check Data
The RSSRE‐WC keyword covers all entities connected, related, associated, affiliated, linked to, owned, or controlled by
Russian OFAC (keyword UKR‐EO13662) and EU (EUFSR‐RUS) Sectoral Sanctioned companies within World‐Check. Data that
has been organized and structured under the RSSRE‐WC keyword conforms to the World‐Check Entity and State Owned
Enterprise research guidelines. The RSSRE‐WC keyword is designed only to assist World‐Check Users in checking for
information contained in the World‐Check database relating to entities which are related, linked, affiliated or associated to
entities which are subject to Russian Sectoral Sanctions. The RSSRE‐WC keyword is not intended and should not be construed
No Record
as a means of highlighting any list of majority owned or controlled entities which are automatically subject to Russian
Sectoral Sanctions. Users should perform their own due diligence on any entities highlighted under the RSSRE‐WC keyword to
verify the existence and/or nature of any relationship with a sanctioned entity. All information contained in profiles organized
and structured under the RSSE‐WC keyword is based on the publically available information World‐Check was able to source
at the point in time that the profile is indicated to have been last updated. World‐Check therefore makes no guarantees as
to the accuracy of the information contained in profiles organized under the RSSRE‐WC keyword nor to the accuracy of any
affiliation highlighted by such keyword.
JAPAN ‐ JAPAN ANTI SOCIAL FORCES ‐ JP‐ASF
Dataset of all profiles that qualify under the Law Concerning Prevention of Unjust Acts by Organized Crime Groups (Anti‐
No Record
Boryokudan Law). This keyword is a value adding feature; compiled and managed by World‐Check. This keyword does
not correspond to any available/ published list.
UK ‐ BBA ‐ British Banker's Association ‐ Tag List (Temporary)
No Record
Special Keyword at client's request.
URUGUAY ‐ BCUPEP ‐ Central Bank of Uruguay ‐ PEP List
No Record
Central Bank of Uruguay's identified PEP list.
Regulatory Enforcement
ADB ‐ Asian Development Bank
Notices issued by Asian Development Bank declaring firms and individuals ineligible to participate in ADB‐financed activity No Record
for committing fraudulent or corrupt acts as defined by ADB's Anticorruption Policy.
AFDB ‐ African Development Bank ‐ Debarred Entities
Debarred Entities which have been or may be declared ineligible for contracts financed by the African Development Bank No Record
Group.
ARGENTINA ‐ ACNV ‐ Argentinean National Securities Commission ‐ Comision Nacional De Valores.
Resolutions issued by the Argentinean Directorate of the National Securities Commission listing entities required
immediately to cease activity of public negotiations and financial intermediary of stocks and securities, as well as warning No Record
notices to cease actions as financial intermediary or to warn the public of entities not authorized to operate in the
Argentinean Stock Market.
ARGENTINA ‐ ARINAES ‐ National Institute Of Associativism And Social Economy
Entities whose authorisation to operate in Argentina has been suspended by the National Institute of Associativism and Social
No Record
Economy (Instituto Nacional de Asociativismo y Economia Social ‐ INAES) for violation of the INAES Resolutions No 5586/12
and No 5588/12 related to the prevention of money laundering and terrorism financing.
Database Checked Status
ARGENTINA ‐ ARUIF ‐ Argentine Financial Information Unit
Individuals and entities fined by the Financial Information Unit of Argentina (Unidad de Informacion Financiera ‐ UIF) for
No Record
breach of legal duties to prevent money laundering and terrorist financing contained in the Laws 25.246, 26.268 and
Resolutions.
ARGENTINA ‐ ASSN ‐ Superintendence of Insurance of the Nation ‐ Superintendencia De Seguros De La Nacion
List of dealers unauthorized to operate as Insurance Brokers. Publication of a list of entities compelled to immediately cease No Record
activity of public negotiations and financial intermediary of stocks and securities.
AUSTRALIA ‐ ACCC ‐ Australian Competition and Consumer Commission
Press releases published by the Australian Competition & Consumer Commission decisions on unlawful conduct, cartel
No Record
conduct and misrepresenting of consumer rights resulting in fines/penalties, injunctions/restraints or proceedings/criminal
charges.
AUSTRALIA ‐ ANS‐TERR ‐ Australian National Security
No Record
Published list of Terrorist Organisation.
AUSTRALIA ‐ APRA ‐ Australian Prudential Reg. Authority
No Record
Media Releases, Disqualification Register.
AUSTRALIA ‐ ASIC ‐ Securities and Investments Comm
No Record
Published lists of unlicensed overseas companies, cold callers. Fraudulant List of fake regulators and exchanges.
AUSTRALIA ‐ ASIC‐ALERT ‐ Australian Securities and Investments Commission ‐ Investor Alert
Unlicensed companies listed by the Australian Securities & Investments Commission (ASIC) on MONEYSMART for making
unsolicited calls or sending emails about investing, financial advice, credit or loans and do not hold current Australian No Record
Financial Services (AFS) or Australian Credit licenses from ASIC as well as listings of so‐called international organisations that
are fake entities and no genuine government regulators exist under these names.
AUSTRALIA ‐ AUASX ‐ Australian Securities Exchange
No Record
Disciplinary Announcements against market, clearing and settlement participants for breaches of ASX's operating rules.
AUSTRALIA ‐ AUS‐ISEL ‐ Iran Specified Entities List
No Record
List of specified Iranian entities with which it is prohibited to do business without authorisation.
AUSTRALIA ‐ AUSTRAC ‐ Australian Transaction Reports and Analysis Centre
No Record
Published notices in respect of Anti‐Money Laundering and Counter‐Terrorism Financing Act 2006.
AUSTRALIA ‐ IND. COMM. AGAINST CORRUPTION ‐ ICACAUS
No Record
Investigation Publications and Current Investigation Reports issued by the Independent Commission Against Corruption.
AUSTRIA ‐ FMA ‐ Financial Market Authority
No Record
National and International warning notices in respect of Financial Organisations.
BAHAMAS ‐ BSSCB ‐ Bahamas Securities Commission
Enforcement Notices and Alerts issued by the Bahamas Securities Commission for violations of the Securities Industry Act and No Record
Investment Funds Act of the Bahamas.
BAHAMAS ‐ CENTRAL BANK WARNING NOTICES ‐ CBBW
Warning notices ‐ entities and individuals operating in breach of the Banks and Trust Companies Regulations Act, 2000, No Record
and/or other laws of The Bahamas.
BANGLADESH ‐ BDSEC ‐ Bangladesh Securities Exchange Commission
Orders and penalties issued by the Enforcement Department of the Bangladesh Securities Exchange Commission (BDSEC) No Record
against those who breach/violate securities laws.
BELARUS ‐ BYMNS ‐ Belarus Ministry of Taxes and Duties
Commercial Organisations and individuals identified to be allegedly involved in unlawful entrepreneurial activity, possible tax No Record
evasion and other unlawful activities.
BELGIUM ‐ CBF‐ Financial Services and Markets Authority ‐ FSMA (formerly CBF).
Warnings notices published by the Financial Services and Markets Authority of Belgium (FSMA ‐ formerly CBF or Comm. Banc. No Record
Et Financiere) from foreign authorities and notices concerning illegal public soliciting of funds.
BELIZE ‐ BZFSC ‐ Financial Services Commission ‐ Advisory Notices
No Record
Warning notices of unauthorised individuals and entities.
BELIZE ‐ CENTRAL BANK OF BELIZE ‐ WARNING NOTICES ‐ BZCB
No Record
Notices concerning unlicensed banks or financial institutions in Belize.
BERMUDA ‐ BMA ‐ Bermuda Monetary Authority
Press releases and Warnings on entities that are not incorporated or not licensed to conduct regulated financial services or No Record
business in Bermuda as issued by the Bermuda Monetary Authority (BMA).
BRAZIL ‐ BRBCB ‐ Brazil Central Bank
Individuals listed by the Brazil Central Bank (BCB) to be under Punitive Administration and prohibited from occupying No Record
positions of directorship or management in financial institutions.
BRAZIL ‐ BRCADE ‐ Brazil Competition Authority
Enforcement action taken by Brazil's Competition Authority (Conselho Administrativo de Defesa Economica ‐ CADE) against No Record
entities and individuals for infractions of anti‐trust regulations as set out by Brazil's Anti‐Competition Law.
BRAZIL ‐ BRCEIS ‐ National Registry of Ineligible and Suspended Companies
Consolidated list of companies and individuals declared ineligible or suspended on the Brazil National Registry of Ineligible
and Suspended Companies (Cadastro Nacional de Empresas Inidoneas e Suspensas ‐ CEIS) due to penalties and restriction No Record
orders imposed as maintained by the Office of the Comptroller General (Controladoria‐Geral da Uniao) and barred from
entering into contracts with the public administration.
BRAZIL ‐ BRCOAF ‐ Council for Financial Activities Control
Administrative sanctions imposed on Individuals and Entities for infractions of the Brazil Council for Financial Activities No Record
Control ( Conselho de Controle de Atividades Financeiras ‐ COAF) regulations and money launderings laws.
BRAZIL ‐ BRIRAC ‐ Brazilian Integrated Registry of Administrative Convictions
Administrative convictions published by the Integrated Registry for Unlawful Administrative Convictions (Cadastro Integrado
No Record
de Condenacoes por Ilicitos Administrativos (Cadicon)) for the maintenance of irregular accounts by public managers on
Municipal, State and National level in Brazil.
BRAZIL ‐ BRMTE ‐ Department of Labour Inspection ‐ Combating Forced Labour
Individuals and Entities listed by the Brazilian Ministry of Labour and Employment (Ministerio do Trabalho e Emprego ‐ MTE), No Record
Department of Labour Inspection, under the Forced Labour List who have not complied with Labour Legislations.
BRAZIL ‐ CVM ‐ Securities and Exchange Commission
Securities and Exchange Commission of Brazil (Comissao de Valores Mobilliarios ‐ CVM) Press Releases on Companies and
No Record
Individuals who are fined/penalized for fraudulent administration, insider trading and infractions, publications on
Administrative Sanctions and companies whose registrations have been suspended because of irregular activities.
Database Checked Status
BULGARIA ‐ BGCPC ‐ Commission for Protection of Competition
No Record
Fines imposed by Bulgarian Commission for Protection of Competition for unfair competition and monopolies.
BULGARIA ‐ BGFSC ‐ Bulgaria Financial Supervision Commission
No Record
Financial Services Warning Notices.
CANADA ‐ BDRQ ‐ Bureau de Decision et de Revision Quebec
Individuals and companies subject to restraint orders, barring orders, penalties, prohibitions in trade and Cease Trade Order No Record
decisions issued by the Bureau de Decision et de Revision Quebec.
CANADA ‐ CAAMF ‐ Autorite Des Marches Financiers
Warnings and enforcement actions instituted against individuals and entities for breaches of Quebec financial markets No Record
regulations.
CANADA ‐ CAASC ‐ Alberta Securities Commission
Enforcement actions taken by Alberta Securities Commission against individuals and companies for breaches of Alberta No Record
securities laws.
CANADA ‐ CACCB ‐ Canada Competition Bureau
Enforcement action notices published by Canada's Competition Bureau (CCB) relating to administration and enforcement of
No Record
the Canadian Competition Act which includes lists of penalties imposed by courts resulting from the Bureau's investigations,
as well as penalties imposed for international cartels and other enforcement actions of the Bureau.
CANADA ‐ CACRA ‐ Canada Revenue Agency
News releases issues by The Canada Revenue Agency (CRA) on cases of people, corporations, and trusts convicted in the No Record
courts for tax evasion or for failing to file income tax returns when required.
CANADA ‐ CADA ‐ Canadian Institute of Chartered Accountants ‐ Disciplined Accountants
Disciplinary Actions taken by Canadian Institutes of Chartered Accountants and Certified General Accountants Associations No Record
for breaches of rules and regulations.
CANADA ‐ CADL ‐ Canadian Law Society ‐ Disciplined Lawyers
No Record
Disciplinary Actions taken by Canadian Law Societies for breaches of rules and regulations.
CANADA ‐ CAEC ‐ Environment Canada
Enforcement Notifications published on the Government of Canada web site of successful prosecutions of World‐
No Record
Check relevant environmental crimes by the Federal Department of the Environment as published by Environment
Canada (EC) aimed at protection of the environment in Canada.
CANADA ‐ CAFCNB ‐ Financial Consumer Services Commission New Brunswick
Enforcement action notices published relating to provincial legislation regulating securities, insurance, pension, credit unions,
caisses populaires, trust and loan companies, co‐operatives as published by the Financial and Consumer Services Commission No Record
of New Brunswick (CAFCNB), including a caution list of individuals and entities not registered to trade in securities or to
provide investment advice in New Brunswick.
CANADA ‐ CAFIC ‐ Financial Institutions Commission of British Columbia
Enforcement proceedings taken by Financial Institutions Commission of British Columbia against individuals and entities for No Record
breaches of Financial Commission regulations.
CANADA ‐ CAMFDA ‐ Mutual Fund Dealers Association of Canada
Disciplinary action and enforcement proceedings taken against individuals and entities for breaches of Mutual Fund Dealers No Record
Association of Canada regulations.
CANADA ‐ CAMSC ‐ Manitoba Securities Commission
Enforcement proceedings taken by Manitoba Securities Commission against individuals and entities for breaches of securities No Record
laws.
CANADA ‐ CAN‐AN ‐ Advisory Notices.
Advisory notices issued by Office of the Superintendent of Financial Institutions ‐ Canada (includes FATF notices) entries not No Record
included on the Canadian sanctions list.
CANADA ‐ CANADIAN SEC. ADMIN. ‐ CEASE TRADE ORDERS ‐ CSA‐CTO
Cease Trade Orders issued by the Canadian Securities Administrators against individuals and entities, including revoked and No Record
expired CTO's.
CANADA ‐ CANADIAN SECURITIES ADMINISTRATORS ‐ ALERTS ‐ CSA‐ALERT
Alerts published by the Canadian Securities Administrators (CSA) on persons and/or companies who appear to be engaging in No Record
securities activities that may pose a risk to investors per CSA member bodies.
CANADA ‐ CANADIAN SECURITIES ADMINISTRATORS ‐ DISCIPLINED PERSONS ‐ CSA‐DP
No Record
Individuals named on CSA Disciplined Persons List who have been fined, face current disqualification terms or life bans.
CANADA ‐ CANBSC ‐ New Brunswick Securities Commission.
Caution List and Enforcement proceedings taken by New Brunswick Securities Commission against individuals and companies No Record
for breaches of New Brunswick securities laws.
CANADA ‐ CAOSC ‐ Ontario Securities Commission
Investor Warnings and enforcement proceedings taken by Ontario Securities Commission against individuals and companies No Record
for breaches of Ontario securities laws.
CANADA ‐ CARENA ‐ Quebec Enterprises Ineligible for Public Contracts
No Record
Entities listed as ineligible for public contracts following conviction for certain offenses.
CANADA ‐ CARQ ‐ Quebec Ministry of Revenue
Press releases issued by The Quebec Ministry of Revenue (Revenu Quebec) on individuals and entities allegedly involved in No Record
tax offenses, tax evasion, tax fraud and tax defaulters.
CANADA ‐ CASFSC ‐ Saskatchewan Financial Services commission
Cease Trade Orders and enforcement proceedings taken by Saskatchewan Financial Services Commission against individuals No Record
and entities for breaches of Saskatchewan securities laws.
CANADA ‐ FINANCIAL SERVICES COMMISSION OF ONTARIO ‐ CAFSCO
Enforcement action notices published by the Financial Services Commission of Ontario (CAFSCO) relating to provincial
legislation regulating insurance, mortgage brokering, credit unions, caisses populaires, trust and loan companies, including No Record
warning notices on individuals and entities relating to the regulated sectors that may be of concern to consumers and the
business community in Ontario.
CANADA ‐ FINANCIAL TRANSACTIONS REPORTS ANALYSIS CENTRE ‐ FINTRAC
Administrative penalties imposed on persons and entities for violations of the Proceeds of Crime (Money Laundering) and
No Record
Terrorist Financing Regulations as published by the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC),
as well as persons and entities reported by FINTRAC to be involved in activities violating said regulations.
CANADA ‐ IIROC ‐ Investment Industry Reg. Organisation of Canada
Consolidated Enforcement notices, hearings, media releases and enforcement decisions issued by the Investment Industry No Record
Regulatory Authority of Canada (IIROC) against individuals and entities for violations of IIROC Marketplace and Dealer Rules.
CANADA ‐ NSSC ‐ Nova Scotia Securities Commission
Enforcement proceedings taken by Nova Scotia Securities Commission against individuals and entities for breaches of Nova No Record
Scotia securities laws.
Database Checked Status
CANADA ‐ OSFI ‐ Bank Warning Notices
No Record
Warning notices relating to fraudulent and unlicenced financial institiutions.
CANADA ‐ QCSF ‐ Quebec Chambre De La Securite Financiere
Disciplinary Actions issued by Quebec Chambre de la Securite Financiere against individuals and entities which includes No Record
reprimands, temporary and permanent striking off the roll, fines and restitution orders.
CANADA ‐ SECBC ‐ British Columbia Securities Comm.
Enforcement orders issued for violations of the Securities Act including Disciplined Persons List, Investment Caution List, No Record
Hearings and News Releases.
CAYMAN ISLANDS ‐ MONETARY AUTH. ‐ CIMA
No Record
Notices include enforcements notices ‐ fraudulent websites, struck off or dissolved mutual funds / administrators.
CHILE ‐ CLSBIF ‐ Chilean Superintendency of Banks and Financial Institiutions
Entities and individuals fined by the Chilean Superintendency of Banks and Financial Institutions (Superintendencia de Bancos
No Record
e Instituciones Financieras) for violations of the governing laws them, and by‐laws or instructions legally issued by the
Superintendent of Banks.
CHILE ‐ CLUAF ‐ Chilean Financial Analysis Unit
Administrative sanctions and penalties issued against entities regulated by the Chilean Financial Analysis Unit (Unidad de
No Record
Analisis Financiero ‐ UAF) for breach of legal duties to prevent money laundering and terrorist financing according to the Law
19.913 and Circulars.
CHILE ‐ SVS ‐ Chilean Securities and Insurance Supervisor
List of entities and individuals fined by Superintendencia de Valores y Seguros (Chilean Securities and Insurance Supervisor)
No Record
for violations of financial regulations. List of individuals whose register of External Auditor has been cancelled or entities
whose authorization to operate has been revoked.
CHINA ‐ CSRC ‐ China Securities Regulatory Commission.
Penalties (warnings, fines and revocation of licenses) issued against individuals and entities for violating insurance No Record
regulations in China.
CHINA ‐ CIRC ‐ China Insurance Regulatory Commission.
Penalties (warnings, fines and revocation of licenses) issued against individuals and entities for violating insurance No Record
regulations in China.
CHINA ‐ CNSAT ‐ China State Administration of Taxation
Enforcement notices issued against entities and individuals by China's State Administration of Taxation (SAT) as being under
No Record
investigation or penalized for tax violations. The enforcement notices comprises compilations of penalization by Provincial
and Municipal level tax bureaus.
CHINA ‐ CNSSE ‐ SHANGHAI STOCK EXCHANGE
Enforcement action against companies and individuals for violation of the Rules Governing the Listing of Stocks on the
Shanghai Stock Exchange (SSE) under the supervision of the Chinese Securities Regulatory Commission (CSRC) discharging No Record
regulatory functions which includes criticism and public censure against individuals deemed by the SSE as individuals unfit for
serving as a director of a listed company.
CHINA ‐ CSRC‐ALERT ‐ China Securities Regulatory Commission ‐ Alert
Alerts published by the Chinese Securities Regulatory Commission (CSRC) of entities identified to be engaged in illegal No Record
activities in the securities and futures market.
CHINA ‐ PEOPLE'S BANK OF CHINA ‐ EASTERN TURKISTAN ISLAMIC MOVEMENT ‐ PBC‐ETIM
No Record
List of entries related to the Eastern Turkistan Islamic Movement.
COLOMBIA ‐ AMVC ‐ Autorregulador del Mercador de Valores
Disciplinary sanctions issued by the self regulator of the Colombian Stock Market (Autorregulador del Mercado de Valores) for No Record
violations of the regulations of the Colombian Stock Market in the form of expulsions, suspensions or fines.
COLOMBIA ‐ BVC ‐ Bolsa De Valores De Colombia
Disciplinary sanctions issued by the Colombian Stock Exchange (Bolsa de Valores de Colombia) for violations of the No Record
regulations of the Colombian Stock Market in the form of expulsions, suspension or fines.
COLOMBIA ‐ CDNE ‐ Colombian National Narcotics DIrectorate
List of entities managed by the Colombian National Directorate of Narcotics (Direccion Nacional de Estupefacientes de No Record
Colombia).
COLOMBIA ‐ COANLA ‐ National Authority of Environmental Licenses
List of entities sanctioned by the National Authority of Environmental Licenses of Colombia (Autoridad Nacional de Licencias
No Record
Ambientales ‐ ANLA) for offences relating to the laws, by‐laws and regulations of the environment and its protection
contained in Law No 1333 and related bodies.
COLOMBIA ‐ COCGR ‐ Comptroller Generals Office of Colombia
Individuals and entities found to be responsible for fiscal economic detriment as a result of loss, misappropriation or
No Record
inadequate public funds management by the Comptroller General's Office of Colombia (Contraloria General de la Republica ‐
CGR).
COLOMBIA ‐ COSFC ‐ Financial Superintendence of Colombia
Administrative actions, fines and final resolutions instituted against supervised entities, directors, stock market agents and
No Record
other individuals by the Financial Superintendence of Colombia (Superintendencia Financiera de Colombia) for violations
of financial legislation and/or internal regulations.
COLOMBIA ‐ COSIC ‐ Superintendence of Industry and Commerce
Individuals and entities sanctioned by the Colombian Superintendence of Industry and Commerce (Superintendencia de
No Record
Industria y Comercio ‐ SIC) for violation of example Consumer Protection Laws, Competition Protection Laws,
Industrial Protection Laws and Personal Data Protection Laws.
COSTA RICA ‐ CRSGV ‐ General Superintendence of Securities of Costa Rica
List of entries not authorised by the Costa Rican General Superintendence of Securities (Superintendencia General de
No Record
Valores (SUGEVAL)) to make public offerings of securities or other related services and entities fined by SUGEVAL for
violations of the Securities Market regulatory Law.
CURACAO ‐ BNA ‐ Central Bank of Curacao and Sint Maarteen ‐Bank Warning Notices
No Record
Published Warning Notices.
CYPRUS ‐ CSEC ‐ Cyprus Securities & Exchange Commission.
No Record
Published warning to investor notices from Cyprus Securities and Exchange Commission and from foreign regulators.
CZECH ‐ CZUOHS ‐ Czech Office for the Protection of Competition
Czech Competition Law violations and fines issued for distorting competition (cartel agreements, abuse of dominant position) No Record
and other illegal competition conduct published by the Office for the Protection of Competition of the Czech Republic.
CZECH ‐ SECURITIES COMM. ‐ CSC
No Record
Publishes international warnings in relation to unlicenced investment providers.
CZECH REPUBLIC ‐ CZECH NATIONAL BANK ‐ CONSUMER PROTECTION ‐ CZCNB
Warnings issued by the Czech National Bank, published under Consumer Protection, includes warnings against activities of No Record
companies providing financial services without a license from the Czech National Bank.
DENMARK ‐ FINANCIAL SUPERVISORY AUTHORITY ‐ DKFSA
No Record
Published warning notices of unauthorised individuals and entities.
 .

Database Checked Status

DOMINICA ‐ MIN OF FINANCE ‐ MFDOMINICA
No Record
THIS WEBSITE HAS DISCONTINUED
ECUADOR ‐ ECSBS ‐ Superintendence of Banks of Ecuador
Entities listed as unauthorized by the Superintendence of Banks of Ecuador (Superintendencia de Bancos del Ecuador ‐ SBS) to No Record
carry out business as financial providers, broker dealers, securities or investments intermediaries.
ECUADOR ‐ ECSCVS ‐ Superintendence of Companies Securities and Insurance
Entities fined by the Ecuador Superintendence of Companies, Securities and Insurance (Superintendencia de Compañías
No Record
Valores y Seguros ‐ SCVS) for violations to the Ecuador Stock Market Law and other resolutions issued by the National Stock
Council.
ESTONIA ‐ EEFI ‐ Estonian Financial Supervision Authority
Alerts issued by the Estonian Financial Supervision Authority (Finantsinspektsioon ‐ FI) on individuals and entities not No Record
authorized to provide financial services within the European Union.
EU ‐ ADVISORY NOTICE ‐ EU‐AN
No Record
Warnings or advisory notices issued by EU in relation to sanctions programmes.
EU ‐ BAN ON AIRLINES ‐ EUAC
No Record
Special action against airlines whose aircraft are deemed unfit to fly over European Countries.
EU ‐ EUROPEAN BANK FOR RECONSTRUCTION AND DEVELOPMENT ‐ EBRD
List of entities and individuals which are ineligible to become an European Bank for Reconstruction and Development No Record
Counterparty because they have engaged in Prohibited Practices as defined in EBRD Enforcement Policy and procedures.
EU ‐ EUROPEAN COMMISSION ‐ COMPETITIONS ‐ ECC
No Record
Final Antitrust and Cartel settlements, penalty and fine decisions published by European Commission on Competitions.
FATF ‐ Financial Action Task Force.
No Record
Country reports on establishement and ongoing development of AML/ CFT programmes.
FINLAND ‐ FINANCIAL SUPERVISORY AUTHORITY ‐ FIFSA
No Record
Published notices relating to warning lists and unlicensed providers.
FRANCE ‐ AUTORITE DES MARCHES FINANCIERS ‐ FRAMF
Includes warning notices of unauthorised individuals/entities and individuals/entities subject to enforcement action in No Record
violation of securities regulation.
FRANCE ‐ FRAC ‐ Autorite De La Concurrence
Regulatory fines issued by the French Competition Authority (Autorité de la Concurrence) for anticompetitive practices and No Record
price fixing.
GERMANY ‐ BAFIN
No Record
Warning Notices
GERMANY ‐ DEBKA ‐ German Federal Cartel Office
Enforcement action notices published by the German Federal Cartel Office (Bundeskartellamt ‐ BKA) relating to the
No Record
administration and enforcement of the Restraints of Competition Act which includes penalties imposed for abusive market
practices, international cartel formation and other enforcement action issued by the BKA.
GIBRALTAR ‐ FIN. SERVICES COMM. ‐ GIBFSC
No Record
Warning notices relating to bogus banks and other unauthorized entities.
GREECE ‐ GRHCMC ‐ Hellenic Capital Markets Commission
No Record
News releases
GREECE ‐ HELLENIC COMPETITION COMMISSION ‐ HCC
Press releases published by the Hellenic Competition Commission regarding their decisions on infringements resulting in No Record
fines and suspensions against individuals and entities.
GUERNSEY ‐ GFSC ‐ Financial Services Commission.
Notices pertaining to prohibitions issued by the FSC, Bogus Banks and other unauthorised financial institutions, warning No Record
notices and Public statements made under section11C of the FSC Law.
HONG KONG ‐ HKEX ‐ Hong Kong Stock Exchange
Enforcement action taken by the Hong Kong Exchange (HKEX) against companies and individuals for violation of the Rules No Record
Governing the Listing of Stocks, in the form of censures and criticisms.
HONG KONG ‐ HKFSC‐ALERT ‐ H K Sec. and Futures Comm.‐ Investor Alert.
No Record
Enforcement reports and listed entities operating in financial market.
HONG KONG ‐ HKMA WARNING ‐ HKMAW
No Record
Notices of fraudulent bank and entity websites.
HONG KONG ‐ HONG KONG MONETARY AUTHORITY ADVISORY NOTICE ‐ HKMA‐AN
No Record
Advisory notices notices includes FATF notices.
HONG KONG ‐ IND. COMM. AGAINST CORRUPTION ‐ ICACHK
No Record
Press releases and wanted notices issued by Hong Kong Independent Commission Against Corruption.
HONG KONG ‐ SEC. & FUTURES COMM. ‐ HKSFC
No Record
Published enforcement reports.
HUNGARY ‐ FINANCIAL SUPERVISORY AUTHORITY ‐ WARNING NOTICES ‐ HUFSA
No Record
Warning notices of unauthorised individuals and entities.
HUNGARY ‐ GVH ‐ Hungarian Competition Authority ‐ Gazdasagi Versenyhivatal
Court Decisions and Press Releases published by the Hungarian Competition Authority (Gazdasagi Versenyhivatal) relating to No Record
prosecutions and fines imposed by the Authority.
HUNGARY ‐ NATIONAL BANK OF HUNGARY ‐ HUMNB
Warnings issued by the National Bank of Hungary (Magyar Nemzeti Bank ‐ MNB) on entities not eligible to carry out certain
business activities, entities that do not have permit to operate in financial markets in Hungary and warnings on companies No Record
whose activities are designated as unauthorised according to Act 2001 on the Capital Market or by foreign supervisory
authorities.
Database Checked Status
INDIA ‐ COMPETITION COMMISSION OF INDIA ‐ INCCI
Press releases issued by the Competition Commission of India (CCI) regarding entities or individuals penalised or subject to
No Record
cease and desist orders for cartelisation and anti‐competitive trade practices, abusing dominant position in the market and
collusive bidding.
INDIA ‐ INTDL ‐ India Tax Defaulters List
Entities and individuals involved in Income or Corporate tax default as published by the Income Tax Department, Government No Record
of India.
INDIA ‐ MINISTRY OF HOME AFFAIRS ‐ BANNED TERRORIST ORGANISATIONS ‐ IMHA‐BTO
No Record
Ministry of Home Affairs ‐ published list of declared terrorist organisations under Unlawful Activities (Prevention) Act, 1967.
INDIA ‐ RESERVE BANK OF INDIA ‐ RBI
List financial institutions or entities that have had their license cancelled often as a result of insolvency or if they no longer No Record
wish to operate as a banking institution.
INDIA ‐ RESERVE BANK OF INDIA VANISHING NON‐BANKING FINANCIAL COMPANIES ‐ RBI‐NBFC
Non‐banking Financial Companies (NBFCs) listed for failure to register with the Reserve Bank of India and for other stipulated No Record
violations followed by impositions of penalties.
INDIA ‐ SECURITIES & EXCHANGE BOARD ‐ SEBI
No Record
Enforcement reports appearing on press releases issued by SEBI.
INDONESIA ‐ BAPEPAM ‐ Capital Markets & Fin. Institutions Supervisory Agency
Notices relating to revocation of business licenses and permits, suspensions of certificate of registration, sanctions and fines No Record
imposed on individuals and companies for violating financial and securities regulations in Indonesia.
INDONESIA ‐ IDOJK ‐ Indonesian Financial Services Authority
Regulatory enforcement action taken by the Indonesian Financial Services Authority (Otoritas Jasa Keuangan ‐ OJK) against
the Indonesian financial sector such as banking, capital markets, and non‐bank financial industry sectors, for non‐compliance No Record
with financial regulations, financial manipulation and embezzlement in financial service activities which include revocation of
licenses, fines, cease and desist orders and corrective orders.
INTER‐AMERICAN DEVELOPMENT BANK ‐ IDB
Notices issued by the Inter‐ American Development Bank, of firms and individuals sanctioned by the Bank making them No Record
ineligible to be awarded IDB‐financed contracts.
IRELAND ‐ CENTRAL BANK ‐ CBI
No Record
Issued warning notices prior to May 2003.
IRELAND ‐ IFSRA ‐ Financial Services Reg. Authority
No Record
Notices of unauthorised Firms and settlement agreements.
IRELAND ‐ OFFICE OF THE DIRECTOR OF CORPORATE ENFORCEMENT ‐ IEODCE
Press releases on Restricted or Disqualified Directors and Prosecutions carried out on Individuals and Companies for offences No Record
under the Irish Companies Act by the Office of the Director of Corporate Enforcement of Ireland (ODCE).
ISLE OF MAN ‐ FIN. SUPERVISION COMM. ‐ IOMFSC
No Record
Financial Services Warnings list public warning notices.
ISLE OF MAN ‐ FIN. SUPERVISION COMM. ‐ DISSOLVED COs ‐ IOMFSC‐D
No Record
Financial Services Commission publishes notices of dissolved companies.
ISLE OF MAN ‐ FIN. SUPERVISION COMM. ‐ STRUCK OFF COs ‐ IOMFSC‐S
No Record
Financial Services Commission publishes notices of companies struck off companies.
ISRAEL ‐ ANTITRUST AUTHORITY ‐ IAA
No Record
Action taken against Companies and Individuals for Market Price Fixing and Import Price Fixing.
ISRAEL ‐ ILITA ‐ Israel Tax Authority
Individuals and entities fined by the Israel Tax Authority Ransom Committee for violation of Income Tax, Customs and VAT No Record
Law.
ISRAEL ‐ ISRAEL MINISTRY OF FINANCE ‐ IMOF
Companies and individuals listed under the Trading with the Enemy Order issued by the Israeli Minister of Finance under
section 4 (2) of the Trading with the Enemy Ordinance, 1939, which currently defines the enemy as Iran under Article 4 (1) of No Record
the Trading with the Enemy Ordinance in light of the decisions in United Nations Security Council Resolutions 1737, 1747,
1803, and 1929.
ISRAEL ‐ ISRAEL MINISTRY OF JUSTICE ‐ GAMBLING LIST ‐ IMOJ‐GL
No Record
Israeli Ministry of Justice publishes a list of seemingly illegal gambling internet sites and bank accounts.
ITALY ‐ AGCM ‐ Autorita Garante Della Concorrenza E Del Mercato
Notices on decisions issued by the Italian Antitrust Authority (Autorita Garante della Concorrenza e del Mercatoon) regarding No Record
infringements resulting in fines against Individuals and Entities.
ITALY ‐ CONSOB ‐ National Comm. Borsa
No Record
Investor Warning Lists.
ITALY ‐ ITBDI ‐ Central Bank of Italy
Supervisory bulletins published by Banca d'Italia (Central Bank of Italy) listing companies and individuals who are fined for
No Record
fraudulent administration, insider trading and infractions, publications on administrative sanctions and companies whose
registrations have been suspended because of irregular activities.
JAMAICA ‐ FINANCIAL SERVICES COMMISSION ‐ JMFSC
No Record
Warning notices relating to unauthorised firms and individuals.
JAPAN ‐ JAPAN FINANCIAL SERVICES AGENCY ‐ JFSA
List of companies fined by JFSA for violating financial laws and warnings issued against unregistered Japanese and foreign No Record
companies, including suspension of operation and registration revocations.
JERSEY ‐ JFSC ‐ Financial Services Comm.
No Record
Notices relating to struck off companies and unauthorized financial entities.
KAZAKHSTAN ‐ KZAFN ‐ National Bank Financial Market and Organization Control and Supervision.
The Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of
Kazakhstan controls and supervise activities of banks, insurance companies, pension and investment funds, securities market
No Record
entities and credit bureaus, as well as protection of rights of consumers of financial services by implementing licence
suspensions or administrative fines for infringements, such as false accounting, money laundering and illegal funds
transactions.
KOREA, SOUTH ‐ KOREA FAIR TRADE COMMISSION ‐ KRFTC
Regulatory enforcement actions against price fixing, bid rigging and collusion issued by the Korea Fair Trade Commission No Record
which include surcharges, fines, cease and desist orders and corrective orders on anti‐competition violations.
LATVIA ‐ FINANCIAL AND CAPITAL MARKET COMMISSION ‐ LVFCMC
No Record
Investor warning notices regarding unauthorised financial concerns.
LATVIA ‐ LVCC ‐ Competition Council of Latvia
No Record
Fines imposed by the Latvian Competitions Council (Konkurences padome) for market manipulation and price fixing.
LITHUANIA ‐ CENTRAL BANK OF LITHUANIA ‐ WARNING NOTICES ‐ LTLCB
No Record
Warning notices relating to unlicensed companies including entries from the former Lithuanian Securities Commission(LSC).
LITHUANIA ‐ COMPETITION COUNCIL OF LITHUANIA ‐ LTCC
No Record
Fines imposed by the Lithuanian Competitions Council (Konkurencijos taryba) for market manipulation and price fixing.
LUXEMBOURG ‐ CSSFW ‐ Commission De Surveillance Du Secteur Financier ‐ Warning Notices
Warning notices issued by the Commission de Surveillance du Secteur Financier of Luxembourg (CSSF) on entities not
authorised to carry out certain business activities, entities that do not a have permit to operate in financial markets in No Record
Luxembourg and warnings on companies whose activities are designated as unauthorised by foreign supervisory authorities
or entities and individuals reported by the CSSF as suspected of illegal financial activities.
MALAYSIA ‐ BNM ‐ Bank Negara Malaysia
Financial fraud alerts, enforcement actions, investigations and press releases issued against illegal financial activities by No Record
individuals and entities.
MALAYSIA ‐ MSC ‐ Securities Commission
No Record
Investor Alert list of all entities unauthorized to provide financial services and fraudulent websites.
MALAYSIA ‐ MYBURSA ‐ Bursa Malaysia Berhad
Regulatory action or disciplinary announcements against market, trading, clearing and settlement participants for breaches of No Record
or non‐compliance with BURSA Malaysia's operating rules and listing requirements
MALTA ‐ MFSA ‐ Financial Services Authority
No Record
National and international warning in relation to unauthorised entities providing financial services.
MAURITIUS ‐ MUFSC ‐ Mauritius Financial Services Commission
Press releases and communiques issued by the Financial Services Commission of Mauritius on companies penalized for No Record
irregular activities, license revocations and warnings against unlicensed entities.
MEXICO ‐ BANXICO ‐ Central Bank of Mexico
Sanctions imposed by the Central Bank of Mexico (Banco de Mexico ‐ BANXICO) on financial intermediaries for violations of No Record
the Banco de Mexico Law, of the Law for Transparency and Order of Financial Services and of the Law for Credit
Institutions.
MEXICO ‐ CNBV ‐ Mexican National Banking Securities Commission
List of entities and individuals fined for violations of the specific financial regulations or unauthorized by the National No Record
Banking and Securities Commission of Mexico (Comision Nacional Bancaria de Valores) to raise funds from the public.
MEXICO ‐ CONDUSEF ‐ Comision Nacional Para La Proteccion Y Defensa De Los Usuarios De Servcios Financieros
List of financial entities fined by the Mexican National Commission for the Protection and Defence of the Financial Services
Users (Comision Nacional para la Proteccion y Defensa de los Usuarios de Servicios Financieros ‐ Condusef) for failure to No Record
comply with the Law for Transparency and Order of Financial Services, the Law on Credit Institutions and the Law for the
Regulation of the Credit Information Companies.
MEXICO ‐ MEXICAN PUBLIC FUNCTION SECRETARIAT‐ MXSFP
Lists issued by the Mexican Public Function Secretariat (Secretaria de la Funcion Publica ‐ SFP) of bidders, suppliers and
contractors precluded from government contracts with offices and/or entities of the Federal Public Administration of Mexico No Record
and the States' Governments due to fines and/or disqualifications issued by an internal control body of a government entity
and civil servants sanctioned for violations to the Federal Law of Transparency and Access to Public Government Information.
MEXICO ‐ MXCNSF ‐ Mexican Insurance and Surety National Commission
List of entities and individuals fined, suspended and/or licenses revoked by the Mexican Insurance and Surety National No Record
Commission (Comision Nacional de Seguros Y Fianzas) for violations of financial legislation and/or internal regulations.
MEXICO ‐ MXSAT ‐ Mexican Tax Administration Service
Taxpayers (individuals and/or entities) listed by the Tax Administration Service (Servicio de Administracion Tributaria ‐ SAT) of
No Record
Mexico as sentenced for tax offences and/or listed as taxpayer with alleged simulated operations and/or involved in issuing
false invoices (facturas apocrifas).
NETHERLANDS ‐ AFM ‐ Autoriteit FinancieIe Markten
Lists relating to 1) unlicenced institutions and persons offering securities services in the Netherlands, 2) institutions that are No Record
offering securities without issuing a prospectus and 3) warning notices issued by foreign supervisory bodies.
NEW ZEALAND ‐ COMPANIES OFFICE ‐ NZCO
Enforcement proceedings, convictions and director bans imposed by the Companies Office against individuals and entities for No Record
breaches of New Zealand companies and securities regulations.
NEW ZEALAND ‐ MIN. OF CONSUMER AFFAIRS ‐ NZMCA
No Record
THIS WEBSITE WILL NO LONGER RECEIVE OUR ATTENTION
NEW ZEALAND ‐ NEW ZEALAND COMMERCE COMMMISSION ‐ NZCOMC
Enforcement proceedings taken by New Zealand Commerce Commission against individuals and entities for misleading and No Record
deceptive conduct by traders.
NEW ZEALAND ‐ SECNZ ‐ Sec. & Exchange Comm.
No Record
Warning notifications in relation to fraudulent investments offered.
NICARAGUA ‐ NICARAGUA SUPERINTENDENCE OF BANKS ‐ NISIB
Entities fined by the Superintendence of Banks and Other Financial Institutions of Nicaragua (Superintendencia de Bancos y No Record
de Otras Instituciones Financieras De Nicaragua) for violations of financial legislation and/or internal regulations.
NIGERIA ‐ NGSEC ‐ Nigerian Securities and Exchange Commission
Enforcement proceedings taken by the Nigerian Securities and Exchange Commission against individuals and companies for No Record
breaches of securities laws.
NORWAY ‐ FINANCIAL SUPERVISORY AUTHORITY ‐ WARNING NOTICES ‐ NOFSA
No Record
Fraudulent banks and internet sites, also individuals purporting to be legitimate business persons.
PAKISTAN ‐ NAT. ACCOUNTABILITY BUREAU ‐ NAB
No Record
Fines, court orders and crime reports issued by the National Accountability Bureau.
PAKISTAN ‐ PKSEC ‐ Securities and Exchange Commission of Pakistan
Ban orders, suspensions and fines issued against individuals and entities for violating financial and securities regulations in No Record
Pakistan.
PANAMA ‐ CONAV ‐ National Securities Commission ‐ Comision Nacional De Valores
No Record
List of entities unlicensed to carry out business as a financial intermediary of securities or investments in or from Panama.
PANAMA ‐ SUPERINTENDENCY OF BANKS OF PANAMA ‐ SUPERINTENDENCIA DE BANCOS DE PANAMA ‐ SBP
Warning notices issued by the Superintendency of Banks of the Republic of Panama advising that the persons and/or No Record
companies included in the notices do not hold a banking license to engage in the banking business within and from Panama.
PARAGUAY ‐ NATIONAL SECURITIES COMMISSION OF PARAGUAY ‐ PYCNV
Warnings issued by the National Securities Commission (Comision Nacional de Valores de Paraguay) of entities unauthorised No Record
to carry out business of a financial intermediary of Foreign Exchange Currency Market Operations.
PERU ‐ PESBS ‐ Superintendence of Banks, Insurance and Private Pension Funds
Individuals and entities sanctioned by the Financial Intelligence Unit of Peru (Unidad de Inteligencia Financiera de Peru) of
No Record
the Superintendence of Banks, Insurance and Private Pension Funds (Superintendencia de Banca, Seguros y AFP ‐ SBS)) for
not complying with the Offences and Penalties Regulation of the Prevention of Money Laundering and Financing of
Terrorism.
PHILIPPINES ‐ CENTRAL BANK OF THE PHILIPPINES ‐ PHBSP
Media releases circulars and warning notices published by the Central Bank of the Philippines (Bangko Sentral Ng Pilipinas) No Record
on individuals and entities.
PHILIPPINES ‐ SECURITIES AND EXCHANGE COMMISSION ‐ PHSEC
No Record
Cease and Desist orders.
POLAND ‐ PLUOKIK ‐ Polish Office of Competition and Consumer Protection
Listings issued by the Polish Office of Competition and Consumer Protection Listings issued by the Polish Office of
No Record
Competition and Consumer Protection (Urzad Ochrony Konsumentow (UOKiK) for antitrust violation of the protection of
collective interests of consumers, resulting in cease and desist orders and fines.
POLAND ‐ PLFSA ‐ Polish Financial Supervision Authority
List of unauthorised entities which have not obtained the required license from the Polish Financial Supervision Authority
No Record
(Komisja Nadzoru Finansowego, KNF) to conduct activities as financial entities within Poland as required by law and list of
financial penalties issued by KNF for violations of trading regulations.
PORTUGAL ‐ CENTRAL BANK OF PORTUGAL ‐ PTCB
Warnings issued by the Central Bank of Portugal (Banco de Portugal) on unauthorized entities operating in the financial No Record
market.
PORTUGAL ‐ PTADC ‐ Portugal Competition Authority
Enforcement action taken by Portugal's Competition Authority (Autoridade da Concorrência ‐ ADC) against entities and No Record
individuals for infractions of anti‐trust regulations as set out by Portugal's Anti‐Competition Law.
PORTUGAL ‐ PTCMVM ‐ Comissao Do Mercado De Valores Mobiliarios
Non‐authorised Financial Institutions, Foreign Supervisory Authorities Warnings, Serious administrative infractions and No Record
Judicial decisions on crimes against the market.
ROMANIA ‐ ROANI ‐ Romanian National Integrity Agency
Press releases and communiques issued by the Romanian National Integrity Agency (Agentia Nationala de Integritate or
No Record
ANI) on public officials investigated for irregular activities, unjustified wealth, false statements, incompatibility and conflicts
of interests.
ROMANIA ‐ ROASF ‐ Romanian Financial Supervision Authority
Companies and individuals listed by the Financial Supervision Authority of Romania (Autoritatea de Supraveghere Financiara ‐ No Record
ASF) due to fines, licence revocations or other administrative proceedings.
ROMANIA‐ROMANIAN COMPETITIONS COUNCIL‐RCC
Enforcements published by the Romanian Competitions Council (Consiliul Concurentei) relating to regulatory action and fines No Record
imposed by Council.
RUSSIAN FEDERATION ‐ CENTRAL BANK OF RUSSIAN FEDERATION ‐ RUCBR
Companies and individuals listed by the Central Bank of the Russian Federation (CBR) due to revocation of licence, No Record
bankruptcy and/or violation of Russian banking legislations.
RUSSIAN FEDERATION ‐ FEDERAL ANTIMONOPOLY SERVICE OF THE RUSSIAN FEDERATION ‐ FASRF
Press Releases published by the Federal Antimonopoly Service of the Russian Federation (FAS) regarding its decisions on No Record
infringements resulting in fines against Individuals and Entities.
RWANDA ‐ RWANDAN PUBLIC PROCUREMENT AUTHORITY ‐ RWPPA
No Record
List of Entities excluded from public tenders by Rwandan Public Procurement Authority (RPPA).
SEYCHELLES ‐ FINANCIAL SERVICES AUTHORITY SEYCHELLES ‐ SYFSA
Alert notices on individuals and entities not licensed under the Seychelles International Corporate Service Providers Act 2003
to engage in the non‐bank financial services industry in Seychelles and revocations of the International Corporate Services No Record
Licences issued by the Financial Services Authority Seychelles (FSA). Notices previously issued by the Seychelles International
Business Authority (SIBA).
SEYCHELLES ‐ SEYCHELLES INTERNATIONAL BUSINESS AUTHORITY ‐ SYSIBA
Alert notices on individuals and entities who are not licensed under the Seychelles International Corporate Service Providers
Act 2003 to engage in any business in Seychelles in connection with international corporate services or international trustee No Record
services and revocations of the International Corporate Services Licences issued by the Seychelles International Business
Authority (SIBA)
SINGAPORE ‐ CADSG ‐ Commercial Affairs Dept. Prosecutions.
No Record
Notices of prosecutions.
SINGAPORE ‐ MAS‐AN ‐ Monetary Authority ‐ Advisory Notices.
No Record
Singapore Monetary Authority ‐ advisory notices.
SINGAPORE ‐ MASW ‐ Monetary Authority Warnings
No Record
Investor Alert list of entities that are not licensed or regulated by MAS.
SINGAPORE ‐ MONETARY AUTH. ‐ ENFORCEMENT ‐ MASE
No Record
Enforcement actions reported by the MAS.
SLOVAKIA ‐ NATIONAL BANK OF SLOVAKIA ‐ SKNBS
Warnings issued by the National Bank of Slovakia (NBS) on unethical and unfair practises in the Slovakian capital market and
warnings issued by the European authorities informing the public of the financial activities of the financial market No Record
participants engaged in activities in the European Union including fines, license revocations and other regulatory actions
ordered by the NBS.
SLOVENIA ‐ SLOVENIAN SECURITIES MARKET AGENCY ‐ SISMA
Warning notices relating to individuals and entities not authorised by the Securities Market Agency of Slovenia and warning No Record
notices published by other authorities.
SOUTH AFRICA ‐ RSA‐CC ‐ South African Competitions Commission
Media releases published by Competition Commission of South Africa relating to investigations, prosecutions and fines No Record
imposed by Commission and its Tribunals).
SOUTH AFRICA ‐ ZAFSB ‐ Financial Services Board
Enforcement proceedings taken by Financial Services Board against individuals and companies for breaches of South African No Record
securities laws.
SPAIN ‐ CNMV ‐ Com. Nacional Del Mercado De Valores
Warnings published by the National Stock Market Commission of Spain (Comision Nacional Del Mercado De Valores ‐ CNMV)
regarding firms not authorized to provide investment services in Spain and listings of disciplinary penalties issued by the
No Record
CNMV against individuals and entities for violations of Law 44/2002 on the Measures to Reform the Financial System
(Medidas de Reforma del Sistema Financiero), Law 24/88 on the Stock Market (Mercado de Valores) and the Law 35/2003
(Collective Investments Schemes (Instituciones de Inversion Colectiva).
SPAIN ‐ DGSFP ‐ Directorate General of Insurance and Pension Funds
Warnings issued by the Spanish Directorate General for Insurance and Pensions Funds (DGSFP) on organisations that are not
registered or authorised to operate in Spain as Insurance Companies or to exercise said activity in Spain under the system of No Record
the free provision of services from another member state of the European Economic Space, or under the system of the right of
establishment through a branch in Spain
SWEDEN ‐ FISE ‐ Finansinspektionen.
No Record
Published alerts concerning unauthorised financial companies.
SWEDEN ‐ SESCA ‐ Swedish Competition Authority
Enforcement action by the Swedish Competition Authority (SCA ‐ Konkurrensverket) relating to the administration and
No Record
enforcement of the Swedish Competition Act and Public Procurement Act listing penalties imposed by the SCA for serious
competition restrictions and public procurement infringements.
SWITZERLAND ‐ FINMA ‐ Swiss Financial Market Supervisory Authority
FINMA enforcement measures against unauthorised institutions (black list) and rulings under Article 34 FINMASA; Press No Record
releases for sanctions lists not published by SECO.
SWITZERLAND ‐ SIXEX ‐ Six Swiss Exchange
Official reprimands and monetary fines issued by the SIX Swiss Exchange (previously SWX Swiss Exchange) relating to its
No Record
regulatory mandate as prescribed under the Swiss Stock Exchange Act, regulating stock exchange trading and admission of
securities.
TAIWAN ‐ FINANCIAL SUPERVISORY COMMISSION ‐ TWFSC
No Record
Enforcement notices monitored for fines, suspensions imposed.
THAILAND ‐ SEC. EXCHANGE COMM. ‐ SECTHAI
Investor contact sanction lists, revocation of of corporate registration lists, and those who violate securities law, special audit No Record
ordered and complaints filed by SECTHAI.
TURKEY ‐ TRSPK ‐ Capital Markets Board of Turkey
Individuals and entities listed by the Capital Markets Board of Turkey (Sermaye Piyasasi Kurulu ‐ SPK) as subject to No Record
administrative fines, involved in prohibited transactions and related measures.
UK ‐ COMPANIES HOUSE ‐ DISQ. DIRECTORS
No Record
UK Registrar of Companies, publishes list of disqualified directors.
UK ‐ DTI ‐ STRATEGIC EXPORT CONTROL IRAN ‐ DTI‐SEC
Dept for Bus. Innovation & Skills Export Control Organisation (formerly Dept. Trade & Industry ‐ Strategic Export Control) DTI No Record
issues a guideline list of possible Weapons of Mass Destruction end ‐ users in IRAN.
UK ‐ FSA ‐ Financial Conduct Auth. (previously fin services auth)
Enforcement Notices including Press Releases, Enforcement Press Releases, Consumer Information, Final Notices, Latest No Record
Publications and Prohibited Individuals.
UK ‐ FSA‐UFI ‐ Financial Conduct Auth. (previously fin services auth) Unauthorised Firms or Individuals
No Record
List of Unauthorised Firms or individuals not approved or authorised by the FSA to conduct regulated activities.
UK ‐ FSA‐UIB ‐ Financial Conduct Auth. (previously fin services auth) List of Unauthorised Internet Banks.
No Record
List of unauthorised entities presenting themselves, over the Internet to be Banks and/or to offer banking services.
UK ‐ FSA‐UOF ‐ Financial Conduct Auth. (previously fin services auth) List of Unauthorised Overseas Firms.
No Record
List now combined with Unauthorised Firms or individuals.
UK ‐ HM REVENUE & CUSTOMS TAX DEFAULTERS ‐ UKHMRC‐TD
List of tax defaulters published by UK HM Revenue & Customs penalised for deliberately failing to comply with tax No Record
obligations.
UK ‐ HM TREASURY ADVISORY NOTICE ‐ UKHMT‐AN
Notices issued by UK HM Treasury giving advisory information related to Anti‐money laundering and counter terrorist finance No Record
‐ entries not always included on the UK Consolidated sanctions list.
UK ‐ HOME OFFICE ‐ UKHO
No Record
UK Home Office list of Proscribed Terrorist Groups.
UK ‐ SFO ‐ Serious Fraud Office
No Record
Press releases issued by The Serious Fraud Office relating to serious fraud investigations and prosecutions.
UK ‐ UKHMT‐FR ‐ HM Treasury Financial Restrictions.
Notices issued by UK HM Treasury implementing Financial Restrictions under Counter terrorism Act 2008 ‐ entries not always No Record
included on the UK Consolidated sanctions list.
UKRAINE ‐ UANBU ‐ National Bank of Ukraine
Companies and individuals listed by the National Bank of Ukraine (NBU) for licence revocation, bankruptcy and violation of No Record
banking legislation.
UKRAINE ‐ UKRAINIAN ANTIMONOPOLY COMMITTEE ‐ UAAMC
Companies listed as fined by the Ukrainian Antimonopoly Committee (Protection of Economic Competition ensuring public
protection of competition in business and in government procurement) for unfair competition, abuse of monopoly, No Record
anticompetitive conduct, dissemination of misleading information, breach of competition laws or failure to supply required
information.
UN ‐ CHILDREN IN ARMED CONFLICT UN RES 1612 ‐ UN‐CIAC
No Record
Groups and individuals identified by United Nations as being involved in the recruitment and use of children in armed conflict.
UNITED ARAB EMIRATES ‐ AEDFSA ‐ Dubai Financial Services Authority
Enforcement action, penalties and restraining orders imposed by the Dubai Financial Services Authority (DFSA), as well as
No Record
orders to seize operation, listing of unauthorised entities, license revocations and bans from carrying out any financial
services.
UNITED ARAB EMIRATES ‐ AEDTO ‐ UAE Designated Terrorist Organisations
List issued by United Arab Emirates (UAE) Cabinet of designated terrorist organisations and groups in terms of the Federal No Record
Law No. 7 of 2014 issued by the President and Cabinet on combating terrorist crimes.
UNITED KINGDOM ‐ UKGC ‐ UK Gambling Commission
Regulatory sanctions imposed by UK Gambling Commission against gambling licence holders (individuals and entities),
including warnings, imposing additional conditions or amending existing ones, financial penalties for breach of licence No Record
conditions, licence suspensions and revocations, as well as law enforcement action taken against licenced and unlicenced
gambling operators.
URUGUAY ‐ BCU ‐ Central Bank Account Closures
No Record
Listed in the Registry of Check Legislation Offenders.
USA ‐ ADOI ‐ Dept. of Insurance
Press releases issued by Arizona Department of Insurance reporting insurance violations, fraud, enforcement actions and No Record
penalties imposed.
USA ‐ BANKING BOARD, NY STATE ‐ NYBB
No Record
Enforcement actions against state‐licensed and state‐chartered financial entities.
USA ‐ BXA ‐ Bureau Ind and Sec Denied Persons List
No Record
Denied Persons List ‐ list of individuals and entities that have been denied export privileges.
USA ‐ BXAENT ‐ Bureau of Industry and Security ‐ Entity List
No Record
Entity List ‐ List of entities whose involvemnent in transactions may require licenses under Export Administration Regulations.
USA ‐ BXAUNVER ‐ Bureau Industry and Security ‐ Unverified List
Univerifed List ‐ a list of parties where the Bureau of Industry and Security has been unable to verify the end‐user in prior No Record
transactions.
USA ‐ CADI ‐ California Department of Insurance
Enforcement action taken against individuals and entities by the California Department of Insurance (CADI) for regulatory No Record
violations relating to insurance transactions.
USA ‐ CALIFORNIA DEPARTMENT OF CORPORATIONS ‐ CORPCA
Civil Actions, Desist and Refrain Orders and Escrow Agent Disciplinary Actions issued by the California Department of No Record
Corporations.
USA ‐ CHICAGO BOARD OPTIONS EXCHANGE ‐ USCBOE
No Record
Disciplinary actions taken against individuals and entities for violation of Chicago Board Options Exchange regulations.
USA ‐ COMMODITY FUTURES TRADING COMM. ‐ CFTC
Enforcement actions taken against individuals and entities for violation of Commodities Futures Trading Commission No Record
regulations.
USA ‐ DEPT GEN. SERVICES, PENNSYLVANIA ‐ PDGS
No Record
Individuals and entities listed as debarred by the Pennsylvania Department of General Services.
USA ‐ DEPT OF TRANSPORTATION, WISCONSIN ‐ WISCONSIN DT
No Record
This list discontinued ‐ no further monitoring
USA ‐ DIR. OF DEFENSE TRADE CONTROLS ‐ CONSENT AGREEMENTS ‐ USDTC‐CA
No Record
List of Consent Agreements
USA ‐ EXCLUDED PARTIES LISTING SYSTEM ‐ EPLS
No Record
Secondary source of information to support profiles for individuals and entities profiled based on primary source information.
USA ‐ FED DEPOSIT INS. CORP. ‐ FAILED BANKS ‐ FDIC‐FB
No Record
Federal Deposit Insurance Corporation ‐ List of failed Banks.
USA ‐ FED DEPOSIT INS. CORP. ‐ FDIC
No Record
Federal Deposit Insurance Corporation ‐ Enforcement Decisions and Orders.
USA ‐ FEDERAL RESERVE BOARD ‐ USFRB
No Record
List of enforcements and civil money penalties imposed on mainly banks within the various US states
USA ‐ FEDERAL TRADE COMMISSION ‐ USFTC
Enforcement actions issued by the US Federal Trade Commission (FTC) for fraud, deception and unfair business practices in No Record
the marketplace from July 2009.
USA ‐ FINANCIAL CRIMES ENFORCEMENT NETWORK ‐ ENFORCEMENT ACTIONS ‐ FINCEN
US Department of Treasury Financial Crimes Enforcement network notices of enforcements and penalties for failure to No Record
register as a money service business.
USA ‐ FINANCIAL INDUSTRY REGULATORY AUTHORITY ‐ FINRA
No Record
Enforcement bulletins issued by the former NASD and the new Financial Industry Regulatory Authority (FINRA).
USA ‐ HHS ‐ Dept of Health & Human Services
Individuals and entities for listed as Excluded by the Department of Health & Human Services for World‐Check relevant No Record
Exclusion Codes.
USA ‐ HHS‐CMP ‐ Department of Health & Human Services ‐ Civil Monetary Penalties
Civil money penalties imposed against individuals and entities for violation of Department of Heal & Human Services No Record
regulations.
USA ‐ NAT. CREDIT UNION ADMIN ‐ USNCUA
Administrative orders and relevant press releases issued against individuals and entities for violation of US National Credit No Record
Union Administration regulations.
USA ‐ NAT. MEMORIAL INST. PREVENTION OF TERRORISM ‐ MIPT
No Record
This source used for TIRU profiles.
USA ‐ NATIONAL FUTURES ASSOC. ‐ NFA
No Record
Disciplinary actions taken against individuals and entities for violation of National Futures Association regulations.
USA ‐ NEW YORK DEPARTMENT OF FINANCIAL SERVICES ‐ NYDFS
Enforcement proceedings taken by New York Department of Financial Services against individuals and entities for breaching No Record
insurance and banking laws.
USA ‐ NEW YORK STOCK EXCHANGE ‐ NYSE
Disciplinary action to enforce violations of NYSE rules and federal securities laws by member organizations, as well as current No Record
and former employees of those organizations.
USA ‐ OCC ENFORCEMENT ACTIONS ‐ OCCEA
No Record
Enforcement actions taken against individuals and entities for violation of Office of Comptroller of Currency regulations.
USA ‐ OCC NATIONAL BANKS ‐ OCCBANK
No Record
Notices of Unlicenced Banks.
USA ‐ OFAC CIVIL PENALTIES ‐ CIVPEN
No Record
Enforcement and Civil Penalties imposed by OFAC in relation to violations of economic and trade sanctions.
USA ‐ OFFICE OF THRIFT SUPERVISION ‐ OTS
Enforcement actions issued against individuals and entities for violation of Office of Thrift Supervision regulations (regulatory No Record
actions now issued by OCCEA).
USA ‐ PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD ‐ PCAOB
Disciplinary Orders and Petitions to Terminate Bars issued by the Public Company Accounting Oversight Board against No Record
entities and individuals for noncompliance with rules governing audits of public companies, brokers and dealers.
USA ‐ SDTEL ‐State Dept. Terrorist Excl. List.
Dept of State published list of Terrorist Organisations as designated by Secretary of State, in consultation with or upon the No Record
request of the Attorney General under Section 411 of the USA PATRIOT ACT of 2001 (8 U.S.C. section 1182).
USA ‐ SECURITIES EXCHANGE COMM ‐ SEC
Enforcement and administration proceedings, litigation notices, opinions and adjudicatory orders issued against individuals No Record
and entities for violation of US Securities Exchange Commission regulations.
USA ‐ SECURITIES EXCHANGE COMM ‐ UNREG SOLICITING ENTITIES ‐ SEC‐PAUSE
Notices to investors in respect of unregistered soliciting entities, fictitious governmental agencies and international No Record
organizations associated with soliciting entities.
USA ‐ SPECIAL INSPECTOR GENERAL FOR IRAQ RECONSTRUCTION ‐ USSIGIR
Suspensions, debarments, indictments and convictions by Special Inspector General for Iraq Reconstruction against No Record
individuals and entities for World‐Check relevant crimes.
USA ‐ STATE INSURANCE DEPT, NY ‐ NYSID
Press Releases, Disciplinary actions issued by New York State Insurance Department against companies, agents, brokers and
No Record
adjusters for penalties and license revocations for violation of New York State Insurance regulations (merged with NYBB to
form NYDFS).
USA ‐ US BUREAU OF INDUSTRY & SECURITY ‐ EXPORT VIOLATIONS ‐ USBIS‐EV
Export Violation Orders issued and Fines levied by the US Bureau of Industry and Security (BIS) against individuals and
No Record
companies for Anti‐boycott Violations, Export Violations and Chemical Weapons Convention Regulation Violations in terms of
the provisions of the US Export Administration Regulations (EAR).
USA ‐ US DEPARTMENT OF LABOR, OFFICE OF LABOR ‐ MANAGEMENT STANDARDS ‐ USDOL‐OLMS
No Record
Criminal enforcement actions news releases published by US Department of Labor, Office of Labor‐Management Standards.
USA ‐ USDOJ EXECUTIVE OFFICE FOR IMMIGRATION REVIEW ‐ DISCIPLINED PRACTITIONERS LIST ‐ USDOJ‐EOIR
Practitioners expelled from practice and disciplined by the USDOJ Executive Office for Immigration Review for World‐Check No Record
relevant criteria.
USA ‐ USDOL‐EBSA ‐ US Department of Labor, Employee Benefits Security Administration
No Record
Criminal enforcement news releases published by the US Department of Labor, Employee Benefits Security Administration.
USA ‐ USSIGAR ‐ Special Inspector General for Afghanistan Reconstruction
Suspensions and debarments issued by the Investigations Directorate of the Special Inspector General for Afghanistan
Reconstruction (SIGAR) in order to detect and prevent waste, fraud, and abuse. Suspension and debarment actions are No Record
administrative remedies taken by federal agencies to exclude companies or individuals from receiving federal contracts or
assistance because of misconduct.
USA ‐ USSPSC ‐ US State Prohibited or Scrutinized Companies
Entities with alleged ties to Iran or Sudan prohibited by a US State from contracting with public entities, state agencies, or No Record
local government entities within the State, or named by a US State as a prohibited investment or as a scrutinized company.
VENEZUELA ‐ NAT. SECURITIES COMM. OF VENEZUELA ‐ COMISION NACIONAL DE VALORES ‐ VCNV
Warning notices on entities that have been intervened, investigated and/or liquidated by the National Securities Commission.
No Record
Warning notices on entities and/or individuals whose licenses to operate within the Venezuela Stock market have been
suspended or cancelled and entities that have been fined for violation of the stock market regulations.
VENEZUELA ‐ SUPERINTENDENCIA DE LA ACTIVIDAD ASDURADORA ‐ SUDESEG
List of entities unauthorised to carry out insurance operations in Venezuela and entities fined by the Superintendence of the
No Record
Insurance Activity (Superintendencia de la Actividad Aseguradora ‐ SUDESEG) for violation of the financial legislations related
to the insurance market in Venezuela.
VENEZUELA ‐ VECGR ‐ Comptroller Generals Office of Venezuela
Individuals sanctioned by the Comptroller General's Office of the Bolivarian Republic of Venezuela (CGR) due to No Record
administrative irregularities.
VENEZUELA ‐ VENEZUELAN SUPERINTENDENCY OF BANKING SECTOR INSTITUTIONS ‐ SUDEBAN
List of entities fined and/or liquidated by the Venezuelan Superintendency of Banking Sector Institutions (Superintendencia de No Record
las Instituciones del Sector Bancario (SUDEBAN)).
VIET NAM ‐ STATE SECURITIES COMMISSION OF VIETNAM ‐ SSCVN
Warnings, revocation and suspension of certificates of registration and fines imposed on individuals and organizations for No Record
violating securities regulations in Viet Nam.
VIRGIN ISLANDS (BRITISH) ‐ BVIFSC‐ Financial Services Comm. ‐ Advisory Warnings
No Record
Advisory warning notices relating to unauthorised individuals and entities in British Virgin Islands.
WORLD BANK
No Record
World Bank Listing of Ineligible Firms
Sanctions
AUSTRALIA ‐ AUS‐EMB ‐ Implementation of UN and Autonomous Sanctions Country or Region Embargo
No Record
Countries or Regions subject to some form of Embargo imposed by Australia. In line with United Nations.
AUSTRALIA ‐ DEPT FOREIGN AFFAIRS & TRADE ‐ AUTONOMOUS SANCTIONS ‐ DFAT‐AS
No Record
Australian Autonomous sanctions entries.
AUSTRALIA ‐ DEPT FOREIGN AFFAIRS & TRADE ‐ AUTONOMOUS SANCTIONS TRAVEL BANS ‐ DFAT‐ASTB
No Record
Australian Autonomous sanctions entries ‐ travel restrictions only.
AUSTRALIA ‐ DEPT FOREIGN AFFAIRS & TRADE ‐ DFAT
No Record
Sanctions notices issued in line with UN.
AUSTRALIA ‐ DEPT FOREIGN AFFAIRS & TRADE ‐ ENTRIES ONLY SUBJECT TO A TRAVEL BAN ‐ DFAT‐TB
No Record
Sanctions notices issued in line with UN imposing only a Travel Ban.
AUSTRALIA ‐ DEPT OF FOREIGN AFFAIRS & TRADE ‐ UNSC FINANCIAL SANCTIONS ‐ DFAT‐UN
No Record
Entries listed by DFAT in respect of UNSC Financial Sanctions.
AUSTRALIA ‐ DEPT OF FOREIGN AFFAIRS AND TRADE ‐ SUBJECT TO UNSC TRAVEL BAN ‐ DFAT‐UNTB
No Record
Entries listed by DFAT in respect of entries subject only to UN Security Council Travel Ban.
AUSTRALIA ‐ DFAT‐ASFSR ‐ Dept Foreign Affairs ‐ Financial Restrictions Russia
No Record
Entries subject to Financial restrictions imposed under Australian Autonomous Sanctions Regulations.
AUSTRIA ‐ ACB ‐ Oesterreichische National Bank ‐ Terrorism List
No Record
Terrorism Financing Sanctions notices.
AUSTRIA ‐ ACB‐SANC ‐ Oesterreichische National Bank ‐ Sanction Lists
No Record
Published sanctions notices (other than Terrorism Financing notices).
AZERBAIJAN ‐ AZFMS ‐ Financial Monitoring Service ‐ Sanctions Notices
No Record
Notices published by Central Bank ‐ Financial Monitoring Services in relation to domestic and international sanctions.
CANADA ‐ CANADIAN ECONOMIC SANCTIONS ‐ CES
Individuals and Entities subject to sanctions under Canada's emnactment of the United Nations Act excludes terrorism related No Record
sanctions and Special Economic Measures.
CANADA ‐ CANADIAN SANCTIONS ‐ CANS
General keyword to identify all entires sanctioned by the various Canadian Sanctions Programmes ‐ includes Suppression of No Record
Terrorism, Economic Sanctions, Special Economic Measures and Freezing of Assets of Corrupt Foreign Officials.
CANADA ‐ CANEMBARGO ‐ Country or Region Embargo List.
List of Countries or Regions subject to some form of restrictions includes those subject to UN sanctions and Canadian No Record
Economic Sanctions.
CANADA ‐ CANSEMSS ‐ Special Economic Measures ‐ South Sudan.
List of Individuals and Entities subject to various economic and other sanctions imposed under the Special Economic No Record
Measures (South Sudan) Regulations.
CANADA ‐ CRIMINAL CODE ‐ TERRORISM DESIGNATIONS ‐ CCC
No Record
Lists of Names subject to the Regulations Establishing a List of Entities made under subsection 83.05(1) of the Criminal Code.
CANADA ‐ FREEZING ASSETS OF CORRUPT FOREIGN OFFICIALS ‐ CANFACFO
No Record
Identifies entries listed by Canada under the Freezing Assets of Corrupt Foreign Officials Act.
CANADA ‐ SPECIAL ECONOMIC MEASURES (RUSSIA‐Schedules 2&3) FINANCIAL SERVICES RESTRICTIONS ‐ CANSEMRUS‐
FSR
No Record
List of Entities subject to various Financial restrictions imposed under the Special Economic Measures (Russia ‐ Schedules
2&3) Regulations. (Russia ‐ Schedules 2&3) Regulations.
CANADA ‐ SPECIAL ECONOMIC MEASURES ‐ BURMA (MYANMAR) ‐ CANSEMB
List of Individuals and Entities subject to various economic and other sanctions imposed under the Special Economic No Record
Measures (Burma) Regulations.
CANADA ‐ SPECIAL ECONOMIC MEASURES ‐ IRAN ‐ CANSEMIR
List of Individuals and Entities subject to various economic and other sanctions imposed under the Special Economic No Record
Measures (Iran) Regulations.
CANADA ‐ SPECIAL ECONOMIC MEASURES ‐ RUSSIA ‐ CANSEMRUS
List of Individuals and Entities subject to various economic and other sanctions imposed under the Special Economic No Record
Measures (Russia) Regulations.
CANADA ‐ SPECIAL ECONOMIC MEASURES ‐ SYRIA ‐ CANSEMSYR
List of Individuals and Entities subject to various economic and other sanctions imposed under the Special Economic No Record
Measures (Syria) Regulations.
CANADA ‐ SPECIAL ECONOMIC MEASURES ‐ UKRAINE ‐ CANSEMUKR
List of Individuals and Entities subject to various economic and other sanctions imposed under the Special Economic No Record
Measures (Ukraine) Regulations.
CANADA ‐ SPECIAL ECONOMIC MEASURES ‐ ZIMBABWE ‐ CANSEMZ
List of Individuals and Entities subject to various economic and other sanctions imposed under the Special Economic No Record
Measures (Zimbabwe) Regulations.
CANADA ‐ UN SANCTIONS TERRORISM ‐ UNSTR
List of names related to terrorism financing subject to Regulations Implementing the United Nations Resolutions on the
No Record
Suppression of Terrorism and/or United Nations Al‐Qaida and Taliban Regulations and /or Regulations Establishing a List of
Entities made under subsection 83.05(1) of the Criminal Code
CHINA ‐ PEOPLE'S BANK OF CHINA ‐ UNITED NATIONS SANCTIONS ‐ PBC
No Record
United Nations sanctions as published by Peoples Bank of China.
EGYPT ‐ EGYPTIAN EXCHANGE ‐ ASSET FREEZE ‐ EGYE‐AF
Entries subject to Egyptian Attorney General Decrees and /or orders imposed by Egyptian Chancellor and President of Court No Record
Appeal.
EU ‐ ASSET FREEZE AND TRAVEL BAN ‐ TALIBAN ‐ 2011/486/CFSP EU 753/2011‐ EU‐TA
No Record
Those entries subject to restrictive measures pursuant to 2011/486/CFSP and EU 753/2011 relating to Taliban.
EU ‐ ASSET FREEZE AND TRAVEL BAN ‐ AL‐QAIDA ‐ 2002/402/CFSP, EC 881/2002 ‐ EU‐AQ
No Record
Those entries subject to restrictive measures pursuant to 2002/402/CFSP and EC 881/2002 relating to Al‐Qaida.
EU ‐ ASSET FREEZE AND TRAVEL BAN ‐ REP. OF GUINEA‐BISSAU ‐ 2012/237/CSFP, EU 377/2012 ‐ EU‐GNB
No Record
Those entries subject to restrictive measures pursuant to 2009/788/CFSP and EU1284/2009 relating to Guinea ‐ Bissau.
EU ‐ ASSET FREEZE AND TRAVEL BAN ‐ UKRAINE ‐ 2014/145/CFSP, EU 269/2014 ‐ EU‐UKR2
Entries subject to restrictive measures pursuant to 2014/145/CFSP and EU NO 269/2014 in respect of actions undermining or No Record
threatening the territorial integrity, sovereignty and independence of Ukraine.
EU ‐ ASSET FREEZE BELARUS ‐ 2006/362/CFSP, EC 765/2006 ‐ EU‐BLR
No Record
Those entries subject to restrictive measures pursuant to 2006/362/CFSP and EC 765/2006 relating to Belarus.
EU ‐ ASSET FREEZE COTE D'IVOIRE ‐ 2004/852/CFSP, EC 560/2005 ‐ EU‐CI
No Record
Those entries subject to restrictive measures pursuant to 2004/852/CFSP and EC 560/2005 relating to Cote D'Ivoire.
EU ‐ ASSET FREEZE D.R. CONGO ‐ 2005/440/CFSP, EC 889/2005 ‐ EU‐DRC
Those entries subject to restrictive measures pursuant to 2005/440/CFSP and EC 889/2005 relating to Democratic Republic of No Record
Congo.
EU ‐ ASSET FREEZE DEM. PEOPLE'S REP. OF KOREA ‐ EC 329/2007 ‐ EU‐DPRK
No Record
Those entries subject to restrictive measures pursuant to EC 329/2007 relating to Democratic People's Republic of Korea.
EU ‐ ASSET FREEZE EGYPT ‐ 2011/172/CFSP, EU 270/2011 ‐ EU‐EGY
No Record
Those entries subject to restrictive measures pursuant to 2011/172/CFSP, and EU 270/20115 relating to Egypt.
EU ‐ ASSET FREEZE ICTY ‐ 2004/694/CFSP, EC 1763/2004 ‐ EU‐ICTY
Those entries subject to restrictive measures pursuant to 2004/694/CFSP and EC 1763/2004 relating to International Criminal No Record
Tribunal For Yugoslavia.
EU ‐ ASSET FREEZE IRAN ‐ 2007/140/CFSP, EC 423/2007 ‐ EU‐IRN
No Record
Those entries subject to restrictive measures pursuant to 2007/140/CFSPand EC 423/2007 relating to Iran.
EU ‐ ASSET FREEZE IRAQ ‐ 2003/495 CFSP, EC 1210/2003 ‐ EU‐IRQ
No Record
Those entries subject to restrictive measures pursuant to 2003/495 CFSP and EC 1210/2003. relating to Iraq.
EU ‐ ASSET FREEZE LIBERIA ‐ 2004/487/CFSP, EC 872/2004 ‐ EU‐LIB
No Record
Those entries subject to restrictive measures pursuant to 2004/487/CFSP and EC 872/2004 relating to Liberia.
EU ‐ ASSET FREEZE LIBYA ‐ 2011/137/CFSP, EU 204/2011 ‐ EU‐LBY
No Record
Those entries subject to restrictive measures pursuant to 2011/137/CFSP and EU 204/2011 relating to Libya.
EU ‐ ASSET FREEZE REPUBLIC GUINEA ‐ 2009/788/CFSP, EU1284/2009 ‐ EU‐GN
No Record
Those entries subject to restrictive measures pursuant to 2009/788/CFSP and EU1284/2009relating to Guinea.
EU ‐ ASSET FREEZE SUDAN ‐ 2005/411/CFSP, EC 1184/2005 ‐ EU‐S
No Record
Those entries subject to restrictive measures pursuant to 2005/411/CFSP and EC 1184/2005 relating to Sudan.
EU ‐ ASSET FREEZE ZIMBABWE ‐ 2002/145/CFSP, EC 314/2004 ‐ EU‐ZIM
No Record
Those entries subject to restrictive measures pursuant to 2002/145/CFSP, EC 314/2004 relating to Zimbabwe.
EU ‐ EU‐BDI ‐ Asset Freeze and Travel Ban Burundi ‐ Burundi
No Record
Those entries subject to restrictive measures pursuant to EU 2015/1755 and 2015/1763 relating to Burundi
EU ‐ EU‐CAR ‐ Asset Freeze ‐ Central African Republic ‐ 2013/798/CFSP, 224/2014
No Record
Those entries subject to restrictive measures pursuant to 2013/798/CFSP, 224/2014 relating to Central African Republic.
EU ‐ EU‐FRYSM ‐ Asset Freeze FRYSM ‐ 2000/696/CFSP.
Those entries subject to restrictive measures pursuant to 2000/696/CFSP and EC 2488/2000 relating to Former Republic No Record
Yugoslavia ‐ Serbia and Montegengro.
EU ‐ EU‐UKR ‐ Asset Freeze ‐ Ukraine ‐ 2014/119/CFSP, 208/2014
No Record
Those entries subject to restrictive measures pursuant to 2014/119/CFSP and EU No 208/2014 relating to Ukraine.
EU ‐ EU‐YEM ‐Yemen ‐ Asset Freeze and Travel Ban 2014/932/CFSP, 1352/2014
No Record
Those entries subject to restrictive measures pursuant to 2014/932/CFSP, 1352/2014 relating to Yemen
EU ‐ EUEMBARGO ‐ Country or region Embargo.
No Record
Countries or regions subject some form of embargo imposed by the European Union.
EU ‐ EUMY‐LTM ‐ Myanmar Logging, Timber & Mining Enterprises.
Those entries subject to restrictive measures pursuant to 2006/318/CFSP amended ‐ Annex 1 relating to Myanmar Investment No Record
Ban.
EU ‐ EUROPEAN UNION ‐ FINANCIAL SERVICES RESTRICTIONS Art 24/25 ‐ EU 36/2012 ‐ EUFSR‐SYR
No Record
Those entries subject to restrictive measures pursuant to EU 36/2012 ‐ Art 24/25 relating to Syria.
EU ‐ EUROPEAN UNION ‐ ASSET FREEZE AND TRAVEL BAN SYRIA ‐ 2011/273/CFSP, EU 442/2011, EU 36/2012 ‐ EU‐SYR
No Record
Those entries subject to restrictive measures pursuant to 2011/273/CFSP, EU 442/2011 and EU 36/2012 relating to Syria.
EU ‐ EUROPEAN UNION ‐ ASSET FREEZE SOUTH SUDAN ‐ SOUTH SUDAN ‐ EU‐SS
No Record
Those entries subject to restrictive measures pursuant to EU 1215/2011 and 2011/423/CFSP relating to South Sudan.
EU ‐ EUROPEAN UNION ‐ ASSET FREEZE TUNISIA ‐ 2011/72/CFSP ‐ EU‐TUN
No Record
Those entries subject to restrictive measures pursuant to 2011/72/CFSP relating to Tunisia.
EU ‐ EUROPEAN UNION ‐ FINANCIAL SERVICES RESTRICTIONS ART 2 and 5 ‐ EU 833/2014 ‐ EUFSR‐RUS
FINANCIAL SERVICES RESTRICTIONS Art 2 and 5 ‐ EU 833/2014 in respect of Russia's actions destabilising the situation in No Record
Ukraine
EU ‐ EUROPEAN UNION ‐ TRAVEL BAN LIBYA ‐ 2011/137/CFSP ‐ EUTB‐LBY
No Record
Those entries subject to travel restrictive measures pursuant to 2011/137/CFSP relating to Libya.
EU ‐ EUROPEAN UNION SANCTIONS ‐ EU
No Record
General keyword to group all entries subject to asset freeze/asset freeze and travel restrictions.
EU ‐ EUTB‐FRYSM ‐ Travel Ban FRYSM ‐ 2000/696/CFSP, EC 2488/2000
Those entries subject to travel restrictive measures pursuant to 2000/696/CFSP and EC 2488/2000 relating to Former No Record
Republic Yugoslavia ‐ Serbia and Montegengro.
EU ‐ FIN. RESTRICTIONS MYANMAR ‐ 2004/423/CFSP, EC 817/2006 ‐ EU‐MY
No Record
Those entries subject to restrictive measures pursuant to 2004/423/CFSP and EC 817/2006 relating to Myanmar.
EU ‐ TERROR ASSET FREEZE ‐ 2001/931/CFSP, EC 2580/2001 ‐ EU‐TAF
No Record
Those entries subject to restrictive measures pursuant to 2001/931/CFSP and EC 2580/2001 relating to Terrorist Financing.
EU ‐ TERROR CO‐OPERATION ‐ 2001/931/CFSP ‐ EU‐TCO
Those entries subject to restrictive measures pursuant to ‐2001/931/CFSP ‐ names subject to a request for co‐operation No Record
between authorities in the EU countries.
EU ‐ TRAVEL BAN ‐ EUTB
No Record
General keyword to group all entries subject to only travel restrictions.
EU ‐ TRAVEL BAN BELARUS ‐ 2006/276/CFSP, EC 765/ 2006 ‐ EUTB‐BLR
No Record
Those entries subject to travel restrictive measures pursuant to 2006/362/CFSP and EC 765/2006 relating to Belarus.
EU ‐ TRAVEL BAN COTE D'IVOIRE ‐ 2004/852/CFSP ‐ EUTB‐CI
No Record
Those entries subject to travel restrictive measures pursuant to 2004/852/CFSP and EC 560/2005 relating to Cote D'Ivoire.
EU ‐ TRAVEL BAN FYROM ‐ 2004/133/CFSP ‐ EUTB‐FYROM
Those entries subject to travel restrictive measures pursuant to 2004/133/CFSP relating to Former Yugoslav Republic of No Record
Macedonia.
EU ‐ TRAVEL BAN ICTY 2004/293/CFSP ‐ EUTB‐ICTY
Those entries subject to restrictive measures pursuant to 2004/293/CFSP relating to International Criminal Tribunal For No Record
Yugoslavia.
EU ‐ TRAVEL BAN MOLDOVA ‐ 2004/179/CFSP ‐ EUTB‐MD
No Record
Those entries subject to travel restrictive measures pursuant to 2004/179/CFSP relating to Moldova.
EU ‐ TRAVEL BAN MYAMAR ‐ 2004/423/CFSP, EC 817/2006 ‐ EUTB‐MY
No Record
Those entries subject to restrictive measures pursuant to 2004/423/CFSP and EC 817/2006 relating to Myanmar.
EU ‐ TRAVEL BAN REPUBLIC OF GUINEA ‐ 2009/788/CFSP ‐ EUTB‐GN
No Record
Those entries subject to travel restrictive measures pursuant to 2009/788/CFSP and EU1284/2009 relating to Guinea.
EU ‐ TRAVEL BAN ZIMBABWE ‐ 2002/145/CFSP, EC 314/2004 ‐ EUTB‐ZIM
No Record
Those entries subject to restrictive measures pursuant to 2002/145/CFSP, EC 314/2004 relating to Zimbabwe.
EU‐ EUROPEAN UNION ‐ ASSET FREEZE SOMALIA ‐ 2009/138/CFSP, EU 356/2010 ‐ EU‐SOM
No Record
Those entries subject to restrictive measures pursuant to 2009/138/CFSP and EU 356/2010 relating to Somalia.
FRANCE ‐ MIN. OF FINANCE ‐ MINEFI
No Record
Individuals and entities subject to EU sanctions applicable in France and the French national list relating to terrorism.
FRANCE ‐ MINISTRY OF FINANCE ‐ NATIONAL TERRORISM LIST ‐ MINEFI‐NAT
No Record
List of designated entries published on the Liste Nationale.
FRANCE ‐ MINISTRY OF FINANCE MESURES NATIONALES ‐ MINEFI‐MN
No Record
List of designated entries published as Mesures Nationales (MN) by French Ministry of Finance.
GERMANY ‐ DBB ‐ Deutsche Bundesbank Sanctions List
No Record
Identifies entries listed on Official Sanctions Notices isssued inline with EU actions.
HONG KONG ‐ GAZETTED SANCTIONS LIST ‐ HKGAZ
Individuals and Entities as listed in the Sanctions notices, given official implementation in Hong Kong by publication in the No Record
Gazette.
HONG KONG ‐ HKMA‐ Hong Kong Monetary Authority.
No Record
Individuals and Entities listed in the UN Sanctions notices and OFAC terrorism related notices published by HKMA.
INDIA ‐ RESERVE BANK OF INDIA ‐ SANCTIONS NOTICES ‐ RBI‐SANC
No Record
International sanctions notices as published by the Reserve Bank of India.
ISLE OF MAN ‐ SANCTIONS ORDERS & FINANCIAL RESTRICTIONS ‐ IOMSO
No Record
Notices of current sanctions regimes in force in Isle of Man.
ISRAEL ‐ ISRAEL MINISTRY OF DEFENCE ‐ TERRORISM LIST ‐ IMOD
No Record
Israeli Ministry of Defence published list of identified terrorist groups and associates.
JAPAN ‐ JFIO ‐ Financial Intelligence Office.
No Record
List inactive for several years.
JAPAN ‐ MINISTRY OF ECONOMY, TRADE & INDUSTRY ‐ JMETI‐WMD
No Record
List of end‐users noted for their involvement in Weapons of Mass Destruction.
JAPAN ‐ MINISTRY OF FINANCE ‐ INTERNATIONAL SANCTIONS ‐ JMOF
No Record
Notices pertaining to International sanctions currently in force in Japan.
JERSEY ‐ STATES OF JERSEY ‐ SANCTIONS ORDERS ‐ JERSANC
No Record
This keyword identifies those entries subject to the various sanctions orders currently applicable to Jersey.
KENYA ‐ KESEL ‐ Kenyan Specified Entity List
Entities and individuals listed as Specified Entities pursuant to the Kenyan Prevention of Terrorism Act which includes an
No Record
account freeze, freeze of funds in transit and freeze of property held by the Specified Entities and to cease provision of
financial services.
KOREA, SOUTH ‐ KOFIU ‐ Financial Intelligence Unit.
No Record
Notices pertaining to International sanctions relating to terrorism currently in force in South Korea.
KOREA, SOUTH ‐ KRMSF ‐ Ministry of Strategy and Finance ‐ Sanctions
No Record
Notices of those subject to the various international sanctions orders.
LIBYA ‐ LYNTC ‐ Libyan National Transitional Council Law 36
List of individuals and entities named in terms of the Libyan National Transitional Council Law 36 ‐ The Administration of the No Record
Assets and Properties of Some Individuals.
LIECHTENSTEIN ‐ LANDESGESETZBLATT ‐ LGB
No Record
Notices relating to on current sanctions regimes in force.
LUXEMBOURG ‐ CSSF ‐ Comm. De Surv. Du Secteur Financier.
No Record
International Sanctions Notices published in Luxenbourg ‐ inline with UN and EU Sanctions.
MALAYSIA ‐ BNM‐SANC ‐ Bank Negara Malaysia Sanctions Order
Entities subject to a freezing of funds order pursuant to the Anti‐Money Laundering and Anti‐Terrorism Financing (Declaration
No Record
of Specified Entities and Reporting Requirements) Order as published by the Central Bank of Malaysia (Bank Negara Malaysia
‐ BNM).
MALAYSIA ‐ MYAGC‐SANC ‐ Malaysian Attorney Generals Chambers Sanctions Order
Entities subject to a freezing of funds order pursuant to the Anti‐Money Laundering and Anti‐Terrorism Financing (Declaration No Record
of Specified Entities and Reporting Requirements) Order as published by the Attorney General's Chambers of Malaysia (AGC).
MALTA ‐ SANCTIONS LIST ‐ MFSANC
No Record
Publications of names in respect of current international sanctions in force in Malta.
MONACO ‐ MIN. OF STATE ‐ FIN. INFORMATION & CONTROL SERVICE ‐ SICCFIN
No Record
Notices related to the sanctions programmes currently imposed by Monaco.
MONACO ‐ MIN. OF STATE ‐ FIN. INFORMATION & CONTROL SERVICE ‐ SICCFIN
NETHERLANDS ‐ NETHERLANDS NATIONAL TERRORISM SANCTIONS ‐ NNTS
Sanctions imposed by the Netherlands government on individuals and entities related to terrorism. Notices published in the No Record
Government gazette.
NEW ZEALAND ‐ MINISTRY FOREIGN AFFAIRS & TRADE ‐ UNSC SANCTIONS ‐ NZ‐MFAT
Ministry of Foreign Affairs and Trade‐publication of the non terrorism related sanctions imposed, in line with the United No Record
Nations sanctions.
NEW ZEALAND ‐ POLICE DESIGNATED TERRORISTS ‐ NZPOL
No Record
Publishes notices of current terrorism related sanctions applied in New Zealand in line with United Nations
NEW ZEALAND ‐ RBNZ ‐ Reserve Bank.
Bank provides information relating to UN sanctions ‐ this keyword is updated in respect of Un terrorism related sanctions No Record
notices.
NEW ZEALAND ‐ TSA DESIGNATED TERRORIST ‐ NZPOL‐TSA
No Record
Identifies entries designated in New Zealand as terrorist entities under the Terrorism Suppression Act.
RUSSIAN FEDERATION ‐ FFMS ‐ Federal Financial Monitoring Service
No Record
List of Individuals/Organisations involved in Extremist/Terrorism activities.
SINGAPORE ‐ MAS ‐ Monetary Authority Sanctions Lists
No Record
Sanctions notices relating to the UN Sanctions which are currently appicable in Singapore.
SINGAPORE ‐ MAS‐TSOFA ‐ Monetary Authority of Singapore ‐ Terrorism Suppression of Financing Act.
List of designated individuals/entities designated by Singapore in respect on the Terrorism (Suppression of Financing) Act No Record
Schedule 1A.
SOUTH AFRICA ‐ UNSCR 1267 ‐ AL QAIDA TALIBAN ‐ RSA‐AT
No Record
Notifications of updated to the terrorism related sanctions list published inline with the United Nations.
SPAIN ‐ SANCTIONS LISTS ‐ UE
No Record
All entries subject to sanctions as listed by Spanish authorities in line with EU sanctions.
SRI LANKA ‐ SRI LANKA GOVERNMENT GAZETTE TERRORISM LIST ‐ SLGAZ
Individuals and Entities as listed in the Sanctions notices, given official implementation in Sri Lanka by publication in the No Record
Gazette
SWITZERLAND ‐ SECO
No Record
General keyword to identify entries subject to sanctions imposed by SECO.
SWITZERLAND ‐ BL ‐ Fed. Banking Comm. ‐ All Bush Lists
No Record
Lists of individuals/entities associated with terrorism. Last updated 2008.
SWITZERLAND ‐ FEDERAL DEPARTMENT OF FOREIGN AFFAIRS ‐ FDFA
Sanctions imposed by Swiss government, administered by the Federal Dept of Foreign Affairs (not included by SECO ‐ State No Record
secretariat for Economic Affairs).
SWITZERLAND ‐ SECO ‐ AL QAIDA & TALIBAN ‐ SECO‐AT
No Record
Entries listed subject to sanctions related to current Al‐Qaida and Taliban sanctions programme.
SWITZERLAND ‐ SECO ‐ BELARUS ASSET FREEZE ‐ SECO‐BLR
No Record
Entries listed subject to sanctions related to current Belarus sanctions programme.
SWITZERLAND ‐ SECO ‐ BELARUS TRAVEL BAN ‐ SECO‐BLRTB
No Record
Entries listed subject to sanctions related to current Belarus sanctions programme.
SWITZERLAND ‐ SECO ‐ COTE D'IVOIRE ‐ SECO‐CI
No Record
Entries listed subject to sanctions related to current Cote D'Ivoire sanctions programme.
SWITZERLAND ‐ SECO ‐ DEM. PEOPLE'S REP. OF KOREA ‐ SECO‐DPRK
No Record
Entries listed subject to sanctions related to current Democratic People's Republic of Korea sanctions programme.
SWITZERLAND ‐ SECO ‐ DEM.REP. CONGO ‐ SECO‐DRC
No Record
Entries listed subject to sanctions related to current Democratic Republic of Congo sanctions programme.
SWITZERLAND ‐ SECO ‐ GUINEA ASSET FREEZE ‐ SECO‐GN
No Record
Entries listed subject to sanctions related to current Guinea sanctions programme.
SWITZERLAND ‐ SECO ‐ GUINEA TRAVEL BAN ‐ SECO‐GNTB
No Record
Entries listed subject to sanctions related to current Guinea sanctions programme.
SWITZERLAND ‐ SECO ‐ IRAN ‐ SECO‐IRN
No Record
Entries listed subject to sanctions related to current Iran sanctions programme.
SWITZERLAND ‐ SECO ‐ IRAQ ‐ SECO‐IRQ
No Record
Entries listed subject to sanctions related to current Iraq sanctions programme.
SWITZERLAND ‐ SECO ‐ LIBERIA ASSET FREEZE ‐ SECO‐LIB
No Record
Entries listed subject to sanctions related to current Liberia sanctions programme.
SWITZERLAND ‐ SECO ‐ LIBERIA TRAVEL BAN ‐ SECO‐LIBTB
No Record
Entries listed subject to sanctions related to current Liberia sanctions programme.
SWITZERLAND ‐ SECO ‐ LIBYA ASSET FREEZE ‐ SECO‐LBY
No Record
Entries listed subject to sanctions related to current Libya sanctions programme.
SWITZERLAND ‐ SECO ‐ LIBYA TRAVEL BAN ‐ SECO‐LBYTB
No Record
Entries listed subject to sanctions related to current Libya sanctions programme.
SWITZERLAND ‐ SECO ‐ MYANMAR ‐ SECO‐MY
No Record
Entries listed subject to sanctions related to current Myanmar sanctions programme.
SWITZERLAND ‐ SECO ‐ SOMALIA ‐ SECO‐SOM
No Record
Entries listed subject to sanctions related to current Somalia sanctions programme.
SWITZERLAND ‐ SECO ‐ SUDAN ‐ SECO‐S
No Record
Entries listed subject to sanctions related to current Sudan sanctions programme.
SWITZERLAND ‐ SECO ‐ SYRIA ‐ SECO‐SYR
No Record
Entries listed subject to sanctions related to current Syria sanctions programme.
SWITZERLAND ‐ SECO ‐ UKRAINE ‐ SECO‐UKR
No Record
Entries listed subject to sanctions related to current Ukraine sanctions programme.
SWITZERLAND ‐ SECO ‐ YUGOSLAVIA ‐ SECO‐Y
No Record
Entries listed subject to sanctions related to current Yugoslavia sanctions programme.
SWITZERLAND ‐ SECO ‐ ZIMBABWE ‐ SECO‐Z
No Record
Entries listed subject to sanctions related to current Zimbabwe sanctions programme.
SWITZERLAND ‐ SECO‐BDI ‐ State Secretariat for Econ. Affairs ‐ Burundi
Competence centre for econmic related issues including the implementation of sanctions in line with United Nations No Record
resolutions.
SWITZERLAND ‐ SECO‐CAR ‐ State Secretariat for Econ. Affairs ‐ Central African Republic
No Record
Entries listed subject to sanctions related to current Central African Republic sanctions programme.
SWITZERLAND ‐ SECO‐GNB ‐ State Secretariat for Econ. Affairs ‐ Guinea‐Bissau
Competence centre for econmic related issues including the implementation of sanctions in line with United Nations No Record
resolutions.
SWITZERLAND ‐ SECO‐SS ‐ State Secretariat for Econ. Affairs ‐ Switzerland
No Record
Entries listed subject to sanctions related to current South Sudan sanctions programme.
SWITZERLAND ‐ SECO‐TUN ‐ State Secretariat for Econ. Affairs ‐ Tunisia
No Record
Entries listed subject to sanctions in relation to Tunisia.
SWITZERLAND ‐ SECO‐UKRFSR ‐State Secretariat for Economic Affairs ‐ Ukraine ‐ Financial Services Restrictions Art 5
No Record
Financial Services Restrictions Art 5 in respect of Russia's actions destabilising the situation in Ukraine.
SWITZERLAND ‐ SECOEMBARGO ‐ State Secretariat for Econ. Affairs ‐ Country or Region Embargo.
No Record
Countries or Regions subject some form of sanctions imposed by SECO.
SWITZERLAND ‐ STATE SECRETARIAT FOR ECON. AFFAIRS ‐ YEMEN ‐ SECO‐YEM
No Record
Those entries subject to an Asset Freeze and Travel Ban relating to Yemen
UK ‐ HM TREASURY ‐ UKHMT
Individuals and entities listed on the UK consolidated list of Financial sanctions targets as designated by United Nations, No Record
European Union and United Kingdom.
UK ‐ UKHMT‐IB ‐ HM Treasury Investment Ban
No Record
List of entries subject to Investment restrictions.
UKRAINE ‐ STATE COMMITTEE FOR FINANCIAL MONITORING ‐ TERRORISM LIST ‐ SCFM‐TERR
No Record
Notifications of current UN terrorism related sanctions applicable in the Ukraine.
UKRAINE ‐ STATE COMMITTEE FOR FINANCIAL MONITORING ‐ UN SANCTIONS PROGRAMMES ‐ SCFM
No Record
Notifications of current UN sanctions applicable in the Ukraine.
UKRAINE ‐ UANSDC ‐ National Security and Defence Council of Ukraine.
Special economic and other restrictive measures (sanctions) issued by the National Security and Defence Council of Ukraine
No Record
(RNBO) against individuals and entities of Russia and other countries related to the annexation of Crimea and aggression in
Donbass.
UN ‐ COTE D'IVOIRE ‐ UNSCR 1572 ‐ ASSET FREEZE AND TRAVEL BAN ‐ UN‐CI
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1572 (2004) No Record
relating to the Cote d'Ivoire
UN ‐ IRAQ UNSCR 1483 & 1518 ‐ UNIR
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1518 (2003) No Record
relating to Iraq.
UN ‐ LIBERIA UNSCR 1532 ‐ UN‐LIB
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1521 (2003) No Record
relating to Liberia.
UN ‐ UN SANCTIONS ‐ UN RES 1970 ‐ LIBYA ‐ ASSET FREEZE ‐ UN‐LBY
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1970 (2011) No Record
relating to Libya.
UN ‐ UN TRAVEL BAN ‐ LIBYA UN RES. 1970 (2011) ‐ UNTB‐LBY
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1970 (2011) No Record
relating to Libya.
UN ‐ UN‐CAR ‐ United Nations UNSCR 2127 ‐ Central African Republic
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 2127 (2013) No Record
relating to Central African Republic.
UN ‐ UN‐DRC ‐ United Nations UNSCR 1533 ‐ DR Congo ‐ Asset Freeze & Travel Ban
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1533 (2004) No Record
relating to the Democratic Republic of Congo
UN ‐ UN‐S ‐ United Nations UNSCR 1591 ‐ Sudan.
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1591 (2005) No Record
relating to Sudan.
UN ‐ UN‐SS ‐ United Nations UN Res 2206 (2015) ‐ South Sudan ‐ Asset Freeze And Travel Ban
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 2206 (2015) No Record
relating to the South Sudan
UN ‐ UN1267 ‐ United Nations UNSCR 1267 (1999) and 2253 (2015) ISIL ‐ Al Qaida ‐ Asset Freeze & Travel Ban
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolutions 1267(1999), No Record
1989(2011) and 2253 (2015) concerning ISIL (Da'esh) relating to Al‐Qaida.
UN ‐ UN1737 United Nations UNSCR 1737 & 2231 ‐ Iran Non ‐ Proliferation ‐ Asset Freeze & Travel Ban
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution1737(2006) and No Record
resolution 2231(2015) relating to Iran
UN ‐ UN1988‐ United Nations UN Res 1988 (2011) ‐ Taliban ‐ Asset Freeze and Travel Ban
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1988 relating No Record
to the Taliban
UN ‐ UN2140‐ United Nations UN Res 2140 (2014) ‐ Yemen ‐ Asset Freeze And Travel Ban
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 2014 relating No Record
to the Yemen
UN ‐ UNEMBARGO ‐ Country or Region Embargo.
No Record
Countries or Regions subject to some form of embargo imposed by the UN.
UN ‐ UNITED NATIONS SANCTIONS ‐ UN
General keyword used to identify ALL entries designated by any Committee that are subject to either an asset freeze and a No Record
travel Ban or just an asset freeze.
UN ‐ UNITED NATIONS TRAVEL BAN ‐ UNTB
No Record
General keyword to group those entries ONLY subject to a UN travel ban.
UN ‐ UNITED NATIONS UNSCR 1718 ‐ DEM. PEOPLE'S REP. OF KOREA ASSET FREEZE & TRAVEL BAN ‐ UN‐DPRK
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1718 (2006) No Record
relating to the Democratic People's Republic of Korea
UN ‐ UNITED NATIONS UNSCR 751 & 1907 ‐ SOMALIA & ERITREA ‐ UN‐SOM
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolutions 751(1992 ) and No Record
1907 (2009) relating to Somalia and Eritrea.
UN ‐ UNITED NATIONS UNSCR. 2048 ‐ GUINEA‐BISSAU TRAVEL BAN ‐ UNTB‐GNB
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 2048 (2012) No Record
relating to Guinea Bissau.
UN ‐ UNTB‐LIB ‐ United Nations UNSCR 1521 ‐ Travel Ban Liberia.
Targeted individuals and entities designated by the UN Security Council Committee pursuant to resolution 1521 (2003) No Record
relating to Liberia.
USA ‐ 561LIST ‐ Foreign Financial Institutions Subject to Part 561 of IFSR (the 561 List)
List of Foreign Financial Institutions Subject to Part 561 of Iranian Financial Sanctions Regulation (the 561List) issued under No Record
EO (31 July 2012) authorising additional sanctions in respect of Iran.
USA ‐ BISN ‐ Bureau of Int Sec & Nonproliferation
General keyword to identify all entries sanctioned under the various US State Department ‐ Bureau of International Security & No Record
Nonproliferation sanctions programmes.
USA ‐ BISN‐CBW ‐ Bureau of Int Sec & Nonproliferation.
Identifies those subject to sanctions imposed in terms of the Chemical and Biological weapons Sanctions Laws ‐ Arms Export
No Record
Control Act (22 U.S.C. 2798), Export Administration Act (50 U.S.C. App 2410c) and Chemical and Biological Weapons Control
and Warfare Elimination Act (22 U.S.C. 5604‐5605).
USA ‐ BISN‐EIBA ‐ Bureau of Int Sec & Nonproliferation
No Record
Identifies those subject to sanctions imposed in respect of Export‐Import Bank Act.
USA ‐ BISN‐EO12938 ‐ Bureau of Int Sec & Nonproliferation
No Record
Identifies those subject to sanctions imposed in terms of the Executive Order 12938 as amended by EO 13094 and 13382.
USA ‐ BISN‐EO13382 ‐ Bureau of Int Sec & Nonproliferation
Identifies those proliferators of weapons of mass destruction and their supporters, subject to an asset freeze in terms of No Record
EO13382.
USA ‐ BISN‐IRAN ‐ Bureau of Int Sec & Nonproliferation
No Record
Identifies those subject to sanctions imposed in terms of the Iran Nonproliferation Act of 2000.
USA ‐ BISN‐IRSY ‐ Bureau of Int Sec & Nonproliferation
No Record
Identifies those subject to sanctions imposed in terms of the Iran and Syria Nonproliferation Act.
USA ‐ BISN‐LME ‐ Bureau of Int Sec & Nonproliferation.
No Record
Identifies those subject to sanctions imposed in respect of the Transfer of Lethal Military Equipme
USA ‐ BISN‐MIS ‐ Bureau of Int Sec & Nonproliferation
Identifies those subject to sanctions imposed in respect of Missile Sanctions Laws ‐ Arms Export Control Act (22 U.S.C. 2797b) No Record
and Export Administration Act (50 U.S.C. Appx 2410b).
USA ‐ BISN‐NPPA ‐ Bureau of Int Sec & Nonproliferation
No Record
Identifies those subject to sanctions imposed in respect of Nuclear Proliferation Prevention Act.
USA ‐ BISN.IR‐IQ ‐ Bureau of Int Sec & Nonproliferation
No Record
Identifies those subject to sanctions imposed in terms of the Iran ‐ Iraq Arms non proliferation Act 1992.
USA ‐ BPI ‐ OFAC SDN List ‐ Blocked Pending Investigation
No Record
General keyword to group all Blocked Pending Investigation entries.
USA ‐ BPI‐PA ‐ OFAC SDN List ‐ BPI‐Property & Assets
No Record
OFAC SDN List entries designated as Blocked Pending Investigation ‐Blocked Pending Investigation, Patriot Act.
USA ‐ BPI‐SDNT ‐ OFAC SDN List ‐ BPI‐Specially Designated Narcotics Trafficker.
No Record
OFAC SDN List entries designated as Blocked Pending Investigation ‐ SDNT ( Specially Designated Narcotics Trafficker).
USA ‐ BPI‐SDNTK ‐ OFAC SDN List ‐ BPI‐Specially Designated Narcotics Trafficker Kingpin
OFAC SDN List entries designated as Blocked Pending Investigation, Foreign Narcotics Kingpin Sanctions Regulations, 31 No Record
C.F.R. part 598.
USA ‐ BUR OF VERIF, COMPLIANCE & IMPLEMENT ‐ IRAN, N KOREA & SYRIA NONPRO ‐ INKSNA
No Record
Identifies those subject to sanctions imposed in respect of Iran, North Korea, and Syria Nonproliferation Act Sanctions.
USA ‐ FSEL ‐ Foreign Sanctions Evaders List.
No Record
Entries designated pursuant to Foreign Sanctions Evaders List under Executive Order 13608.
USA ‐ MAGNIT ‐ OFAC SDN LIST ‐ Magnitsky Sanctions
No Record
OFAC SDN List entries designated pursuent to Sergei Magnitsky Rule of Law Accountability Act of 2012.
USA ‐ NS‐IRAN ‐ NON SDN List Iran (EO13599)
No Record
Entries identified as blocked solely pursuant to EO 13599 in respect of Iran.
USA ‐ NS‐PLC ‐ OFAC ‐ Palestinian Legislative Council List.
No Record
Palestinian Legislative Council (PLC) list not included in the SDN list.
USA ‐ OFAC NON SDN List ‐ OFAC‐NONSDN
OFAC list of entities not included in the SDN (Specially Designated Nationals) List. This list includes the following World
Check keywords FSEL ‐ Foreign Sanctions Evaders List; 561List ‐ Foreign Financial Institutions Subject to Part 561 of IFSR (the No Record
561 List); ISA ‐ Iran Sanctions Act; UKR‐EO13662 ‐ Sectoral Sanctions Identifications List and NS‐PLC ‐ Palestinian Legislative
Council List.

USA ‐ OFAC SDN LIST (OFFICE OF FOREIGN ASSETS CONTROL) ‐ OFAC

No Record
All entries included in the Specially Designated Nationals (SDN) list under any sanctions programme.
USA ‐ OFAC SDN LIST ‐ GLOBAL TERRORIST ‐ SDGT
No Record
OFAC SDN List entries designated pursuant to Global Terrorism Sanctions Regulations, 31 C.F.R. part 594.
USA ‐ OFAC SDN LIST ‐ BALKANS ‐ OFAC‐BK
OFAC SDN List entries designated pursuant to Balkan ‐ related Sanctions programme ‐ Western Balkans Stabilization No Record
Regulations, 31 C.F.R. part 588; Executive Order 13304, 68 FR 32315.
USA ‐ OFAC SDN LIST ‐ BELARUS ‐ OFAC‐BLR
No Record
OFAC SDN List entries designated pursuant to ‐ Belarus Sanctions programme Executive Order 13405, 71 FR 35485.
USA ‐ OFAC SDN LIST ‐ BURMA ‐ OFAC‐BM
OFAC SDN List entries designated pursuant to Burma Sanctions programme ‐ Burmese Sanctions Regulations, 31 C.F.R. part No Record
537; Executive Order 13448, 72 FR 60223; Executive Order 13464, 73 FR 24491.
USA ‐ OFAC SDN LIST ‐ CENTRAL AFRICAN REPUBLIC ‐ OFAC‐CAR
No Record
OFAC SDN List entries designated pursuant to Executive Order relating to Central African Republic.
USA ‐ OFAC SDN LIST ‐ COTE D'IVOIRE ‐ OFAC‐COTED
OFAC SDN List entries designated pursuant to Cote d'Ivoire (Ivory Coast)‐Related Sanctions programme ‐ Cote d'Ivoire No Record
Sanctions Regulations, 31 C.F.R. part 543.
USA ‐ OFAC SDN LIST ‐ CUBA ‐ OFAC‐C
OFAC SDN List entries designated pursuant to Cuba Sanctions programme ‐ Cuban Assets Control Regulations, 31 C.F.R. part No Record
515.
USA ‐ OFAC SDN LIST ‐ DARFUR ‐ OFAC‐DFR
No Record
OFAC SDN List entries designated pursuant to Sudan Sanctions programme ‐ Darfur Sanctions Regulations, 31 C.F.R. part 546.
USA ‐ OFAC SDN LIST ‐ DEM. PEOPLE'S REP. OF KOREA ‐ OFAC‐DPRK
No Record
OFAC SDN List entries designated pursuant to North Korea Sanctions programme ‐ Executive Order 13551.
USA ‐ OFAC SDN LIST ‐ DRCONGO ‐ OFAC‐DRC
OFAC SDN List entries designated pursuant to Democratic Republic Of Congo Programme ‐ Executive Order 13413, No Record
Democratic Republic of the Congo Sanctions Regulations 31 C.F.R. part 547.
USA ‐ OFAC SDN LIST ‐ EO 13622 ‐ OFAC‐EO13622
No Record
OFAC SDN List entries designated pursuant to Executive Order 13622 relating to Iran.
USA ‐ OFAC SDN LIST ‐ EO 13645 ‐ OFAC‐EO13645
No Record
OFAC SDN List entries designated pursuant to Iran Sanctions, Executive Order 13645.
USA ‐ OFAC SDN LIST ‐ FOREIGN SANCTIONS EVADERS EO ‐ IRAN ‐ OFAC‐FSEIR
No Record
OFAC SDN List entries designated pursuant to Foreign Sanctions Evaders Executive Order 13608
USA ‐ OFAC SDN LIST ‐ FOREIGN TERRORIST ORGANISATION ‐ FTO
OFAC SDN List entries designated pursuant to Counter terrorism Sanctions programme ‐ Foreign Terrorist Organizations No Record
Sanctions Regulations, 31 C.F.R. part 597.
USA ‐ OFAC SDN LIST ‐ HUMAN RIGHTS INFORMATION TECHNOLOGY ‐ OFAC‐HRIT
OFAC SDN List entries designated pursuant to Human Rights Information Technology ‐ Executive Order 13606 relating to Iran No Record
and Syria.
USA ‐ OFAC SDN LIST ‐ IRAN FINANCIAL SANCTIONS REGULATION ‐ IFSR
OFAC SDN List entries designated pursuant to Iran Sanctions programme ‐ Iranian Financial Sanctions Regulations, 31 CFR No Record
part 561.
USA ‐ OFAC SDN LIST ‐ IRAN HUMAN RIGHTS ‐ IRAN‐HR
No Record
OFAC SDN List entries designated pursuant to Iranian Sanctions programme‐ Executive Order 13553.
USA ‐ OFAC SDN LIST ‐ IRAN SANCTIONS ACT ‐ OFAC‐ISA
No Record
OFAC SDN List entries designated pursuant to Iran Sanctions Act, Executive Order 13574.
USA ‐ OFAC SDN LIST ‐ IRAN THREAT REDUCTION ACT‐ IRAN‐TRA
No Record
OFAC SDN List entries designated pursuant to the Iran Threat Reduction and Syria Human Rights Act of 2012.
USA ‐ OFAC SDN LIST ‐ IRAN: SDN AND NON SDN (designated under EO 13599) ‐ OFAC‐IRN
No Record
OFAC SDN List entries designated pursuant to Iran ‐ Iranian Transactions Regulations, 31 CFR part 560.
USA ‐ OFAC SDN LIST ‐ IRAQ.2
OFAC SDN List entries designated pursuant to Iraq Sanctions programme ‐ Executive Order 13315, 68 FR 52315; Executive No Record
Order 13350,69 FR 46055.
USA ‐ OFAC SDN LIST ‐ IRAQ.3
No Record
OFAC SDN List entries designated pursuant to Iraq Sanctions programme‐ Executive Order 13438, 72 FR 39719.
USA ‐ OFAC SDN LIST ‐ ISLAMIC REVOLUTIONARY GUARD CORP ‐ IRGC
OFAC SDN List entries designated pursuant to Iran Sanctions programme ‐ Iranian Financial Sanctions Regulations, 31 CFR No Record
Part 561.
USA ‐ OFAC SDN LIST ‐ LEBANON ‐ OFAC‐LBN
No Record
OFAC SDN List entries designated pursuant to Lebanon‐Related Sanctions Executive Order 13441, 72 FR 43499.
USA ‐ OFAC SDN LIST ‐ LIBERIA ‐ OFAC‐L
No Record
OFAC SDN List entries designated pursuantto Former Liberian Regime of Charles Taylor Regulations, 31 C.F.R. part 593.
USA ‐ OFAC SDN LIST ‐ NARC. TRAFF. KINGPIN ‐ SDNTK
No Record
OFAC SDN List entries designated pursuant toForeign Narcotics Kingpin Sanctions Regulations, 31 C.F.R. part 598.
USA ‐ OFAC SDN LIST ‐ NARCOTICS TRAFFICKER ‐ SDNT
No Record
OFAC SDN List entries designated pursuant to Narcotics Trafficking Sanctions Regulations, 31 C.F.R. part 536.
USA ‐ OFAC SDN LIST ‐ NORTH KOREA ‐ OFAC‐NK
No Record
OFAC SDN List entries designated pursuant to North Korea sanctions.
USA ‐ OFAC SDN LIST ‐ NPWMD
OFAC SDN List entries designated pursuant to Non Proliferation Sanctions programme‐ Weapons of Mass Destruction No Record
Proliferators Sanctions Regulations, 31 C.F.R. part 544.
USA ‐ OFAC SDN LIST ‐ SOMALIA ‐ OFAC‐SOM
No Record
OFAC SDN List entries designated pursuant to Somalia Sanctions Regulations, 31 C.F.R. part 551.
USA ‐ OFAC SDN LIST ‐ SYRIA: SDN AND NON SDN (designated under EO 13582) ‐ OFAC‐SYR
OFAC SDN List entries designated pursuant to Syrian Sanctions Regulations, 31 C.F.R. part 542, Executive Order 13399, 71 FR No Record
25059; Executive Order 13460, 73 FR 8991.
USA ‐ OFAC SDN LIST ‐ TERRORIST ‐ SDT
No Record
OFAC SDN List entries designated pursuant to Terrorism Sanctions Regulations, 31 C.F.R. part 595.
USA ‐ OFAC SDN LIST ‐ TRANSNATIONAL CRIMINAL ORGANIZATIONS ‐ OFAC‐TCO
No Record
OFAC SDN List entries designated pursuant to Transnational Criminal Organizations Executive Order 13581.
USA ‐ OFAC SDN LIST ‐ YEMEN ‐ OFAC‐YEM
No Record
OFAC SDN List entries designated pursuant to Yemen related Sanctions programme.
USA ‐ OFAC SDN LIST ‐ ZIMBABWE ‐ OFAC‐Z
OFAC SDN List entries designated pursuant to Zimbabwe Sanctions Regulations, 31 C.F.R. part 541; Executive Order 13391, 70 No Record
FR 71201; Executive Order 13469, 73 FR 43841.
USA ‐ OFAC‐BDI ‐ OFAC SDN List ‐ Burundi
OFAC SDN List entries designated pursuant to the Executive Order Blocking Property of Certain persons contributing to the No Record
situation in Burundi.
USA ‐ OFAC‐DPRK2 ‐ OFAC SDN List ‐Dem People's Rep of Korea
No Record
OFAC SDN List entries designated pursuant to North Korea related additional sanctions programme.
USA ‐ OFAC‐DPRK3 ‐ OFAC SDN List ‐Dem People's Rep of Korea
No Record
OFAC SDN List entries designated pursuant to North Korea related additional sanctions programme.
USA ‐ OFAC‐LIBYA2 ‐ OFAC SDN List ‐ Libya
No Record
OFAC SDN List entries designated pursuant to Libya Sanctions, 31 C.F.R. part 570.
USA ‐ OFAC‐S ‐ OFAC SDN List ‐ Sudan.
No Record
OFAC SDN List entries designated pursuant to Sudan Sanctions Regulations, 31 C.F.R. part 538.
USA ‐ OFAC‐SS ‐ OFAC SDN List ‐ South Sudan.
No Record
OFAC SDN List entries designated pursuant to South Sudan Sanctions Regulations 31 CFR 558.
USA ‐ OFAC‐UKR ‐ OFAC SDN List ‐ EO13660 (Ukraine)
No Record
OFAC SDN List entries designated pursuant to Ukraine Related Executive Order 13660.
USA ‐ OFAC‐UKR13685 ‐ OFAC SDN List ‐ EO13685 (Ukraine)
No Record
OFAC SDN List entries designated pursuant to Ukraine Sanctions programme EO 13685.
USA ‐ OFAC‐UKR2 ‐ OFAC SDN List ‐ EO13661 (Ukraine2)
No Record
OFAC SDN List entries designated pursuant to Ukraine Related Executive Order 13661.
USA ‐ OFAC‐VE ‐ OFAC SDN List ‐ Venezuela
No Record
OFAC SDN List entries designated pursuant to Venezuela related Sanctions programme.
USA ‐ PATRIOT ACT SECTION 311 ‐ USTREAS.311
Entities listed on FINCEN under Section 311 of the Patriot Act ‐ Special Measures for Jurisdictions, Financial institutions or No Record
International Transactions of Primary Money Laundering Concern.
USA ‐ STATE DEPT ‐ IRAN THREAT REDUCTION & SYRIA HUMAN RIGHTS ACT ‐ ITRSHRA
No Record
Entries designated by the US State Department in terms of the Iran Threat Reduction and Syria Human Rights Act. (ITRSHRA)
USA ‐ UKR‐EO13662 ‐ Sectoral Sanctions Identifications List.
No Record
Entries designated pursuant to Sectoral Sanctions Identifications List under Executive Order 13662 relating to Ukraine
USA ‐ USDTC ‐ Dir. of Defense Trade Controls.
No Record
List of Statutorily and Administratively Debarred Parties.
USA ‐ USEMBARGO ‐ Country or Region Sanctions.
No Record
Countries or Regions listed under US OFAC country sanctions programs.
USA ‐ISA ‐ Iran Sanctions Act
Identifies entities designated under Iran Sanctions Act as amended by Comprehensive Iran Sanctions, Accountability, and
No Record
Divestment Act of 2010 ('CISADA'), in relation to EO 13574 (2011) includes prohibition on US financial institutions making
certain loans or credits. These entities are not listed on the OFAC SDN List.