Proven SQL Server Architectures for High Availability and

Disaster Recovery
SQL Server Technical Article

Writer:Paul S. Randal (SQLskills.com)

Contributors: Sanjay Mishra and Prem Mehra

Technical Reviewers: Darmadi Komo, Vineet Rao, Gopal Ashok, Kimberly L. Tripp
(SQLskills.com)

Published:May 2010

Applies to:SQL Server 2005, SQL Server 2008, SQL Server 2008 R2

Summary:

This whitepaper describes five commonly-deployed architectures using SQL Server 2005 and
SQL Server 2008that are designed to meet the high-availability and disaster recovery
requirementsof enterprise applications. The whitepaper will describe the architectures and also
present case studies that illustrate how real-life customers have deployed these architectures to
meet their business requirements.
This whitepaper is targeted at architects, IT Pros, and senior database administrators tasked
with architecting a high-availability and disaster-recovery strategy for their mission-critical
applications. It assumes the reader has a good understanding of Windows and SQL Server
technologies and has sufficient knowledge of transaction processing. These basic features and
topics are not covered.
Proven SQL Server Architectures for High Availability and Disaster Recovery

Copyright
The information contained in this document represents the current view of Microsoft Corporation
on the issues discussed as of the date of publication. Because Microsoft must respond to
changing market conditions, it should not be interpreted to be a commitment on the part of
Microsoft, and Microsoft cannot guarantee the accuracy of any information presented after the
date of publication.

This white paper is for informational purposes only. MICROSOFT MAKES NO WARRANTIES,
EXPRESS, IMPLIED, OR STATUTORY, AS TO THE INFORMATION IN THIS DOCUMENT.

Complying with all applicable copyright laws is the responsibility of the user. Without limiting the
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property rights covering subject matter in this document. Except as expressly provided in any
written license agreement from Microsoft, the furnishing of this document does not give you any
license to these patents, trademarks, copyrights, or other intellectual property.

© 2010 Microsoft Corporation. All rights reserved.

Microsoft, <plus, in alphabetical order, all Microsoft trademarks used in your white paper> are
trademarks of the Microsoft group of companies.

All other trademarks are property of their respective owners.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

Contents
Introduction and Overview........................................................................................................3
Failover Clustering for High Availability with Database Mirroring for Disaster Recovery..............4
Deployment Example: CareGroup Healthcare System.............................................................5
Database Mirroring for High Availability and Disaster Recovery..................................................7
Deployment Example: bwin Corporation..................................................................................9
Geo-Clustering for High Availability and Disaster Recovery......................................................11
Deployment Example: QR Limited.........................................................................................11
Failover Clustering for High Availability Combined with SAN-Based Replication for Disaster
Recovery................................................................................................................................... 13
Deployment Example: Progressive Insurance........................................................................14
Peer-to-Peer Replication for High Availability and Disaster Recovery.......................................15
Deployment Example: An International Travel Industry Company..........................................16
Conclusion................................................................................................................................. 17

Introduction and Overview

SQL Server 2005 and SQL Server 2008 includemany technologies that can be used to minimize
downtime and maximize data protection so that database administrators can ensure smooth
operation, continuous access to business critical data, and meet availability levels according to
various service level agreements.

Sometimes high-availability and disaster-recovery architectures are unfortunately designed

without considering the necessary business requirements—possibly there is already an
incumbent technology, or the designers are familiar with a certain technology and choose it as
the basis for a new architecture.This choice, when coupled with a lack of understandingof the
capabilities of the various high-availability and disaster-recovery technologies, can lead to an
architecture that fails to meet the business needs.

It is imperative that the high-availability and disaster-recovery requirements of the business are
the drivers when evaluating whichtechnologies are suitable as part of the architecture. The two
majorbusiness needsto consider are:

 The duration of acceptable application downtime, whether from an unplanned outage or

from scheduled maintenance/upgrades (i.e. the defined Recovery Time Objective—
RTO).

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Proven SQL Server Architectures for High Availability and Disaster Recovery

 The ability to accept potential data loss from an outage (i.e. the defined Recovery Point
Objective—RPO).

There is an existing whitepaper,“High-Availability with SQL Server 2008” (available at

http://msdn.microsoft.com/en-us/library/ee523927.aspx), that contains information about each
ofthe high-availability technologies in SQL Server 2008, as well as further links to other
whitepapers and technical resources. It also describes how to evaluate business requirements
and technical/non-technical limitations to help choose appropriate technologies.

However, there is a lack of information regarding proven architectures and real-life customer
deployments, where the high-availability and disaster-recovery architecture was chosen after
careful requirements analysis and technology evaluation.

This whitepaper provides a consolidated description of five proven and commonly deployed
high-availability and disaster-recovery architectures, in terms of the technologies used and the
business requirements they are able to meet.

Furthermore, before committing to the implementation of any technology strategy, many

companies would like some level of reassurance that what they are attempting has been
successfully accomplished previously. To meet this need, Microsoft regularly publishes case
studies showing how their technologies have been used. This whitepaper also includes
references to relevant case studies of real-life customer deploymentsfor each of the
architectures described.

Together these two whitepapers will provide the information necessary to allow the design of an
appropriate and successful high-availability and disaster-recovery architecture.

Failover Clustering for High Availability with Database Mirroring for

Disaster Recovery
In this architecture, failover clustering provides the local high availability and database mirroring
provides the disaster recovery capability. A failover cluster on its own protects against physical
server, Windows Server, and SQL Server failures but does not maintain a redundant copy of the
data and so does not protect against a major outage like an I/O subsystem failure, power failure,
or failure of the network link to the primary data center.

Database mirroring is one way to provide a redundant copy of a single database on a separate
physical server, where the server can be in the same data center or geographically separated.

This architecture is widely adopted by customers who are familiar and comfortable with the
installation, configuration, and maintenance of failover clusters.

A typical implementation of this architecture involves a failover cluster in the primary data center
with database mirroring to a secondary data center or disaster-recovery site, as shown in Figure
1 below.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

Figure 1: Failover clustering combined with database mirroring.

There are a number of variations and configuration options for this architecture depending on
the business requirements, including the following:

1. Each data center has a failover cluster with database mirroring between them. If the
business requirements state that the workload performance should not be impacted after
a failover to the secondary data center, the mirror server needs to have the same
hardware configuration (and hence workload servicing capability) as the failover cluster
in the primary data center. The alternative, of course, is to have a less capable stand-
alone server as the mirror server—however, this is not a recommend best practice.
2. Synchronous vs. asynchronous database mirroring. Synchronous database mirroring
can allow a zero data-loss requirement to be met, potentially with some workload
performance impact depending on the type of workload and the network bandwidth
between the two data centers. Asynchronous database mirroring does not guarantee
zero data loss in the case of a disaster, but has no impact on workload performance.
3. Automatic client connection to the secondary data center. If explicit client redirection is
used, the client specifies the FAILOVER_PARTNER in the connection string. After a
database mirroring failover has occurred, the clientsimply has to reconnect and the
connection will automatically be made to the secondary data center. Alternatively, some
form of external routing can be used (some installations have used DNS routing, for
instance).

Deployment Example: CareGroup Healthcare System

CareGroup manages a number of hospitals in the Boston area and has 390 databases
underpinning 146 mission-critical clinical applications, totaling 2 terabytes of data.

The RPO and RTO requirements for their databases depend on the importance of the data
contained within the database. CareGroup defined three tiers to classify this:

 ‘AAA’: zero downtime and zero data loss

 ‘AA’: up to one hour of downtime and data loss
 ‘A’: up to 1 day of downtime and data loss

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Proven SQL Server Architectures for High Availability and Disaster Recovery

CareGroupalso wanted to remove the need to hard-code the database mirroring partner server
names in the application connection string to redirect client connections during a disaster
recovery failover.

Using these requirements, they were able to determine that a combination of SQL Server
failover clusters in two data centers with database mirroring between the data centers was the
appropriate solution. For the ‘AAA’ databases, database mirroring is configured synchronously
to avoid data loss, and for the lower-classed databases it is configured asynchronously. In the
event of a failure, DNS routing is used to redirect traffic to the secondary data center.

The architecture that CareGroup deployed is illustrated in Figure 2 below.

Figure 2: High-availability and disaster-recovery architecture deployed by CareGroup.

The Global Site Selector (GSS) enables the various applications at CareGroup to seamlessly
connect to the appropriate database mirroring principal server, without having to specify partner
server names in the connection string for the client redirection. This is necessary as some of the
applications that CareGroup uses are from 3rd-party vendors that do not permit (or require too
much work for) the client connection string to be altered to use explicit client redirection.

Instead, the applications specify one SQL Server instance name in the connection string, of the
form “Green\SQL1”. In this connection string where the server name “Green” is a DNS alias that
resolves to the GSS device, which in turn translates the alias “Green” into the appropriate IP
address of the current database mirroring principal server.

Usingthis architecture, CareGroup was able to meet their availability requirements, including
performing an upgrade to SQL Server 2008 using database mirroring that only involved a few
minutes of downtime.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

As an aside, by upgrading to SQL Server 2008, CareGroup can also take advantage of some of
the other features in the product:

 Transparent Data Encryption to allow all data in CareGroup’s databases to be encrypted

without requiring costly changes to existing applications, which satisfied their desire to
increase the security of patient records.
 Advanced Server Auditing to allow CareGroup to monitor all activity in databases across
their enterprise and ensure compliance with HIPAA and other sets of regulations.
 Policy-based Management and Performance Data Collection gives CareGroup
enhanced configuration policy enforcement, and easy performance diagnostic
information generation, storage, and analysis, respectively.
 Resource Governor allows CareGroup to guarantee critical workload performance and
prevent unexpected workloads from affecting application availability.
 Reporting Services will allow CareGroup to create a single, consolidated reporting
solution.

More information on this solution can be found at:

 http://www.microsoft.com/casestudies/Case_Study_Detail.aspx?
casestudyid=4000001003

Another example of this architecture is described in the case study of the deployment by
ServiceU Corporation, available at:

 http://sqlcat.com/whitepapers/archive/2009/08/04/high-availability-and-disaster-recovery-
at-serviceu-a-sql-server-2008-technical-case-study.aspx

Database Mirroring for High Availability and Disaster Recovery

In this architecture, synchronous database mirroring can be used to maintain an up-to-date,
redundant copy of a single database by continually sending transaction log records from the
principal database on the principal server to the mirror database on the mirror server.

If a failure occurs, the mirror database can be brought online as the new principal database and
client connections can be failed over. As long as the mirror database remains synchronized with
the principal database, zero data loss results when a failoveris necessary.

There are a number of variations and configuration options for this architecture depending on
the business requirements, including the following:

1. Configuring a third server, the witness. When a witness server is included as part of a
synchronous database mirroring architecture, a failover can be performed automatically
when a failure is detected, providing the highest availability of the data.If database
mirroring is used between two data centers, it is recommended to place the witness in a
third data center, for the highest availability.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

2. Configuring asynchronous database mirroring. When the network link between the
principal and mirror servers is not sufficient to synchronously send the transaction log
records without leading to workload performance degradation, database mirroring can
be configured to send the transaction log records asynchronously. While this removes
the performance degradation, it also removes the assurance of zero data-loss if a
failover is necessary. This may be perfectly acceptable depending on the desired RPO.
3. Configuring database mirroring and log shipping. Database mirroring allows a single
mirror of the principal database, so for added redundancy, one or more log shipping
secondary servers can also be configured as warm-standby databases.

This architecture is typically lower cost than one involving failover clustering, as the principal
and mirror servers can be standalone servers with direct-attached storage, rather than each part
of a multi-server failover cluster with SAN storage. It is most commonly used when the business
requirements call for databases to be protected for disaster recovery purposes and for some
businesses, when there is some technical or operational reason for not using failover clustering.

A typical implementation of this architecture involves a principal server in the primary data
center with a mirror server in a secondary data center or disaster-recovery site. There is often a
third server, the witness, included in the architecture as shown in Figure 3 below.

Figure 3: Database mirroring for high availability and disaster recovery.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

Deployment Example:bwin Corporation

bwin is an online gaming company that provides a wide variety of games and sports betting,
with up to 1 million bets per day placed on more than 90 sports. They have more than 100
terabytes of data spread over 850 databases on more than 100 instances of SQL Server, with
the largest single database being more than 4 terabytes. At peak times their system can support
more than 450 thousand Transact-SQL statements per second.

They wanted to be able to cope with complete loss of their primary data center, and their budget
allowed them to implement a solution which meets their business requirements. They also want
zero data-loss and 99.99% availability 24x7. The solution they chose involved synchronous
database mirroring over dark-fiber between two data centers that are 11 kilometers apart. They
also maintain two log shipping secondaries—one in each data center. The log shipping
secondary in the main data center is configured with 1-hour restore delay to allow recovery from
accidental user errors (such as delete or update).

The architecture that bwin deployed is illustrated in Figure 4 below.

Figure 4: High-availability and disaster-recovery architecture deployed by bwin.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

This architecture was deployed on SQL Server 2005 and enabled bwin to meet all their
business requirements around high availability and disaster recovery, while also being able to
service their peak workload. Bwin plans to upgrade this architecture in future to add a database
mirroring witness server to allow automatic failovers.

After moving to SQL Server 2008, bwinis planning to take advantage of some of the new
features in the product:

 Database mirroring log stream compression will result in improved throughput.

 Backup compression will reduce the size of some backups by over 80%. This will allow
bwin to extend the life of its systems as it experiences rapid growth.
 Enhanced Auditing to allow bwin to comply with the myriad regulations in the countries
around the world in which it operates.

More information on bwin’s testing an migration to SQL Server 2008 can be found at:

 http://www.microsoft.com/casestudies/Case_Study_Detail.aspx?
casestudyid=4000001470

Geo-Clustering for High Availability and Disaster Recovery

In this architecture, a geographically-dispersed cluster (geo-cluster) is implemented, which
behaves like a regular failover cluster but the constituent servers are in geographically separate
sites. The failover cluster quorum is maintained between the sites, and the data disks are
synchronously or asynchronously mirrored.

If the servers fail in the main data center, the SQL Server instances are started in the secondary
data center in a manner similar to when the servers are collocated and the clients reconnect in
the same way as for a failover of a regular failover cluster (and vice-versa). To achieve this it is
often necessary to use a very fast network link (like dark fiber) and a network configuration that
abstracts the physical location of the cluster nodes from the clients.

The cluster nodes themselves are unaware that they are part of a geo-cluster so all replication
must be handled at the storage level.If the data disks are synchronously mirrored between sites,
then zero data-loss will occur if a failover is necessary, but requires sufficient network
bandwidth.

This architecture is deployed when seamless failover of an entire SQL Server instance is
required between multiple data centers, avoiding the potential downtime of having to perform a
disaster recovery operation.

A typical implementation of this architecture involves the main failover cluster nodes in the
primary data center with the other failover cluster nodes in the secondary data center or
disaster-recovery site, as shown in Figure 5 below.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

Figure 5: Geo-Clustering for high availability and disaster recovery.

Deployment Example: QR Limited

QR Limited is Australia’s leader in rail transportation and logistics, operating more than 1,000
train services a day, including carrying more than 170,000 passengers and more than 683,000
tons of freight.

QR Limited migrated their SAP databasesfrom a legacy mainframe onto a SQL Server 2005
and wanted to provide high availability and disaster recovery capabilities for the various SAP
databases and the one terabyte ERP database, but with the ability to seamlessly protect against
loss of a data center without having to perform protracted disaster recovery.

They chose to implement a geo-cluster between two data centers 5 kilometers apart, with a fiber
link between them to accommodate the SAN replication network traffic and all client
communications to the active cluster nodes. The data disks are synchronously from the
production data center to the disaster recovery data center.

The architecture that QR Limited deployed is illustrated in Figure 6 below.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

Figure 6: High-availability and disaster-recovery architecture deployed by QR Limited.

By switching from mainframe-based DB2 to SQL Server 2005, they realized the following
additional benefits to their enhanced high availability and disaster recovery:

 $100,000 savings per month mainframe cost savings.

 SAP ERP transactional response times that are 20% to 40% faster.
 An 8-to-1 reduction in batch processing time.

More information on this solution can be found at:

 http://www.microsoft.com/casestudies/Case_Study_Detail.aspx?
casestudyid=4000003421

Failover Clustering for High Availability Combined with SAN-Based

Replication for Disaster Recovery
This architecture uses failover clustering to provide local high availability and SAN-based
replication to provide disaster recovery. The database volumes on the SAN in the main data
center are mirrored to anotherSAN in a secondary data center, which does not necessarily need
to be attached to another failover cluster.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

If the main data center is lost, there is no automatic failover of a SQL Server instance to the
server in the secondary data center, but there is a redundant copy of the databases that can be
mounted and attached to Windows and to a SQL Server instance.

This architecture is often used when a business requires that databases from different vendors,
used by related but distinct applications, be logically consistent to maintain data integrity in the
case of a disaster.

A typical implementation of this architecture involves a failover cluster in the primary data center
with SAN-based replication of the storage used by the various SQL Server instances to a SAN
in the secondary data center or disaster-recovery site, as shown in Figure 7 below.

Figure 7: Failover clustering combined with SAN-based replication.

There are a number of variations and configuration options for this architecture depending on
the business requirements, including the following:

 Synchronous vs. asynchronous replication. With synchronous replication, there is zero

data loss when a failure occurs, but more network bandwidth may be required to prevent
workload performance degradation. With asynchronous replication, no such assurance
is available, but there is no performance degradation.
 Server configuration in the secondary data center. Sometimes there is a standalone
server in the secondary data center instead of a failover cluster. This architecture is used
when requirements allow local availability to be lower after the loss of a data center, or
when budgetary limitations do not allow for a failover cluster in the secondary data
center.
 Bi-directional replication. If there is an active server (of failover cluster) in each data
center, SAN-based replication can be used to provide data redundancy between the
data centers for the data from both failover clusters.

Deployment Example: Progressive Insurance

Progressive Insurance is one of the largest auto insurance companies in the United States with
revenues of more than $14 billion. They were replacing a 30-year-old mainframe-based policy
management application that served millions of customers through a network of 30000

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Proven SQL Server Architectures for High Availability and Disaster Recovery

independent insurance agencies. When fully deployed, the total data size will be 10 terabytes
and the largest table will have almost 2 billion rows.

As well as replacing the legacy application, Progressive required no more than 1 hour of data
loss and a maximum allowable downtime of 24 hours.

Progressive chose to use failover clusters in two active data centers for local high availability,
with asynchronous SAN replication between them to provide data redundancy in the event of a
disaster.

The SQL Server 2005 architecture that Progressive deployed is illustrated in Figure 8 below.

Figure 8: High-availability and disaster-recovery architecture deployed by Progressive.

The OC-48 links provide 2.5 gigabits per second and are shared with other Windows servers
and mainframe to provide asynchronous replication between the EMC SymmetrixDMX 3 and 4
series SANs.

Progressive is also making use of the following SQL Server 2005 features to enhance
availability:

 Table partitioning to allow easier management of 1-terabyte sized tables, especially

using the ‘sliding-window’ mechanism to allow fast range-deletes without long-running,
blocking operations.
 Online index operations to allow critical index maintenance to be performed without
requiring scheduled downtime.
 Dynamic Management Views to allow much easier insight into system conditions that
could affect performance and data availability.

More information on this solution can be found at:

 http://www.microsoft.com/casestudies/Case_Study_Detail.aspx?
casestudyid=4000002133

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Proven SQL Server Architectures for High Availability and Disaster Recovery

Peer-to-Peer Replication for High Availability and Disaster Recovery

This architecture uses peer-to-peer replication to provide both high availability and disaster
recovery. Peer-to-peer replication uses a bi-directional transactional replication stream, with all
nodes in the replication topology receiving updates from all other nodes.

Peer-to-peer replication involves some latency between a transaction committing on one node
and the change being replayed on all other nodes in the replication topology, so it is not suitable
for satisfying zero data-loss requirements. It also does not provide automatic detection of
failures or automatic failover. It does, however, allow multiple copies of the protected data to be
made, and furthermore, those copies are available for read and (with a lot of planning and care)
write activity.

Peer-to-peer replication essentially makes a database both a publication and a subscription

database, and so local insert, update, and delete activity is permitted in the same database and
tables that are receiving updates from other nodes. For this reason, table schemas and
application logic must be carefully developed to avoid conflicts (even with SQL Server 2008,
which helps with automatic conflict detection and resolution).

This architecture is used when the secondary data copy is required to be available for reading
or writing, and/or when multiple copies of the data must be maintained.

A typical implementation of this architecture involves a peer-to-peer node in each data center,
with updates occurring and being received by all other nodes in the other data centers, as
shown in Figure 9 below.

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Proven SQL Server Architectures for High Availability and Disaster Recovery

Figure 9: Peer-to-peer replication for high availability and disaster recovery.

Deployment Example: An International Travel Industry Company

This company is one of Asia’s leading and fastest growing provider of online hotel reservations,
with data centers in Asia and the United States. In their previous architecture, all write activity
was handled in the Asia data center, whereas only reads could be serviced from the US data
center.

They wanted to remove the single point of failure—the data center in Asia—by having all data
available at both data centers, and either data center able to handle write requests. They chose
to implement a combination of peer-to-peer replication as well as traditional transactional
replication to use the disaster-recovery hardware to process the read-only workload.

Database mirroring and log shipping were not options as both data centers had to be able to
handle write requests—which neither technology permits. Failover clustering was similarly
discounted, and also because of a desire to limit the capital expenditure on hardware.

The architecture that the travel company deployed is illustrated in Figure 10 below.

Figure 10: High-availability and disaster-recovery architecture deployed by the travel

company.

The SQL Server Customer Advisory team worked closely with this customer to produce a very
detailed whitepaper describing the requirements analysis, technology analysis, replication
solution design, and testing strategy. It is available at

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Proven SQL Server Architectures for High Availability and Disaster Recovery

http://sqlcat.com/whitepapers/archive/2009/09/23/using-replication-for-high-availability-and-
disaster-recovery.aspx.

Conclusion
This whitepaper has highlighted five commonly deployed high-availability and disaster-recovery
architectures using SQL Server technologies, along with examples of real-life customer
deployments of these architectures.

The high-availabilityand disaster-recovery technologies providedin SQL Server 2005 have been
further enhanced in SQL Server 2008. It is very important to select architecturesafter carefully
considered business requirements, and then deploy the technology tomeet those requirements.
It can be tempting to select a new and interesting (or possibly incumbent) technology,
regardless of the business requirements, but that can be counterproductive in the long run.

It can be very useful to review published reference implementations from SQL Server
customers, both to see what technology choices worked for the customers’ requirements, and
also to potentially learn from their experiences.

Finally, while SQL Server 2005 provides all the technologies needed to implement a successful
high-availability and disaster-recovery architecture, SQL Server 2008 has many enhancements
to these technologies, and includes many others that can aid with security, maintainability, and
performance

The information presented in this whitepaper, and in those to which it links, should provide a
basis for anyone tasked with evaluating and choosing SQL Server 2008 technologies, with the
goal of protecting and increasing the availability of critical business data.

For more information:

 http://www.microsoft.com/sqlserver/2008/en/us/high-availability.aspx
 http://sqlcat.com/tags/Availability/default.aspx
 http://blogs.msdn.com/psssql/
 http://blogs.technet.com/dataplatforminsider/default.aspx
 http://www.sqlskills.com/blogs/paul
 http://www.sqlskills.com/blogs/kimberly/
 http://www.sqlha.com/blog/default.aspx

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