Introduction of Nuclear Astrophysics
Introduction of Nuclear Astrophysics
NUCLEAR ASTROPHYSICS
GEOPHYSICS AND
ASTROPHYSICS MONOGRAPHS
Editor
B. M. MCCORMAC, Lockheed Palo Alto Research Laboratory, Palo Alto, Calif, U.S.A.
Editorial Board
VOLUME 18
AN INTRODUCTION
TO
NUCLEAR ASTROPHYSICS
The Formation and the Evolution of Matter in the Universe
JEAN AUDOUZE
lnstitut d'Astrophysique de Paris, France
and
SYLVIE VA UCLAI R
DAPHE, Ohservatoire de Meudon, France
and lnstitut d'Astrophysique, Paris
Audouzc. Jean
An introduction to nuclear astrophysics.
FOREWORD IX
INTRODUCTION xi
XXI
ACKNOWLEDGEMENTS
IV.3.2.
The Proton Chains with a He Catalyst, or PPII and PPIII
Chains 53
IV.3.3. The CNO Cycles 54
IVA. Helium Burning 55
IV.5. Hydrostatic C, 0, and Si Burning 57
IV.6. Conclusion 58
CONCLUSION 155
APPENDIX 159
Appendix AI. Some Fundamental Constants 159
Appendix All. Some Astronomical Constants 159
Appendix AlII. Some Quantities Associated with One Electron-Volt 160
Appendix B. Atomic Mass Excesses 161
ix
INTRODUCTION
Man has always been intrigued by his environment and by his relationship with it.
During the first ages of Humanity this relationship was described or debated by
religions or superstitions and not by what we designate under the name of sciences.
But, since the very first ages, men have adopted the scientific attitude which is to
describe an environment in terms of interactions between the various constituents of
what is believed to be the Universe. This is why astronomy, which tries to describe
the whole Universe and to understand its evolution, has been the first science to
emerge from the human mind. During antiquity men already knew the difference
between stars and planets. More recently, the important (and controversial at the
time) contributions of Copernicus and Galileo (to choose among the most famous
astronomers) are quite well known.
Man has spent more time penetrating the nature of the microcosm than making
a rough description of the macrocosm. If the word and the concept of the atom is
indeed ancient (atoms were imagined by Greek philosophers such as Democritus),
their study in the scientific sense has only been initiated during the 19th century:
one must wait for the works of Thompson and Rutherford to get into the tremendous
and complex world of the atoms themselves which are composed of almost empty
spaces where electrons jingle around extremely small and dense nuclei. At present,
many physicists devote their scientific endeavors to try and discover what is the
actual basic stone (if any!) of our Universe: the atomic nuclei are constituted by
nucleons (protons and neutrons). Current theories on the nature of the nucleons
themselves assume that they are formed by a combination of three more elementary
or basic particles, the quarks. Research on such particles is presently the subject
of very refined and difficult experiments: big accelerators such as those of CERN,
Pulkovo, Argonne, ... are daily creating strange particles, but have not yet un-
ravelled their secret.
Nuclear astrophysics attempts to describe how and where matter has been formed.
This subset of astrophysics relies heavily on nuclear physics which is a microcosmic
description of the matter. In this monograph we attempt to show that the nature
and the evolution of macro-objects such as galaxies or stars are directly related to
the physical behavior of infinitesimal entities such as atoms and their constituents,
electrons, nuclei and nucleons, i.e. protons and neutrons.
One of the best examples of this correlation is the fact that the luminosity of more
than 90% of the visible stars (including the Sun) is due to the release of nuclear
energy. It is quite obvious in the case of the Sun that other sources of energy are
unable to explain its rather old age (~4.6 X 109 yr). The discovery of nuclear energy
is a direct consequence of the famous Einstein equation which relates mass to energy
xi
xii INTRODUCTION
TABLEI
Logarithmic scale (cm)
30
The furthest detected radio galaxy
20
Radius of a stellar cluster
distance of the nearest star I pc = 3 x 10'8 em
I light-year = IO'8 cm
IS
Distance Earth-Sun: I astronomical-unit = 1.5 x 10 13 em
Radius of the Sun: 7 x 10'0 em
Distance Earth-Moon: 3.8 x 10'0 em
10
Radius of the Earth: 6370 km
Radius of the Moon: 1700 km
Radius of a neutron star: "" 10 km
5
o
The Ant '" 0.3 cm
-5
The smallest protozoa I /lm = 10- 4 em
The atomic radius I A = 10- 8 em
-10
-IS
xiv INTRODUCTION
Fig. I. A cluster of galaxies in the region of 73 Leo. The size of this cluster is of the order of 3 x 106
light years. (Photograph kindly lent by the Observatoire de HaUle Provence du Centre National de 10 Re-
cherche Scientifique, France.)
INTRODU CTION xv
Fig. 2a. A globular cluster of stars: NGC 5272. This cluster of about 105 to 106 stars has been formed
like the 120 other globular clusters in the very early stages of the Galaxy.
xvi INTRODUCTION
Fig. 2b. An open cluster of stars : h Per (NGC 869- 884). This relatively young cluster is inside the Galac-
tic Disk. (Photographs kindly lent by the Observatoire de Haute Provence du Centre National de la Recherche
Scientifique, France.)
INTRODUCTION xvii
Fig. 3. Micron size crystal of a lunar feldspar collected in the Luna 16 mission. This crystal has been
submitted to the solar particle irradiation: the amorpheous coating and the rounded habit is due to the
solar wind, especially the H and He components of about I keV (10 3 eV) per nucleon. Inside the crystal
damage tracks induced by heavy ion components (especially Fe) of the solar cosmic rays are noticeable.
This specific crystal has been submitted to a flux of a bout 10 10 heavy ions cm- 2 (energy ofa few MeV
per nucleon) . This very detailed plate has been obtained and kindly let by the Orsay group (M. Maurette
et a/.) and has been taken with the High Voltage Electron Microscope of the Institut d'Optique Electronique
du C.N.R.S. (Toulouse, France).
~viii INTRODUCTION
nucleosynthesis of the lightest elements with atomic masses below 12 (D, 3He, 4He,
5Li, 7Li, 9Be, lOB, and lIB). Some of these elements especially Li, Be and Bare
°
formed by spallation reactions induced by rapid (a few MeV) protons or alpha par-
ticles impinging on C, N or nuclei. These reactions which are presented in this chap-
ter occur quite naturally in the interaction between the galactic cosmic rays and the
interstellar medium. At present, the hypothesis which is the most successful in explain-
ing the formation of D, 3He, 4He and 7Li is the nucleosynthesis occurring during
the primordial phases of the Universe (Big Bang nucleosynthesis). The Big Bang
model assumes that the Universe has been very dense and very hot at its birth.
Chapter VIII summarizes the methods by which the age of the Universe can be
estimated: using the Universe expansion (Hubble age), the position of the stars
of the oldest stellar clusters (the globular clusters) in the luminosity-superficial
temperature (Hertzsprung-Russell) diagrams, and finally the so-called nucleo-
cosmochronological methods based on the search for abundances of long lived
radioactive nuclei such as U, Th, Pu and also 1291. Various isotope anomalies have
been discovered in some mineralogic phases of carbonaceous chondrites such as
the Allende meteorite which fell in Mexico in 1971. These anomalies concern 0,
Mg, Ca, Nd, Ba ... and can be considered both as big puzzles for all the nucleo-
synthetic theories and as possible clues to understand the formation of the solar
system. The present isotope determinations as well as a few scenarios proposed to
try to explain these determinations are given at the end of this chapter. Finally, in
Chapter IX the studies of the nucleosynthesis are used to attempt a description of
the galactic evolution. The evolution of the density of the stars, of the interstellar
gas and of the abundances of the different chemical elements is reviewed as well
as the influence of important parameters such as the rate of star formation and the
nucleosynthetic power of the stars of a given mass.
At the end of this brief introduction we would like to stress the novelty of the field
covered by this monograph. It was only in 1938 that the physicists Bethe and von
Weiszacker began to apply the discovery of the large energy released by nuclear
reactions to the physics of the Sun and related stars. The field has indeed become
very active after the works of Hoyle in (1946) and Salpeter (1951) which preceded the
influential reviews of Burbidge et al. (1957) and of Cameron (1957) on the nucleo-
synthesis occurring in stellar interiors. At about the same time (1949) Gamow tried
to push the idea that a large part of the nucleosynthesis occurred during the birth
of the Universe in the frame of the Big Bang cosmology. Otherwise, the major develop-
ments of nuclear astrophysics are much more recent: for instance, explosive nucleo-
synthesis has been studied and developed after 1965 (around 1970); the origin of the
light elements of atomic mass A < 12 has only been understood around 1973; the
nucleocosmochronology and the nova explosions, around 1972. Finally, half of the
work which deals with the problem of chemical evolution of galaxies has been per-
formed after 1974 according to Audouze and Tinsley (1976). This novelty of the
subject is due to the fact that astrophysics is a multidisciplinary field. Its development
needs progress in both astronomy and nuclear physics, and more generally, progress
in the whole physics such as the behavior of elementary particles like neutrinos, quarks
and gluons, and the finest details of hydrodynamics and thermodynamics. In this
monograph, we will emphasize the strong influence of almost all the main physics laws
on nuclear astrophysics, which attempts to describe the origin of the material Universe.
INTRODUCTION xix
References
Quoted in the text:
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Bethe, H. A.: 1938, Phys. Rev. 55, 103; 55, 434.
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ACKNOWLEDGEMENTS
CHAPTER I
Fig. 1.6 is from Y. M. Georgelin and Y. P. Georgelin, 1976, Astron. Astro-
phys. 49, 74. Permission to reproduce this figure has been kindly
granted by the authors and the Editor-in-chief of the journal.
CHAPTER III
Fig. II1.6 is Figure 9 from Shapiro and Silberberg, quoted by V. Trimble,
Invited Paper of Proceedings of the Royal Society, London, 1974.
Reproduced with the kind permission of the authors and the
publisher.
CHAPTER IV
Fig. IV.I is Figure 3-1 from Atomic Nucleus, by R.D. Evans, McGraw-Hill
Book Co., 1955. Used with permission of McGraw-Hill Book
Company and the author.
Fig. IV.3 was redrawn by D.D. Clayton from W.A. Fowler and J.J. VogI,
Figure 4-4, p. 298 in Principles of Stellar Evolution and Nucleo-
synthesis, McGraw-Hill Book Co., 1968. It is reproduced with
the kind permission of the authors and the publisher.
Fig. IV.7 was adapted from Figure 1, from R. T. Rood and M. H. Ulrich,
1974, Nature 252, 366. Reproduced with the kind permission of
the authors and the publisher.
Fig. IV.9 is Figure 1, p. 123, from an article by G.R. Cauglan in eND
Isotopes in Astrophysics, J. Audouze (ed.), D. Reidel Publ. Co.,
Dordrecht, Holland, 1977. Reproduced with the kind permission
of the author.
CHAPTER V
Fig. Y.3 is taken from a chapter by L. Rosino in Supernovae, D. Schramm
(ed.), D. Reidel Publ. Co., Dordrecht, Holland, 1977. Reproduced
with the kind permission of the author.
Fig. V.S is Figure 1-3, p. 7, from Pulsars, by R.N. Manchester and J.H.
Taylor, Freeman and Co., 1977. Reproduced with the kind per-
mission of the authors and the publisher.
Fig. V.7 is Figure I, p. 205, from an article by J. Audouze and B. Lazaretf
in Novae and Related Stars, M. Friedjung (ed.), D. Reidel Publ.
Co., Dordrecht, Holland, 1977. Reproduced with the kind per-
mission of the authors.
xxi
xxii ACKNOWLEDGEMENTS
CHAPTER VI
Fig. VI. 1 is Figure 4, p. 138, of an article by A.G. W. Cameron, 1973, Space
Sci. Rev. 15, 121. Reproduced with the kind permission of the
author.
Figs. VIA, 6, and 8 are Figures 7-30, p. 586; 7-20, p. 563; and 7-27, p. 578 from
P.A. Seeger, W.A. Fowler, and D.D. Clayton, 1965, Astrophys.
J. Suppl. 11, 121. Reprinted by courtesy of the authors and the
Astrophysical Journal, published by the University of Chicago
Press. Copyright 1965, The American Astronomical Society.
Fig. VI.7 is Figure 7-21, p. 564, from D. Clayton, in Principles of Evolution
and Nucleosynthesis, McGraw-Hill Book Co., 1978. Reproduced
with the kind permission of the author and the publisher.
CHAPTER VII
Figs. VII.! and 2 are Figures IV-2, p. 54 and 11-8, p. 15 from H. Reeves, in Nuclear
Reactions in Stellar Surfaces and Their Relation With Stellar Evolu-
tion, Gordon and Breach, London, 1971. Reproduced with the
kind permission of the author and the publisher.
Figs. VIII.5 and 6 are Figures 1 and 6 from J. Audouze and M. Menneguzzi, Origine
des rayonnements cosmiques, Vol. 4, p. 549, La Recherche, Paris.
Reproduced with the kind permission of the authors and the pub-
lisher.
Fig. VII.8 is Figure 3 from R. V. Wagoner, 1973, Astrophys. J. 179, 343.
Reprinted by courtesy of the author and the Astrophysical Journal,
published by the University of Chicago Press. Copyright 1973,
The American Astronomical Society.
ACKNOWLEDGEMENTS xxiii
CHAPTER VIII
Fig. VIII.2 is Figure 1-20, p. 65, from D. Clayton in Principles of Stellar
Evolution and Nucleosynthesis, McGraw-Hill Book Co., 1968.
Reproduced with the kind permission of the author and the
publisher.
Fig. VIII.3 is Figure 1 of an article by K. Gopalan and G. W. Wetherhill.
1971, J. Geophys. Res. 76, 8484. Reproduced with the kind per-
mission of the authors and the publisher.
Fig. VIII.5 is figure on p. 75 of an article by D. Schramm, 1974, Scientific
American 230, 69. Reproduced with the kind permission of the
author and the publisher.
Fig. VIII.6 is from J. H. Reynolds, 1960, Phys. Rev. Letters 4, 8. Reproduced
with the kind permission of the author and the publisher.
Fig. VIII.7 is from E.C. Alexander, Jr., R.S. Lewis, J.H. Reynolds, and
M.C. Michel, 1971, Science 172, 837. Reproduced with the kind
permission of the authors and the publisher.
Fig. VIII.8 is from J.H. Reynolds, 1977, in Rare Gas Isotopes to Early Solar
System History, Proc. Soviet-American Conf. on Cosmochem. of
Moon and Planets, NASA SP 370-2-771. Reproduced with the
kind permission of the author.
Fig. VIII.9 is figure on p. 108 ofD. Schramm and D. Clayton, 1978, Scientific
American 239, 98. Reproduced with the kind permission of the
authors and the publisher.
Fig. VIII.l1 is Figure I of an article by J. Audouze, J.P. Bibring, J.e. Dran,
M. Maurette, and R.M. Walker, 1976, Astrophys. J. Letters, Ll85.
Reprinted by courtesy of J. Audouze and the Astrophysical
Journal, published by the University of Chicago Press. Copyright
1976, The American Astronomical Society.
Fig. VIII.l2 is Figure I, p. 16, of an article by D. Clayton, in eND Isotopes
in Astrophysics, J. Audouze (ed.), D. Reidel Publ. Co., Dordrecht,
Holland, 1977. Reproduced with the kind permission of the author.
Fig. VIII.l3 is Figure 2, p. 393, from D. Schramm, Supernovae and Formation
of the Solar System, in Protostars and Planets, T. Gehrels (ed.),
Univ. of Arizona Press, 1978. Reproduced with the kind permis-
sion of the author and the publisher.
Fig. VIII.l4 is Figure 1, p. 402 and Figure 1, p. 404, of H. Reeves, The Big
Bang Theory of the Origin of the Solar System in Protostars and
Planets, T. Gehrels (ed.), Univ. of Arizona Press, 1978. Repro-
duced with the kind permission of the author and the publisher.
CHAPTER IX
Figs. IX.2, 3, 4, and 6 are Figures 2, 3, 4, and 5 from an article by J. Audouze and
B. Tinsley, 1976, Ann. Rev. Astrophys. 14. Reproduced with the
kind permission of the authors and the publisher.
Fig. IX.5 is Figure 2 from an article by RE.J. Pagel and RE. Patchett,
xxiv ACKNOWLEDGEMENTS