SBA Guidelines
SBA Guidelines
MINISTRY OF EDUCATION
G u idelin es fo r M a n a gin g
Scho o l-B a sed A ssessm en ts ( SB A s)
In Trin ida d a n d To ba go
SBA
s
FOREWORD .................................................................................................................................. 3
RATIONALE .................................................................................................................................. 4
WHAT IS SCHOOL-BASED ASSESSMENT? ............................................................................ 5
SUBMISSION OF MARKS AND SAMPLES .............................................................................. 5
WHICH CSEC SUBJECTS HAVE AN SBA COMPONENT?..................................................... 6
WHICH CAPE SUBJECTS HAVE AN SBA COMPONENT? .................................................... 7
HOW DO STUDENTS BENEFIT FROM SBAs? ......................................................................... 8
SBA SYSTEM REQUIREMENTS ................................................................................................ 8
ROLES AND RESPONSIBILITIES .............................................................................................. 9
STUDENTS .................................................................................................................................... 9
STUDENTS WITH SPECIAL NEEDS ....................................................................................... 10
PARENTS ..................................................................................................................................... 11
TEACHERS .................................................................................................................................. 12
HEADS OF DEPARTMENTS ..................................................................................................... 14
PRINCIPALS/VICE PRINCIPALS ............................................................................................. 15
OVERALL GUIDING PRINCIPLES .......................................................................................... 17
School’s SBA System ............................................................................................................... 17
POLICY ON LATE OR NON-SUBMISSION OF THE SBA..................................................... 18
PREVENTION OR MITIGATION OF MALPRACTICE........................................................... 18
SECURITY ARRANGEMENTS FOR SBA DOCUMENTS ...................................................... 19
THE SYSTEM FOR MONITORING AND SUPPORT OF SBAs .............................................. 20
THE SYSTEM OF MODERATION ............................................................................................ 22
INTERNAL MODERATION/VERIFICATION FOR CSEC AND CAPE ................................. 22
EXTERNAL MODERATION/VERIFICATION FOR CSEC AND CAPE ................................ 23
INTERNAL VERIFICATION FOR CVQ ................................................................................... 24
EXTERNAL VERIFICATION FOR CVQ .................................................................................. 24
ROLE OF THE LOCAL REGISTRAR AND THE EXAMINATIONS UNIT ........................... 24
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RATIONALE
School Based Assessments (SBAs) should be seen as one source of collecting objective, verifiable
assessing learning was introduced by the Caribbean Examination Council (CXC) and it is seen as
a critical element in their suite of examinations at the Caribbean Secondary Education Certificate
(CSEC) level, at the Caribbean Vocational Qualifications (CVQ) areas and at the Caribbean
Advanced Proficiency Examinations (CAPE). These examination regimes utilize a range of item
types in making a contribution to candidate scores. Unfortunately, over the years, there have been
many proven and alleged instances of fraudulent or inexpert behaviours on the part of candidates
and administrators among others in Trinidad and Tobago. These behaviours include:
• Incomplete and poor quality submissions by students to teachers and by schools as samples
to the CXC.
teachers.
• Absence of clear guidelines for procedures for a quality, unbiased, ethical and universally
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• Signing-off on documents without ensuring that they are accurate and verified.
candidate as a contribution to his or her final exit grade. If approached in the right spirit by the
useful skills and competencies developed and refined during study of the subject. Projects and
assignments include research papers on quantitative and qualitative studies, reports after actual
events, reports after simulated events, reports after interviews of appropriate persons, reports from
school settings, visual art pieces, reports after laboratory experiments, portfolios, teacher-made
tests and oral examinations. Most subject examinations offered by the CXC require that in-school
candidates complete an SBA. The CXC continues to devise ways and means of assessing
As indicated by the CXC, SBA marks are to be submitted on specific forms or electronic web-
based databases. Beginning 2016, the submission of SBA samples in specified subject areas can
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WHICH CSEC SUBJECTS HAVE AN SBA COMPONENT?
• Additional Mathematics
• Agricultural Science
• Biology
• Caribbean History
• Chemistry
• Clothing and Textiles
• Economics
• English A and English B (effective 2018)
• Electronic Document Preparation and Management
• Food and Nutrition
• Geography
• Home Economics Management
• Industrial Technology
• Information Technology
• Integrated Science
• Music
• Office Administration
• Physical Education and Sport
• Physics
• Principles of Accounts
• Principles of Business
• Religious Education
• Social Studies
• Technical Drawing
• Theatre Arts
• Visual Arts
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WHICH CAPE SUBJECTS HAVE AN SBA COMPONENT?
• Accounting
• Agricultural Science
• Applied Mathematics
• Arts and Design
• Biology
• Building Mechanical and Engineering Drawing
• Caribbean Studies
• Chemistry
• Communication Studies
• Computer Science
• Digital Media
• Economics
• Electrical and Electronic Technology
• Entrepreneurship
• Environmental Science
• French
• Food and Nutrition
• Geography
• History
• Information Technology
• Law
• Literatures in English
• Logistics and Supply Chain Operations
• Management of Business
• Performing Arts
• Physics
• Pure Mathematics
• Sociology
• Spanish
• Tourism
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HOW DO STUDENTS BENEFIT FROM SBAs?
An SBA may contribute as much as 70% towards a student’s final grade in some of the
Proficiency Examinations (CAPE). In other cases, SBAs still contribute a significant 20%.
Since SBAs generally allow opportunities for self-paced production and comprehensive
feedback from teachers, it can be viewed as an excellent method for effective integration
After the teacher has taught through discussion and demonstration, students, individually
or in groups, can attempt to demonstrate what they have learnt and have it subjected to
standardized and known appraisal rubrics. As students and teachers gain an understanding
of the students’ strengths and weaknesses, the SBA, and indeed the other assessment
papers, can be approached more thoroughly with confidence, a sense of independence and
A successful SBA system requires both general and specific actions in order to be carried
and efforts among key stakeholders, who know, accept and perform their individual tasks
and actions to the best of their ability. There is a need for persons to use a systematic
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approach to the production, administration and monitoring of the SBA programme at all
levels of the system, including, the classroom, the school and the Ministry of Education.
The following information outlines the key actions and competencies expected from the
major stakeholders in the system, beginning with the classroom (students, parents and
teachers) and moving out to school administrators (Heads of Department and Principals)
and concluding with system level officials, in particular, monitoring personnel such as
Curriculum Officers and School Supervisors (SS IIIs), assessment personnel such as
Moderators and External Verifiers and the CXC Local Registrar (CXC-LR).
STUDENTS
Students should treat SBAs as instruments that place them in positions of power. The right
approach to the production of SBAs can help to determine the quality of the head-start with
which they enter the remaining examinations in any one subject. In order to complete
SBAs of exceptional quality, they should employ the effective strategies outlined below.
Students should:
• Obtain the latest copy of the relevant syllabus and be clear about the task
requirements and rubrics for each SBA they are required to do.
• Obtain a copy and be clear about their school’s regulations, procedures, timelines,
critical dates and deadlines for completion and submission of interim assignments.
• Aim to achieve the highest possible marks for their completed SBAs.
• Make an early start. Ask teachers for requirements as soon as possible and/or seek
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• Plan for completion of big tasks by chunking each one into manageable mini-
actions with dates, resources and expected outcomes identified. (Link the dates with
class schedules/deadlines).
• Keep records in folders and maintain back-up files (e.g. email to self and/or save
• Ensure that the work submitted is ultimately their personal and best effort.
• Complete and submit assignments on time, neatly and in the form required.
The Student Support Services Division (SSSD), of the Ministry of Education, stands ready
to ensure reasonable accommodation, such as additional time and resources are provided
for the completion of SBAs by students with special needs. Their mandate includes
assessment of students from the time they enter primary schools, and case by case
required to put procedures in place to meet the additional necessities required for students
with special needs to conduct SBAs, including requests for acceptance of SBAs submitted
in other formats such as in Braille or as oral submissions. Information can be obtained from
the following document: ‘The Ministry of Education: Policy Guidelines for the Provision
Examinations.’
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PARENTS
Parents’ interest in their children’s success should encourage an understanding of the role
of the SBAs in formative assessment for learning and summative assessment of learning.
They must play a crucial supporting role which ensures that their children are confident
Parents should:
• Demonstrate a keen interest in their children’s work by asking regularly about what
• Obtain a copy and be clear about the school’s regulations, procedures, timelines,
critical dates and deadlines for completion and submission of interim assignments.
• Monitor and urge their children towards responsible and honest completion of
assignments and final SBA products in accordance with the school’s timelines and
stipulated requirements.
• Examine the feedback on returned assignments and discuss how this will be used
• Refrain from doing the work or organizing for someone to do the work for their
child.
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TEACHERS
The teacher’s role is central in assessing the students’ achievement and the SBA provides
opportunities for teachers to take that responsibility seriously. All SBAs, some more than
others, require teacher input in shaping the assessment instrument that will be submitted.
Some SBAs require teachers to create (and submit to the CXC), teacher-made table of
specifications, test questions, keys, mark schemes and rubrics. Practical elements require
that teachers observe and assess manipulative skills, general work habits and products over
a period of time, as skill levels and competencies increase. Other SBAs are set by teaching
groups and coordinated by a national subject coordinator for the particular jurisdiction.
Some subjects have topics sent in advance by the CXC examination panels.
Teachers are expected to provide feedback from early attempts and draft submissions from
students and to revise their approaches to learning and production of the SBAs. Teacher
may also rethink their selected teaching strategies, instructional materials and revision
methods. Teachers should embrace the main advantage provided to curriculum delivery
by the SBA requirement of their subject. It is expected that the assessor should be able to
produce documentary and tangible evidence of the planning process such as a timetable of
SBA activities, mark schemes, outline of SBA tasks and the conditions under which they
are to be performed.
Teachers should:
data analysis, using both basic quantitative and qualitative techniques, and
reporting formats.
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• Review the relevant CSEC, CVQ and CAPE syllabi thoroughly and plan the
• Submit to their Head of Department, at the start of the school year, or in a timely
fashion, a written scheme of work for the two or five terms, detailing the tasks and
actions proposed for the support to be provided to students. The scheme of work
should include timetables and milestones such as number of draft submissions and
• Mark and return drafts with detailed and timely feedback to students before the next
is due.
• Calculate grades accurately and submit for relaying to the CXC in a timely manner.
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HEADS OF DEPARTMENTS
Heads of Departments have the responsibility to ensure that the SBA system in their
Departments is operationalized and the products and behaviours of teachers are acceptable,
• Receive, evaluate, provide feedback and approve written schemes of work from
teachers, detailing the tasks and actions proposed for support to be provided to
students.
• Arrange opportunities for the collaboration of teachers with responsibility for the
assessment.
• Conduct research on, and arrange for teachers to attend SBA training conferences
and meetings with officers of the Curriculum Planning and Development Division
• Familiarize themselves with general and specific SBA requirements of subjects that
• Assess the quality and timeliness of feedback given to students by teachers in their
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• Communicate with Principal/Vice Principal to arrange for moderation and quality
• Ensure that all requests for requirements such as space and consumables are made
in a timely manner and both teachers and students are ready on the date agreed upon
administrators.
PRINCIPALS/VICE PRINCIPALS
The Principals/Vice Principals have the responsibility to ensure that the SBA system in
their schools is operationalized. The products of all subject units should be endorsed by
the Principals/Vice Principals as having met all quantity and quality requirements when
• Familiarize themselves with relevant documents from the CXC such as the CXC
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• Establish appropriate regulations and procedures for the proper administration of
SBA within the school in maintaining a quality assurance system. Some key
arrangements include:
- Posting clear timelines for each subject area in prominent places for the
in sub-sections below.
• Endorse submission of documents to the CXC and ensure that a satisfactory system
of verification is in place.
• Encourage and arrange for teachers to attend SBA training conferences and
meetings with officers of the Curriculum Planning and Development Division and
CXC personnel.
about teacher reflection, instructional practices and the curricular programme, and
• Communicate with teachers, students and parents and emphasize the seriousness
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OVERALL GUIDING PRINCIPLES
• The school’s SBA Guidelines outlining the school’s policy and procedures should
• Copies should be made available to all stakeholders. For example, at the beginning
of the two-year (CSEC and CVQ) courses of study, students and their parents
should be given formal, written and oral notification, along with guidelines for each
• SBA guidelines should be subject to periodic review after soliciting feedback from
internal stakeholders.
at various levels.
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POLICY ON LATE OR NON-SUBMISSION OF THE SBA
Each school should develop a written policy for students for effective management of
submission of drafts and final copies of SBAs. This will enable principals and teachers to
account for student practices, including timely submission, non- submission, compliance
with stipulated SBA guidelines and student performance. Such a policy can include:
• Formal communication from schools to students and parents outlining all SBA
• Procedures for recording of the dates of all submissions of SBAs. (draft and final.).
• Teachers and students are advised that the first draft will not be accepted as the
Incidents of malpractice can be greatly reduced by ensuring that all work submitted by the
student is validated and verified as being his/her own efforts. Some measures that can be
practicals and field exercises. For example, verifying that results and observations
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obtained during the conduct of laboratory experiments are reflected in the
laboratory report.
• Maintenance by students and teacher, of a log of activities towards the final SBA
submissions.
from the teacher should be placed on drafts. Such ongoing monitoring and support
• Varying the selection of topics from which the SBAs are developed, while
maintaining the requirements of the CXC syllabi. This will ensure that new
of conduct of SBAs.
submission of SBA scores, indicating the authenticity of the work as being that of
the student (to the best of their knowledge) in keeping with CXC requirements.
all SBA documents to limit the possibility of accidental or deliberate mishandling and also
to maintain the confidentiality of such documents. Schools should create and enforce
policies regarding the handling of all SBA documents. Security arrangements should take
into consideration:
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• Publishing of all protocols and standards guiding the security of SBA documents.
• Provision of safe storage for all SBA documents including lab books.
documents.
• Maintenance of a log to track students’ requests for use of the SBAs for exam
preparations.
Responsibilities, including the chain of custody, for all areas of the SBA production and
document management system, should be clearly defined and documented, along with the
Officers of the Curriculum Planning and Development Division and School Supervision
and Management Division (SSMD), support and monitor the SBA process in the schools
Monitoring includes:
• Being aware of the general and specific requirements for production and
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• Inspecting, evaluating and approving the quality assurance documents and
processes developed by the school for the production and administration of the SBA
system.
• Conducting regular school visits during which the progress and quality of the SBA
Support includes:
• Liaising closely with the CXC-LR and the Examinations Unit to ensure that
timely fashion.
persons.
SBA.
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THE SYSTEM OF MODERATION
The SBA regime is a key contributor to the success of thousands of our students in their
Secondary school exit examinations. Moderation is part of the assurance system of the
CXC that ensures the SBA results are valid and reliable. Moderation is to be conducted
at all schools nationally across all subject areas, to ensure conformance with guidelines and
• Ensure that the assessment tasks are achievable, fair, unbiased and valid.
• Verify the consistency and fairness of assessment scores and the use of suitable
scoring criteria.
• Provide useful feedback on student performance and teacher conduct of the SBAs
• Ensure that the skills and knowledge acquired are in keeping with syllabus
requirements.
A system of internal moderation is to be effected in all schools with input from fellow
teachers, Heads of Departments, Vice Principals and Principals. All assessment tasks,
including research projects, laboratory experiments, projects and field work, in addition to
Assessment Review Team at each school prior to conduct. Ongoing monitoring should
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continue to ensure that suitable timelines are met, regular and useful feedback is provided
• The tasks selected are aligned to the syllabus and are free of bias, unambiguous and
feasible.
• The tasks allow for achievement of skills and knowledge in keeping with syllabi
requirements.
• The language of the tasks is suitable for the level of the learners for whom it is
intended.
• Systems are put in place to address all issues that may negatively impact the
• All records of internal moderation, including written reports must be shared with
the Principal and Vice Principal for appropriate dissemination where necessary.
tasks and works closely with the Curriculum Planning and Development Division in
carrying out the tasks involved in External Moderation for CSEC and CAPE. Persons are
Registrar. Persons selected are trained by the Curriculum Planning and Development
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Division, and marks awarded are submitted to the Examinations Unit for communication
to the CXC.
CXC supports the requirement for Internal Verification that is an integral part of the CVQ
persons who ensure that both teachers/assessors and students are completing required
paperwork. Forms are sent as soft copy and hard copy by the National Training Agency
The tasks of external verification of the CVQ are coordinated by the National Training
Agency (NTA), a partnering agency in this exercise. The NTA selects persons with
experience in the industry to examine the work submitted by students and conduct
the school when it is believed that candidates for the CVQ are ready.
The office of the Local Registrar (LR), the position established by the CXC as the head
Education Head Office. That office utilizes the human and physical resources of the
Examinations Unit and works closely with the Examinations Supervisor, the Head of the
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The functions of the CXC-LR include:
• Communication of the requirements for submission of SBA marks and samples for
• Verification that marks have been submitted by all schools for all relevant subjects
• Resolving queries regarding SBAs from the CXC and reporting in a timely manner.
It is hoped that these guidelines for managing the SBA process will prove helpful to all
Council.
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