Nutrition Policy
Nutrition Policy
Johanna T Dwyer, National Institutes of Health, Bethesda, MD, USA; School of Medicine and Friedman School of Nutrition Science
and Policy, Boston, MA, USA; and Jean Mayer USDA Human Nutrition Research Center on Aging at Tufts University, Boston, MA, USA
Ó 2016 Elsevier Inc. All rights reserved.
Glossary
Food policy A policy, which does not necessarily explicitly Food safety Assurance that food will not cause harm to the
incorporate public health concerns. consumer when it is prepared and/or eaten according to its
Food and nutrition policy An umbrella term used to intended use.
incorporate public health concerns into food policy, in Food security The elements include:
order to lead to more concert intersect oral action.
l All people at all times have both physical and economic
Food and nutrition action plan A plan which shows how
access to enough food for an active, healthy life.
to develop and implement food and nutrition policy.
l The ways and means by which food is produced and
Food and nutrition council (or equivalent mechanism) A
distributed are respectful of the natural processes of the
national mechanism which oversees the development, earth and are thus sustainable.
implementation, and evaluation of national action plans l Both the consumption and production of food are
through an intersectoral approach.
grounded in and governed by social values that are just
Food control A mandatory regulatory activity of and equitable, as well as moral and ethical.
enforcement by national or local authorities to provide l The ability to acquire food is assured.
consumer protection and ensure that all foods during l The food itself is nutritionally adequate and personally
production, handling, storage, processing, and and culturally acceptable.
distribution are safe, wholesome, and fit for human l The food is obtained in a manner that upholds human
consumption; conform to quality and safety dignity.
requirements; and are honestly and accurately labeled as Source: Definitions Used by WHO European Region
prescribed by law. Relating to Nutrition Policy (WHO, 2001).
Civil Society
Nutrition policy is also influenced by the constituencies who are particularly affected by the policies such as industry, nonprofit,
professional associations, and other private and voluntary groups. Second are those in the larger society that are affected less
directly, such as the general public.
groups, on political bodies and laws, and other uncertainties. The decision must finally be transformed into action after taking all of
these factors into account (Matanoski, 2001).
Scientific evidence is only one of multiple factors to be considered in nutrition policy (Liberati et al., 2009). Scientists serve
a useful role as advisors to government decision-makers, but they rarely are the final arbiters of what happens. In part this is becau-
se they often have limitations in understanding that the roles of factors other than scientific considerations are necessary elements in
policy making.
Once the laws are made, and their legality is established, civil servants must put the laws into action by promulgating regulations,
supervising programs, and disbursing funds. Ideally those who implement the nutrition policy directives should follow the rational
processes described below.
2. Who Is at Risk?
The group at risk of nutrition problems may be based on biology, socioeconomic status, occupation, or some other characteristic.
Some groups such as young infants, children, teenagers, pregnant, and lactating women, and those who are ill and frail have high
nutritional requirements and may be especially vulnerable to malnutrition. In order to find these individuals, a representative
sample of the entire population is often used; this is called a ‘population-based’ survey. A second method is to focus on lists of
people within the population who are suspected to be at high risk of nutrition problems, such as patients suffering from HIV-
AIDS, and then to identify clinics or other sites where they are likely to be found in large numbers. This is called ‘list-based
sampling.’ For example, severe iron deficiency anemia was particularly prevalent in poor teenaged pregnant girls in the rural
south of the United States who lacked access to obstetric care, had diets poor in iron, and were infected with hookworm, which
causes blood loss.
conditions that affect the individual’s abilities to utilize the food. In the United States, the reference standards used for evaluating
these risks include dietary reference intakes for nutrients, the Dietary Guidelines for Americans for constituents, foods, food groups,
and dietary patterns, and clinical reference values for other risk factors (Otten et al., 2006, US Department of Health and Human
Services and US Department of Agriculture, 2016). Each country uses different but generally similar standards for nutrients and clin-
ical values.
Risk Management
Steps 6–9 below involve managing the risks or problems that have been identified. Ideally risk assessment should be separated from
risk management since the skills required differ. Risk assessors describe and quantify risk. Risk managers decide what should be
done about the potential risk and what the policy options are for doing it. Separation of the two processes lessens the tendency
of either or both parties to over or underestimate risk, or to insist on a certain set of solutions without considering larger issues.
The risk managers consider the scientific evidence from the risk assessment and also economic and other considerations.
7. What Should Be Done about the Nutrition Problem, and to What End?
What should be done depends on the problem. For example, although many peoples’ intakes fall below current recommendations
for magnesium, it is not clear at this time that increasing magnesium intake will have major beneficial health outcomes. In this
instance the best option may be inaction. It is often important to ask whose problem is being solved and for what purpose, and
there are always trade-offs. For example, a regulation requiring the stocking of organically grown, locally produced food in govern-
ment cafeterias provides benefits to producers of these products, but it decreases the market for other producers and may also
increase food costs to eaters.
8. Who Should Implement the Policy, and How Much Will It Cost?
Some person, agency, or group must be commissioned to carry out the policy and the program resulting from it. The human and
other resources needed and costs entailed must be calculated and paid for. These costs must be weighed against competing uses of
these same resources for other nutrition policies and programs.
requiring fluoridation of water has run afoul of groups who believe that fluoride is tantamount to rat poison and that it is morally
wrong to inhibit the freedom of the individual to choose the water he/she drinks. For example, the state of New Jersey in the United
States and several parts of England lack fluoridated water as a result of such views.
13. What Needs to Be Retrofitted or Changed after the Program Has Been Implemented?
Modifications must be often made. For example, the United States reviews and develops food-based dietary guidelines for Amer-
icans every 5 years (USDHHS and USDA, 2016). A dietary guidelines scientific advisory committee reviews the science and updates
it as necessary. The US Department of Agriculture and the US Department of Health and Human Services then take their recommen-
dations under consideration and issue new guidelines to keep nutrition advice up to date.
Lawyers
Lawyers frequently serve as decision-makers on nutrition policy matters, particularly in legislatures and regulatory agencies. They
rely on rules of evidence that are different, and they also often differ from food and nutrition scientists in their standards for causal
inference. At the same time, lawyers must consider if the course of action is appropriate considering the philosophy and rules of the
governing legal system, and what compromises are needed to develop workable solutions. Some of these factors, such as free
speech, or cost, may compete with scientific evidence of cause and effect as being the only criterion for deciding on taking action.
Economists
Economists are another group who are often active in decision-making involving nutrition policy. Economists examine the costs
and trade-offs involved in a policy using techniques such as cost-effectiveness and cost–benefit analysis. Their techniques also
provide clarity, but not certainty, to analyses because their estimates involve multiple assumptions.
follows that since they are not able to solve these complex problems single-handedly, scientists and technologists are not the key
or only decision-makers in nutrition policy. Very few scientists or other individuals embody all of the needed qualities. Therefore
many individuals with different types of expertise must all bring their skills to the task at hand. Nutrition policy makers must also
have the ability to recognize unintended consequences often occur – that solutions to one problem may cause others. For
example, while there is good evidence that fortification of wheat flour with folic acid in the United States decreased the prevalence
of neural tube defects, it also might have increased the masking of vitamin B12 deficiency, which may cause irreversible cognitive
problems, particularly in the elderly. Such a possibility must nevertheless be considered, and the population must be monitored
to determine if ill effects are indeed present. Nutrition policy makers must also recognize that the risks and benefits of interven-
tions are not equally shared across the population. And they must recognize that there are many different standards for judging
cause and effect (causal inference), and several usually are involved in making risk management and intervention choices. In
describing the cause–effect relationship, scientists understandably use their own standards for causal inference to describe the
strength of the associations between a food and one of its constituents and a health risk or outcome, but these standards may
not be accepted by other experts or by politicians as the sole basis for an intervention. They base their decisions on broader
or different criteria and priorities.
The Future
Some possible directions for nutrition policy were summarized in a recent poll of experts in the field. With respect to the science
base issues will include molecular and physiological science underlying nutrition and brain health; the human microbiome: under-
standing the immune system and preventing disease; identifying and mitigating errors in nutritional science; procuring relevant
measures and big data analysis; and exploring the science behind food-related behavior in humans. The food and nutrition policy
implications thought by the expert panel to be most likely were sustainable developmental goals for food and nutrition; authen-
ticity of foods (by geographic origin, type of agricultural production, species and kinds of raw materials, certain processing qualities
such as sustainability or ecological footprints); and the safety of foods. Although the exact issues that will arise cannot be predicted
with certainty, it is obvious from the list that nutrition policy continues to be inextricably intertwined with food policy (Allison
et al., 2015).
Conclusions
The nutrition policy-making process has become more science based over the past century. Progress continues toward integrating
nutrition and food policy, keeping partisan politics to a minimum and being mindful of the undergirding ethical and moral imper-
atives involving human health and happiness. With such a focus, it is to be hoped that ill thought out, illogical, irrational, and scien-
tifically indefensible nutrition policies that are unlikely to be successful will shrink in number over time.
Nutrition Policy 9
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Further Readings
Fisher, R., Ury, W., Patton, B., 1991. Getting to Yes: Negotiating Agreement without Giving in. Penguin Press, New York.
Friis, R.H., Sellers, T.A., 2015. Epidemiology for Public Health Practice, third ed. Jones and Bartlett, Sudbury, MA.
Jasenoff, L.S., 1990. The Fifth Branch: Science Advisers as Policymakers. Harvard University Press, Cambridge, MA.
Jasenoff, L.S., 2005. Designs on Nature: Science and Democracy in Europe and the United States. Princeton University Press, Princeton, NJ paperback 2007.
Klemm, R., West, K. Food and Nutrition Policy Open Course at: http//www. ocw.jhsph.edu.
Mackerras, D., 2012. Food standards, dietary modeling and public health nutrition policy. Nutr. Diet. 69, 208–212. http://dx.doi.org/10.1111/j.1747-0080.2012.01622.x.
Paarlberg, R., 2013. Food Politics: What Everyone Needs to Know, second ed.r. Oxford University Press, New York.
Panel on Enhancing the Data Infrastruture in Support of Food and Nutrition Programs, Research and Decision Making, 2005. Improving Data to Analyze Food and Nutrition Policies
National Research Council. National Academies Press, Washington, 0-309-63319-3.
Schneider, M.J., 2006. Introduction to Public Health, second ed. Jones and Bartlett, Sudbury MA. ISBN:9780117082847 PDF, 2.39MB, 384 pages.
Shi, L.H., Singh, D.A., 2015. Essentials of the US Health Care System, fourth ed. Jones and Bartlett, Burlington, MA.
Timmer, C.P., Falcon, W.P., Pearson, S.R., 1983. Food Policy Analysis. Johns Hopkins University Press, Baltimore.
Wilde, P., 2013. Food Policy in the US: An Introduction. Routledge, New York. ISBN:13-978-1849714297.
Relevant Websites
http//www.fao.org/nutrition – Food and Agriculture Organization of the United Nations (last accessed 12.10.16.).
http//www.unscn.org – United Nations Standing Committee on Nutrition (last accessed 12.10.16.).