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TIMOTHY WILLIAMSON
BARE POSSIBILIA
0.
The theorems of the simplest and strongest sensible quantified modal logic
include the Barcan Formula and its converse. Both formulas face strong
intuitive objections. This paper develops a theory of possibilia to meet
those objections.
1.
BF VxDa D Uixot
Its consequences too are more easily grasped when it is stated in the
logi?
cally equivalent form 3*0? D (>3xu\ if there is something that could have
been such-and-such, then there could have been something that was such
and-such. Together, BF and BFC imply that commutes with
'everything'
'necessarily' and 'something' with 'possibly'.
Given that there could have been a golden mountain, BF does not im?
ply that there is a golden mountain, which may nevertheless not exist. It
implies only that there is something that could have been a golden moun?
tain: a possible golden mountain in the sense that it possibly is a golden
mountain, not in the sense that it is a golden mountain and possibly exists.
BF allows one to insist that absolutely all mountains are to be found in
y); indeed, there could have been fewer things than there actually are. It
follows by BFC that possibly something is such that nothing is it (()3x-^3y
x = y). But that is impossible, -
for necessarily everything is something
itself (DVx3y x = y).
2.
BF and BFC are often discussed in relation to the actualist thesis that
posed to be in a much better position than the actualist to resist the putative
The former can say that there is a non-existent possible
counterexamples.
child of Wittgenstein, that the sense in which there could have been more
more exis
things than there actually are is only that there could have been
tents than there actually are, and that the sense in which the Inn could have
been nothing is only that itmight not have existed. In other words, if pos
sibilia are what could exist, then the anti-actualist can defend BF and BFC
BARE POSSIBILIA 259
they occur. But the actualist does not want to deny that there are events
merely because they do not exist in this sense. Nor would it help to define
'exist' as 'have spatio-temporal location', for the actualist does not want
to deny that there are numbers merely because they do not have spatio
temporal location. In some sense there exist prime numbers between 60
and 80, but is that to say anything more than that there are prime numbers
between 60 and 80? Thus actualism and anti-actualism are in danger of
boiling down to the platitude that everything is and its negation. But when
actualists assume without argument that existents might not have existed,
they may be reverting to the narrower sense of 'exist'. A ban on the word
'exist' in philosophy would be salutary.4
Actualism and anti-actualism do not become any clearer if they are
redefined as the thesis that everything is actual and its negation. If 'actual'
means actually existing, we are back to 'exist'. If 'actual' means actu?
ally being, we are back to the platitudinous interpretation of actualism. If
'actual' means something else, what is it?
For these reasons, the ensuing discussion avoids reference to actualism
and anti-actualism, although some of the issues raised may be relevant to
those obscure doctrines. The putative counterexamples to BF and BFC
were stated without use of 'exist' or its affiliates, and can be evaluated
accordingly. The case against BF and BFC assumes that there is nothing
that Wittgenstein could have fathered, that there could have been more
things than there actually are, and that possibly nothing is the Inn. These
assumptions will be called into question. Before that, however, the logical
case for BF and BFC will be stated and examined.
3.
The simplest and strongest sensible quantified modal logic with identity is
LPC = S5.5 Its language is the result of adding D to a standard language for
the lower predicate calculus with identity but without individual constants
or function terms (LPC=). LPC = S5 can be axiomatized thus:
A formula is valid just in case with respect to every model it is true relative
to every assignment at every world.7 Just as no axiom or rule of inference
of LPC = S5 specifically governs the interaction of quantifiers and modal
concept is less fundamental than the former, and this equivalence may use?
fully guide our thinking. The formal semantics provides a simple, intuitive
4.
greater than in the formal semantics, and completeness proofs are more
convoluted.9 Such complications are a warning sign of philosophical error.
From a non-technicalperspective, however, the relativization of domains
to worlds appears to yield a straightforward approach to quantified modal
logic respectful of the intuitions behind the putative counterexamples to
BF and BFC. The burden of the next section is that that appearance is
quite misleading.
5.
If the informal arguments against BF show anything, they show that it has
false instances, not just that it could have had false instances. But con
BARE POSSIBILIA 263
predicate the
</>, result is not in general valid. BF becomes Vx(0x D Da) D
DVx(0x D a); we can substitute a contradiction for a, and the result boils
down to Vx-?0x D DVx-?0x, which is uncontroversially invalid (read (?>x
as 'x smiles'). Similarly, BFC becomes DVx(0x D a) D Vx(0x D Da);
we can substitute 0x for a, which makes the antecedent trivially true, with
the result Vx(0x D D0x), which is also uncontroversially invalid. But
the issue is whether
BF and BFC hold when the quantifiers in them are
not interpreted as the result of restricting other quantifiers with broader
domains.11 The non-modal relativized domains approach gives the quanti?
fiers an irrelevant interpretation. It is mathematically perspicuous, and can
be used to establish
philosophically significant independence results to the
effect formulas are not provable on the basis of various axioms
that various
and rules of inference; but it does not settle the informal status of BF and
BFC.
An approach that is not self-defeating in the way just considered is to
do the semantics for a modal object-language in a modal metalanguage.12
In such a metalanguage, the statement that BF has false instances does not
imply that something in the domain of some world is not in the domain of
the actual world; it merely implies that there could have been
something
such that actually nothing is it. Even in the modal metalanguage,
one can
define an operator that behaves formally like a broader quantifier than
'everything', in the words 'necessarily everything actually'. Everything
is something, but given the rejection of BF it does not follow that nec?
essarily everything is actually something. However, those who take modal
operators as primitive can insist that 'necessarily is
everything actually'
264 TIMOTHYWILLIAMSON
accepted axioms decide. For instance, we know that the non-modal rela?
tivized domains approach invalidates BF and BFC. A modal metatheory
may well be more faithful to the intended meanings of modal terms; be?
cause it is so faithful, it does not reduce questions of formal validity to
non-modal questions, often with the result that we are left none the wiser
as to their answers. Indeed, the more faithfully the metatheory interprets an
everything is F, without restriction. Again, if it had not been the case that
d is F, perhaps it would not have been statable that d is not F, but that too
seems irrelevant. For it is we in our actual situation who are formulating
the statement that d is not F to describe a counterfactual situation; it is no
part of our claim that the statement could have been formulated in those
circumstances.14
BARE POSSIBILIA 265
6.
not become an abstract object. The best and most natural answer is just that
the Inn was once a river; it is a past river. To insist that it is somehow some?
general modal properties should somehow derive from its general non
modal This is a strong form of the claim that hypothetical
properties.18
truths need categorical bases. For if the Inn had never run, from what gen?
eral non-modal properties of it could its general modal property of being a
possible river have derived? Although itwould have had the universal non
modal property of being something, and negative general properties such
as being a non-river, it would have shared all those with merely possible
mountains, which are presumably not possible rivers. But we have no good
reason to believe that an object's general modal properties are traceable
to its general non-modal properties. Although we may feel that we can
visualize its general non-modal properties in a way in which we cannot
visualize its general modal properties, reliance on this kind of primitive
pairs of trousers Tl and T2, which actually constitute two suits, Jl +T1
and J2+ T2. If Jl had originally been hung with T2, there would have been
a differentsuit Jl + T2; as things actually are, Jl + T2 is not a suit; indeed,
Jl + T2 does not actually seem to be anywhere. Intuitively, the question
'How many possible suits could be made from Jl, J2, Tl and T2?' has a
reading on which the answer is four, even though it is impossible for more
than two suits to be made from the set.
In that example, we can refer to specific merely possible suits, using
counterfactuals in definite descriptions to fix the reference of 'Jl + T2' and
'J2 + Tl'.20 Such descriptions must be handled with
care; for example,
'the possible child of Wittgenstein' is improper,
because many possible
people could have been fathered by Wittgenstein.21 No such difficulty
faces treatment of a putative counterexample to BFC, because the object
at issue (e.g., the Inn) is actually in space and time, which allows us to
establish reference to it in the ordinary way; we use that referential link to
discuss the object with respect to situations in which it is not in space and
time.22 We can then reflect that people in those situations might be unable
to establish reference to the object, if no uniquely identifying description
were available to them, but could still express general propositions (e.g.,
'There is a merely possible river') made true by facts about the object. We
can further reflect that we may be in the same predicament with respect to
other possible members of the same kind, such as merely possible rivers,
to which we cannot establish reference but facts about which nevertheless
make true general propositions that we can express - such as BF.
Suppose, for the sake of argument, that referring to something pre?
cludes its being a merely possible river. It does not follow that no merely
possible river is capable of being referred to by us. For perhaps, if it had
been a river, we could have referred to it. Nevertheless, we should not
assume that every object is a possible object of reference by us, or anyone
else, for what motivates the assumption but ill-concealed verificationism?
268 TIMOTHYWILLIAMSON
problems; perhaps there are many possible answers, none of which is the
possible answer he seeks.23 Theories of modality should not be expected
to resolve issues about intentionality.
7.
How are possible rivers individuated? In LPC = S5, both the necessity of
x = =
identity (LI, y D Dx y) and the necessity of distinctness (LNI,
x jk y D Dx ^ y) are provable.24 Objects are either necessarily identical
or necessarily distinct. It is then easy to derive this schema in LPC = S5:
=
p= Op* D (x = y 0(px & py & x = y))
For x = =
y gives Dx y by LI and thence D(px z> py), from which
the right-hand side can be derived from Opx by ordinary modal reasoning.
Conversely, the right-hand side gives 0* = y, which gives x = y by LNI.
Now read px as 'x is a river'. Informally, p? says that a possible river
is identical with something just in case they could be the same river. The
significance of p? is that on the right-hand side the notion of identity is in
effect restricted to the identity of rivers, rather than possible rivers. 'Same
river' explains 'same possible river'.
The point may leave some doubts. Itmay still be asked: what makes the
river in one world the same thing as the genuinely flowing
merely possible
river in another world? But this doubt is more obscure than that which it
calls into question. Its focus is Op* rather than x = y, possibilities for
objects rather than identities. Why should one find 'x could be a river'
Doubts about modality often seem to be epistemological in
problematic?
can we know whether that is not so could have
origin: how something
been so? For non-verificationists, however, the limits of knowledge about
modality are not the limits of modality itself. Of course, it would be self
to make modal claims and then admit that one cannot discover
defeating
BARE POSSIBILIA 269
whether they are true. But the central modal claims of this paper are
broadly logical claims. Their epistemology will be a special case of the
NOTES
1
The original Barcan formula inMarcus [= Barcan] 1946 is in existential form, with strict
rather than material implication. The difference is unimportant in this context.
2
For objections to BF and close related principles in tense logic, and intriguing refer?
ences to relevant earlier discussions, see Prior (1957: 26-36, 112-116 and 1967: 138-151).
Parsons (1995) is a more recent discussion of putative counterexamples to BF.
3
Marcus (1985/86) defends BF on actualist without the intuitions
grounds, explaining
underlying the apparent counterexamples. Linsky and Zalta (1994, 1996) aim to recon?
cile BF with actualism by broadening the domain of existents; their view has significant
similarities with that to be defended here. They argue against several versions of actualist
semantics that invalidate BF.
4 See furtherWilliamson
(1987/88, 1990b).
5
LPC=S5 and its semantics are slightly adapted from Hughes and Cresswell (1996: 243
244 and 312-313).
6 See Prior
(1956), Kripke (1963) and Hughes and Cresswell (1996: 245-247). Stalnaker
(1995) usesa similar of combining of non-modal first-order
methodology principles quan?
tified logic with principles of propositional modal logic. He constructs a system in which
not even a weakened version of BFC is provable; however, he bases quantified logic on a
predicate abstraction operator governed by principles too weak to ensure that abstraction
has its normal effect in modal contexts (Williamson, 1996b).
7
IfW or D is empty, every formula
is vacuously true relativeto every assignment at every
world in the model, for there are no worlds or assignments.
8
See Kripke (1963). In semantic frameworks in which Da is true at w just in case a is true
at every world accessible from w, BF corresponds to the constraint that D(w*) ? D(w;)
whenever w* is accessible from w and BFC to the constraint that D(w) ? D(w*) when?
ever w* is accessible from w. These constraints are equivalent if accessibility is symmetric.
In effect, the present semantics for S5 is the special case in which holds
accessibility
universally, and so is trivially symmetric. The B axiom schema aDDOa to
corresponds
the symmetry of the accessibility relation. As one might therefore BF is derivable
expect,
in the weak subsystem LPC=B of LPC=S5, axiomatized B for T and E
by substituting
270 TIMOTHYWILLIAMSON
in the axiomatization of LPC=S5 in the text (in effect E. J. Lemmon this out in
pointed
1965; see Prior (1967: 146)). This is philosophically significant, because Hugh Chandler
(1976) and Nathan Salmon (1989) have given purported counterexamples to the 4 schema
Da D DDa, which is derivable in LPC=S5 but not in LPC=B. Salmon suggests that
instances of B are not logically true, but not that they are subject to counterexamples. He
allows that instances of T are logically true; the reason for this differential treatment of T
and B seems to be the greater obviousness of T, but obviousness is hardly a condition of
logical truth. Ofcourse, the simplicity of the semantics in the text depends on the use of
S5, so that mention of accessibility is unnecessary. For an argument the purported
against
counterexamples to 4 seeWilliamson (1990a: 126-143); a reply to Salmon (1993) must
await another occasion.
9
See Garson (1984). Cresswell (1991) uses the complications as an argument for BF.
10
Although the argument resembles arguments that actualism, the Kripke semantics and
the denial of BF form an inconsistent set, it does not use the informal notion of existence.
11
Even on accounts of the set-theoretic paradoxes on which every domain can be extended
to a wider domain, the narrower domain is not primarily given as a restriction of the
broader one; rather, the broader domain is given as an extension of the narrower one. In
any case, the intuitive objections to BF and BFC do not seem to have to do with
anything
the paradoxes.
12See
e.g., Fine (1977) and Peacocke (1979).
13
Objections toBFC are in effect objections to VyD(Vjca D cc[y/x]), the result of neces?
sitating and then universally generalizing VI, for BFC is derivable from the special case
VjcD(Vjca D a) of that formula in a system of axioms and rules that are comparatively
uncontentious in this context. In particular, consider the Kripke-inspired system LPCK+K,
axiomatized by the axiom sch?mas PC, VD(Vjc(a D ?) D (Vxa D Vjc/?) for any variable
= Vjca x not free in
*)> VQ (a for any variable a), V1K (VyV?(Vjca D ct[y/x]), where
jc, y and z are any variables, y is free for x in a and a[jc/y] results from replacing each
free occurrence of jc in a by y) and K, and the rules of inference are MP, N and UG
(if a is a theorem, so is Vjca for any variable jc). See Hughes and Cresswell (1996: 304
309) for more on such systems. By UG and then VD (twice) applied to an instance of K,
guishing D
(always true) from -"O"*1 (never false). See Prior (1957: 41-54). On Prior's
view, D(0a D (pa) is false unless a exists at every world, because (pa D (pa is statable
a exists. This seems to confuse the context of utterance
only at worlds at which with the
context of evaluation. If a exists at this world and (p is an ordinary predicate, then at this
world (pa and (pa D (pa express conditions that each world may or may not meet. A world
w meets the condition a D ? expresses at this world just in case if w meets the condition
a expresses at this world, w meets the condition ? expresses at this world. Thus every
world meets the condition which (pa D (pa expresses at this world, so this world meets the
condition which U((pa D (pa) expresses at this world.
15BF is derivable in
LPCK+S5+BFC, the result of adding T, E and BFC as axiom sch?mas
to LPCK+S5 (see note 13). Since y and z can be the same variable as jc in V1K, by VQ
-LPCK+S5+BFC Vx(VxDa D Da), so l"LPCK+S5+BFCDVx(VxDa D Da) by N. By
BFC, HLpcK+S5+BFC VxD(VxDa D Da). By N and K hLpCK+S5+BFC D(VxDa D
Da) D (OVjcDa D ODa), so HLPCk+S5+BFC D(VjcDa D Da) d (OVjcDa D a) by
T and E. By VD and UG, hLPCK+S5+BFC VjcD(VjcDa D Da) D Vx?>VjcDa D a). We
BARE POSSIBILIA 271
problem in assigning it to the free variable in 'jc Bucephalizes' and 'jc runs'. If either
true; our ability to do that is what was to be explained. Thus nothing is lost in treating
'Bucephalus' as a name. But 'Bucephalus' refers now to Bucephalus. Note that a present
term t can refer to a past object o even if t was not used to refer to o when o was extant.
17
Linsky and Zalta, whose approach is in some ways very similar to the present one
(although they present it within the framework of actualism and take BF as primitive)
waver on this point. They hold, like the present approach, that there are contingently
objects. At Linsky and Zalta (1994: 446) they define 'concrete' as 'spa
non-spatiotemporal
tiotemporal' and 'abstract' as 'not concrete'; thus some abstract objects could have been
concrete. At Linsky and Zalta (1996: 293) they say 'abstract objects are not concrete at any
world'. The latter approach is preferable. The inconsistency may be largely terminological.
18
'General' is intended to exclude non-modal properties such as being the Inn, which is
not shared by anything that differs in modal properties from the Inn.
19
See Ramsey (1927) for an early argument to this effect.
20
In arguing against mere possibilia, Ruth Barcan Marcus assumes that we can refer only
towhat we have empirically encountered (1993: 207).
21
For a careful treatment of definite descriptions in relation to possibilia, although based
on an actualist reading of the quantifiers, see Salmon (1987).
22
Throughout the ensuing discussion, read 'reference' as 'singular reference'.
23
Linsky and Zalta, in their 1996 response to Tomberlin (1996), propose an account on
which 'the answer to all his problems' is analysed as 'the unique (abstract) object which,
according to his conception, answers all his problems'. Their account has difficulties with
sentences suchas 'He looked for the largest apple, found it and ate it'; although they also
allow the more usual reading of the definite description, the sentence does not seem to have
propositional modal logic. For ->, note that if I~lpc=S5 ? D Da then I~lpc=S5 0~,Da D
so I~lpc=S5 ~>0i 3 D--a by E and T. For the induction
D-?a, step for V, note that if
? 3 Da then I~lpc=S5 ^xa 3 VxDa, so I~lpc=S5 ^xa 3 DVxa
l~LPC=S5 by BF.
26Thanks toWinfried L?ffler for his
helpful reply, other participants in the Innsbruck
Symposium on Analytical and a meeting of the Portuguese
Ontology Philosophical Society
272 TIMOTHYWILLIAMSON
in Lisbon for discussion, and Rodrigo Bacellar, Paolo Crivelli, Alex Orenstein and Philip
Percival for detailed comments.
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University of Edinburgh
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