TCS BaNCS Global Securities Processing Platform

Brokerage Custody

Securities
Processing

Wealth
Asset
Management
Management
The capital markets landscape within which financial institutions operate today is expected to transform
significantly in the future. A continuous swathe of new regulations, the information revolution, disruptive
forces, and disintermediation threats are having an impact on global capital markets. The continuous pace
of innovation, operational restructuring, new business models, and discerning and demanding
end-customers are disarranging traditional business value chains. These factors coupled with accelerated
competition from non-traditional players are challenging the ability of financial institutions to generate
profits and grow their business.

Financial institutions that do not redesign their businesses or deploy the right technology to future proof
themselves face the risk of being run over. A significant challenge for customers will be to replace a
fragmented technology landscape with a single solution that offers a centralized and unified view by the
client, asset classes and geography, enabling a consistent end-client experience and augmented
operational efficiencies. To stay agile, be profitable and create exponential value for customers, firms will
have to proactively harness new digital technologies and revisit their core architecture and create
innovative and different value propositions.

TCS BaNCS Global Securities Platform – Reimagine Operations and End Customer Experience

The TCS BaNCS Global Securities Platform (GSP) from Tata The solution encompasses the entire capital markets value chain, and
Consultancy Services is a single consolidated solution that comes helps both buy-side and sell-side firms implement robust, error-proof,
with comprehensive functionality spread across the trade lifecycle, STP-enabled, highly-scalable processes for securities trading, trade
and is designed to incorporate global best practices, market nuances processing, clearing, and settlement, custody, portfolio accounting
and regulations. Deployed across more than 100+ countries, the TCS and corporate actions administration. The platform enables
BaNCS Global Securities Platform is one of the largest collection of integrated front to back-office solutions for firms that perform
components made available through the cloud, helping firms functions in one or more of the spaces as illustrated in figure 1. While
become more agile and intelligent by leveraging the power of new the components can scale and sustain themselves independently,
and extended ecosystems. they can also be deployed as part of larger solution maps, including
private banking and universal financial services.

Customer Highly scalable,

Channels
Digital Componentized,
multi-entity end
to end platform
Order & Execution catering to
Order Routing Pre-Trade Compliance FIX / API Algo Trading
Securities Trading Mgmt multiple
Front Office business lines
Trade Processing Position Management Custody Corporate Actions Other Components
and markets
Deals & Allocation Double sided Delivery Tracking Announcement Capture Tax Lots Latest Trade
Technology &
Securities Transfers Position Granularity Fails Management Eligibility & Entitlements Cash Management Future Proofed
Securities
Processing Award Winning
Mutual Funds & Real-Time Accounting Instruction Trade, Custody &
Back Office Allegements Money Market & FX
Derivatives Processing Management CA components
Clearing Custody Blocks Matching & Settlements Reconciliation & Claims Limit Management

Tax Management, GSP delivers

SWIFT Services Statements, Reporting Local/Global Custody Fees & Invoices
Notifications advanced and
best in class
Value Added End User Reporting Reconciliation
Collateral Management IPO trade processing
Components
for multiple asset
classes across
Reference Data Components
Core the transaction
Components lifecycle
Architecture Components
 Clearing
Offering caters to requirements of clearing members for clearing
client trades across markets including OTC products. Offering
enables CCP recon, Netting, Shape management & Collateral
Management. Benefit from real-time valuation of collaterals for
cash & derivative markets
Custody Asset Management
Cater to multiple markets with a multi-entity Flexible & scalable real-time fund accounting
solution enabling bundled services to clients for solution which accommodates a wide range of
local, regional & global custody in same instance. asset classes and fund structures. Highly
Benefit from Single Touch Model & rich repository automated end to end process which enables
of functionality and ready repository of market sophisticated fund administration workflow
adaptors among others. including real-time valuation, NAV calculation,
Simulations, Unit Allocation, etc.

Brokerage Asset Servicing

Integrated Front to Mid to back-office solution for Industry leading, SWIFT accredited solution that
multiple asset classes, real-time connectivity to automates enterprise wide end to end processing
markets and partner brokers across the trade of corporate actions for a comprehensive range of
lifecycle, from order management to trade event types and markets. Streamlined processes
execution, post-trade processing, clearing, and rule driven solution enables a high STP rate
settlement and safekeeping. leading to reduced risk & costs.

Wealth Management Securities Lending

Complete wealth management solution for Positioned as a component along with Custody,
servicing mass affluent & HNI customers. The enables end-to-end life cycle processing of
offering includes advisor workbench, financial securities lending & borrowing transactions.,
planning tools, model portfolio, advanced including Inventory, Collateral & Marks
portfolio management including real-time management. Manage risk and automate
valuation, rebalancing, portfolio performance & workflow for Loan & Borrow transactions.
analytics tools.

Comprehensive, Intelligent, Automated Superior client servicing and consistent experience across multiple
digital channels such as the Internet, mobile, Smart watches and
and Integrated digital apps.
With the TCS BaNCS Global Securities Platform, your financial Timely decision making for operations and managers enabled
institution can create a niche and differentiated value proposition through the utilization of ‘right data’ to reimagine the workspace
for end-client servicing and operations -- be it through the with risk as a basis of work.
extraction of right data to reimagine the operations workspace or
Connectivity to market infrastructure in local and global markets.
the use of cognitive technologies such as AI, Machine Learning,
predictive analytics for enhanced automation, intelligent insights Leverage the rich features offered by GSP along with a true Digital
and predictions. Core to meet future performance needs, even as the number of
With the TCS BaNCS Global Securities Platform, your firm benefits channels, users, markets, and applications grow.
from:
A scalable and integrated front- to mid- to back-office platform The TCS BaNCS Advantage
supporting trade management, clearing, settlement and
real-time accounting in a 24*7 ‘follow the sun’ operations The TCS BaNCS solution directly affects a firm’s critical performance
model. areas–-customer servicing, business agility, organizational
productivity, operating costs, and regulatory compliance–all of which
Multi-X features including multiple legal entities, languages,
have a substantial bearing on its profitability.
business lines, asset classes, markets and geographies in a
single application instance enabling unified views. We collaborate with our customers to help them realize their business
A layered, rule-base driven business architecture: The business priorities by influencing the product roadmap as evidenced by our
layer is segregated from the interface and accounting layer, TCS BaNCS Dialogues Customer Program. With an agile product
which in combination with the rule-based ability to configure release strategy, strong digital core, and solution extensibility kits, we
business processes ensures business agility. empower customers to embrace risk and design a business that is
agile and adaptive to ever-evolving market and business needs.
A post-trade solution that supports a single securities
back-office across both retail and institutional broking for Through our Digital First, Cloud First philosophy that drives all of
multiple asset classes including derivatives. our product and solution design, we help your firm transfer
non-differentiated assets to the cloud or an ecosystem of industry
Single touch model, a niche feature that enables superior SLAs utilities and fintech businesses. This, in turn can give your firm
for global end-customers akin to what is available for domestic increased flexibility together with access to new cognitive
end-customers, and at the same time doing away with technologies such as AI.
inter-entity reconciliations.
By empowering your organization to embrace risks, leverage new
A strong Digital Core which uses the ‘right data’ across the
and extended ecosystems, and create exponential value---which
value chain to unlock game-changing insights, KPIs and
are key elements of the TCS Business 4.0TM framework --- we are
predictions, and leverages cognitive technologies like AI, ML
able to foster growth and transformation, equipping financial
and advanced analytics for automation and addressing market
institutions with a clear and differentiated advantage, while also
and technology risks.
creating exponential value for your end customer.
About TCS Financial Solutions

TCS Financial Solutions is a strategic business unit of Tata Consultancy Services. Dedicated to
providing business solutions to financial institutions globally, TCS Financial Solutions has
compiled a comprehensive product portfolio under the brand name of TCS BaNCS. The TCS
BaNCS universal financial solution is designed to help financial services institutions enhance
end customer experience, enabling them to embrace open and innovative technologies that
embody true digital customer engagement. Deployed at more than 450 installations
worldwide, it is the largest collection of components, enterprise and consumer apps for the
financial industry made available through the cloud, helping firms become more agile and
intelligent by leveraging the power of new and extended ecosystems.

To know more about TCS BaNCS, please visit: https://www.tcs.com/bancs/

or write to us at [email protected]

About Tata Consultancy Services Ltd (TCS)

Tata Consultancy Services is an IT services, consulting and business solutions organization that
delivers real results to global business, ensuring a level of certainty no other can match.
TCS ers a consulting-led, integrated portfolio of IT and IT-enabled infrastructure, engineering
and assurance services. This is delivered through its unique Global Network Delivery ModelTM,
recognized as the benchmark of excellence in software development. A part of the Tata Group,
India’s largest industrial conglomerate, TCS has a global footprint and is listed on the National
Stock Exchange and Bombay Stock Exchange in India.

For more information, visit us at www.tcs.com

IT Services
Business Solutions
Consulting

All content / information present here is the exclusive property of Tata Consultancy Services Limited (TCS). The content / information contained
here is correct at the time of publishing. No material from here may be copied, , reproduced, republished, uploaded, transmitted, posted
or distributed in any form without prior written permission from TCS. Unauthorized use of the content / information appearing here may violate
copyright, trademark and other applicable laws, and could result in criminal or civil penalties.
Copyright © 2020 Tata Consultancy Services Limited