CPC
CPC
Ans. Section 11 of Civil Procedure Code embodies the doctrine of res judicata which
is based on the need of giving finality to judicial decisions. It is a Rule of
conclusiveness of judgment as to the points decided either of facts or of law or fact
and law, in every subsequent suit between the same parties. It simply enacts that once
a matter is finally decided by a competent court, no party can be permitted to reopen it
in subsequent litigation. The doctrine of res judicata is based on three maxims:-
(1) nemo debt lis vexari pro uno et eaden causa : No man should be vexed twice for
same cause.
(2) intrest republica ut sit finis litium : It is in the interest of the state that there
should be an end to a litigation.
(3) Res Judicata pro veritate occipiture : a judicial decision must be accepted as
correct.
Section 11 C.P.C. provide as under :-
"No court shall try any suit or issue in which the matter directly and substantially
in issue has been directly and substantially in issue in a former suit between the
same parties or between parties under whom they or any of them claim, litigating
under the same title, in a court competent to try such subsequent suit or the suit in
which such issue has been subsequently raised and has been heard and finally
decided by such court".
In Daryao v. State of U.P., AIR 1961 SC 1457 Supreme Court observed :- The
binding character of judgment pronounced by court of competent jurisdiction is itself
an essential part of rule of law and rule of law obviously is the basis of administration
of justice on which the Constitution lays so much emphasis."
In Sheodan Singh v. Daryao Kunwar AIR 1966 SC 1332 it was held that "It is not
every matter decided in a former suit that will operate as `res judicata' in a subsequent
suit. To constitute a matter res judicata under section 11 the following conditions
must be satisfied :-
(a) The matter directly and substantially in issue in the subsequent suit or issue must
be the same matter which was directly and substantially in issue either actually or
constructively in the former suit.
(b) The former suit must have been a suit between the same parties or between parties
under whom they or any of them claim.
(c) Such parties must have been litigating under the same title in the former suit.
(d) The court which decided the former suit must be a court competent to try the
subsequent suit or the suit in which such issue is subsequently raised (Explanations II
and VII are to be read with this condition).
(d) The matter directly and substantially in issue in the subsequent suit must have
been heard and finally decided by the court in former suit.
Ans. Section 115 of the Code of Civil Procedure deals with the revisional jurisdiction
of the High Court. It provides that the High Court may call for the record of any case
which has been decided by any court subordinate to such court and in which no appeal
lies thereto, and if such subordinate court appears: (a) to have exercised jurisdiction
not vested in it by law, or (b) to have failed to exercise a jurisdiction so vested, or (c)
to have acted in the exercise of its jurisdiction illegally or with material irregularity,
the High Court may make such order in the case as it thinks fit. Provided that the High
Court shall not, under this Section , vary or reverse any order made, or any order
deciding an issue, in the course of a suit or other proceeding except where:
(a) the order, if it had been made in favour of the party applying for revision, would
have finally disposed of the suit or other proceeding, or
(b) the order, if allowed to stand, would occasion a failure of justice or cause
irreparable injury to the party against whom it was made.
Sub-section (2) of Section 115 C.P.C. further lays down that the High Court shall not
under this Section, vary or reverse any decree or order against which an appeal lies
either to the High Court or to any court subordinate thereto.
Explanation - In this Section, the expression "any case which has been decided"
includes any order made, or any order deciding an issue, in the course of a suit or
other proceeding.
Civil Procedure Code (Amendment) Act, 1999has substituted the proviso to sub-
section (1) of Section 115 of Code by following words :-
"Provided that High court shall not, under this section vary or reverse any order made
or any order deciding an issue, in course of a suit or other proceedings except where
the order, if it had been made in favour of party applying for revision, would have
finally disposed of the suit or other proceedings."
Amendment Act, 1999 has also inserted sub-section (3) to Section 115 of Civil
Procedure Code, which provides as under:-
"A revision shall not operate as a stay of suit or other proceeding before the court,
except where such suit or other proceeding is stayed by the High Court.
Supreme Court in Baldev Das v. Filmistan Distributors, AIR 1970 SC 406 has held
that case may be said to have been decided if the court adjudicates for the purpose of
the suit some right or obligation of parties in controversy.
Explanation added to Section 115 of Code vide Amendment Act 1976 makes it clear
that expression "Case decided" includes any order made or any order deciding an
issue, in the course of a suit or other proceeding.
In view of above discussion it is clear that order allowing or disallowing a question to
a witness is not case decided. Therefore such an order can not be challenged in
Revision.
In Prem Bakshi and other v. Dharam Dev, AIR 2002 SC 559 application for
amendment of plaint was filled to bring to notice of court the subsequent facts
application allowed by Trial Court. High Court set aside that order in revision. When
matter went in Supreme Court, while relying upon judgment of Maj. S.S. Khanna's
case AIR 1964 SC 497, it was observed -
"The proviso to sub-section (1) of Section 115 puts a restriction on power of High
Court in as much as it shall not under section 115 C.P.C. vary or reverse any order
made or any order deciding a issue, in course of a suit or other proceedings except
where (i) the order made would have finally disposed of the suit or other proceedings
or (ii) said order would occasion failure of justice or cause irreparable injury to party,
against whom it is made... Order in question by which the amendment was allowed
could not be said to have finally disposed of the case.... It is almost inconceivable how
mere amendment of pleadings could possibly cause failure of justice or irreparable
injury to any party. Thus order of High Court was held to be outside the purview of
revisional jurisdiction.
Ans. (i) Revision and Appeal - There are following main distinctions between
revision and appeal:
(a) An appeal lies to a superior court from every original decree unless expressly
barred, while a revision lies only in the cases mentioned in Section 115 C.P.C., and to
the High Court only.
(b) The revisional jurisdiction can also be exercised suo moto, while appellate
jurisdiction cannot be exercised suo moto.
(c) The exercise of the revisional power is entirely discretionary and ordinarily High
Court does take a technical view so as to interfere in every case while right of appeal
is a substantive right given by statute, and every appeal is to be decided according to
law.
(d) The High Court or the revisional court cannot, in exercise of its revisional powers,
set aside the findings of facts of subordinate courts but a court of appeal can do so.
(d) An appeal abates if the legal representative of the deceased are not brought on
record within the time allowed by law while a revision may not abate and the High
Court has a right to bring the proper parties before the court at any time.
(ii) Revision and Review ; There are the following distinctions between revision and
review:
(a) The power of revision is exercised by the High Court and in some cases, by the
District Court, i.e., the superior court, while the power of review is exercised by the
court which passed the decree or order.
(b) The power of revision is conferred on the High Court only and in some cases in
some States, on the District Court also, but review can be made by any court which
passed the judgment or order.
(c) Revisional powers can be exercised only in cases in which no appeal lies, but
review can be made even when appeal lies to the Supreme Court.
(d) The grounds on which the powers of revision and review can be exercised are
different. The ground for revision relates to jurisdiction, i.e., want of jurisdiction,
failure to exercise jurisdiction vested in the court, or illegal or irregular exercise of the
jurisdiction, while the grounds for review are the discovery of new and important
matter of evidence, some apparent mistake or error on the face of the record or any
other sufficient reason.
(d) No appeal lies from an order passed in the exercise of revisional jurisdiction while
the order following the review application is appealable.
(iii) Reference and Revision ; There are the following distinctions between reference
and revision:
(a) In reference, the case is referred to the High Court by a court subordinate to it as
provided in Section 113 of the Code of Civil Procedure, while the revision application
is moved by the party concerned or the revisional court can suomoto send for the case
and examine the record.
(b) The ground of reference, the entertainment of some reasonable doubt by the court
trying the suit, appeal or executing the decree in respect of a question of law or usage
having the force of law, while the ground for revision relates to jurisdiction, i.e., want
of jurisdiction, failure to exercise jurisdiction vested in the court or its irregular
exercise.
(iv) Reference and Review ; There are the following distinctions in reference and
review:-
(a) In reference, the subordinate court refers the case to the High Court under Section
113 of the Code of Civil Procedure, while in review an application is made by the
aggrieved party in the court which passed the order of judgement.
(b) The High Court only can decide matters on reference while the power of review is
to be exercised by the court which passed the decree or order, as the case may be.
(c) Reference is made during the pendency of the suit, appeal or execution
proceedings, while application for review is made to the court after a decree or order
is passed.
(v) Reference and Appeal
(a) A right of appeal is a substantive right conferred by law while the power of
reference is vested in the court.
(b) Reference is always made to the High Court, while the appeal is preferred to a
superior court which need not necessarily be a High Court.
(c) The grounds of appeal are wider than the grounds of reference.
(d) Reference is made in a pending suit, appeal or execution proceedings in order to
enable a court to arrive at a correct conclusion, while an appeal is preferred after a
decree or appealable order is passed by the court.
(vi) Review and Appeal ; There are the following main distinctions between review
and appeal:
(a) An application for review lies to the same court while an appeal lies to a superior
court.
(b) The grounds of review are different from the grounds of appeal. The grounds of
appeal are wider than the grounds of review.
(c) There is no second review provided in the Code of Civil Procedure, while there are
provisions for second appeal in certain cases.
Short notes:
1 Foreign Judgement :
Ans. Section 2(6) C.P.C. says `Foreign Judgment' means judgment of foreign court.
"Foreign court" means a court situated outside India and not established or continued
by the authority of Central Govt.
BINDING NATURE OF FOREIGN JUDGEMENT ( Section 13)
Section 13 provides "foreign judgement" shall be conclusive as to any matter thereby
directly adjudicated upon between the same parties or between parties under whom
they or any of them claim litigating under the same title except:
1. Where it has not been pronounced by court of competent jurisdiction.
2. Where it has not been given on merits of case.
3. Where it appears on the face of proceedings to be founded on incorrect view of
International Law or refusal of recognised principle of law in India.
4. Where the proceedings in which judgment was obtained are opposed to natural
justice.
5. Where it has been obtained by fraud.
6. Where it sustains a claim founded on breach of any law in force in India.
A combined reading of Sections 43 to 44-A shows that the Indian courts have power
to execute the decrees passed by
(1) Indian courts to which the provisions of the Code do not apply;
(2) the courts situate outside India which are established by the authority of the
Central Government;
(3) revenue courts in India to which the provisions of the Code do not apply; and
(4) superior courts of any reciprocating territory.
In Sheikh Ali v. Sheikh Mohd. AIR 1967 Madras 45(a) it was held :
"The jurisdiction of district court in this country to execute foreign judgment arises
from and is exercisable by the filing of a certified copy of foreign decree or
judgement. It is only thereafter and never until then the procedural laws as to lex fori
will be attracted to execution. The Limitation Act can apply possibly to such
execution only after filing a certified copy of the foreign decree or judgment as
required by Section 44-A(1) of Civil Procedure Code.
In M/s International Woollen Mills v. M/s Standard Wools (U.K.), AIR 2001 SC
2134, it was observed section 44-A C.P.C. says where a certified copy of decree of
any superior court of any reciprocating territory has been filed in District Court along
with certificate from such superior Court stating the extent if any to which the decree
had been satisfied or adjudicated, decree may be executed in India as if it had been
passed in India. Court observed regarding section 13(b) C.P.C. that it can not be said
that expression "Foreign Judgment on merit" implies that it must have been passed
after contest and after evidence had been let in from both the side. An Ex parte foreign
decree and judgment in favour of plaintiff may deemed to be judgment given on
meriet if some evidence is adduced on behalf of plaintiff and judgment is based on
consideration of that evidence."
2 Caveat:
What does caveat contain? The caveat or a notice given to the court, that some
action may not be taken without notifying the caveator, should contain the following
information:
Name of caveator;
The address of the caveator where the notice will be sent;
The name of the court where such caveat is filed;
Number of suits and number of appeals, if applicable;
A brief description of a lawsuit or appeal likely to be filed;
Name of probable plaintiffs or appellants and respondents.
Notice:- If an application is made in any lawsuit or legal proceeding, after the filing
of a caveat, the caveator is required to give notice of such application by the court.
When a notice has been given to the applicant, it is necessary to provide a copy of the
application along with the copies of the papers and documents submitted by him in
support of his application, at the expense of the caveator, to the caveator. If the court
or applicant ignores the caveat and does not notify the caveator, the judgment or
judgment passed becomes null and void.
What is the time period for which caveat stays in force? As per clause 5 of the
section, Caveat will remain in force for 90 days from the date of its filing. After 90
days fresh Caveat petition can be filed.
What happens if that Caveat is filed and the Court and the applicant don’t give
notice to the Caveator:- This cannot be done, as the court is bound by the caveat. But
if it happens then whatever decree or order is passed becomes null and void.
Conclusion:- While concluding this we can say that the section 148A of the Code
gives the power to any person, who has a fear or nervousness that some of the other
cases against him or her are going to be filled in a court of law in any manner, to
lodge a caveat in the court. If an application, that the caveator had anticipated, is made
within 90 days of filing the caveat, then a notice, informing him about the filling of
such an application, is to be served by the applicant as well as the court to the
caveator. The validity of any judgment or order passed, without such notice or a
reasonable opportunity to the caveator to be heard, would be null and void.
3. Restitution:
Introduction:- Section 144 of the Code of Civil Procedure, 1908, deals with the
provisions of restitution. Section 144 of the Code does not confer any new substantive
right. It merely regulates the power of the court in that behalf.
Object of the Doctrine:- The object of the doctrine is based upon the maxim
“actus curiae neminem gravabit” which means ‘the act of court shall harm no one’. In
the words of Lord Cairns, “one of the first and highest duties of the all courts are to
take care that the act of the court does no injury to the suitors”.
Restitution under Section 144 of the Code of Civil Procedure:- Section 144 of
the code mainly talks about two words, Decree and Order. It provides that when either
decree or an order has been either of the following:
Conditions for applying:- Before restitution can be ordered under this section, the
following three conditions must be satisfied:-
a) There must be a decree or order which had been reversed or varied;
b) The party must be entitled to benefit under the reversing decree or order; and
c) The relief claimed must be properly consequential on the reversal or variation
of the decree or order.
If the above-stated conditions are fulfilled, the court must grant restitution.
Who may apply for restitution?:- For apply under section a person must satisfy
two conditions:
1. He must be a party to the decree or order varied and reversed.
2. He must have become entitled to any benefit by way of restitution or otherwise
under the reversing decree or order. Thus, a trespasser cannot get restitution.
Who may grant restitution?:- As per the explanation, to Sec. 144 (1) an application
for restitution lies to the court which has passed the decree or made the order.
4 Exparte Decree. –
Meaning of Ex parte decree:- When the suit is called out for hearing and the
plaintiff appears and the defendant does not appear and summons is duly served, the
court may proceed ex parte against him and can pass a decree called ‘ex parte’ decree.
Remedies against ex parte decree:- The defendant, against whom an ex parte has
been passed, has the following remedies namely:-
Application to set aside the ex parte decree (Order 9 Rule 13)
An appeal against such decree; section 96(2) (or to file a revision under
section 115 where no appeal lies;
Apply for review under Order 47 Rule 1; or
File a suit on the ground of fraud.
Bhanu Kumar Jain V. Archana Kumar, (2005) 1SCC 787 it was held that the
above-mentioned remedies are concurrent and they can be prosecuted simultaneously
or concurrently.
Application under Order 9, Rule 13: An application under Order 9 Rule 13 of
CPC dealing with setting aside of decree ex parte against the defendant can be
entertained only the following two grounds;
Where summons was not duly served
Where the defendant was prevented from sufficient cause from appearing
where the fact called for hearing.
However, this rule is available only to the person who is a default of appearance as
per Rule 6 of Order 9. Under this rule, only the defendant can avail this remedy not
the non-party to the suit unless if he proves that his interest is affected by such decree.
The limitation period for filing an application for setting aside ex-parte decree is
thirty days from the date of the decree.
Filing of a suit on the ground of fraud:- A suit to set aside an ex parte decree is not
maintainable. But if an ex parte decree is alleged to have been obtained by the fraud
by the plaintiff, the defendant can file a suit to set aside such decree. It is settled law
that fraud damages the most solemn transactions. In such suits, the onus is on the
party who alleges that the ex parte decree passed against him was fraudulent.
To maintain such action, it should be proved that the fraud alleged must be actual,
positive fraud, a mediated and intentional contrivance so as to keep the parties and the
court under the dark so as to obtain a decree by that contrivance.
The suit is maintainable despite unsuccessful application made under Rule 13 Order 9
or rejection of application for an appeal.
Conclusion:- Where in any suit, an ex parte decree has then it can also be set aside if
there is sufficient reason behind the absence of a party. If the court is satisfied with
the reason of absence then it may set aside an ex parte decree. During all these
procedures the court must keep in mind that nowhere any miscarriage of justice is
done while passing an ex-parte decree.
5 Legal Representative. –
Legal representative is a person in law who represents the estate of the deceased and
includes any person who intermeddles with the estate of deceased and where a party
sues or sued in representative character, the person on whom the estate devolves on
the death of the party so suing or sued. S. 2(11) of CPC.
In other sense, a person who stands in the place of, and represents the interests of
another called legal representative. A person who supervises the legal affairs of
another. Like executor or administrator of an estate and a court appointed guardian of
a minor or incompetent person.
Scope of the expression legal representative:- The court observed in the case
of Custodian of Branches of BANCO NationalUltramarino V. Nalini Bai Naique
[1989] 2SCR 810 that the definition contained in Section 2(11) CPC is inclusive in
character and its scope is wide, it is not legally limited to legal heirs only. Instead it
stipulates that a person, who may or may not be legal heir competent to inherit the
deceased’s property, can represent the estate of the deceased person. It includes heirs
moreover as persons who represent the estate even without title either as executors or
administrators in possession of the deceased’s estate. All such persons would be lined
by the expression of ‘Legal Representative’.
Meaning of res sub-judice:- Res Sub-judice is Latin term which means res means a
thing, sub-judice means ‘under judgment’. It means that a matter or case pending for
consideration by court or judge. Here, section 10 says that when two or more cases are
filed between the same parties on the same subject matter, the competent court has
power to stay the subsequent proceeding and that is the res sub-judice or stay of the
suit.
Object of Res Sub-Judice:- The object of the section is to prevent a court of
concurrent jurisdiction from simultaneously trying two parallel suits in respect of the
same matter in issue and intended to protect a person from the multiplicity of suits and
to avoid a conflict of decisions.
Conditions for res sub-judice:-
Two suit – one previously instituted and the other subsequently instituted
Matter in issue – matter in issue in the subsequent suit must be directly
and substantially in issue in the previous suit.
Same parties – both the suit must be between the same parties or their
representatives
Competency of the court – the court dealing with a previously instituted
suit must competent to grant to the relief claimed in a subsequent suit
Same title – such parties must be litigating under the same title in the
both the suit
an example:- A wife filed a suit for separation of conjugal life and custody of a minor
child against husband B. subsequently, husband B claimed custody of a minor child
by filing another suit against the wife A. Here the second suit is liable to stay under
section 10 of CPC, because in both the suit the parties are same, the subject matter is
also the same, the court is also competent to try the suits and there is also a previously
instituted suit that is pending in the court.
Consolidation of suits:- As per section 10 of CPC, the main objective is to avoid
two conflicting decisions, a court in an appropriate case can pass an order to the
consolidation of both the suits.
Inherent power to stay:- A civil court has inherent power to stay a suit under
section 151, even where the provisions of sec.10 of the Code do not strictly apply, to
achieve the ends of justice. Similarly, a court has an inherent power of consolidation
of two suits where res sub-judice applies.
Conclusion:- The doctrine of Res Sub Judice provides as a stay on suit consisting of
the same subject matter in the issue being parallel instituted in two separate competent
Courts. And the objectives behind this doctrine are, avoiding conflicting decisions and
findings and avoiding wastage of court resources and time.