Lesson Manuscript: National Forensic Science Training Institute
Lesson Manuscript: National Forensic Science Training Institute
The polygraph test is technically one of the numerous :lie detector" tests available today. All
indication is that polygraph will become a more prominent feature in our law as well as in the
business community. Until recently, polygraph was considered unsophisticated and unreliable by
the pessimists. Today, polygraph established credibility and aspect from many of its critics, gave
extended service to the business community and is widely used and accepted in numerous
countries worldwide.
HISTORY
The idea that lying procedures physical side effects has been claimed in the ancient
times. In West Africa, the persons suspected of a crime were made to pass a bird's egg to one
another. If a person broke the egg, then he/ she is considered guilty, based on the idea that
their nervousness was to blame. In Ancient China, the suspect held a handful of rice in his/ her
mouth during a prosecutor's speech. Since salivation was believed to cease at times of
emotional anxiety, the person was considered guilty if by the end of that speech, the rice
remained dry.
The origins of the modern polygraphy date to 1913, when William Moulton Marston, a
psychology student at Harvard University, used the systolic blood pressure test as a method of
lie detection. In his book, the “Lie detector test”, Marston erroneously claimed that was the first
to use this method, even though many researchers were doing similar studies. He wrote a
second paper on the same concept in 1915, upon finishing his undergraduate studies. He
entered Harvard Law School and graduated in 1918, republishing his earlier work in 1917.
Modern polygraph was born in Berkeley. California where August Volmer, legendary
chief of police, author, teacher, and law enforcement innovator, built a police department that
served as a model of police professionalism. He improved police training and education, the
separation of police work from politics, the establishment of hiring standards, the acceptance of
fingerprints, the creation of crime laboratories, and the use of science in criminal investigation.
In 1919, when Volmer was at the peak of his careers, he placed an ad in the school newspaper
at the University of California soliciting students to serve as police officers while attending
college. Dr John Larson, a 27 year old medical “college cops”. Two years later, Larson read an
article in the Journal of Criminal Law and Criminology about the effects of lying on the
deceiver’s heart rate and blood pressure. The article had been written Larson’s attention.
Larson brought the article and showed it to Volmer who asked Larson to fashion a lie detector
instrument for law enforcement based upon the principles outlined by Munsterberg and
Marston. Larson’s crude device measured and recorded the examinee’s blood pressure, pulse
beat, and changes in respiration. Unlike modern polygraphs, Larson’s instrument didn’t produce
an ink of a recorded by needle that etched out a line on the surface of soot-blackened paper
that turned on two upright wooden spindles. Larson’s called the instrument “Polygraph”
although Thomas Jefferson was the first man noted for the use of the word Polygraph. His
invention was first applied in law enforcement at the Berkeley Police Department. The results of
these experiments convinced Volmer was on to something big. Shortly thereafter, Larson was
using the instrument to solve a series of petty theft cases on the campus of the University of
California. The term “polygraph” was also used in 1908 by James Mackenzie in his invention of
the “ink polygraph” which was used medical reasons.
PRINCIPLES OF POLYGRAPH
The polygraph science is known as Psycho physiological detection of deception. The key
here is the fear of detection of deception. This is based on the principle that a person will direct
his/her attention to that issue that possesses the biggest threat to his/her well-being.
In practical terms this means that when an examinee is asked a certain range of
questions, he/she will show the biggest physiological response to that question which poses the
biggest threat to his/her well-being, i.e., the questioned examinee is the most afraid to be
detected lying. Through research done over the past 75 years, various polygraph techniques
have been developed which dramatically improved the accuracy of the polygraph.
The objective of this test is to extract from the subconscious mind that stored content
called memory, while the subject is half asleep. When produces with correct dosage it
will remove the will power, the self-preservation instinct and reasoning power. The
subject will thus disclose without evasive answer to skillfully manipulated questions.
2. Hypnotism
This is accomplished by instructing a subject to sit quietly and gaze at a flashing light or
shiny objects passing into hypnotic state. That is comfortable state or complete
relaxation in which the subject will readily and willingly to cooperate in every way with
the hypnotizer.
Psychological Application
This is accomplished by giving the subject a list of carefully selected stimulus words
intersperse with other relevant words with instruction for the subject to respond with
the very first that comes to his mind.
When a mentally normal person tells a lie, physiological changes occur within her/his
body that could be recorded by a polygraph machine and evaluated by polygraph examiner.
DEFINITION OF TERMS:
POLYGRAPHY- is the scientific method of detecting with the used of the polygraph
instrument. It is administered by asking questions to the subject pertinent to the case under
investigation.
DETECTION- is the act of discovering the existence, presence or facts of something hidden.
FEAR- is the emotional response to specific danger that appears to be potentially beyond a
person’s defensive powers.
STIMULUS- is a force or motion reaching the organism from the environment and excites the
external influence.
LYING- is utter or conveying falsehood or creating a false or misleading impression with the
intention of affecting wrongfully the acts, opinion or affection of another.
SPECIFIC RESPONSE- any deviation (change) from the subject’s normal tracing.
APPLICATION
a. Criminal investigation
b. Pre- employment
c. Periodic Screening
d. Domestic Issues
e. Finance and Banking Investigations
f. Insurance Investigation
g. Employee Theft/Fraud
h. Sexual Harassment
i. Industrial Espionage/Pilferage
The investigator must remember that the polygraph is only an aid to their investigation,
and that a thorough and complete investigation must be conducted, aimed at securing and
verifying competent evidence to prove or disprove a criminal offense, rather than upon the
possibility of self- disclosure induced by a polygraph examination.
The following are some of the facts the polygraph examiner must have:
Specific articles or exact amounts of money stolen obscene act committed at the scene
The exact time (if known) the offense occurred
Peculiar aspects of the offense or any strange or
Known facts about a suspect’s actions or movement
Facts indicating a connection between suspects, victims, and witnesses, especially when
they deny any connection
Exact type of firearm, weapon, or tool used
Background information pertaining to the suspect or subject
The investigator should inform the examiner of any unpublished facts of the offence,
particularly those expected to be known only to the victim or offender. These could include
the exact amount of money stolen, type of tools used, or method of entry. The examiner
may use specialized techniques for the polygraph test if he/she is in possession of certain
facts that only the suspect could know through participation in the offense under
investigation.
THE SUBJECT
All people with a sound mind and body can be subjected to polygraph examination and
it should be explained that it is voluntary on the part of the subject and that will be conducted if
polygraph examination consent will be signed.
After the subject agreed and signed the consent to the polygraph examination, the
subject should be advised that no adverse would be taken because of the refusal to consent to
an examination, and that no record of refusal will be filed in any personal records.
THE MACHINE
b. Kymograph
It is also one of the components of polygraph instrument, a motor that pull or drives the
chart paper under the recording pen at the rate of 6 to 12 inches per minute.
c. Calibration
Polygraph instrument utilized for the recording of changes in the physiological responses as
produced by the human body during polygraph examination, at a minimum, will be
calibrated once per month according to the manufacturer’s guidelines as provided to ensure
that every examinee is afforded a polygraph examination to the manufacturers required
specification at the time that polygraph examination was conducted.
THE EXAMINATION ROOM
Ideally, polygraph tests should be performed in a quiet, private, sound proof room.
Unusual noise, such as the ringing of the telephone or conversation of persons outside the
examination room or presence of investigators or other spectators in the room itself, would
bring disturbances and distractions that in turn would distort the different physiological
recordings and seriously interfere with a satisfactory polygraph diagnosis.
Polygraph examinations are conducted in private with no other person permitted in the
examination room during the conduct of the examination (other than possibly an
interpreter).
Examination room should be very conventional as to the painted walls and furniture. It
should contain no decorations, pictures, or other objects that would distract the attention of
the person being examined, or which would allow him to capitalize on their existence for
psychological avoidance effort of the types subsequently described. The subject should not
face a glass window or another room during the test because possible outside distractions
may affect the test responses. The lighting condition of the room should be arranged in
such way that the power source is good enough but not very bright.
THE EXAMINER
Polygraph examiner is any person who is trained to conduct polygraph examination. The
Examiner’s responsibility lies in these 4 areas:
To the subject. The subject being tested must be given opportunity to “clear” the test and
obtain his or her desire. It would be a total malfeasance of duty and obligation for the examiner
to prevent in any manner such a conclusion by allowing his/her personal feelings, moral
feelings, or sense of values to interfere.
To the organization he represents. One of the primary responsibilities and duties of the
polygraph examiner is loyalty, at all cost; to the people he works with and to his organization.
Each must have a total faith in the capabilities of other. A very important collateral
responsibility, the sense of obligation of the polygraph examiner towards his organization,
combines with faith and loyalty in the form of obedience.
To the client. The polygraph examiner’s responsibility to the needs, wants, and desires of the
client is mandatory and manifold. Their responsibility requires a great and constant attention by
the examiner. Probably the greatest of all responsibilities to the client via the polygraph
examiner is in the final subject are entitled to know the test results, the facts and physiological
that warrant the examiner’s opinion.
To the polygraph profession and to himself. The polygraph examiner must believe that
what is worth doing at all worth doing well. His or her ability to comprehend that, which is
necessary and required, determines the measures and capacity of his individual sphere.
The examiner shall make reasonable efforts to determine that the examinee is a fit
subject for testing. Basic inquiries into the medical and psychological condition of the examinee
as well as any recent drug use should be made. Mental, physical or medical conditions of the
examinee that should be observable to, or that should be reasonably known by the examiner,
should also be evaluated prior to testing. No test should be conducted where valid results could
not be reasonably foreseen.
Some of the questions will be questions that all examinees should answer truthfully,
while some questions will be related to the issue to be resolved and concerning similar matters.
Other questions will be based on past information, and no questions will ask that would require
an interpretation or opinion. Putting all of these questions together, the examiner can usually
make a determination as to whether or not the examinee has been truthful about the reason he
or she is taking a polygraph examination.
All of the questions asked of the examinee will require a yes or no answer only and
there should be no discussion during the test. The examinee will know all of the questions that
will be asked and the values are used to analyze the physiological tracings on the charted
response to questioning. When appropriate, the examiner will offer the examinee an
opportunity to explain significant physiological responses to certain questions.
Questions related to the following topics will not be asked during an examination, unless
those issues are directly to the issue to be resolved.
In the different type of test questionnaires, three different types of question will be
used.
1. Irrelevant Questions: Irrelevant questions are essentially questions, which will give the
examiner a truthful answer. It is generally a “yes” answer.
Examples:
The irrelevant questions give the examiner a good idea how the subject reacts when being
truthful.
2. Control Questions: The control questions are questions on which all subject will be
potentially untruthful. They are used to absorb any anxiety of a truthful subject and draw the
attention away from the relevant questions. The control questions are designed that they will
draw a possible lie from the subject to items broadly similar to the issue on hand. The reaction
to the control questions will be compared to the relevant questions in order to give a result.
Examples:
- Before reaching the age of _______, have you ever stolen anything?
The question is typically a “no” question. When the subject says yes to a question, which
asks if he or she stole anything, the examiner will quietly ask what he or she stole. Most
subjects will then say. “Small things” or mention a few neglectable items. The examiner will
then rephrase: “Apart from what you have told me, have you ever stole anything?”, which
will then result in the desired “No” answer.
3. Relevant Questions: The relevant questions are the questions of which the examiner
wants a result. These are the questions that only the subject knows the truth about and is the
reason for undergoing the test.
Examples:
TYPE OF TESTS
Various and different types of test questionnaires have been developed during the
history of the polygraph. We cannot go through all the different techniques but will only discuss
the most used test today.
The Modified General Question Technique (MGQT) is a modified version of the Reid
Technique developed by the famous John E. Reid in 1953. The difference is in the strict
structuring of the test. No changes about Irrelevant, Controls, and Relevant are allowed. It is a
test adapted in most analog and computerized scoring algorithms.
THE PROCESS
A typical polygraph examination will include a period referred to as initial interview with
the investigator or the person requesting it phase, a pre- test phase, instrumental phase and a
chart interpretation phase. The whole examination could take between 11/2-3 hours.
A polygraph examination is a long process that can be divided into several stages. Here
is how a typical exam might work
Initial Interview with the investigator or the person requesting it- the examiner
must obtain a comprehensive brief that identifies the circumstances, issues, allegations
and facts in dispute. The examiner receives reviews and formulates based on the facts
surrounding the case.
Instrumental test- this test is to devoted to reviewing test questions with the subject
to ensure complete understanding of the questions; explaining the mechanical functions
of the polygraph instrument components to the examinee and gives additional and
preparing the subject psychologically for the test. The polygraph instrument components
are attached to the examinee and given additional instructions. The specific issue
examination questions are read to the subject several times while he/she is attached to
the polygraph sensors. The examiner asks 10 or 12 questions, only three of four which
are relevant to the issue or crime being investigated. When the examiner feels the
proper rapport has been established the testing phase of the examination can begin.
Post-test- upon completion of the actual test phase of the examination the polygraph
examiner studies the chart tracings and arrives at one (1) of three (3) conclusions. The
conclusions are “No” Deception Indicated,” “Deception Indicated,” or “Inconclusive”.
NO DECEPTION- the subject is informed that the examination has been completed and the
charts will be subjected to a detailed analysis. The subject is assured that evaluation, review of
the charts will be accomplished in a few days, and that the investigator assigned to the case will
be furnished the results at that time.
NO EXAMINATION- the examiner may render a “No Examination” conducted on the remarks
when an examination cannot be completed. This may be necessary should the examinee refuse
to continue the examination before the collection of polygraph charts, before sufficient charts
have been obtained upon which an opinion of deception or no deception may be based, or the
examinee, in the opinion of the examiner, is deliberately distorting the polygraph charts.
CHART MARKINGS
Chart Markings play an important role interpretation of polygraph charts taken from the
subject. Polygraph chart mean nothing to a skilled examiner if it does not contain any markings.
Markings may include but not limited to the following:
CHART TRACINGS
SW- Swallow
T- Talk
DB- Deep Breath
EI- Examiner’s Instruction
B- Belch
Y- Yawn
SF- Sniff
SN- Sneeze
RQ- Repeat Question
Once the polygraph examiner has collected the charts, he/she will analyze the results
before giving a decision as to the subject’s truthfulness or deception to the given issue.
The lie is detected by physiological changes that occur in the body when a person is not
truthful. When a person is deceptive, numerous physiological changes occur, such as:
When a person is truthful, the body functions within its normal patterns with no
significant or consistent changes.
LEGAL STATUS
b. The polygraph examiner’s opinion and his analysis and interpretation of the test
charts generally, are not acceptable as evidence particularly if standing alone. The
examiners may however agree to the test.
c. Rejection of lie detector test is not based upon inaccuracy of the instrument but
rather towards fallibility of the examiner and the subject as well as to the query whether
the test questions are sound. The question as to whether the polygraph is infallible is
analogous as to asking whether a clinical thermometer, stethoscope, x-ray machines or
compound microscope is infallible. A trained scientist maybe mistaken in what he sees or
bears by any these devices. Like the thermometer and the stethoscope, the polygraph is
simply an instrument for noting or recording physiological processes and it is possible for
the examiner to be mistaken in his interpretation of the recording. Even in the best of
clinics, the interpretation is not 100% accurate, but that does not imply that the
machine should not be used. The same can be said for the polygraph.
e. Polygraph and expert testimony relating thereto can be admissible upon stipulation to
corroborate other evidence of a defendant’s participation in the crime charged or to
corroborate or impeach his own testimony under the following conditions:
- The counsel of both parties and the subject all sign a written stipulation
providing for his submission to the test and for the subsequent admission to the
graphs and the examiner’s opinion thereon on behalf of either the defendant of
the state.
- That the admissibility of the test result is subject to the discretion of the trial
judge, i.e., if the trial judge is not convinced that the examiner is qualified or the
test was conducted under improper conditions, he may refuse to accept such
evidence.
- That if the graphs and examiner’s opinion are offered as evidence, the opposing
party shall have the right to cross- examine the examiner’s respecting.
RELIABILITY
ACCEPTABILITY