David Yu Kimteng vs. Atty. Walter Young, G.R. No. 210554, August 5, 2015
David Yu Kimteng vs. Atty. Walter Young, G.R. No. 210554, August 5, 2015
G.R. No. 210554. August 5, 2015. *
DAVID YU KIMTENG, MARY L. YU, WINNIE L. YU, VIVIAN
L. YU, ROSA GAN, LILIAN CHUA WOO YUKIMTENG,
SANTOS YU, MARCELO YU, and SIN CHIAO YU LIM,
petitioners, vs. ATTY. WALTER T. YOUNG, ANASTACIO E.
REVILLA, JR., ATTY. JOVITO GAMBOL, and ATTY. DAN
REYNALD R. MAGAT, practicing law under the Firm name, Young
Revilla Gambol & Magat, and JUDGE OFELIA L. CALO,
Presiding Judge of Branch 211 of the Regional Trial Court,
Mandaluyong City, respondents.
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* SECOND DIVISION.
411
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name was the issue in the consolidated cases Petition for Authority to
Continue Use of the Firm Name “Sycip, Salazar, Feliciano, Hernandez &
Castillo” and In the matter of the Petition for Authority to Continue Use of
the Firm Name “Ozaeta, Romulo, De Leon, Mabanta & Reyes, 92 SCRA 1
(1979).” Petitioners prayed that they be allowed to continue including Atty.
Alexander Sycip’s and Atty. Herminio Ozaeta’s names in their firm names.
This court denied the petitions, explaining that there is a possibility of
deception in the use of a deceased partner’s name. Also, Article 1815 of the
Civil Code shows that the partners in a partnership should be “living
persons who can be subjected to liability.” Further, the use of a deceased
partner’s name is not a custom in the Philippines. On the contrary, the local
custom shows that the firm name usually identifies the senior members or
partners of a law firm.
Same; Same; Same; Contempt of Court; The Supreme Court (SC) has
ruled that the use of the name of a person who is not authorized to practice
law constitutes contempt of court.—The use of a de-
412
ceased partner’s name in a law firm’s name was allowed upon the
effectivity of the Code of Professional Responsibility, with the requirement
that “the firm indicates in all its communications that said partner is
deceased.” On the other hand, this court has ruled that the use of the name
of a person who is not authorized to practice law constitutes contempt of
court.
Remedial Law; Civil Procedure; Forum Shopping; The filing of a
Complaint for disbarment before the Integrated Bar of the Philippines (IBP)
and the filing of this Petition for contempt under Rule 71 do not constitute
forum shopping.—As to the allegation of forum shopping, petitioners do not
deny that they filed a Complaint for disbarment. They argue, however, that
they did not mention the disbarment proceedings against respondents in
view of Rule 139-B, Section 18 of the Rules of Court, which states that
disbarment proceedings are private and confidential. In addition, a Petition
for contempt under Rule 71 and a Complaint for disbarment are different
from each other. The filing of a Complaint for disbarment before the
Integrated Bar of the Philippines and the filing of this Petition for contempt
under Rule 71 do not constitute forum shopping. Forum shopping has been
defined as: when a party repetitively avails of several judicial remedies in
different courts, simultaneously or successively, all substantially founded on
the same transactions and the same essential facts and circumstances, and all
raising substantially the same issues either pending in or already resolved
adversely by some other court. The elements of forum shopping are: (a)
identity of parties, or at least such parties as represent the same interests in
both actions; (b) identity of rights asserted and relief prayed for, the relief
being founded on the same facts; and (c) the identity of the two preceding
particulars, such that any judgment rendered in the other action will,
regardless of which party is successful, amount to res judicata in the action
under consideration.
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413
LEONEN, J.:
A disbarred lawyer’s name cannot be part of a firm’s name. A
lawyer who appears under a firm name that contains a disbarred
lawyer’s name commits indirect contempt of court.
Through this Petition,1 petitioners ask that law firm, Young
Revilla Gambol & Magat, and Judge Ofelia L. Calo (Judge Calo), be
cited in contempt of court under Rule 71 of the Rules of Court.2
Anastacio Revilla, Jr. (Revilla) was disbarred on December 2009 in
an En Banc Resolution of this court in A.C. No. 7054 entitled Que v.
Atty. Revilla, Jr.3
David Yu Kimteng, Mary L. Yu, Winnie L. Yu, Vivian L. Yu,
Rosa Gan, Lilian Chua Woo Yukimteng, Santos Yu, Marcelo Yu, and
Sin Chiao Yu Lim are the majority stockholders of Ruby Industrial
Corporation.4
In Majority Stockholders of Ruby Industrial Corporation v. Lim,
et al.,5 this court ordered the liquidation of Ruby Industrial
Corporation and transferred the case to the appropriate Regional
Trial Court branch to supervise the liquidation.6
The liquidation was raffled to Branch 211 of the Regional Trial
Court in Mandaluyong City,7 presided by Judge Calo.8
Walter T. Young (Atty. Young), Jovito Gambol (Atty. Gambol),
and Dan Reynald Magat (Atty. Magat) are lawyers practicing under
the firm, Young Revilla Gambol & Magat.9 They
_______________
414
appear for the liquidator as long as his appearance was under the
Young Law Firm and not under Young Revilla Gambol & Magat.15
Young Law Firm does not exist.
Thus, petitioners David Yu Kimteng, Mary L. Yu, Winnie L. Yu,
Vivian L. Yu, Rosa Gan, Lilian Chua Woo Yukimteng, Santos Yu,
Marcelo Yu, and Sin Chiao Yu Lim filed this Petition under Rule 71
to cite respondents Atty. Walter T. Young, Anastacio E. Revilla, Jr.,
Atty. Jovito Gambol, Atty. Dan Reynald R. Magat, and Judge Ofelia
L. Calo in contempt.
This court required respondents to comment on the Petition.16
Respondent law firm Young Revilla Gambol & Magat filed its
Comment17 on April 14, 2014, while respondent Atty. Gambol filed
a separate Comment.18
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10 Id., at p. 7.
11 Id., at pp. 22-26.
12 Id., at pp. 7 and 22.
13 Id., at pp. 27-33.
14 Id., at pp. 8 and 28.
15 Id., at pp. 8-9.
16 Id., at p. 56. The Resolution was dated February 24, 2014.
17 Id., at pp. 57-68.
18 Id., at pp. 70-84.
415
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24 Id., at p. 229.
25 121 Phil. 419; 13 SCRA 441 (1965) [Per CJ. Bengzon, En Banc].
26 8 Phil. 146 (1907) [Per J. Tracey, En Banc].
27 Rollo, pp. 9-12.
28 Id., at p. 60.
29 Id., at pp. 59-60.
30 Id., at p. 59.
416
Private respondents point out that the Balgos Law Firm is
derailing the liquidation of Ruby Industrial Corporation by filing this
Petition for contempt because the Balgos Law Firm resents that its
nominee was not elected as liquidator.32 Private respondents add that
petitioners have continuously blocked Ruby Industrial Corporation’s
unsecured creditors from obtaining relief, as shown by the number
of times that Ruby Industrial Corporation’s cases have reached this
court.33
Private respondents also raise the issue of forum shopping in
their Comment because petitioners allegedly filed a disbarment
Complaint against them before the Commission on Bar Discipline,
Integrated Bar of the Philippines. One of the grounds for disbarment
cited by petitioners was the use of Revilla’s name in their firm
name.34
Private respondent Atty. Gambol filed a separate Comment,35
arguing that from the time Revilla was disbarred, he no longer
practiced law.36
Private respondent Atty. Gambol stated that he passed the 1990
Bar Examination but took his oath in July 2006.37 He is
_______________
31 Id., at p. 60.
32 Id., at p. 62.
33 Id.
34 Id., at p. 58.
35 Id., at pp. 70-84.
36 Id., at p. 72.
37 Id., at p. 73.
417
a junior member of the Young Revilla Magat & Gambol law firm
and “has no power and/or authority [to decide] who should be
removed from the firm’s name[.]”38
Private respondent Atty. Gambol argues that in all the cases he
handled after Revilla’s disbarment, he omitted Revilla’s name from
the firm name in the pleadings that he signed. Such deletion was
through his own initiative.39
Petitioners filed their Reply,40 with petitioners addressing
respondents’ allegations that they remained silent on the disbarment
case they had filed by citing Rule 139-B, Section 18 of the Rules of
Court,41 which provides that:
Petitioners argue that liability for contempt is separate from
disciplinary action; hence, no forum shopping was committed.42
Petitioners did not address private respondents’ allegations
regarding the delay in the liquidation of Ruby Industrial
Corporation.
The issues in this case are:
First, whether private respondents Atty. Walter T. Young, Atty.
Jovito Gambol, and Atty. Dan Reynald R. Magat are in contempt of
court when they continued to use respondent An-
_______________
38 Id.
39 Id., at pp. 73-74..
40 Id., at pp. 205-212.
41 Id., at p. 207.
42 Id.
418
astacio E. Revilla, Jr.’s name in their firm name even after his
disbarment;
Second, whether private respondents Atty. Walter T. Young, Atty.
Jovito Gambol, and Atty. Dan Reynald R. Magat are in contempt of
court for deliberately allowing a disbarred lawyer to engage in the
practice of law;
Third, whether private respondent Anastacio E. Revilla, Jr. is in
contempt of court for continuing to practice law even after
disbarment;
Fourth, whether public respondent Judge Ofelia L. Calo is in
contempt of court when she held that respondent Atty. Walter T.
Young can appear in court as long as it is under the Young Law
Firm, which is a nonexistent firm; and
Lastly, whether the filing of this Petition despite the pendency of
a disbarment complaint before the Integrated Bar of the Philippines
constitutes forum shopping.
II
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Rule 71, Section 3 of the 1997 Rules of Civil Procedure
provides:
419
another to enter into or upon such real property, for the purpose of
executing acts of ownership or possession, or in any manner disturbs
the possession given to the person adjudged to be entitled thereto;
(c) Any abuse of or any unlawful interference with the
processes or proceedings of a court not constituting direct contempt
under Section 1 of this Rule;
(d) Any improper conduct tending, directly or indirectly, to
impede, obstruct, or degrade the administration of justice;
(e) Assuming to be an attorney or an officer of a court, and
acting as such without authority;
(f) Failure to obey a subpoena duly served;
(g) The rescue, or attempted rescue, of a person or property in
the custody of an officer by virtue of an order or process of a court
held by him. (Emphasis supplied)
This court has defined contempt of court as:
a willful disregard or disobedience of a public authority. In its
broad sense, contempt is a disregard of, or disobedience to, the rules
or orders of a legislative or judicial body or an interruption of its
proceedings by disorderly behavior or insolent language in its
presence or so near thereto as to disturb its proceedings or to impair
the respect due to such a body. In its restricted and more usual sense,
contempt comprehends a despising of the authority, justice, or dignity
of a court. The phrase contempt of court is generic, embracing within
its legal signification a variety of different acts.43 (Emphasis in the
original, citations omitted)
In this case, respondents committed acts that are considered
indirect contempt under Section 3 of Rule 71. In addi-
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420
Respondents argue that the use of respondent Revilla’s name is
“no more misleading than including the names of dead or retired
partners in a law firm’s name.”44
III
Maintaining a disbarred lawyer’s name in the firm name is
different from using a deceased partner’s name in the firm name.
Canon 3, Rule 3.02 allows the use of a deceased partner’s name as
long as there is an indication that the partner is deceased. This
ensures that the public is not misled. On the other hand, the retention
of a disbarred lawyer’s name in the firm name may mislead the
public into believing that the lawyer is still authorized to practice
law.
The use of a deceased partner’s name in the firm name was the
issue in the consolidated cases Petition for Authority to Continue
Use of the Firm Name “Sycip, Salazar, Feliciano, Hernandez &
Castillo” and In the matter of the Petition for Authority to Continue
Use of the Firm Name “Ozaeta, Romulo, De Leon, Mabanta &
Reyes.”45 Petitioners prayed that they be allowed to continue
including Atty. Alexander Sycip’s and
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44 Rollo, p. 60.
45 180 Phil. 250; 92 SCRA 1 (1979) [Per J. Melencio-Herrera, En Banc].
421
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I am of the opinion that the petition may be granted with the condition
that it be indicated in the letterheads of the two firms (as the case may be)
that Alexander Sycip, former Justice Ozaeta and Herminio Ozaeta are dead
or the period when they served as partners should be stated therein.
Obviously, the purpose of the two firms in continuing the use of the
names of their deceased founders is to retain the clients who had
customarily sought the legal services of Attorneys Sycip and Ozaeta and to
benefit from the goodwill attached to the names of those respected and
esteemed law practitioners. That is a legitimate motivation.
The retention of their names is not illegal per se. That practice was
followed before the war by the law firm
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422
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52 J. Aquino, Dissenting Opinion in Petition for Authority to Continue Use of the
Firm Name “Sycip, Salazar, Feliciano, Hernandez & Castillo,” id., at pp. 264-265; p.
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16. Associate Justices Barredo, Makasiar, and Antonio joined the dissent of Associate
Justice Aquino.
53 Code of Professional Responsibility, Canon 3, Rule 3.02.
54 San Luis v. Pineda, supra note 25 at p. 420; p. 442.
55 United States v. Ney, supra note 26, citing In re Bosque, 1 Phil. (1902) [Per CJ.
Arellano, En Banc].
56 Id., at pp. 146-147.
57 Id., at p. 147.
423
This court found that Atty. Ney was in contempt of court and
held that:
_______________
58 Id.
59 Id., at p. 148.
60 Id., at p. 149.
61 478 Phil. 378; 434 SCRA 288 (2004) [Per CJ. Davide, Jr., First Division].
62 Id., at pp. 384-385; p. 295.
424
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425
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In view of Rule 71, Section 7, a fine of P30,000.00 each is
imposed on respondents Atty. Young and Atty. Magat.
IV
Respondent Atty. Gambol filed a separate Comment, explaining
that he dropped respondent Revilla’s name from the firm name in the
pleadings that he filed in several courts. Respondent Atty. Gambol’s
explanation is supported by the allegations in the Comment filed by
respondents Atty. Young and Atty. Magat stating:
426
This court recognizes respondent Atty. Gambol’s effort to avoid
misleading the public by removing respondent Revilla’s name in the
pleadings he filed. Thus, the Complaint against him is dismissed.
Petitioners included Revilla as a respondent, but they did not
serve copies of the Petition and subsequent pleadings upon him.
Respondent Revilla also did not receive a copy of this court’s
Resolution requiring respondents to comment. Thus, this court shall
refrain from ruling upon respondent Revilla’s liability.
V
With regard to respondent Judge Calo, petitioners pray that she
be cited in contempt for allowing respondent Atty. Young’s
appearance as long as it was under the Young Law Firm. A
photocopy of the Order65 was attached to the Petition. A portion of
Judge Calo’s Order states:
Although this court grants the appearance of Atty. Walter Young
for the Liquidator, his appearance however shall be allowed only if
in the name of the Young Law Firm, managed by the said counsel,
and not under the name of the Law Firm of Young Revilla Gambol
and Ma-
_______________
64 Rollo, p. 60.
65 Id., at pp. 34-46. The Joint Order, dated December 5, 2013 and docketed as
SEC CASE No. MC 12-133 and MC 12-134, was entitled In re: Involuntary
Liquidation of Ruby Industrial Corporation.
427
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67 Id., at p. 13.
68 Id.
69 Id., at p. 56.
70 529 Phil. 594; 497 SCRA 602 (2006) [Per J. Ynares-Santiago, First Division].
428
Whether petitioners availed themselves of judicial remedies was
not stated in their Petition. Nevertheless, this court cannot ignore the
possible effect of respondent Judge Calo’s Order. Thus, the
Complaint against respondent Judge Calo shall be re-docketed as an
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SECTION 11. . . . The Supreme Court En Banc shall have the power
to discipline judges of lower courts, or order their dismissal by a vote of a
majority of the Members who actually took part in the deliberations on the
issues in the case and voted thereon.
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429
VI
As to the allegation of forum shopping, petitioners do not deny
that they filed a Complaint for disbarment. They argue, however,
that they did not mention the disbarment proceedings against
respondents in view of Rule 139-B, Section 18 of the Rules of
Court, which states that disbarment proceedings are private and
confidential.73 In addition, a Petition for contempt under Rule 71 and
a Complaint for disbarment are different from each other.
The filing of a Complaint for disbarment before the Integrated
Bar of the Philippines and the filing of this Petition for contempt
under Rule 71 do not constitute forum shopping. Forum shopping
has been defined as:
The elements of forum shopping are:
_______________
73 Rollo, p. 207.
74 Ortigas & Company Limited Partnership v. Velasco, G.R. No. 109645, January
21, 2015, 746 SCRA 378, 431 [Per J. Leonen, Second Division], citing Heirs of
Marcelo Sotto v. Palicte, G.R. No. 159691, February 17, 2014, 716 SCRA 175, 178
[Per J. Bersamin, First Division].
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430
This court has explained that disbarment proceedings are sui
generis, and are not akin to civil or criminal cases.76 A disbarment
proceeding “is intended to cleanse the ranks of the legal profession
of its undesirable members in order to protect the public and the
courts.”77
Also, the Integrated Bar of the Philippines’ findings are
recommendatory, and the power to sanction erring members of the
bar lies with this court.78
As discussed by this court in Zaldivar v. Sandiganbayan:79
_______________
75 Id., citing Goodland Company, Inc. v. Asia United Bank, 684 Phil. 391, 409;
668 SCRA 366, 383-384 (2012) [Per J. Villarama, Jr., First Division].
76 In re Almacen, No. L-27654, February 18, 1970, 31 SCRA 562, 600-601 [Per
J. Castro, En Banc]. See also Gonzalez v. Alcaraz, 534 Phil. 471, 482; 503 SCRA
355, 364 (2006) [Per CJ. Panganiban, First Division]; Que v. Revilla, Jr., supra note 3
at pp. 22-23; p. 19; Ylaya v. Gacott, A.C. No. 6475, January 30, 2013, 689 SCRA
452, 467-468 [Per J. Brion, Second Division]; and Dizon v. De Taza, A.C. No. 7676,
June 10, 2014, 726 SCRA 70, 78-79 [Per J. Reyes, En Banc].
77 Cristobal v. Renta, A.C. No. 9925, September 17, 2014, 735 SCRA 247, 249
[Per J. Villarama, Jr., Third Division].
78 Bernardino v. Santos, A.C. No. 10583, February 18, 2015, 750 SCRA 637, 656
[Per J. Leonen, Second Division].
79 248 Phil. 542; 166 SCRA 316 (1988) [Per Curiam, En Banc].
431
may come into play whether or not the misconduct with which the
respondent is charged also constitutes contempt of court. The power
to punish for contempt of court does not exhaust the scope of
disciplinary authority of the Court over lawyers. The disciplinary
authority of the Court over members of the Bar is but corollary to
the Court’s exclusive power of admission to the Bar. A lawyers [sic]
is not merely a professional but also an officer of the court and as
such, he is called upon to share in the task and responsibility of
dispensing justice and resolving disputes in society. Any act on his
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432
Atty. Walter T. Young and Atty. Dan Reynald R. Magat meted with
P30,000.00 fine each for contempt of court, complaint against Atty.
Jovito Gambol dismissed. This is without prejudice to any
disciplinary liabilities of respondents Atty. Walter T. Young, Atty.
Dan Reynald R. Magat and Judge Ofelia L. Calo.
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