Guidelines On Tree Pruning
Guidelines On Tree Pruning
1.1. Objectives
(ii) As they grow bigger, roadside trees may obscure the sight of
pedestrians and motorists; physically obstruct vehicular accesses,
road signs, lampposts and power lines; and leave insufficient
headroom for pedestrians, vehicles and double-decked buses, etc.
Roadside trees require regular pruning in order to provide
adequate clearance to road users.
(i) As trees grow towards maturity, the number of dead and diseased
tree parts start to accumulate. By removing weak and undesirable
branches, shoots/sprouts and trunks, food reserve and water
supply can be allocated to healthier parts of the trees while
encouraging further tree development and recovery.
(iv) Better tree form with strong and balanced framework can be
trained by early tree pruning. Pruning at young tree stage can
significantly reduce the need and cost of pruning in upcoming
tree lifespan. Poor and declining tree health and structure should
be mitigated as early as possible.
(v) Regular tree pruning can help developing good and stable tree
structures particularly for those with poor and unstable root
system, and those growing on locations with severely restricted
rooting area, insufficient soil mass and precipitous slope, etc.
(i) Pruning is one of the best precaution measures of tree failure during
extreme weather condition. Crown reduction and crown thinning
can reduce wind resistance of trees and minimise the potential of
tree failure by reducing tree height and crown loading.
(ii) A tree treated by proper pruning can create a more pleasant living
environment. By providing a satisfying amount of shading from
trees, this can change the microclimate under the tree and reduce
the temperature. Sufficient vegetation coverage can also reduce
urban heat island effect.
All risks associated with the pruning work should be assessed and
appropriate safety measures should be implemented to alleviate or
mitigate the potential risks. Tree Work Supervisors and Tree Workers
should be alerted to all potential hazards prior to the pruning work.
The potential risks of the pruning work may be associated with the
following factors:
(ii) Work at height, e.g. tree climbing and use of elevated platform;
(iv) Impact of one tree part on lower tree parts and site conditions
during pruning work, e.g. fallen branch or whole tree failure;
(vi) Health issues related to tree work, e.g. allergic reaction and heat
stroke;
(vii) Site conditions that may affect tree stability, e.g. soil erosion,
stability of adjacent stonewall or retaining structure, recent site
changes due to construction, grade change, site clearing;
(xi) Wildlife and habitats on tree, e.g. bird nests, snakes, ants and
beehives.
(i) If the pruning site is situated within or close to an area with high
intensity of use such as crowded street, public parks, expressway,
railway, construction site and car park, a risk assessment should
be undertaken prior to the commencement of tree work to
identify potential hazards, and recommend and implement
necessary mitigation measures.
(iv) Cleaning and disposal of tree debris from the working site should
be completed after each operation to restore the site as soon as
practicable.
Pests and diseases sometimes may spread from one tree to another
through pruning equipment and tools. Therefore, any equipment and
tools used in pruning trees should be kept clean and sterilised regularly
before and after operations. If tree pruning work is carried out on trees
infected by pests and diseases, particular attention should be drawn to
avoid transmission of pathogens from the infected trees to other trees
and sites nearby.
When pruning a tree infected with Brown Root Rot Disease (BRRD),
particular precaution measures on pruning equipment and the removed
tree parts should be undertaken. For trees on government land,
responsible tree maintenance departments should report the suspected
BRRD cases to the GLTMS and take prompt remedial measures in
accordance with the “Guidelines for Tree Risk Assessment and
Management Arrangement and Manual on the Management of Brown
Root Rot Disease” promulgated by the GLTMS.
The pruning cycle refers to the time interval between each pruning
exercise. Pruning work should be arranged according to an
appropriate pruning cycle (i.e. at appropriate time interval) such that
the pruning work would not pose significant health and structural
problems to the trees.
(i) There is no single pruning cycle that fits all types of trees and
situations. Every individual tree or tree group needs to be
assessed and evaluated individually to determine an appropriate
pruning cycle.
The best time for individual tree pruning varies between different tree
species and pruning objectives. Seasonal factors and tree
characteristics should be taken into account when deciding the pruning
schedule around the year. The recommendations of tree pruning
during different seasons are described below.
(iv) Late-summer
Live branch pruning can be carried out following the seasonal
growth so that tree development would not be affected, i.e. when
all new leaves become mature and the colour turns stable.
(vi) Winter
In Hong Kong, under sub-tropical region climate, pruning during
winter is always more preferable than during other seasons of the
year. In winter season, trees are less likely to be infected by fungi
and pests when most of them are dormant or inactive. Moderate
to heavy cut can stimulate cambial activities, in particular for
evergreen trees, which have faster compartmentalisation abilities
in the coming growing season. Pruning of deciduous trees after
shedding leaves in dormant season is also more preferable as the
following spring growth can be stimulated.
1.4. Dosage
(b) Not more than 25% of the total live foliage should be removed from a
healthy, vigorous tree within an annual growing season. Over-pruning
may lead to a stressed tree with health decline; excessive water sprout
development; irreversible structural damage; reduced tolerance to
pests and diseases; and/or sunburn bark tissue.
(c) For trees with significant health defects or at senescence stage, the
pruning dose should not be more than 10% of the total live foliage.
(g) In some cases, a larger pruning dose may be warranted. More than
25% of total live foliage sometimes needs to be removed to mitigate a
significant structural defect. The pruning objectives, rationale,
potential severity of defects and mitigation measures should be
carefully assessed and evaluated prior to the operation.
2.1. Types
(i) Definition
Selective pruning of the lateral branches of a tree so as to develop
a desirable tree form with a strong and straight trunk, a well-
balanced crown with properly spaced scaffolding branches and a
clear central leader.
(i) Definition
Selective pruning to remove or shorten lower branches to
increase vertical clearance from ground level (Figure 1).
(i) Definition
Selective pruning to reduce the overall tree height and/or spread
of the crown, while maintaining a well-balanced and natural form
and shape (Figure 2).
(i) Definition
Selective pruning to remove weak, thin, crossing branches and
branches growing inward to reduce the foliage density (Figure 3).
(i) Definition
Selective pruning to remove dead, withered, damaged, broken or
diseased branches, twigs and stems from trees (Figure 4).
(i) Definition
Selective pruning to remove damaged, crossing and dead
branches to restore tree health and structure to a better and more
natural condition.
2.2. Techniques
(d) The diameter of a branch removed should generally be not more than
one-third of the diameter of the remaining branch or parent stem. The
branch cutting should be as small as possible resulting in a relatively
smaller area for wound closure.
(e) Pruning work should adopt the practice of “3-Point Cut” (Figure 5)
and “Natural target pruning” (Figure 6) techniques, which are very
efficient and least damaging ways to remove branches. These
techniques can avoid bark tearing and unnecessary wounding caused
by pruning cuts and allow the tree to compartmentalise the wound as
(3) The final cut should be a cut just adjacent to but not within
the branch collar or branch bark ridge to remove the
remaining stub without bark tearing.
(1) If branch collar is visible, the final cut should be made just
outside the edge of branch collar;
(3) If neither branch collar nor branch bark ridge is visible, the
final cut should be made just outside the basal flare of the
branch and cutline should not be parallel to the parent
branch.
Visible
Branch Collar
(f) Tree Workers should use appropriate and sharp tools to produce
smooth and clean cuts to facilitate better wound closure.
Trees treated with poor and wrong pruning practises may resulted in
irreversible health decline and structural failure. Appendix 2 – Adverse Effect of
Malpractices in Pruning provides more details. Poor tree health and structure can
result in failures that lead to casualties or property damage. Some common
structural defects caused by malpractices in pruning are summarised as follow
(Figures 7 to 15):
Excessive removal of lower branches Cutting into the branch collar that may
of a tree and results in a very low live- damage the branch collar and trunk
crown-ratio. tissue.
A large portion of stub remains if the Cutting outside of the branch collar
location of pruning cut is far beyond exposing a large area of heartwood.
the branch collar.
Unnecessary tearing of tree bark and Pruning wound with rough surface
expose a large area of living tissue and torn edges resulting from poor
caused by improper pruning. pruning techniques.
Young tree stage, a period with the most rapid growth rate in a tree’s
lifespan, is a critical period to conduct formative pruning, which is known as
tree structural training. This practice is a special type of pruning which allows
tree accommodating the future planting site constraints. By undergoing proper
formative pruning, the major framework and growing direction of young trees
can be established. In general, formative pruning should be completed either
in the nursery stage, or during or right after the planting stage. The major steps
of formative pruning are described below.
(i) Identify single stem that would make the best leader (e.g. more
vertical stem, the largest stem or the highest stem);
(ii) Determine which stems are competing with the best leader (e.g.
upright branches with large branch aspect ratio); and
(i) Treat all the branches as temporary branches for young and
recently planted trees that may not be tall enough yet to have
any permanent branches;
(iii) Remove long, horizontal and large branches below the lowest
permanent branches; and
Branches with small branch aspect ratio (e.g. less than 50%) are more
strongly secured to the trunk than branches with large branch aspect
ratio. When branches are much smaller in diameter than the trunk (e.g.
30% smaller), a natural branch protection zone may develop within
the branch basal area and extend inside the trunk. This zone is rich in
chemicals that inhibits spread of decay from the pruning wound into
the trunk tissue. Keeping branch diameter less than half the trunk
diameter ensures that the branch collar and branch protection zone
would remain intact. Key steps to maintain strong branch attachments
are:
(i) Identify and maintain branches with sizes less than one half the
diameter of the trunk or parent stem (branch aspect ratio less
than 50%);
(ii) Select branch with the largest diameter to be pruned first within
the identified branches; and
Branches spaced along and around trunk are better connected to the
trunk than those clustered together and originate from one location.
When several branches raise at one point on the trunk, there is not
enough space for trunk tissue to wrap around the branch base for better
branch attachment. Key steps to space main branches along central
leader are:
Trees with lower branches and drooping branches may hinder pathways
of pedestrians and cyclers. Those tree crowns should be lifted to
provide sufficient headroom over pedestrian streets and cycling tracks.
Regular tree pruning should be conducted to protect road users from
fallen defective branches. Twigs/branches with failure potential should
be removed as soon as possible. General requirements on headroom
for different traffic users are laid down in Chapter 13 of the Structures
Design Manual for Highways and Railways (2013 Edition).
When trees grow tall or wide enough, they may interfere with building
structures nearby. To direct the growth of branches which is very close
to properties, reduction pruning should be carried out to provide
sufficient clearance from adjacent building structures and prevent
branches from interfering with and damaging adjacent properties in
windy conditions. Trees growing close to buildings may act as bridges
for pests and animals to gain access to residential and commercial
properties. By keeping branches away from buildings, hygienic and
security problems can be prevented.
Tree failure incidents frequently occur during and after rainy and
typhoon season and may result in casualties and/or severe damage to properties.
Weak and stressed trees are usually more vulnerable to strong wind and heavy
rain while trees with good health and structure generally have higher storm
tolerance and pose less failure risk to the public. Proper tree management should
identify and mitigate any potential tree failure hazards before wet season.
(iii) Tree species with brittle wood structure (e.g. Delonix regia,
Aleurites moluccana);
(ix) Trees infected with BRRD or trees growing in the same root
zone area of a BRRD infected tree; and
(iv) Direct the leader of a leaning tree to a more upright lateral stem
by shortening or removing outgrown branches;
Figure 16. Correlation between uprooting failure rate and aspect ratio
After all the safety concerns have been addressed and justifications to
restore storm-damaged trees have been made, the primary objective
of restorative pruning should be retaining as much of the live wood as
possible. Typically, restorative pruning requires over a period of years
to restore the original foliage mass and desirable tree form. This
would maintain tree vitality and encourage good management of water
sprouts. The major strategies in restorative pruning are given in
following paragraphs.
Palms are monocots and they grow differently from other trees. They
should not be excessively pruned and primarily only be pruned to remove fronds,
flowers, fruits, loose petioles which, if not removed, may pose potential hazards
to targets. The general guidelines of palm pruning are listed below:
(d) Some climbing devices, such as spikes which would create wounds on
palms should not be used. The wounds would leave permanent
scarring and palms health would decline due to the infestation of pest
and pathogens at wounded tissues.
(b) Cutting dead, diseased and severely damaged roots back to sound
wood;
TPRP with justification of the dose and needs of root pruning should
be prepared and submitted to the responsible TWVP for approval, prior to the
pruning works, if necessary.
4.1. Implementation
(b) Tree information (i.e. tree no., species, height, crown spread, DBH);
(c) Location, site condition and presence of wildlife and habitat (if any);
(e) Tree parts with potential failure risks to public and properties, if any;
(l) Clear location map to show the pruning site location; and
(b) Full photographic records should be taken before and after the pruning
work;
(c) A tree work completion report providing at least but not be limited to
the following information should be prepared by Tree Work
Supervisors or Tree Workers and submitted to the Inspection Officer
for endorsement;
(i) Tree information (i.e. tree no., species, height, crown spread,
DBH);
(v) Photographic records of the whole tree and tree parts taken
before and after pruning work.
(d) The pruning work can only be endorsed upon its satisfactory
completion.
If pruning work
required
If satisfied with
tree work
It can be used to cut small living It can be used to prune small branches
branches less than 1.5cm in diameter. up to around 2.5cm in diameter.
It is commonly used for pruning It can be used for pruning tree parts of
branches at height or at far distance. different size.
Pruning may be carried out at height by It should be used for tree pruning at
registered Tree Climbers in height where practicable.
accordance to the “Guidelines on
Arboriculture Occupational Safety and
Health” (OSH Guidelines).
(i) Prepare work plan and assess risks of tree work with mitigation
measures;
(ii) Inspect and evaluate trees and sites in question before the
operation to identify any potential safety concern, then prepare
necessary safety measures;
(iv) Ensure safe and clear access routes to the tree and site for Tree
Workers, elevated platform and other necessary equipment; and
(v) Check latest weather forecast prior to tree work and avoid
pruning trees under undesirable weather such as humid, strong
wind and extreme hot days as far as possible by re-scheduling
the tree work, when necessary.
(ii) Clear and cordon-off tree pruning areas during pruning work to
prevent entry by unauthorised persons;
(ii) Use equipment only for operations within its capabilities and in
accordance with standards, guidelines and recommendations
provided by the manufacturers;
(iii) Carry out tree work at ground level and safe conditions as far as
practicable by the use of suitable hand tools such as extension
pruner and pole saw;
(iv) Cut large or heavy tree parts into smaller pieces and make use
of equipment such as tree rigging systems to move heavy tree
parts and to avoid overloading of manual delivery;
(viii) Clean and regularly sterilise all pruning tools by alcohol (75%)
or bleach solution (10% bleach and 90% water) before and after
pruning work, especially when working with infected trees in
order to prevent the spread of pests and diseases among trees.
The working area should be kept safe and tidy at all time during and
after each pruning work. Any tree materials, debris and wood chips, generated
from the pruning work should be removed from the site as soon as practicable and
disposed at an appropriate waste depot or landfill.
(b) Tree debris of some tree species (e.g. Leucaena leucocephala) should
be removed from sites as soon as possible in order to prevent the
growth of water sprouts from the tree debris.
(c) If trees are infected with pests and diseases such as BRRD, particular
precaution measures such as sterilising the pruning tools by alcohol
(75%), soil treatment and properly disinfecting and disposal of
infected tree debris should be undertaken. Details of handling
procedures of BRRD infected trees are provided in the “Manual on the
Management of Brown Root Rot Disease” promulgated by the
GLTMS.
International Publications
Brown, G. E., & Kirkham, T., 2009, “The pruning of trees, shrubs and conifers”,
2nd Edition, Timber Press.
Gilman, E.F., 2012, “An illustrated Guide to Pruning”, 3rd Edition, Delmar, NY,
USA.
Gilman, E.F., Kempf, B., Matheny, N., & Clark, J., 2013, “Structural Pruning –
A Guide for the Green Industry”, Urban Tree Foundation, USA.
Harris, R.W., Clark, J.R., & Matheny, N.P., 2004, “Arboriculture: Integrated
Management of Landscape Trees, Shrubs, and Vines”, 4th Edition, Prentice
Hall, Upper Saddle River, NJ, USA.
Lilly, S.J., Gilman, E.F. & Smiley, T., 2019, “Best Management Practice – Tree
Pruning”, 3rd Edition, International Society of Arboriculture, USA.
Tree Care Industry Association, 2017, “American National Standard for Tree
Care Operations – Tree, Shrub, and Other Woody Plants Maintenance –
Highways Department, 2017, “Code of Practice for the Lighting, Signing and
Guarding of Road Works”. Available from:
https://www.hyd.gov.hk/en/publications_and_publicity/publications/technic
al_document/code_of_practice/index.html
Pruning Plan
A. General Information
Department / Agency: Project / Contract No.:
Tree Worker:
Date of Inspection: Anticipated Completion Date of Works:
B. Site Information
Location:
Target ☐ Pedestrian road ☐ Cycling track ☐ Public road ☐ Railway ☐
Description: Building/structure ☐ Carpark ☐ Power lines ☐ Lamppost ☐
Signboard ☐ Others:
Site Limitation: ☐ No ☐ On slope ☐ Traffic/expressway ☐ Railway
☐ Restricted area ☐ Others:
Wildlife and ☐ No ☐ Bird nest ☐ Bee hive ☐ Others:
Habitat:
C. Tree Information
Tree ID No.: Species:
Height(m): Crown Spread(m): DBH(mm):
Observation: ☐ Dead branch/stub ☐ Dead trunk ☐ Broken branch/trunk
☐ Hanger ☐ Crack ☐ Leaning ☐ Overgrown branch
☐ Heavy lateral limb ☐ Others:
Pruning ☐ Regular maintenance ☐ Reduce failure risk/nuisance
Objective: ☐ Enhance resistance to inclement weather
☐ Improve aesthetics and urban environment
☐ Others:
Mitigation ☐ Crown raising ☐ Crown reduction ☐ Crown thinning
Measure: ☐ Crown cleaning ☐ Formative pruning ☐ Cabling
☐ Pest & disease control ☐ Others:
Pest & Disease: ☐ No ☐ Termite ☐ Brown root rot disease
☐ Others:
App 1-i
D. Pruning Work Information
Tree Part(s) to be Pruned: Photo record
☐ Crown: % of foliage:
☐ Branch:
Quantity: Fall distance(m):
☐ Trunk:
Quantity: Fall distance(m):
☐ Others:
Equipment & Tools:
☐ Hand pruner ☐ Looper ☐ Extension pruner
☐ Hand saw ☐ Pole saw ☐ Chainsaw
☐ Tree climbing gear ☐ Elevated platform
☐ Others:
Tree Part(s) to be Pruned: Photo record
☐ Crown: % of foliage:
☐ Branch:
Quantity: Fall distance(m):
☐ Trunk:
Quantity: Fall distance(m):
☐ Others:
Equipment & Tools:
☐ Hand pruner ☐ Looper ☐ Extension pruner
☐ Hand saw ☐ Pole saw ☐ Chainsaw
☐ Tree climbing gear ☐ Elevated platform
☐ Others:
App 1-ii
E. Occupational Safety and Health (OSH)
Factors with Potential Risk: Mitigation Measure:
☐ Work at height ☐ Personal protective equipment
☐ Overhead object ☐ First-aid kit
☐ Delivery of tree debris ☐ Appropriate clothing
☐ Traffic flow ☐ Appropriate and safe equipment and tools
☐ Use of equipment ☐ Directional/warning signage/notice
☐ Fire precaution ☐ Cordoning-off work site
☐ Heat related disorder ☐ Deploying staff to maintain traffic flow
☐ Application of chemical ☐ Temporary traffic arrangement
☐ Inclement weather ☐ Safe access/working platform
☐ Very hot weather ☐ Adequate cool drinking water
☐ Electrical hazards ☐ Temporary sunshade
☐ Wildlife and habitat ☐ Others:
☐ Others:
F. Other Information
Wood Waste Disposal: ☐ Waste depot or landfill ☐ Retained on site ☐ Mulching
☐ Upcycling
Remarks:
App 1-iii
Appendix 1. Example 1 - Tree pruning in residential area
Pruning Plan
A. General Information
Department / Agency: Project / Contract No.:
Housing Department TRA for KE Region (CB20170219 3rd cycle)
Inspection Report: File Ref.:
☐ Form 1 Form 2 ☐ Other form
Inspection Officer: Tree Work Supervisor:
Tree Worker:
Date of Inspection: Anticipated Completion Date of Works:
3/3/2020 3/5/2020
B. Site Information
Location: Kai Yip Estate
Target Pedestrian road ☐ Cycling track ☐ Public road ☐ Railway
Description: Building/structure ☐ Carpark ☐ Power lines ☐ Lamppost
☐ Signboard Others: Playground
Site Limitation: No ☐ On slope ☐ Traffic/expressway ☐ Railway
☐ Restricted area ☐ Others:
Wildlife and No ☐ Bird nest ☐ Bee hive ☐ Others:
Habitat:
C. Tree Information
Tree ID No.: KY-T0437 Species: Ficus microcarpa
Height(m): 7 Crown Spread(m): 6 DBH(mm): 320
Observation: Dead branch/stub ☐ Dead trunk ☐ Broken branch/trunk
☐ Hanger ☐ Crack ☐ Leaning Overgrown branch
☐ Heavy lateral limb ☐ Others:
Pruning Regular maintenance Reduce failure risk/nuisance
Objective: ☐ Enhance resistance to inclement weather
☐ Improve aesthetics and urban environment
☐ Others:
Mitigation ☐ Crown raising Crown reduction ☐ Crown thinning
Measure: Crown cleaning ☐ Formative pruning ☐ Cabling
☐ Pest & disease control ☐ Others:
Pest & Disease: No ☐ Termite ☐ Brown root rot disease
☐ Others:
App 1-iv
D. Pruning Work Information
Tree Part(s) to be Pruned: Photo record
Crown: % of foliage: 20%
☐ Branch:
Quantity: Fall distance(m):
☐ Trunk:
Quantity: Fall distance(m):
☐ Others:
Equipment & Tools:
☐ Hand pruner ☐ Looper ☐ Extension pruner
☐ Hand saw Pole saw ☐ Chainsaw
☐ Tree climbing gear ☐ Elevated platform
☐ Others:
Tree Part(s) to be Pruned: Photo record
☐ Crown: % of foliage:
Branch:
Quantity: Fall distance(m):
1 5
Cut size(mm): Length of tree part(m):
<100 0.5
☐ Trunk:
Quantity: Fall distance(m):
☐ Others:
Equipment & Tools:
☐ Hand pruner ☐ Looper ☐ Extension pruner
☐ Hand saw Pole saw ☐ Chainsaw
☐ Tree climbing gear ☐ Elevated platform
☐ Others:
App 1-v
D. Pruning Works Information
Tree Part(s) to be Pruned: Photo record
☐ Crown: % of foliage:
Branch:
Quantity: Fall distance(m):
3 5
Cut size(mm): Length of tree part(m):
<100 0.5
☐ Trunk:
Quantity: Fall distance(m):
☐ Others:
Equipment & Tools:
☐ Hand pruner ☐ Looper ☐ Extension pruner
☐ Hand saw Pole saw ☐ Chainsaw
☐ Tree climbing gear ☐ Elevated platform
☐ Others:
F. Other Information
Wood Waste Disposal: Waste depot or landfill ☐ Retained on site ☐ Mulching
☐ Upcycling
Remarks:
App 1-vi
Appendix 2. Adverse Effect of Pruning Malpractices
App 2-i