Incident Investigation Procedure
Incident Investigation Procedure
PURPOSE
This incident investigation procedure provides an approach to determine initiating events, contributing
events, root cause, and contributing causes. The investigation must identify appropriate recommendations
that address the problems and identify root causes. These may include, but are not limited to, engineering
controls, personal protective equipment, and or training for affected employees. The intent of this procedure
is to help prevent and/or mitigate similar incidents and accidents in the future.
POLICY
All safety incidents, including work-related injuries, accidents, regulatory violations, and near misses, will be
investigated to determine the root causes. Recommendations will be developed and implemented to
prevent recurrence of the accident/incident. (A near miss is a condition or an incident where injury or
property damage could have occurred.)
Management
1. Review all SHE recordable injuries, vehicular accidents, accidents involving property damage, and near
miss events to assess cause and prevention.
2. Report any reportable event that occurs to an employee of the company to SHE:
• Fatality: within 8 hours
• Hospitalization: within 24 hours
• Amputation: within 24 hours
• Loss of Eye: within 24 hours
3. Require any subcontractors, trade partners, suppliers and vendors who have a reportable event on a
company jobsite to report the issue to SHE.
5. Ensure correct documentation and report results of the incident investigation, including findings and
recommendations to upper management.
Site Supervisors
2. Perform an initial investigation, and timely submit Accident/Injury Reports and Near Miss Incident
reports to the management within 24 hours.
3. Review all accident/injuries and assess corrective action(s) and the need for safety modification and/or
employee training.
Employees
1. Immediately inform site supervisors of accidents, near miss incidents, unsafe conditions and unsafe
practices.
INVESTIGATION PROCEDURES
All incidents are to be investigated in a timely manner to determine the root cause(s) and contributing
factors involved. The extent of the investigation will be dependent upon the severity or potential severity
of the incidents. Site supervisors are responsible for performing an initial investigation immediately upon
finding out about the incident to determine the root cause(s) of the incident. Management will be
contacted as needed to assist in the completion of the investigation. The purpose of the investigation is
not to fix or find blame, but to identify the root cause and determine preventative measures than can help
to prevent future accidents/incidents.
Note: The guidelines listed provide a checklist for the initial investigation. Additional or modified steps
should be used as appropriate to the situation.
The site supervisor’s initial findings and any immediate corrective actions must be documented on the
appropriate forms and sent to management within 24 hours of notification of the incident.
The site supervisor’s should work with management to establish action deadlines. Corrective actions must
be instigated according to the plan.
Forms used for investigations are found in the next section of this program. The forms that are found in that
section are:
• Incident Log Book