Cobb 1992
Cobb 1992
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What is This?
Classroom Norms
Much and Shweder (1978) identified five types of classroom norms: regula-
tions, conventions, morals, truths, and instructions. They used a variety
of criteria to distinguish between these norms including their historicity,
their source, and the consequences of transgressing them. In this scheme,
regulations are historical and are established by a specifiable authority who
can alter them. The consequence of breaching a regulation is typically a
penalty of some kind. As an example, a teacher might tell students during
small-group work that only one member from each group is allowed to
fetch the manipulative materials that the group decides to use. This direc-
tive is a regulation in that it is established by the teacher who can change it.
Conventions are also historical, but their source is not specifiable and
the consequence of a transgression is social disapproval. The distinction
between regulations and conventions is analogous to that between laws
and customs. As an example, in the context of traditional instruction, it is
customary both for students to attempt to respond to the teacher's known-
answer questions and for the teacher to evaluate their responses (cf. Mehan,
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577
Jack: Hold on. This is 10. Look. 1, 2,. . .8, 9, 10 (adds the five
twos in the ones column). 10.
Anne: One there (points to the " 1 " she has written at the top of
the tens column). 1, 2, 3, 4, 5, 6. 60.
Jack: 610?
Anne: You don't listen.
Jack: I don't get this.
579
As the episode continued, Anne repeatedly described the steps of the stan-
dard algorithm in response to Jack's challenges. In the setting of arithmetical
computation, a procedural description of this type seemed to constitute
a justification for her, and she concluded that Jack's failure to accept her
justification indicated that he was not listening. On the other hand, from
Jack's point of view, Anne had not given an adequate justification for her
acts of writing " o " and " 1 . "
At this point, the children had reached an impasse and Anne sought
the teacher's assistance. When she joined the group, both children explained
their interpretations of the conflict to her:
Jack's comment, "Show me how you are doing it," was an explicit
request for an explanation. He now seemed to accept that Anne's solution
was legitimate, possibly because the teacher had not challenged it. However,
from Anne's point of view, she has justified her solution four times in
response to Jack's challenges. For her, a step-by-step description of a se-
quence of symbol-manipulation acts should have been sufficient to legitimize
her solution and she concluded that Jack was being uncooperative. In con-
trast, an analysis of Jack's mathematical activity both here and in 20 other
lessons consistently indicated that he attempted to learn with what is typical-
ly called understanding (Cobb, 1992). From his point of view, Anne's
descriptions of her acts of manipulating numerals were not adequate as either
explanations or justifications. In another episode, he in fact characterized
her computational methods as "mixing up a bunch of numbers." An ex-
planation or justification seemed to be acceptable to him only if he could
interpret it in terms of mental actions on numbers experienced as manipul-
able arithmetical objects. These actions include those of combining num-
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Teacher: Now, can anybody tell me what number that would be?
We have four tens and five ones. What is that number?
Stephanie?
Stephanie: (No response).
Teacher: If we have four tens and five ones, what is that number?
Stephanie: (Quietly) Nine.
Teacher: Pardon me?. . .
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Classroom Mathematics Traditions
In the next phase of the lesson, the teacher first wrote "tens" and
"ones" as the headings of two columns. She then wrote "7, 3 " and "6,
9" and " 5 , 8" as successive rows of the table and asked the children to
"write the numbers." She moved around the room as the children com-
pleted the tasks until she reached Stephanie's desk and said, "Oh, no. I just
want you to write the number. I want you to write the number. I want
you to write [inaudible]. I need you to write it like it should be. It would
not be six plus nine. It is. . .69, OK?" It would seem that Stephanie had
not modified her interpretation of the tasks even after her first exchange
with the teacher. The teacher's intervention in this second exchange ap-
peared to preclude the interactive constitution of a situation in which
Stephanie would be obliged to explain or justify her answer. As a conse-
quence, Stephanie again could have reasonably concluded that mathematical
activity need not be explainable.
Once the above tasks had been completed, the teacher passed out
Cuisenaire rods of two sizes and established with the children that there
were ten little blocks in each of the longer blocks. We can note that both
this use of manipulative materials and the first instructional activity in which
the teacher drew and circled tally marks indicate that she genuinely wanted
her students to learn with understanding. Thus, our focus is not on her
intent, which is above reproach, but on the characteristics of mathematical
activity as it was realized in her classroom.
The teacher introduced the first task that involved the use of Cuisenaire
rods as follows:
Alright. I'm going to put this [card] on the board. One of them is
going to tell you how many tens I want you to find and the other
one is going to tell you how many ones. I want you to use your
ten rod and your one rod to show me the number that I put on the,
on the board over here... All right? The first thing I want you to
show me is three tens and five ones.
The teacher posed eight tasks of this type, each time asking the children
to say what number they had made once they had put out an appropriate
collection of rods. The children were able to give the desired responses
when called upon and the discourse generally proceeded smoothly. The
teacher introduced the third task by stating, "Now, be careful here, guys.
I want you to show me seven tens and no ones." The children responded,
"Seventy," and she then requested an explanation:
Teacher: Now, boys and girls, look up here (writes "7" on the chalk-
board). Why didn't we just put seven? Because you have
seven of these (holds up a long rod), you have nothing
else. Why didn't we just put seven?
Stephen: Because there's 70 um blocks.
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585
Here, Christopher anticipated and answered the teacher's next two ques-
tions (How many ones do we see? What number is that?). As a consequence,
a previously established pattern of interaction had, in curtailed form, become
a personal mathematical routine for him. In other words, he had learned
by actively constructing instructions compatible with those that the teacher
had in mind. This individual constructive activity in turn contributed to
the classroom community's constitution of place value numeration as a set
of procedural instructions.
School Mathematics
In analyzing the third-grade lesson, we focused both on those moments
when one member of the classroom community accused another of trans-
gressing a mathematical norm and on those occasions when the discourse
proceeded smoothly. Every challenge identified was made by the teacher,
and, in this sense, she acted as the sole validator of what could count as
legitimate mathematical activity. We noted that none of the teacher's chal-
lenges initiated the interactive constitution of a situation for justification.
Further, only one situation for explanation occurred, the exchange in which
the teacher asked why seven tens and zero ones would not be seven and
Stephen explained, "Because there's um seventy blocks." This was perhaps
the most significant incident of the entire lesson in that it revealed that the
teacher's actions unintentionally discouraged an interpretation that involved
the construction of a numerical relationship from becoming taken as shared.
If relationships of this sort are excluded, then mathematics is reduced to
an activity that involves constructing associations between signifiers that
do not necessarily signify anything beyond themselves. In particular, the
children did not have to construct and act on units of ten and of one as
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588
Mathematical Truths
The lesson we will analyze occurred midway though the school year in
a second-grade classroom in which every mathematics lesson was video
recorded for the entire school year. The lesson was selected because, like
the third-grade lesson, it occurred in a whole class setting, because it focused
on place value, and because it involved the use of similar manipulatives.
The teacher introduced the first instructional activity by placing two
longs and 11 individual cubes on an overhead projector. She then showed
this array to her students for approximately 3 seconds and asked them to
describe what they saw. One child said that he had seen 31 when the teacher
called upon him. Some students agreed while others disagreed. The teacher
said, "All right. Let's take a look. How are we going to figure this out?"
In contrast to the third-grade classroom, the students took it for granted
that they could challenge each other's interpretations, solutions, and
answers. The teacher did not merely tolerate this behavior. At the begin-
ning of the school year, she had actively encouraged her students to make
challenges, and the children were fulfilling their obligations to her by do-
ing so (Cobb, Yackel, & Wood, 1989). We can also note that, in contrast
to the third-grade classroom, none of the children said, for example, " 1 3 , "
when the task was presented. There was a taken-as-shared understanding
of the task that reflects a prior history of explicit negotiations of meanings
and interpretations in this classroom. In concert with our analysis of the
third-grade lesson, Voigt (1990) found that tasks are frequently ambiguous
in traditional classrooms. As he observed, teaching as it is typically con-
ceptualized does not acknowledge the plurality of possible interpretations
that students might make, and teachers do not initiate and guide the ex-
plicit negotiation of routines of interpretation.
590
(Goes to the screen). One thing is. . . you know there is two ten bars
that make 20 and then you count. You count these (indicates the
individual cubes), you count these 1, 2, 3,. . ., 11. Since there's 11
[inaudible] you see then you one, two (points to the two ten bars),
then take 10 and that makes 30. And then you put that extra one
for 11 and you get 31.
Although it had never been explicitly discussed, the teacher and students
seemed to have a taken-as-shared understanding of what it meant to have
a mathematical insight. As Brenda's explanation indicates, an insight typically
involves constructing numerical relationships that made it possible to solve
a task in a more sophisticated or efficient manner. In addition, her behavior
provides us with a further indication that the teacher and students took
it for granted that mathematical activity is intrinsically explainable. We can
also note that cognitive models of children's conceptual understandings,
such as those developed by Steffe et al. (1988), are relevant as we attempt
to analyze their interactions. Given that our focus is on the quality of the
classroom mathematics tradition, rather than the sophistication of individual
children's mathematical understanding, we will not present detailed analyses
of their individual task interpretations. Nonetheless, it is readily apparent
592
that the units often that Brenda constructed were more sophisticated than
those that Michael constructed and counted. At least in this instance,
Michael's units of ten were perceptually based whereas the units Brenda
constructed transcended perceptual constraints. The fact that we can make
inferences of this type when we examine the classroom discourse indicates
that the children were constructing and acting on numbers conceptualized
as arithmetical objects that had a manipulable quality. Brenda said, for ex-
ample, "You one, two (points to the two ten bars), then take 10 and that
makes 30. And then you put that extra one for 11 and you get 31." It would
therefore seem that the teacher and students were constituting a taken-as-
shared mathematical reality as they discussed their interpretations and
solutions.
This contention is reminiscent of the observation of Davis and Hersh
(1981): "Mathematicians know that they are studying an objective reality.
To an outsider, they seem to be engaged in an esoteric communication with
themselves and a small clique of friends" (pp. 43-44). The distinction be-
tween studying a mathematical reality and engaging in esoteric communica-
tion succinctly captures the contrast between the mathematics traditions
established in the two classroom. If the teacher and children in the second-
grade classroom were mutually orienting each other in a taken-as-shared
mathematical reality when they engaged in mathematical discussions, then,
by definition, the mathematical norms they established while doing so were
experienced as truths. This claim that the norms were taken-as-shared
assumptions about how mathematical reality is or ought to be, in turn, im-
mediately indicates why they routinely constituted situations for explana-
tion and justification. In the third-grade classroom, we saw that a solution
or answer was acceptable if the child had followed the mathematical in-
structions correctly. Explanations and justifications were almost redundant
because the instructions were constituted as fixed rules for linking expres-
sions that did not have to signify anything beyond themselves. In contrast,
a solution or answer was acceptable in the second-grade classroom only
if the child's acts of creating and acting on mathematical objects were ac-
ceptable. Consequently, the child was obliged to describe these acts if he
or she expected others to agree that the solution or answer was legitimate.
To give such a description is to explain or to justify, depending on the in-
teractional context.
Our claim that the teacher and children were interactively constituting
a taken-as-shared mathematical reality is consistent with the teacher's im-
mediate response to Brenda's explanation:
That's right. She is telling me that if I take all of these ones and
squeeze them all together (aligns 10 cubes) I'm going to make a ten
bar or a ten, and so that's how she figured out that if you take all
those ones and make a ten out of it then you have a ten bar. It's
the same thing.
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Cobb, Wood, Yackel, and McNeal
rected). OK. Alright, let's see what happens. OK, what
happens! Now what do we have Joan? What did we make?
Joan: That makes 10.
Teacher: That makes 10. Now, what are we going to do?
Joan: Well, I know I have five tens and we have six right there
(points to the remaining six cubes), so we should have 56.
Teacher: So it should be 56. Right. Do you agree with her?
Students: Yeah. Sure.
In the course of this exchange, Joan and the teacher interactively constituted
the explanation of Joan's solution. The teacher's role in this process was
not limited to that of expressing Joan's conceptual acts as physical acts on
the cubes. Note, for example, how she attempted to indicate the significance
of Joan's act of creating a unit of 10 by saying, "Alright, let's see what hap-
pens. OK, what happens! Now what do we have Joan? What did we make?"
She was, in effect, providing a running commentary from the perspective
of one who could judge which aspects of Joan's activity might be poten-
tially productive with respect to the children's enculturation into the math-
ematical practices of the wider society. More generally, she acted in this
way to initiate and guide the interactive constitution of selected aspects of
individual children's interpretations and solutions as taken-as-shared mathe-
matical practices by the classroom community.
Shortly after Joan had given her explanation, another child, Paul, asked
the teacher to return the cubes to their original positions. Once she had
done so, he began his explanation as follows:
Paul: I squished all these together over here (points to the two
collections of four cubes).
Teacher: What two?
Paul: These two fours.
Teacher: These two fours. OK, I like that word. I think I will have
. . . Webster add that word to his dictionary. Squish. I like
that word.
In this case, the teacher judged that Paul's use of the term squish might
be potentially productive. Her appropriation of this term can be viewed
as an attempt to guide the development of a common signifier for the con-
ceptual act of integrating individuals units into a single entity. This develop-
ment would further facilitate the interactive constitution of the act of creating
composite units as a taken-as-shared mathematical practice in the classroom
(cf. Feldman, 1987).
The exchanges involving Joan and Paul both exemplify a more general
process by which the teacher capitalized on the children's autonomous con-
structions to guide the constitution of mathematical truths while simulta-
neously initiating them into her interpretive stance towards mathematical
activity. As the school year progressed, the view that mathematics is an ac-
tivity that involves the creation and conceptual manipulation of
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Cobb, Wood, Yackel, and McNeal
tivity profoundly influence the nature of the social interactions in which
they participate (Yackel, Cobb, & Wood, 1991). On the other hand, we
note that Solomon and Walkerdine do implicitly appeal to cognitive
psychology in the course of their analyses when they talk of students "enter-
ing into particular social practices and thus learning how to act appropriately
in various contexts" (Solomon, 1989, p. iv). It is a psychology that ignores
individual experience and views human activity as situated rule-following
behavior.
Our second point of contention concerns Solomon's (1989) and
Walkerdine's (1988) assumption that students do not actively contribute
to the development of the classroom mathematics tradition. Instead, they
argue that the tradition exists independently of students' activity. Walker-
dine, for example, talks of students being "embedded" in the tradition. In
this view, learning is said to have occurred when students know how to
act in accord with the normative rules of the tradition. We, in contrast,
have argued that students as well as teachers actively contribute to the in-
teractive constitution of the mathematics traditions established in their
classroom (cf. Bauersfeld, 1980). This contrast can be clarified by considering
an example that Walkerdine discusses in some detail—a lesson in which
the focus is on place value numeration. In the course of the lesson, the
teacher and children engage in a variety of activities that involve the group-
ing of match sticks into bundles of ten. Walkerdine summarizes what she
considers to be the central aspect of the lesson by observing, "The teacher
is constantly, and often literally, pointing out that a numeral in a particular
place represents a different pile [of match sticks]. She manufactures a cor-
respondence between the value of a numeral and a pile of match sticks"
(pp. 170-171). Those of us who, like Walkerdine, have already constructed
a relatively sophisticated understanding of place value numeration can cer-
tainly interpret the teacher's activity in this way. We would argue that it
is also important to consider how the children interpreted the teacher's
linguistic acts. Walkerdine comments that the teacher "manufactures a cor-
respondence . . . hoping that this correspondence will be obvious to the
children" (p. 171). In the absence of an analysis of either the children's in-
terpretations or their contributions to the interaction, we, like Walkerdine
and the teacher, can only hope. The analysis of Steffe et al. (1988) indicates
that the correspondence the teacher had in mind is not at all obvious to
most young children. This and the observation that the teacher attempted
to steer the students' responses toward those she had in mind all along lead
us to speculate that many of the students might well have interpreted the
teacher's actions as instructions that they were expected to follow. Cognitive
analyses of individual children's mathematical conceptions would, of course,
clarify the situation. However, in the absence of such analyses, it seems
reasonable to suggest that the teacher and students were together interac-
tively constituting a school mathematics, rather than an inquiry mathematics,
tradition in their classroom.
600
Conclusion
In our view, one way that research can contribute to the current reform
effort in mathematics education is by developing empirically grounded
analyses of the learning-teaching process as it is interactively constituted
in classrooms. For us, the overriding goal should be to infer and account
for the development of the meanings that individual and collective mathe-
matical activities have for teachers and their students. We also suggested
that such analyses involve cognitive as well as sociological perspectives.
On the one hand, a classroom mathematics tradition does not exist apart
from the individual mathematical activities that constitute it. Cognitive ana-
lyses of the teacher's and students' interpretations of tasks and of each
other's activity are, therefore, critical. On the other hand, the classroom
mathematics tradition, as it is currently constituted, both enables and con-
strains the teacher's and students' individual mathematical interpretations
and actions. Sociological analyses are, therefore, essential even if the primary
focus is on the teacher's and students' cognitions. In this respect, cognitive
and sociological analyses are complementary in that each informs the other.
At first glance, this line of research might appear to lack practical rele-
vance. We should, therefore, stress again that the analyses must be empirical-
ly grounded. The primary reason for conducting such an analysis is, in fact,
to advance our understanding of what might be happening in mathematics
classrooms. This activity of developing theoretical constructs to make sense
of both teachers' and students' activities and the classroom mathematics
traditions they constitute is a process of reflecting on practice. In our ex-
perience, opportunities to develop insights that can contribute to the refine-
ment of classroom practices arise as one engages in activity of this type.
Consequently, we contend that detailed theoretical analyses have the poten-
tial to be of great practical relevance to the current reform effort in mathe-
matics education.
Note
The research reported in this paper was supported by the National Science Foundation
under grant No. MDR 885-0560 and by the Spencer Foundation. The opinions expressed
do not necessarily reflect the views of these foundations.
601
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