PAS 79-1 - Draft For Public Comment
PAS 79-1 - Draft For Public Comment
No copying is allowed, in any form, without written permission from BSI except as permitted
under the Copyright, Design and Patent Act 1988 or for circulation within a participating
organization and/or its membership network for briefing purposes. Electronic circulation is
limited to dissemination by email within such an organization and its members
Please note that this is a draft and not a typeset document. Editorial comments are
welcome, but you are advised not to comment on detailed matters of typography and layout.
Any formatting in this draft is to aid readability and does not reflect the final format
of PAS 79-1.
Contents
Foreword 3
Introduction 6
1 Scope 9
2 Normative references 10
3 Terms and definitions 10
4 The concepts of fire risk and fire hazard 17
5 Principles and scope of fire risk assessments 18
Figure 1 – Schematic of fire risk assessment process 20
6 Responsibility for adequacy of the FRA 21
7 Competence of fire risk assessors 23
8 Benchmark standards for assessment of fire precautions 25
9 Assessment of premises design and fire precautions that do not conform to current
standards 27
Figure 2 – Decision tree for action plan when existing premises do not conform to current
standards 29
10 Documentation of fire risk assessments 29
11 Nine steps to fire risk assessment 31
12 Information about the premises, the occupants and the processes 32
13 Identification of fire hazards and means for their elimination or control 34
14 Assessment of the likelihood of fire 36
15 Assessment of fire protection measures 37
16 Assessment of fire safety management 48
17 Assessment of likely consequences of fire 53
Figure 3 – Example of timeline comparison between ASET and escape time 54
18 Assessment of fire risk 54
Table 1 – A simple risk level estimator 55
19 Formulation of an action plan 55
20 Periodic review of fire risk assessments 57
Annex A (informative) Model pro forma for documentation of the FRA 60
Annex B (informative) Fire hazard prompt-list 85
Table B.1 – Fire hazards, elimination or control measures and relevant codes of practice
86
Annex C (normative) Key factors to consider in assessment of means of escape 87
Table C.1 – Key factors and specific issues to consider in means of escape 88
Annex D (informative) Model pro forma for documentation of a review of an existing fire risk
assessment 89
Annex E (informative) Exemplar of a completed fire risk assessment 99
Bibliography 127
Foreword
Publishing information
The development of this Publicly Available Specification (PAS) was facilitated by British
Standards Limited and published under licence from The British Standards Institution.
It came into effect on [DATE].
This Publicly Available Specification (PAS) was first prepared, in 2005, by BSI in association
with C.S. Todd & Associates Ltd, with the support and encouragement of the Institution of
Fire Engineers and the Northern Ireland Fire Safety Panel, which represents building control
and licensing authorities in Northern Ireland, and the Northern Ireland Fire and Rescue
Service. It was subsequently revised in 2007 and 2012. Those revisions and this current
revision were, again, drafted by C.S. Todd & Associates Ltd.
Acknowledgement is given to the following organizations and individuals that were consulted
in the development of this Publicly Available Specification.
[To be inserted]
BSI Committees:
B/559 Access to buildings for disabled people
CB/- Construction and built environment sector policy and strategy committee
DS/1 Dependability
EL/1/1 Emergency lighting
FSB/1 Fire safety and built environment task group
FSB/1/-/1 Development of BS 8644
FSH/0 Fire co-ordination
FSH/14 Fire precautions in buildings
FSH/14/-/8 Development of BS 9997
FSH/16 Hazards to life from fire
FSH/17 Fire and rescue service equipment
FSH/18 Fixed fire fighting systems
FSH/24 Fire safety engineering
FSH/25 Smoke, heat control systems and components
HS/1 Occupational health and safety management
MHE/4 Lifts, hoists and escalators
PH/8/1 Graphical symbols - safety signs
Supersession
This is a revision of PAS 79:2012, which is withdrawn.
Information about this document
This Publicly Available Specification has been developed and published by BSI, which
retains its ownership and copyright, except for Annexes A and D (see Use of this document).
BSI reserves the right to withdraw or amend this PAS on receipt of authoritative advice that it
is appropriate to do so. This Publicly Available Specification will be reviewed at intervals not
exceeding two years, and any amendments arising from the review will be published as an
amendment and publicized in Update Standards.
This is a full revision of the document, and introduces the following principal changes.
• PAS 79-1 is a code of practice, whereas PAS 79:2012 was a guide.
• The scope of this new Part 1 of PAS 79 now excludes blocks of flats, sheltered housing,
extra care housing, supported housing and houses in multiple occupation, all of which
are now addressed in a new Part 2 of PAS 79.
• The technical content has been subject to amendment in the light of experience in the
use of PAS 79.
• There is new guidance on the consideration to be given to external wall construction and
cladding, which takes into account knowledge, current at the time of publication, arising
from the fire disaster at Grenfell Tower, a high-rise block of flats in London, in 2017.
• There is recognition of pre-occupation fire safety assessments, a term now defined in
this PAS, and a clarification to avoid confusion between these assessments and the fire
risk assessment to which this PAS refers.
• There is even greater emphasis on competence of fire risk assessors and reference to
future competence standards in consequence of the Hackitt Review of building
regulations and fire safety, which arose from the fire at Grenfell Tower in London in
2017. It is also noted in this PAS that fire safety specialists with experience only in the
design of new buildings might not possess an appreciation of standards against which
older buildings were designed and the possible continued acceptability of such
standards.
• Changes to, and publication of various new, British Standards have been taken into
account.
This publication can be withdrawn, revised, partially superseded or superseded. Information
regarding the status of this publication can be found in the Standards Catalogue on the
BSI website at bsigroup.com/standards, or by contacting the Customer Services team.
Where websites and webpages have been cited, they are provided for ease of reference and
are correct at the time of publication. The location of a webpage or website, or its contents,
cannot be guaranteed.
Use of this document
As a code of practice, this Publicly Available Specification takes the form of guidance and
recommendations. It should not be quoted as if it were a specification, and particular care
should be taken to ensure that claims of compliance are not misleading.
Any user claiming compliance with this Publicly Available Specification is expected to be
able to justify any course of action that deviates from its recommendations.
It has been assumed in the drafting of this Publicly Available Specification that the execution
of its provisions will be entrusted to appropriately qualified and competent people, for whose
use it has been produced.
The copyright for Annexes A and D of this Publicly Available Specification is owned by
C.S. Todd & Associates Ltd. Purchasers of this Publicly Available Specification are
authorized to use the pro formas contained within these annexes, and to make an unlimited
number of copies for their own use, without infringement of copyright. However, compliance
with this PAS does not necessitate use of the pro formas in these annexes.
This Publicly Available Specification is not intended to constitute a textbook on fire safety,
and it is not to be regarded as a substitute for knowledge of fire safety principles and the
practical use and application of fire protection measures or an understanding of the
premises, their features, usage and occupancy. In carrying out the fire risk assessment,
there is likely to be a need for reference to other codes of practice and guidance documents
on specific aspects of fire prevention, fire protection and management of fire safety, a
number of which are listed in the Bibliography. Moreover, this PAS is not intended to provide
guidance on the detailed requirements of the relevant fire safety legislation. Such guidance
can be found in the relevant Government guidance documents listed in the Bibliography.
Presentational conventions
The provisions in this PAS are presented in Roman (i.e. upright) type. Its recommendations
are expressed in sentences in which the principal auxiliary verb is “should”.
Commentary, explanation and general informative material is presented in smaller italic type,
and does not constitute a normative element.
Where words have alternative spellings, the preferred spelling of the Shorter Oxford English
Dictionary is used (e.g. “organization” rather than “organisation”).
The word “should” is used to express recommendations of this PAS. The word “may” is used
in the text to express permissibility, e.g. as an alternative to the primary recommendation of
the clause. The word “can” is used to express possibility, e.g. a consequence of an action or
an event.
Notes and commentaries are provided throughout the text of this PAS. Notes give
references and additional information that are important but do not form part of the
recommendations. Commentaries give background information.
It is envisaged that, when a fire risk assessment is audited for compliance with this Publicly
Available Specification, the audit will be based on the recommendations only.
Contractual and legal considerations
This Publicly Available Specification does not purport to include all the necessary provisions
of a contract. Users are responsible for its correct application.
This Publicly Available Specification is not to be regarded as a British Standard.
Compliance with a Publicly Available Specification cannot confer immunity from legal
obligations.
Attention is drawn to the legislation described in the Introduction to this Publicly Available
Specification and to guidance available from the Ministry of Housing, Communities and Local
Government, Scottish Government and the Northern Ireland Fire & Rescue Service.
Introduction
Employers and other persons who have control of premises are required by legislation to
carry out an assessment of the fire risks to occupants of buildings, and to other people in the
vicinity of the buildings, to ensure that these people are safe from fire and its effects. This
assessment is usually referred to as a “fire risk assessment” or “FRA”. For the purposes of
this Publicly Available Specification, a fire risk assessment carried out in the structured
manner described herein will be referred to as “the fire risk assessment” or “the FRA”.
In England and Wales, the requirement to carry out an FRA is set out in Article 9 of the
Regulatory Reform (Fire Safety) Order 2005 (the “Fire Safety Order”) [1], which requires that
the responsible person, on whom the Fire Safety Order imposes requirements, make a
suitable and sufficient assessment of the risks to which relevant persons are exposed for the
purpose of identifying the general fire precautions they need to take to comply with the
requirements and prohibitions imposed on them by or under the Fire Safety Order. (For the
purpose of the Fire Safety Order, “relevant persons” are any person who is or might be
lawfully on the premises, and also any person in the immediate vicinity of the premises who
is at risk from a fire on the premises, but not firefighters at the time of a fire.)
The same duty is imposed on every person, other than the responsible person, who has, to
any extent, control of the premises so far as the duty relates to matters within their control.
(This would normally include, for example, the landlord or managing agents of commercial
premises in multiple occupation.)
Guidance on the requirements of the Fire Safety Order, and on the fire risk assessment
required by it, was produced by the then Department for Communities and Local
Government (DCLG) (now the Ministry of Housing, Communities and Local Government) in
2006 and remains current ([2] to 12]). The guidance in this Publicly Available Specification is
more detailed in respect of the fire risk assessment process than that published by the
DCLG, but does not conflict with that guidance. However, the Government guidance
documents provide more detailed technical information on the fire safety measures to meet
legislation.
While, in England and Wales, the Fire Safety Order requires that the FRA is “suitable and
sufficient”; this requirement is not explicitly stated in the equivalent legislation in Scotland or
Northern Ireland, though, clearly, all assessments need to be fit for purpose.
In Scotland, the duty to carry out a fire risk assessment is imposed on every employer by
section 53(2)(a) of the Fire (Scotland) Act 2005 [13]. The Act requires that the risk
assessment identifies any risks to the safety of the employer’s employees in respect of harm
caused by fire in the workplace. Section 54(2)(a) of the Act also imposes a duty, on any
person who has control to any extent of relevant premises, to carry out a fire risk
assessment, and this risk assessment is required to identify any risks to the safety of
relevant persons in respect of harm caused by fire in the relevant premises; the term
“relevant persons” is defined in much the same manner as it is defined in the Fire Safety
Order in England and Wales. As in England and Wales, the guidance in this Publicly
Available Specification is more detailed in respect of the fire risk assessment process than
the guidance in the Scottish Government guidance documents, but does not conflict with
them. However, Scottish Government guidance provides more technical information on the
fire safety measures required under the Scottish fire safety legislation.
In Scotland, further requirements in respect of the fire risk assessments required by the Fire
(Scotland) Act are imposed by the Fire Safety (Scotland) Regulations 2006 [14]. Guidance
on the requirements of this legislation, and the fire risk assessment required by it, is
published by Scottish Government [15].
In Northern Ireland, the requirements for fire risk assessments are identical to those in
Scotland, but are imposed by Articles 25(2)(a) and 26(2)(a) of the Fire and Rescue Services
(Northern Ireland) Order 2006 [16]. Further requirements in respect of the fire risk
assessments are imposed by the Fire Safety Regulations (Northern Ireland) 2010 [17].
Guidance on the requirements of this legislation, and the fire risk assessment required by it,
is published by the Northern Ireland Fire & Rescue Service [18]. Again, this PAS does not
conflict with this guidance, which gives greater technical information on fire safety measures
required by legislation.
Fire and rescue authorities can advise on the fire safety legislation that applies to any
premises, and on means for compliance. If in doubt regarding the requirements of
legislation, consultation with the fire and rescue authority is strongly recommended. Advice
can also be obtained from a suitably qualified and experienced fire risk assessor or fire
safety practitioner. A number of bodies maintain a register of persons who they consider
competent to carry out fire risk assessments. These include relevant professional bodies and
certification bodies accredited by UKAS to provide assessment and certification services.
Registration of a fire risk assessor on such a register can give the dutyholder confidence in
the education, training and experience of the fire risk assessor if the dutyholder wishes to
use the fire risk assessor’s services.
UKAS is the sole national accreditation body recognized by government to assess, against
internationally agreed standards, organizations that provide certification, testing, inspection
and calibration services.
Legislation requires “suitable and sufficient” assessments to ensure that organizations
comply with health and safety legislation. Accordingly, an organization could choose to carry
out, and document, a single combined health, safety and fire risk assessment. In practice,
this approach is normally only adopted in the case of very small premises, and most
organizations choose to carry out a separate fire risk assessment, independent of their
health and safety risk assessment. The reason for this is that, for most premises, different
skills, experience and expertise are required for each of the two forms of risk assessment.
The term “suitable and sufficient” (as used in the Fire Safety Order) is not defined in
legislation. Moreover, throughout the UK, the relevant fire safety legislation requires that the
“significant findings” of the risk assessment, and any group of persons “especially at risk”, be
recorded if the organization employs five or more people (in the entire organization, and not
just in the premises in question), or if legislation requires licensing, registration or
certification of the premises, or if an alterations notice (requiring that the relevant enforcing
authority is notified of proposals to carry out certain alterations to the premises) is in force.
Again, the terms “significant findings” and “especially at risk” are not defined in the relevant
legislation. However, the “significant findings” ought to indicate measures taken and
measures that will be taken for compliance with the legislation.
Nevertheless, it follows that the adequacy of any fire risk assessment is a matter for
subjective judgement. This can lead, and has led, to inconsistency in interpretation, creating
some difficulties for organizations, their advisers and enforcing authorities. These difficulties
have been exacerbated, even for fire safety specialists, by a distinct move, in recent years,
towards “risk-proportionate” fire precautions, and away from the more traditional
“prescriptive” approach in which there was often a more rigid application of codes of practice
without full consideration of fire risk.
This shift was designed to be beneficial to those who own and manage premises, since it
provides a better match between risk and precautions, more akin to that found in the field of
general health and safety. It therefore precludes unnecessary expenditure in circumstances
in which the risk does not justify it. Equally, it ensures adequate protection (possibly to an
even higher standard than applied under prescriptive codes) when warranted by the fire risk.
Ultimately, the final arbiter as to whether fire precautions satisfy legislation can, however,
only be the Courts.
There is, therefore, no single correct or incorrect method of carrying out and recording the
significant findings of a fire risk assessment. Rather, there are many approaches that can
lead to a suitable, and satisfactorily documented, fire risk assessment, which, at first sight at
least, bear little similarity. Nevertheless, the prerequisites for a suitable and sufficient fire risk
assessment are implicit in legislation, and, accordingly, close scrutiny of most adequate fire
risk assessments will reveal consideration of many common factors.
This Publicly Available Specification does not purport to contain a methodology or
documentation that is necessarily superior to all others. It takes into account the fire safety
legislation that is current at the time of publication. The fire risk assessment methodology is
intended to facilitate protection of people from fire. Guidance on fire precautions to protect
property, and to protect against interruption to business, from fire can be obtained from
property insurers, and many suitably qualified and experienced fire safety consultants can
advise on these issues as well as on life safety.
The objectives of this Publicly Available Specification are:
• to provide organizations and their advisers with a methodology that can assist them in
meeting their legislative responsibilities to undertake fire risk assessments;
• to assist non-fire specialists with a framework for assessment of fire risk, albeit that an
underpinning knowledge of fire safety principles will be required in order to carry out the
fire risk assessment described in this Publicly Available Specification;
• to promote better understanding of fire risks and fire safety by organizations and non-fire
specialists;
• to enable common relevant terminology to be adopted by those who carry out fire risk
assessments;
• to provide an understanding of the principles and scope of fire risk assessments;
• to establish a pragmatic, holistic and risk-proportionate approach towards assessment of
fire prevention measures, fire protection measures and management of fire safety, for
the purpose of conducting fire risk assessments;
• to establish a satisfactory basis for documentation of fire risk assessments;
• to provide a benchmark for a suitable and sufficient fire risk assessment;
• to promote a consistent approach to carrying out and documenting a fire risk assessment
that is likely to be satisfactory to enforcing authorities.
The person on whom a duty is imposed to carry out the fire risk assessment is described in
different ways in different legislation across the UK. For example, as noted above, in
England and Wales, the Fire Safety Order describes the person as the “responsible person”,
whereas this term is not used elsewhere in the UK. Moreover, this duty can be imposed on
more than one person within the same premises (e.g. in commercial premises in multiple
occupation, the duty might be imposed on every tenant, the landlord and the managing
agents). In this PAS, the term “dutyholder” is used to describe any person on whom the
relevant fire safety legislation (see 3.75) imposes a requirement to carry out a fire risk
assessment.
1 Scope
This part of PAS 79 gives recommendations and corresponding examples of documentation
for undertaking, and recording the significant findings of, fire risk assessments in
non-domestic premises and parts of non-domestic premises for which fire risk assessments
are required by legislation.
In the case of mixed-use premises, comprising, for example, shops or offices on lower levels
of the building, with flats on the uppermost levels, PAS 79-2 is applicable in relation to the
flats.
NOTE 1 In such mixed-use premises there might be a need for fire protection systems that would not normally
be applicable in commercial premises, such as evacuation alert systems for use by the fire and rescue service
(see PAS 79-2:20201), 3.23).
This part of PAS 79 is applicable to peer-to-peer rented accommodation to the extent that
such accommodation falls within the scope of the relevant fire safety legislation (see 3.75)
and to premises used solely for short-term letting of flats (with letting periods ranging from
one day to six months).
This part of PAS 79 is not applicable to premises during the construction phase2), but is
applicable to vacant premises, for which a fire risk assessment is required. It is also
applicable to residential care homes.
This part of PAS 79 is not applicable in the case of:
a) a single-family private dwelling;
b) a house in multiple occupation;
c) the common parts of blocks of flats or maisonettes, sheltered housing, extra care
housing;
d) supported housing.
NOTE 2 Recommendations for fire risk assessments for all forms of the housing described above, other than a
single-family dwelling, are given in PAS 79-2.
NOTE 3 Attention is drawn to Health Technical Memorandum 05-03 Part K [41], which provides guidance, for
complex healthcare premises in England and Wales, on fire risk assessments in areas to which patients have
access. In Scotland, equivalent guidance is given in Scottish Health Technical Memorandum 86 [42].
NOTE 4 For residential care premises in Northern Ireland, attention is drawn to Health Technical Memorandum
84 [43], which provides guidance on fire risk assessment in these premises.
The methodology is intended to provide a structured approach to fire risk assessment for
people with knowledge of the principles of fire safety; it is not intended as a guide to fire
safety.
The recommended approach to carrying out fire risk assessments is intended to determine
the risk-proportionate fire precautions required to protect occupants of non-domestic
premises, including employees, contractors, visitors and members of the public, and to
protect people in the immediate vicinity of the premises. The fire risk assessment is not
necessarily sufficient to address the safety of firefighters in the event of a fire on the
premises.
The recommended methodology is not intended to address protection of property (the
premises and their contents) or the environment, or to address protection of a business,
process or activity against interruption. Premises with special hazards, with the potential for
high risk to life (e.g. chemical or nuclear hazards), require consideration of additional factors
1) In preparation.
2)Fire risk assessments are required for construction sites. Nevertheless, these fire risk assessments are outside
the scope of this PAS, as many of the matters relating to management of fire safety, which are addressed in this
PAS, are not applicable to a construction site.
associated with these hazards and their means of control, and are beyond the scope of this
PAS. However, in all such cases, this part of PAS 79 might form the basis for development
of an appropriate fire risk assessment process and the documentation of the significant
findings of the process.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their
content constitutes provisions of this document3). The latest edition of the referenced
documents (including any amendments) applies.
BS 4422, Fire – Vocabulary
BS EN ISO 13943, Fire safety – Vocabulary
3) Documents that are referred to solely in an informative manner are listed in the Bibliography.
3.15 dampers
3.15.1 fire damper
mobile closure or intumescent device within a duct, which is operated automatically and is
designed to prevent the passage of fire and which, together with its frame, is capable of
satisfying for a stated period of time the same fire resistance criterion for integrity as the
element of the building construction through which the duct passes
3.15.2 fire/smoke damper
combined fire and smoke damper
NOTE See fire damper (3.15.1) and smoke damper (3.15.3).
3.53 ignition
initiation of combustion
3.54 ignition source
source of energy that initiates combustion
3.55 inner room
room from which the only escape route is through another room
NOTE The room that provides the escape route from an inner room is known as an access room (see 3.1).
3.56 integrity
ability of a separating element, when exposed to fire on one side, to prevent the passage of
flames and hot gases or the occurrence of flames on the unexposed side, for a stated period
of time in a standard fire resistance test
3.57 lifts
3.57.1 evacuation lift
lift that can be used for the evacuation of disabled occupants in a fire under the direction of
management or firefighters
3.57.2 fire-fighting lift
lift which has protection, controls and signals which enable it to be used under the exclusive
control of the firefighters, but that are less stringent than those of a firefighters lift
NOTE Where the term “fire-fighting lift” is used in this PAS, it refers to a lift installed in accordance with
BS 5588-5, which was first published in 1986. “Fire-fighting lifts” were superseded by “firefighters lifts” with the
publication of BS EN 81-72.
4.1 In the fire risk assessment (FRA), care should be taken to distinguish clearly between
the concepts of fire hazard and fire risk.
4.2 In the FRA, the terms “fire hazard” and “fire risk” should be used only in a context
consistent with definitions 3.30 and 3.38.
4.3 In documenting the significant findings of an FRA (see Clause 10), there should be
distinct, and separate, consideration of fire hazards, situations and measures that affect the
consequences of fire, such as fire protection measures (see 3.36), and the overall fire risk.
NOTE Examples of fire hazards include ignition sources, accumulation of waste that could be subject to
ignition, and disposal of a lit cigarette close to combustible materials.
only in partial use, subject to a further FRA(s) being carried out when the building is subject to a further level of,
or total, occupation.
NOTE This does not imply that there is no need for an FRA for vacant premises. For example, when premises
become vacant for any period during the life of the building, they are not excluded from the scope of fire safety
legislation.
Notwithstanding the above, on completion of a new building, or of major refurbishments, major alterations, etc,
there can be benefit in carrying out a “pre-occupation fire safety assessment” (see 3.71). Pre-occupation fire
safety assessments are carried out if the end user wants to establish that the construction stage of the building
has been completed, the fire strategy has been implemented correctly, and the necessary fire safety design
measures have been incorporated, prior to handover and subsequent occupation. This information is usually
communicated in the findings of a pre-occupation fire safety assessment. It is important that a pre-occupation fire
safety assessment is not confused with the FRA to which this PAS refers; the former is undertaken simply to
ensure a smooth transition from the design and construction phase to the operational phase of new or
refurbished premises. However, even a pre-occupation fire safety assessment does not necessarily identify latent
defects in construction.
The fire prevention measures, fire protection measures and components of fire safety management can be
treated as variables, the standard of which can be reduced or increased, according to the fire risk, in order to
provide an integrated package of measures that limits fire risk to a tolerable level. However, some factors that
have a major impact on fire risk are not variable, but are “given” factors for the premises in question. Usually,
basic information on such factors can be treated as significant findings of the FRA, and accordingly, such
information needs to be recorded.
Such factors include, but are not limited to:
a) the height of the premises (e.g. single storey or multi-storey, low rise or high-rise, the presence of
basements);
b) the construction of the premises [e.g. largely non-combustible (see 3.63) or mainly combustible (see 3.12)];
c) the activities and processes carried out on the premises [e.g. handling of highly flammable materials,
creation of combustible wastes, use of ignition sources (see 3.54)];
d) the complexity of the premises (e.g. simple, straightforward escape routes or complex, convoluted internal
layout);
e) the approximate floor area of the premises;
f) the approximate number of occupants of the premises;
g) the maximum numbers of members of the public likely to be present (unless small in number);
h) the nature of the occupants, particularly any vulnerability or dependency (e.g. young or old, mobility, medical,
mental health or cognitive impairments) that generates a need for support, and the impact of that on
evacuation strategies and staffing levels;
i) the familiarity of the occupants with the premises (e.g. fully familiar, slightly familiar or totally unfamiliar);
j) the state (or likely state) of the occupants (e.g. awake or asleep, alert or under the influence of alcohol or
drugs);
k) the history of fires on the premises; and
l) the incidence of malicious fire raising and vandalism in the surrounding areas.
Although the above factors cannot (or cannot readily) be changed, their effect on fire risk (primarily as a result of
their effect on the consequences of a fire) needs to be taken into account in the FRA, so that they are reflected in
the level of fire risk expressed in the FRA. The level of fire precautions then needs to be proportionate to the level
of risk.
Since the likelihood (i.e. probability) of fire and the consequences of fire, if it does occur, are largely independent
factors (see Clause 4), they need to be considered separately in the FRA (see Figure 1). For example, in single-
storey, open plan premises with an abundance of readily available fire exits, a high probability of fire (e.g. as a
result of numerous small fires in an industrial process) does not imply serious consequences to occupants (in
terms of injury) in the event of fire.
On the other hand, in large, multi-storey premises with minimal fire load (see 3.32) and few ignition sources (e.g.
a store for metal components), if there are inadequate means of escape and inadequate means of warning
people in the event of fire, the consequences to occupants in the event of fire could be serious. Equally, in each
of these examples, poor standards of fire safety management could affect both the probability of fire and the
consequences of fire.
Once the level of fire risk is determined, any need for improvements in fire precautions can be identified. The
separate consideration of probability of fire and consequences of fire is then of value, since, if the fire risk is
unacceptably high, the source(s) of the high fire risk can be identified by separating the fire risk into its two
component factors. It can then be determined whether the problem is primarily one of high likelihood of fire,
necessitating fire prevention measures in the action plan, or serious consequences in the event of fire,
necessitating fire protection measures, or a combination of the two.
The determination of the likelihood of fire, the consequences of fire, and hence the fire risk, can normally be
subjective in nature, and is not normally quantified numerically. Numeric methods, including calculation of
probabilities and use of fire scenarios (see 3.50), need normally be used only in specialist industries (such as the
chemical industry) with potential for very high fire risk, or be used in the formulation of designs based on complex
fire safety engineering (see 3.42). Moreover, care is necessary to ensure that simple points schemes, which
purport to evaluate fire risk numerically, are not misleading (see Clause 18). It is very difficult in such schemes to
allocate appropriate and proportionate weightings to different factors, and it is difficult to take into account the
synergistic relationship between various, at first sight independent, fire precautions and effects thereof.
Equally, if significant capital expenditure on fire precautions is recommended in the action plan (see 3.2), it needs
to be possible to justify the expenditure by articulation of a realistic and credible scenario, in which unacceptable
fire risk to occupants would occur. In such cases, it is not, for example, acceptable simply to justify significant
capital expenditure on the basis of a departure from current guidance or practice, particularly in the case of
premises designed and constructed prior to the introduction of such guidance or practice.
Where, originally, the premises have been designed by a competent fire engineer on the basis of fire safety
engineering (e.g. complex premises, such as a large shopping centre), and has been approved under relevant
building regulations, it is not generally necessary to check this design from first principles in the course of the
FRA. It is, however, necessary to verify that features and facilities that form part of the design are being properly
maintained and managed.
The action plan (see Clause 19) needs to contain measures that are reasonably practicable, risk-proportionate
and normally prioritized, while resulting in compliance with legislation and the organization’s fire safety policy
(see 3.48). The nature of the measures specified needs to be such that they are likely to receive acceptance by
management and other occupants who might be affected by them.
In the case of mixed-use premises, comprising both commercial occupancies and housing (e.g. flats located
above shops), the scope of the FRA needs careful consideration; unless there is adequate compartmentation
between the shops and the flats, the occupants of the flats are relevant persons, within the meaning of the
relevant fire safety legislation, because the residents are in the immediate vicinity of the shop and are at risk from
a fire in the shop. The safety of the residents in the event of a fire in a shop then needs to be considered in the
FRA for the shop.
5.1 As a general rule, the FRA should be carried out only when the premises are in normal
use. If, in the case of new or refurbished premises, there is a need to carry out an FRA
before the premises are fully occupied and in normal use, a further FRA should be carried
out soon after the premises are in normal use.
NOTE Where any premises stand unoccupied, the dutyholder still has a responsibility, under the relevant fire
safety legislation, to ensure that an FRA is carried out.
5.2 Every documented FRA should explicitly set out the significant findings of the
assessment, including information on the scope of the FRA.
5.3 Within every documented FRA, it should be clear that appropriate consideration has
been given to the following matters, regarding which there should be, at least, basic
information and, where relevant, comment:
a) fire hazards and means for their elimination or their control;
b) relevant fire protection measures (see 3.36) and the arrangements for relevant
inspection, testing or maintenance of these measures;
c) relevant aspects of fire safety management;
d) any fire safety strategy adopted within the premises as part of a fire engineering solution,
or alternative to prescriptive codes of practice for compliance with building regulations,
such as special managerial arrangements.
5.4 Every documented FRA should contain an expression of the level of fire risk, determined
from the information recommended in 5.2 and 5.3.
NOTE The level of fire risk may normally be expressed subjectively (e.g. trivial, tolerable, moderate, substantial,
intolerable).
5.5 Every documented FRA should contain an action plan (see Clause 19), unless it is
expressly confirmed within the FRA that no additional fire precautions are necessary.
Wales have been prosecuted for failures to ensure that a suitable and sufficient FRA has been carried out, in
some cases in conjunction with the third-party fire risk assessor with whom they contracted to carry out the FRA,
and, in other cases, without any legal proceedings against the fire risk assessors.
Where, within an organization, there is a competent person (see 3.14 and Clause 7) able to carry out the FRA, it
is appropriate for that person to carry out, or oversee any third party that carries out, the organization’s FRAs. If
FRAs are carried out by a third party, such as a consultant, it is essential that the organization for whom the FRA
is carried out understands the role of the third party and the resulting risk assessment; the role is to facilitate the
FRA and to advise on fire precautions, but, as noted above, the responsibility for the adequacy of the FRA and
adequacy of fire precautions rests with the organization.
Notwithstanding the above, if a third-party fire risk assessor (such as a consultant) carries out an FRA that is,
subsequently, deemed (e.g. by a Court) to have been inadequate at the time it was carried out, such as to,
thereafter, place occupants of the premises at risk of serious injury or death in the event of fire, the fire risk
assessor might then be exposed to civil or criminal liability. This is because, if, under a contract, a person has
responsibility for the safety of premises, they can be regarded as “a person having control of the premises”, on
whom the relevant fire safety legislation (see 3.75) imposes duties in respect of the FRA. This situation might, for
example, arise if the fire risk assessor were seriously negligent in the scope of the matters considered in the
FRA, their endeavour to obtain relevant information, or their examination of fire precautions (including managerial
issues, such as evacuation procedures and staff training). Equally, it is not expected that, in the FRA to which this
PAS applies, intrusive investigations of structural fire precautions (e.g. involving opening up of the structure or
removal of a section of ceiling) and testing of active fire protection measures (see 3.36) are carried out (see also
Clause 15). However, where doubt exists as to the adequacy of structural fire precautions, either through material
changes to the building over time, or due to its age and historical nature, it might be necessary to make a
recommendation for an in-depth assessment of compartmentation, which might be by other specialists.
Where the FRA is carried out for an organization by a third party, it is essential that the organization commits
itself to the FRA from the outset. This means that the organization needs to provide information and support for
whoever carries out the FRA, as much of the essential information required in order to carry out the FRA will
reside within the organization and cannot be obtained by a third party without the organization’s cooperation. The
organization also needs to give practical support to the fire risk assessor by ensuring that the fire risk assessor
has access to appropriate people from whom information is to be obtained and has sight of relevant
documentation, and by facilitating access to all areas of the premises.
Where practicable, to ensure acceptance of the action plan, the recommendations in the action plan need, in the
course of the FRA, to be discussed with the management of the premises in question to ensure that the
documented FRA is delivered to the appropriate person(s), namely the person(s) on whom the findings impact
and who can arrange for implementation of the action plan. The ownership of the FRA by the dutyholder will then
continue throughout the life of the premises, so that, for example, the FRA is subject to review at an appropriate
frequency and when changes take place (see Clause 20).
The FRA constitutes an underpinning for an organization’s self-compliance with fire safety legislation and the
organization’s fire safety policy. It is essential that the organization does not treat the FRA as a mere formality or
“tick box” exercise, nor treat the documented FRA as a formal document that is an end in itself and that is simply
stored away until the fire and rescue authority request sight of it.
6.1 Where, within an organization, an employee of the organization is competent to carry out
the FRA, where practicable that person should carry out, or oversee any third party that
carries out, the organization’s FRA.
6.2 The dutyholder should take all reasonable steps to ensure that every fire risk assessor
who carries out FRAs on their behalf is competent to carry out this task, regardless of
whether the fire risk assessor is an employee of the dutyholder or a third party, such as a
consultant (see Clause 7).
6.3 The dutyholder should ensure that the fire risk assessor has access to appropriate
people and relevant documentation, is provided with all relevant information and has access
to all areas of the relevant premises, or parts of the premises, at the time of the FRA,
particularly if the FRA is carried out by a third party.
NOTE This includes access to certain locked areas, such as plant rooms and at least a sample of service
risers, and, where practicable, to a sample of any roof voids in which cavity barriers compartment walls or
automatic fire detectors are necessary.
6.4 If adequate information and access cannot be provided at the time of the FRA, the action
plan should identify further investigation or checking of areas that should subsequently be
carried out by the dutyholder.
6.5 The dutyholder should ensure that the documented FRA is studied carefully by
appropriate people in the organization to verify the accuracy of documented information, to
understand the contents, particularly the fire hazards, fire safety measures and any
shortcomings in fire protection measures or fire safety management, and to implement the
action plan.
6.6 After the FRA has been carried out, it should be subject to regular review, particularly
when changes that could affect fire risk occur or when there is any other reason to suspect
that the FRA is no longer valid (see Clause 20).
4) Available at http://www.cfoa.org.uk/19532.
likely to be produced in due course, and this might be published under the auspices of the Fire Sector
Federation.
In general, other than in the case of simple, low risk premises, fire risk assessors, particularly those offering their
services on a commercial basis (e.g. consultants), need:
1) a good understanding of the legislation under which the FRA is required;
2) a sound underpinning combination of education, training, knowledge and experience in the principles of fire
safety;
3) an understanding of fire development, the response of building construction and materials to fire, and the
manner in which people behave when exposed to fire;
4) training and/or experience in carrying out FRAs;
5) an understanding of the fire hazards, fire risks and occupants especially at risk from fire that are likely to
occur in the premises, or part of the premises, for which the FRA is carried out;
6) an understanding of critical management arrangements, emergency and evacuation planning, and staff
requirements required for all occupancy types. This is particularly critical for occupiers with vulnerabilities or
dependencies that generate a need for support, and the impact of that on evacuation plans and staffing
levels.
In the context of the above list, education is likely to involve formal education of a relatively academic nature,
often culminating in a qualification (although not necessarily to degree level). Training involves training of a
practical nature, often given on the job. Knowledge can be obtained by academic study, training, working
alongside others, short courses, continuing professional development or any combination of two or more of
these.
It is not implied that education, training and experience in the principles of fire safety need each be extensive,
provided that the combination of each results in adequate knowledge. Moreover, a high level in respect of any
one of these might compensate for a lower level in another.
A number of bodies maintain a register of persons who they consider competent to carry out FRAs. These
include relevant professional bodies and certification bodies accredited by UKAS to provide assessment and
certification services. Registration of a fire risk assessor on such a register can give confidence in the education,
training and experience of the fire risk assessor to those who wish to use the fire risk assessor’s services.
7.1 All FRAs should be carried out by a competent person (see 3.14).
7.2 The fire risk assessor need not possess any specific academic qualifications, but should:
a) understand the relevant fire safety legislation;
b) have a thorough knowledge and understanding of the Government guidance
document(s) relevant to the premises in question;
c) have appropriate education, training, knowledge and experience in the principles of fire
safety;
d) have an understanding of fire development, the behaviour of buildings in fire and the
behaviour of people in fire;
e) understand the fire hazards, fire risks and relevant factors associated with occupants
especially at risk within premises of the type in question;
f) understand the causes of fire and means for their prevention;
g) understand the design principles of fire protection measures relevant to the buildings or
premises being assessed;
h) have appropriate training and/or experience in carrying out FRAs;
i) have a good appreciation of fire precautions in older existing buildings, as opposed to an
understanding of only current standards under building regulations;
NOTE Fire safety specialists experienced only in the design of new buildings might not necessarily
possess an appreciation of standards in buildings constructed before current building regulations came into
force, nor of the extent to which such standards continue to be acceptable.
A classic example of this concerns means of escape (see 3.62). Different maximum travel distances (see 3.83)
are recommended in different codes of practice dealing with different premises, and even in different codes of
practice that can be applied to the same premises. Yet, travel distance is a fundamental component in the design
of means of escape. Nevertheless, for example, different maximum travel distances are given in different relevant
codes of practice and guidance documents, such as BS 9999 and Government guidance throughout the UK on
compliance with building regulations. Even within Government guidance, for example, for shops, the maximum
travel distance recommended in Government guidance in Scotland is 32 m, while, elsewhere in the UK, the figure
is 45 m. Many similar variations exist in the more detailed recommendations of various codes of practice; in some
cases, these variations are arbitrary in nature rather than based on fire safety engineering principles.
This has led to a school of thought amongst some experts that the application of prescriptive codes of practice
within the FRA is inappropriate. However, while there is a need for risk-proportionate fire precautions, rather than
rigid application of prescriptive norms, prescriptive codes of practice have achieved their objective; for example, it
is rare for multiple fatality deaths to occur in non-domestic premises that conform to the relevant prescriptive
code of practice, unless a number of failures in fire safety management have occurred.
This might be as a result of the continual development of the well-established codes of practice over many years,
and of the fact that, when any long-standing code of practice has been found to be deficient following a major fire
disaster, the code of practice has been amended to address the deficiency. After many revisions and
amendments, prescriptive codes of practice arguably result in a level of fire precautions that is sufficient to
reduce fire risk to a tolerable level, and in fire protection measures that are relatively forgiving in the event of
inadequate fire prevention measures and shortcomings in fire safety management.
However, although it has always been intended that codes of practice are simple benchmarks, in respect of
which there is flexibility in application, there is a perception (sometimes, but not always, correctly) that there has
been inflexible application of codes of practice. This has arguably tended to result in unnecessary restrictions on
the design and use of premises, and in over-extensive fire precautions.
The “one size fits all” nature of prescriptive codes can also result in lower standards of fire protection measures
than warranted by the fire risk. An example of this is the assumption within many codes of practice that automatic
fire detection is never necessary in premises in which no one sleeps, other than as compensation for reduction or
variation in the standards of other fire protection measures, to operate other fire protection measures or for
protection of inner rooms. However, the FRA might well determine that there is a need for some automatic fire
detection in such premises. Additionally, prescriptive standards can become outdated and fire protection
measures designed in accordance with such standards might not be sufficient.
At the design stage of premises, the alternative to application of all recommendations within a prescriptive code
of practice is the application of fire safety engineering (see 3.42), usually in conjunction with many, but not all, of
the recommendations from the codes of practice. However, formulation of fire protection measures from a first
principles approach to fire safety, for example using fire safety engineering, is complex, time-consuming and
demands the expertise of specialists, such as a fire safety engineer (see 3.41). It is not usually an appropriate
approach to the FRAs required by legislation, albeit that the principles of fire safety engineering, applied
subjectively, can be relevant.
For example, when fire occurs, a key factor in the safety of occupants is the escape time (see 3.22). Control of
maximum travel distance and minimum exit widths, using the same figures for all premises of the same purpose
group, is an imprecise way of ensuring that escape time is suitably limited, and only addresses the time between
response of occupants to an alarm signal and the point at which they reach a place of relative safety (often
described as “evacuation time”). This approach ignores time for detection of fire, the subsequent time interval
before an alarm signal is given to occupants and the time for occupants to recognize the alarm signal. Moreover,
it takes no account of the time for occupants to respond to the fire alarm signal (which can sometimes be longer
than the combination of all other time intervals and the evacuation time).
However, calculation or prediction of these time intervals is extremely difficult. Furthermore, a knowledge of
escape time in isolation is of little value. It is more appropriate to compare escape time with the available safe
egress time (ASET) (see 3.6).
This PAS is intended to be suitable for use by, for example, fire risk assessors with a background in application
or enforcement of traditional prescriptive fire protection codes of practice. Accordingly, it is assumed that
published guidance will be a starting point or benchmark for assessment of the adequacy of fire precautions in
the premises. It is, however, further assumed that the fire risk assessor is capable of exercising judgement to
determine whether the recommendations of such guidance ought to be relaxed, or added to, in order to
determine the appropriate level of fire precautions and to formulate a risk-proportionate action plan. Appropriate
guidance is given in Clause 13 and Clause 15.
Nevertheless, it is also expected that a competent fire risk assessor will not simply apply guidance and codes of
practice “blindly”, without proper consideration of the risk. Guidance on the relevant fire safety legislation makes it
clear that the guidance is not intended to be applied prescriptively.
In Scotland, a Determination by the Chief Inspector of Fire and Rescue Authorities, in respect of a dispute
between a dutyholder and the enforcing authority, has reinforced this point. Although such a Determination only
applies to the specific case, the Determination in question makes the following general points:
“While it is totally appropriate to compare existing fire safety measures against suitable benchmarks, using
these benchmarks as prescriptive standards is inappropriate. The benchmarks in the Scottish Government’s
guides are not meant to be prescriptive or minimum standards to be applied. This is stated in each guide and
was specifically reinforced in Scottish Fire and Rescue Service Circular 17/2007 which says ‘the benchmarks
in the sector specific guides are not designed to be used as prescriptive standards’.”
A subsequent Determination by the Secretary of State in England noted that:
“There is no requirement under the Fire Safety Order for a Responsible Person to comply with provisions
relating to new buildings and alterations under the Building Regulations.”
8.1 Assessment of fire precautions should take into account guidance within relevant,
recognized codes of practice, particularly those produced by the relevant Government
departments in support of the relevant fire safety legislation, albeit that rigid, prescriptive
application of these is not appropriate. While fire precautions recommended in the action
plan should also take account of such codes of practice, the recommendations in the action
plan should be risk-proportionate, which might necessitate measures of a standard above or
below that recommended in the relevant code of practice.
NOTE 1 Different guidance documents apply to England and Wales, Scotland and Northern Ireland.
NOTE 2 Attention is drawn to the fact that, in some specialized sectors, the sector itself produces guidance on
fire safety in the premises of that sector. Examples are prisons, for which the National Offender Management
Service produce guidance [39], and schools, the design of which is addressed in guidance produced by the
Department for Education [40], though the latter applies to the design of new premises.
8.2 Departures from the recommendations of recognized codes of practice should be based
on the judgement of the fire risk assessor, and should take into account relevant fire safety,
or fire safety engineering, principles.
NOTE It is of benefit, particularly to those who subsequently audit the FRA, such as enforcing authorities, if
significant departures from recognized codes of practice, deemed acceptable by the fire risk assessor, are
recorded and justified in the documented FRA (see Clause 10). It is then clear that there has been appropriate
consideration of the matter and that it has not simply been overlooked.
9 Assessment of premises design and fire precautions that do not conform to current
standards
COMMENTARY ON CLAUSE 9
Often, the design of premises for which an FRA is to be carried out, and the design, or extent, of the fire
precautions in the premises, do not conform to current standards as set out in either guidance for new premises
(e.g. in England and Wales, Approved Document B [22]) or Government guidance on compliance with the
relevant fire safety legislation in existing premises.
For example, there might have been significant changes to guidance on means of escape since the premises
were constructed; an example of this is alternative escape routes involving escape over a flat roof in
circumstances that would not be acceptable under current guidance, but were acceptable in the past.
Alternatively, there might have been major changes in guidance on the design of one (or more) of the fire
protection systems; for example, prior to 2002, it was acceptable for the wiring of fire detector circuits in
conventional fire alarm systems to be non-fire-resisting.
Guidance on the extent to which a fire protection measure is provided might also have changed. Indeed, it might
even be the case that a fire protection system that is now required by legislation was not required at the time that
the premises were constructed. For example, prior to 1988, compliance with BS 5839-1 did not necessitate the
provision of fire detectors in hotel bedrooms, while, in Scotland, the requirement to provide sprinkler protection of
care homes was first introduced into the Building (Scotland) Regulations [23] in 2004.
It is not necessarily (and is often not) the case that failure to comply with current guidance necessitates
upgrading of fire precautions to meet current standards, particularly those imposed in the design of new premises
under building regulations. It is almost a truism that standards, in their development over a period of time,
improve standards of safety, but this does not necessarily imply that older standards are unsafe.
In some cases, upgrading to current standards would, in any case, not just fail to meet the test of reasonable
practicability (see Clause 19); upgrading might be architecturally impossible. For example, in England and Wales,
in certain premises over 18 m in height in which people sleep, the use of combustible materials in the external
wall construction is now extremely restricted by the Building Regulations 2010 [24] (as amended by the Building
(Amendment) Regulations 2018 [25]). It would not be possible to apply this requirement retrospectively to all
existing buildings.
It is an inherent part of the FRA process in such cases, to determine whether departures from current guidance,
including guidance that supports the relevant fire safety legislation, create sufficient risk to warrant upgrading of
fire precautions to current standards. Obviously, this involves subjective judgements, but a departure from
prescriptive guidance is not, alone, sufficient justification for upgrading work.
Figure 2 is designed to assist in a logical approach in the case of older premises, constructed before recognized
current guidance was published. The first step is to determine whether the fire precautions satisfy the standards
that were applicable at the time of construction. This might bring to light original building defects. More likely, it
might identify aspects in which, perhaps over many years, the originally required fire precautions have been
compromised.
In such cases, the first measures that need to be specified in the action plan are measures to restore the
conditions stipulated by the original standard. An exception to this is where the original standard is no longer
applied. For example, if, in a flat within an office block in England or Wales, provided as overnight
accommodation for visiting staff, self-closing devices have been removed from internal doors, it might not be
necessary to restore these, as Approved Document B [22] no longer advocates these as necessary in new flats
for compliance with current building regulations.
The next step is that, having confirmed that the premises met the provisions of the original standard (or having
recommended measures to restore those provisions), it needs to be confirmed whether the premises would meet
the current standards. Sometimes, even when the premises were constructed before these standards were
introduced, as it happens, they do actually conform to current standards.
The crux of the FRA process is often to determine whether departures from current standards create
unacceptable risk (i.e. does the departure from current standards really matter to any degree). Obviously,
extremes exist in this respect. For example, an hotel constructed in the 1970s, and certificated under the then
current Fire Precautions Act [26], would arguably not have been required to be provided with any automatic fire
detection whatsoever. Today, such a situation would be regarded as very high risk, and there would be a need to
recommend the installation of automatic fire detection as an urgent priority (with interim measures if the premises
are to be occupied by sleeping guests).
On the other hand, in 1999, the level of illuminance of emergency escape lighting on defined escape routes,
specified in the relevant British Standard, was increased by a factor of five in the process of European
harmonization. As noted in Clause 15, the original level of illuminance of a system installed prior to 1999 might
remain acceptable until a new system is installed, in which case the current standard would be adopted.
Between these two extremes there are many “shades of grey”. In making judgements, all the circumstances of
the case need to be taken into account. For example, in the case of a care home for partially-sighted people,
upgrading of an old emergency escape lighting system to meet the current standards of illuminance might be
appropriate.
A common perplexity relates to the fitting of intumescent strips and smoke seals to fire-resisting doorsets that
were manufactured or installed before the strips and seals were considered necessary. Again, extremes will
exist, with a requirement for careful judgement on reasonable practicability for all cases between these extremes.
In a care home in which it is known that evacuation of residents via escape corridors will take a prolonged period
of time, the retrofitting of the strips and seals to bedroom doors might be one of several possible mitigating
measures. However, in cellular office premises with extensive automatic fire detection, fitting of intumescent
strips and smoke seals to the doors of stairways is likely to be regarded by the fire risk assessor, in many
circumstances, as unnecessary. Sometimes, where upgrading is not reasonably practicable, it is appropriate to
acknowledge the departure from current standards, so that, at some future time (e.g. when refurbishment takes
place), the current standard can be adopted.
9.1 In carrying out an FRA of premises constructed many years ago, before the introduction
of current standards, the fire risk assessor should have at least a basic understanding of the
standards that were applicable to the premises at the time of construction.
9.2 In formulating an action plan for the premises described in 9.1, the fire risk assessor
should follow the logic set out in Figure 2. It should not be assumed that prescriptive
application of current standards is necessary, but, where the original standard is considered
to create significant risk, measures that are reasonably practicable should be recommended
in the action plan.
Figure 2 – Decision tree for action plan when existing premises do not conform to
current standards
Since the purpose of an FRA is to lead to the safety of occupants of the premises from fire, the important issues
are the scope of the FRA, the competence with which relevant matters have been considered and the content of
the documented significant findings. The format of the record is then very much a secondary consideration,
although there needs to be evidence for those who audit the FRA (e.g. an enforcing authority) that the
requirements of the relevant fire safety legislation have been addressed when the FRA was carried out. In this
connection, objections to any specific format are not legitimate.
One suitable format for documentation is given in Annex A to this PAS. However, as there is evidence to suggest
that PAS 79 is becoming, to some extent, an industry standard, it needs to be noted that Annex A is informative,
not normative. Accordingly, provided that the recommendations in the PAS, including those within the normative
annex, are followed, there will be compliance with this PAS even if Annex A is not used.
10.1 A documented FRA should meet the recommendations given in 5.2 to 5.5.
NOTE Annex A contains a pro forma that is considered to be a suitable and sufficient means for documenting
the FRA. The pro forma contained in Annex A is only a model, in that, if completed by a competent person
(see Clause 7), the scope of the documented FRA will normally conform to the recommendations of this PAS.
Equally, the format of a documented FRA may vary from that shown in Annex A, provided that all
recommendations of this PAS are satisfied.
10.2 It should be confirmed that there are means for identifying persons especially at risk,
and that there are suitable arrangements for providing assistance to them in the event of fire.
NOTE It is necessary for such arrangements to be reviewed periodically.
10.3 In the case of persons known to be especially at risk, sufficient information should be
recorded about the nature of that risk to enable verification as to whether measures to
address the risk are in place.
NOTE For example, it is not sufficient to record the presence of disabled people without some reference to the
nature of their disabilities; Deaf and hard of hearing people, for example, need different provisions for their safety
to persons with impaired mobility. This principle is particularly important in the case of premises in which the
majority of occupants are disabled people (e.g. a care home).
10.4 If any fire protection measure obviously and significantly departs from the standard
recommended in a relevant guidance document or prescriptive code of practice, but no
upgrading of the measure is recommended in the action plan, the acceptance of the existing
standard should be justified within the documented FRA.
NOTE The departures to which 10.4 refers are primarily those affecting provisions for means of escape and
functional aspects of fire protection systems; it is not, for example, intended that justification of the continued use
of a fire alarm system or emergency escape lighting system designed in accordance with a superseded standard
would normally be necessary.
10.6 The FRA should record any significant areas of the premises to which access was not
possible at the time of the FRA.
10.7 The FRA should record the date by which it is to be subject to review (see Clause 20).
11.1 In all FRAs carried out in accordance with this PAS, the fire risk assessor should
explicitly take the following nine steps:
NOTE 1 Explicitly, in this context, means that, in the documented FRA, it needs to be clear that each of the nine
steps has been taken by the fire risk assessor.
a) obtain information on the building, the fire strategy for the building (where a documented
fire strategy exists), the premises, the processes carried out on the premises and the
people present, or likely to be present, on the premises (see Clause 12);
NOTE 2 The relevant fire safety legislation requires that consideration be given to the risk to people in the
immediate vicinity of the premises from fire, as well as risk to people within the premises.
b) identify the fire hazards and means for their elimination or control (see Clause 13);
c) assess the likelihood of fire, at least in subjective terms (see Clause 14);
d) determine the fire protection measures currently in the premises (see Clause 15);
e) obtain relevant information about fire safety management (see Clause 16);
f) make an assessment of the likely consequences to people in the event of fire, at least in
subjective terms (see Clause 17);
g) make an assessment of the fire risk (see Clause 18);
h) formulate and document an action plan, in which recommended actions are prioritized
(other than in the case of an action plan comprising only minor matters that can be
actioned without delay (see Clause 19);
i) define the date by which the FRA is to be reviewed (see Clause 20).
11.2 The FRA should be reviewed after a period of time defined in the FRA, or such earlier
time as significant changes take place or there are other reasons to suspect that the FRA is
no longer valid (see Clause 20).
they are normally familiar with the premises. On the other hand, members of the public are likely to be unfamiliar
with the premises and will not have received any formal instruction in fire procedures, etc. This has a bearing on
the likely consequences in the event of fire. The ratio of staff to members of the public can also have a bearing on
the effectiveness of evacuation procedures, particularly where the members of the public might need assistance
or shepherding to evacuate. Other occupants who might need to be taken into account include cleaners,
contractors and visitors.
Particular account needs to be taken of occupants who could be especially at risk in the event of fire.
NOTE 1 Attention is drawn to the relevant fire safety legislation, which requires that, other than in the case of
certain very small businesses, FRAs record any group of persons especially at risk.
Particular care needs to be taken to ensure that due account is taken of disabled occupants, who are often
especially at risk in the event of fire in view of the possible need for assistance with evacuation or special warning
of fire. All forms of disability need to be taken into account, including mobility impairment, deafness, blindness,
sensory/neurological processing difficulties and mental illness.
In certain premises, such as residential care homes, great care is necessary to ensure that due account is taken
of the effect of the physical and mental capacity of occupants, and of the assistance required (and available at all
times) for their evacuation, on the evacuation time and the appropriate evacuation strategy. Temporary disability
can also result in the need for a special evacuation strategy. In the case of mobility-impaired occupants, account
also needs to be taken of the need for any active and passive fire protection measures to protect the escape
routes for these occupants for sufficient time for them to reach a place of relative (or ultimate) safety (see 3.69
and 3.70).
It is also appropriate to regard sleeping occupants as especially at risk in the event of fire. They are less likely to
be aware of the fire, might not be roused immediately by the fire alarm signal, might be disorientated when first
aroused from sleep (particularly if under the influence of alcohol or drugs) and might be reluctant to evacuate.
Generally, in premises that incorporate sleeping accommodation, there is a need for a high standard of automatic
fire detection and emergency escape lighting (see Clause 15).
It is also possible that occupants working alone in remote areas of the premises could be especially at risk in the
event of fire. Their location at the time of a fire might be unknown to other occupants of the premises, and there
might be no one to assist them if they were trapped by the fire or overcome by smoke. If, for example, people
were working on the roof of the building, the fire alarm signal might not be sufficiently audible, and their means of
escape might be restricted.
Other occupants especially at risk include any occupants for whom immediate escape might not be possible, or
who might not be adequately warned of fire. For example, it is not unknown for cleaners, or others, working on
the premises during the night, to have restricted means of escape, which might not be acceptable.
The most important purpose of considering and recording occupants especially at risk in the event of fire is to
ensure that adequate provisions are in place to protect such occupants from fire. Having recorded such
occupants within the FRA, it needs to be clear within the documented significant findings that there are provisions
to ensure the safety of these occupants.
Young persons (i.e. those under 18 years of age) need special consideration. Their inexperience, lack of
awareness of risks and immaturity makes them especially at risk from fire.
NOTE 2 Attention is drawn to the relevant fire safety legislation, which requires that, in carrying out an FRA,
particular account needs to be taken of various factors relating to the risk to young persons from fire.
It is relevant to take account of any fire, however small, that is known to have occurred within recent years.
Factors to consider include the circumstances of the fire, including the cause, and any remedial action taken to
prevent a reoccurrence. Information of this type can be of use in identifying fire hazards that would not,
otherwise, be obvious from an inspection of the premises. Where FRAs are carried out throughout the estate of
one organization, review of the fire loss experience throughout the estate can sometimes reveal significant trends
or identify remedial action that might be appropriate throughout all premises to rectify a latent hazard.
Occurrence of vandalism, malicious fire-raising and general antisocial behaviour in the area of the premises can
sometimes be relevant in an FRA, as it might imply an increased likelihood of malicious ignition of, for example,
waste and other combustible materials in the immediate vicinity of the premises, such as to necessitate
enhanced security measures or control over combustible materials external to the premises.
12.1 In carrying out the FRA, the fire risk assessor should take account of the following
information:
a) brief details or brief description of the principal dutyholder;
b) the height of the uppermost storey of the premises, or part of the premises, that is the
subject of the FRA, or the number of storeys above and below ground;
c) brief details of construction, with information about any aspects that make a significant
contribution to risk;
NOTE 1 Where it is obvious that the external walls of the building have any form of cladding (i.e. are not of
conventional masonry construction, or have been overclad (e.g. with rainscreen cladding) since the time of
original construction, it is relevant to make note of this in the documented FRA.
d) the activities and processes carried out on the premises and any significant changes due
to the time of day;
e) approximate number of occupants;
f) whether the premises will be occupied by members of the public (or a significant number
of persons unfamiliar with the design and layout), and, if so, the approximate number of
members of the public (if known);
NOTE 2 It is expected that in, for example, premises licensed for entertainment, and other premises to
which the public resort in large numbers, a maximum safe occupancy will be justified in the FRA.
g) approximate gross floor area of the premises, or a typical floor of the premises, or part of
the premises, that are the subject of the FRA;
NOTE 3 It is not usually necessary to record more than one measure of the size of a building (e.g. if the
largest floor area of the premises or demise under assessment is recorded, there is usually no need to
record the dimensions of any other floors). Where whole buildings are being assessed, it is often sufficient to
record the dimensions of the building footprint.
h) in the case of premises in multiple occupation, the nature of the other occupancies (if
known);
i) occupants especially at risk (see 3.65) in the event of fire (e.g. sleeping occupants,
disabled occupants, those working in remote areas and young persons);
j) any fires that have occurred in recent years (if known);
k) any further relevant information that has a bearing on fire risk (other than the information
described in 5.3) or on the validity of the FRA;
l) information on any enforcement, alterations, or prohibition notices that apply to the
premises;
NOTE 4 An alterations notice is a notice that can be issued by an enforcing authority under the relevant fire
safety legislation, requiring the enforcing authority to be notified of proposals to carry out material alterations
to the premises.
m) any other matters that are considered relevant by the fire risk assessor and that were
taken into account in the FRA (e.g. hours of work or relevant working practices); these
may be set out in a section recording miscellaneous information that is not readily
addressed under other headings.
12.2 While it is not normally necessary to document the manner in which every factor to
which 12.1a) to 12.1m) refers affects the FRA, there should normally be explicit information
within the assessment regarding appropriate measures to protect occupants who are
especially at risk in the event of fire.
It is assumed that the fire risk assessor is already familiar with the common causes of fire and is either aware of
recognized good practice in the elimination or control of fire hazards [i.e. is aware of recognized fire prevention
measures (see 3.34)], or has access to appropriate codes of practice. Normally, the documented FRA comprises
a pro forma, which incorporates a prompt-list of fire hazards that need to be considered in the FRA. A suitable
prompt-list of fire hazards, typical measures for their elimination or control, and relevant codes of practice that
give further guidance, is set out in Annex B.
The list of fire hazards in the prompt-list in Annex B is not necessarily exhaustive, and other fire hazards might
need to be taken into account, particularly those relating to specific work processes or activities carried out on the
premises. For example, significant ignition sources, perhaps associated with mechanical, chemical or electrical
processes, might be identified in the FRA, and care needs to be taken to ensure that any unacceptable practices
or measures for control of such ignition sources are identified, and, where relevant, are recorded within the
documented FRA (see Clause 10). It might also be appropriate to record relevant control measures. On the other
hand, fire hazards with negligible potential for harm need not be documented or given further consideration.
Equally, special, technical and organizational measures to prevent fire, or reduce the intensity of a fire, involving
a work process (e.g. use of plant or machinery), are outside the scope of the general fire precautions required by
the relevant fire safety legislation, and, hence, are not within the scope of the FRA; this is with the proviso that
they fall within the scope of other legislation, such as the Health and Safety at Work, etc Act 1974 (or secondary
legislation made thereunder) and that effect of the relevant hazards on means of escape is taken into account.
It is inherent in the definition of fire hazard (see 3.30) that fire hazards are not limited to ignition sources per se.
Various situations and unsafe acts can constitute fire hazards. For example, combustible storage or rubbish does
not, in itself, constitute a source of ignition. However, if, for example, the storage or rubbish is positioned close to
the windows of premises, it might be ignited maliciously, or accidentally by discarded cigarettes or matches (e.g.
if a designated smoking area were located in close proximity), and the resultant fire could then spread into the
premises via the windows. Such a situation would, therefore, constitute a fire hazard. It is also relevant to take
into account that not only can poor housekeeping affect the likelihood of fire, but, because inappropriate
quantities of inappropriately stored combustible material can contribute to fire development, poor housekeeping
can also affect the consequences of fire.
Some fire hazards are very specific to certain occupancies and might need activity or process risk assessments,
quite separate from the FRA. It might not be the role of the fire risk assessor to carry out this more specific or
specialist risk assessment; those managing the premises or employed by the dutyholder might have greater
competence than the fire risk assessor to carry it out. Equally, it might be appropriate for the fire risk assessor to
verify that such a risk assessment has been carried out and suitable control measures implemented or,
otherwise, to recommend, in the action plan, that it be carried out.
For example, in residential care homes, there has been a significant number of deaths of residents as a result of
smoking by these residents. In England, there have been several successful prosecutions as a result of failure of
the Responsible Person (the care home operator) to carry out residents’ smoking risk assessments and to make
suitable arrangements for a deceased resident to have smoked safely. In the FRA for a care home, it is expected
that the fire risk assessor will verify that there are suitable policies regarding smoking by residents, that a
smoking risk assessment is carried out for every resident who smokes (e.g. as part of a care plan) and that the
Responsible Person has formulated arrangements for each of these residents to smoke safely. It is not expected
that the fire risk assessor will actually carry out the smoking risk assessments, nor that the detailed arrangements
for each resident will be considered in the FRA.
Similarly, in carrying out the FRA, there is a need to take account of any effects of dangerous substances, such
as flammable, highly flammable materials, oxidizing agents or materials that promote very rapid fire development,
on the risk from fire. In particular, such substances need to be considered in relation to the effect that their
storage or use has on the appropriate general fire precautions required by the relevant fire safety legislation (see
3.75), such as means of escape, fire warning arrangements, fire suppression systems, fire extinguishing
appliances and emergency procedures.
However, the use and storage of these dangerous substances is controlled under other legislation (the
Dangerous Substances and Explosive Atmospheres Regulations or “DSEAR” [27]), which requires that a risk
assessment is carried out. It is not expected that the fire risk assessor is competent to carry out this risk
assessment, but, in carrying out the FRA, it needs to be confirmed that a DSEAR risk assessment has been
carried out. (In this connection, it is worthy of note that diesel fuel is classified as a dangerous substance for the
purpose of the relevant fire safety legislation, though the fire hazard is such that, in practice, few special fire
precautions are necessary.) Equally, in the case of small quantities of dangerous substances, such as cans of
thinners in an engineering workshop, it is expected that the scope of the FRA will include simple “housekeeping”
issues, such as arrangements for storage and arrangements for disposal of thinner-soaked rags.
It is often appropriate to consider the means for control or elimination of fire hazards in two distinct phases, which
can be regarded as policy and practice. For example, in the case of a fire hazard created by faulty electrical
appliances, one control measure might be a policy that portable electrical appliances are subject to periodic
inspection and testing. The “practice” stage comes when the premises are inspected and observations can be
made as to whether there is adherence to the policy. It might then be found that, for example, some appliances
are overlooked in the programme of inspection and testing, or it might be noted that, contrary to policy, some staff
bring their own electrical appliances, such as radios, heaters and fans, into the workplace, without these
appliances being subject to inspection or test.
13.1 The FRA should address means for elimination or control of, at least, the common
causes of fire, and shortcomings in such measures should be addressed within the action
plan (see Clause 19).
13.2 Every FRA should include the following potential causes of fire:
a) malicious ignition;
b) electrical faults;
c) smoking;
d) cooking (if any is carried out);
e) inadequate control over the use of portable heaters;
f) contractors’ activities and “hot work”;
g) inadequate maintenance of heating installations; and
h) lightning.
NOTE 1 It is possible that there will be a need for consideration of other fire hazards, including those associated
with work processes and energy-using appliances. However, the relevant fire safety legislation excludes from the
definition of general fire precautions (in England and Wales), and the definition of fire safety measures (in
Scotland and Northern Ireland), “process fire precautions”, namely special, technical and organizational
measures required in work processes to reduce the likelihood of fire or the intensity of fire, provided that such
measures are required by health and safety legislation. In this connection, work processes include work involving,
or in connection with, the use of plant or machinery and the use or storage of dangerous substances (as defined
in the relevant fire safety legislation). However, the effects of use or storage on the general fire precautions (fire
safety measures) that are within the scope of the relevant fire safety legislation still need to be taken into account.
NOTE 2 There is benefit to the dutyholder if the fire risk assessor draws to the dutyholder’s attention the hazard
associated with certain white goods, and the availability of recall information on such products.
13.3 Consideration of fire hazards should not be limited to those comprising specific sources
of ignition. Situations, such as poor housekeeping and unsafe acts, that could lead to a fire
(and fire development) should also be taken into account.
NOTE In residential care homes, a known fire hazard arises from any smoking by residents, particularly in the
presence of white soft paraffin (WSP) emollient creams or oxygen.
single organization), particularly by different fire risk assessors, assessments of likelihood of fire are likely to be
inconsistent, and the benefits of comparing the fire risk in different buildings (e.g. for the purpose of prioritizing
improvements on a building-by-building basis) are then lost.
If likelihood of fire is judged to be typical for premises of the type in question, it is normally appropriate to ascribe
to the premises the middle category of the predetermined categories of likelihood of fire. Higher categories can
then be used to indicate serious shortcomings in elimination or control of fire hazards (i.e. fire prevention), while
lower categories can be used in cases where the likelihood of fire is abnormally low (e.g. because the premises
are secure and not normally occupied). Minor shortcomings in fire prevention measures need not be regarded as
changing the category ascribed to the premises, but need to be addressed in the action plan (see Clause 19).
14.1 In the process of every FRA, an assessment should be made of the likelihood of fire.
NOTE It is usual and acceptable for the likelihood of fire to be expressed subjectively (e.g. “low”, “normal” or
“high”).
14.2 If, in the FRA methodology adopted, likelihood of fire is expressed in terms of one of
several predetermined categories, the number of predetermined categories should be an
odd number, so that the middle category can be adopted for premises that are typical for
premises of the type and occupancy in question. There should be at least three
predetermined categories.
fire doors (see 3.26) to active smoke control systems, such as those designed to extract smoke or to
maintain a positive pressure within escape routes to prevent the ingress of smoke.
In the sections of commentary that follow, the key fire protection measures that affect the consequences of
fire are discussed separately. The measures are not, however, independent. In assessing the likely
consequences of fire (see Clause 17), a judgement needs to be made regarding the overall effect of each of
the fire protection measures discussed below in combination, and of a number of the management issues
discussed in Clause 16, on the escape time (see 3.22) or on the ASET (see 3.6).
b) Fire detection and warning
The arrangements for detection of fire and the means for warning occupants of the premises need to be
taken into account. Fire can be detected by people or by automatic fire detectors. If people are present in the
area of fire origin, they normally detect fire before it is detected automatically by, for example, smoke or heat
detectors.
Traditionally, therefore, automatic fire detection has only been considered necessary in the following
premises and situations:
1) premises in which people sleep (e.g. hotels, boarding houses, hostels, residential care premises and
hospitals);
2) covered shopping complexes, and large or complex places of public assembly;
3) premises with phased evacuation (see 3.68);
4) as compensation for a reduction in the standards of certain other fire protection measures below the
norms prescribed in prescriptive codes of practice [e.g. extended travel distances (see 3.83) or
reduction in the fire resistance of construction protecting escape routes];
5) in lieu of vision between an inner room (see 3.55) and its associated access room;
6) as a means of operating other fire protection systems (e.g. automatic closure of fire doors, automatic
release of electronically locked doors, or initiation of smoke control systems).
In general, therefore, automatic fire detection has not traditionally been considered necessary in common
places of work where no one sleeps (e.g. offices, shops, factories and warehouses) and most other
non-residential premises (e.g. libraries, schools and community premises), except for the purpose of
property protection. Normally, if automatic fire detection is not required for compliance with current building
regulations, it is unusual (but not unknown) for the FRA to identify a requirement for automatic fire detection.
However, this could arise, for example, from a low level of occupancy of an area of the premises, from which
there could be extensive fire spread before detection.
NOTE 1 Attention is drawn to guidance that supports national building regulations (e.g. in England and
Wales, Approved Document B [22]) and to guidance that relates to existing buildings [e.g. in England and
Wales, “Fire safety risk assessment” ([2] to [12])].
Notwithstanding the above, since the FRA does not involve rigid application of guidance or prescriptive
codes of practice (see Clause 8), it is appropriate to determine whether particular circumstances dictate the
need for automatic fire detection in premises in which such detection was traditionally deemed unnecessary.
Such circumstances might be related to likely shortcomings in the reliability of management standards or fire
procedures, levels of surveillance that are unusually low for an occupancy of the type in question, or
processes that constitute an abnormal fire hazard for the occupancy. For example, even if people detect a
fire before an automatic fire detector does so, there is often a delay before they operate the fire alarm
system, albeit that the delay might be reduced by training and fire drills (see Clause 16); automatic fire
detection might then reduce the overall delay between ignition and giving warning to occupants.
Moreover, since the FRA involves an holistic assessment of fire precautions, rather than independent
prescription of a number of fire protection measures in isolation, there is sometimes scope, in the FRA, for
greater use of automatic fire detection to compensate for existing standards of structural fire precautions that
are lower than the prescribed norm.
Where automatic fire detection is considered necessary, the areas in which it is installed, and the types of
detection used, need to take into account the objective of the fire detection and the importance of avoiding
false alarms (see 3.23). A system that produces too many false alarms can result in a reduction in the level
of fire safety, as people then become reluctant to evacuate when the evacuation signal is given. A high
number of unwanted fire alarm signals that involve summoning the fire and rescue service might also bring
the premises into conflict with the policies of many fire and rescue services relating to their operational
responses to fire alarm signals.
In some occupancies (e.g. student halls of residence), the provision of smoke detectors, rather than heat
detectors, in bedrooms might cause an untoward level of false alarms, such that, in providing enhanced
protection for the occupant of the room of fire origin, complacency as a result of false alarms would create a
risk to other occupants. It is appropriate for the FRA to take account of this, particularly as the relevant fire
safety legislation requires that collective protective measures are given priority over individual protective
measures.
Fire detection and fire alarm systems installed prior to 2017 might not conform in full to current standards,
particularly in respect of certain aspects of engineering design. In many cases, this is perfectly acceptable,
but it is expected that new systems and new work associated with the modification of existing systems,
recommended in the action plan, will conform to current standards.
NOTE 2 Recommendations for design and installation of fire detection and fire alarm systems, including
guidance on types of fire detectors, their application and limitation of false alarms, are given in BS 5839-1.
The equivalent recommendations in BS 5839-6 are not appropriate for the types of premises included in this
part of PAS 79, other than those of a domestic nature, such as peer-to-peer rented accommodation and flats
within a building used solely for short-term letting of flats, as the scope of BS 5839-6 is limited to domestic
premises.
NOTE 3 Normally, domestic smoke alarms (see 3.78) are unsuitable for most non-domestic premises, and
any use of these devices would need to be fully justified in the FRA; to the extent that smoke alarms are
suitable in places of work, this would relate only to very small premises. The interconnecting wiring (or radio
transmission between smoke alarms) is not monitored, so failures in the interlinking can be identified only by
routine testing, which becomes difficult or burdensome if an inappropriate number of interlinked smoke
alarms are installed.
If the FRA identifies that the provision of automatic fire detection is necessary to compensate for standards
of other fire protection measures that are below the relevant norm, the fire risk assessor needs to ensure that
early detection is sufficient to compensate for this. As a minimum, this will necessitate a subjective
consideration of likely fire scenarios. In such a case, the fire risk assessor normally needs significant
experience in the practice of fire safety, or might need specialist advice. The automatic fire detection needs
to conform to current recommendations, at least in terms of types of fire detectors and their location. The fire
risk assessor needs to specify carefully the areas of the premises in which any additional detectors are to be
provided.
NOTE 4 The relevant recommendations are those in BS 5839-1:2017 referring to Category L5 systems,
which are those where the areas in which automatic fire detection is provided are tailor-made to achieve a
specific fire safety objective.
Most premises in which automatic fire detection is not required need a manual (“break glass”) electrical fire
alarm system, so that the fire alarm can be raised by anyone who discovers a fire. Only in very small
premises will word of mouth (i.e. shouting “Fire”) or mechanical devices, such as rotary gongs, be a sufficient
means of giving warning to other occupants. As part of the FRA, it needs to be determined whether the
number and siting of manual call points (see 3.60) are sufficient, on the basis that it ought not to be possible
to leave any storey of the premises, or leave the premises by means of a final exit (see 3.24), without
passing at least one manual call point. Additional manual call points might be necessary in close proximity to
areas of high fire hazard.
Consideration might need to be given to the nature of fire warning signals. Usually, these are given by bells
or electronic sounders. However, a voice alarm system (see 3.84) might be more appropriate, or even
necessary, in some premises, such as those in which the public are present in large numbers and premises
with phased evacuation. In an FRA, it might also be appropriate to take account of the fact that the presence
of a voice alarm system can reduce evacuation time.
If it has been identified in the FRA that deaf or hard of hearing occupants are, or are likely to be, present in
the premises, consideration needs to be given to means for warning them in the event of fire. This might
simply comprise suitable managerial arrangements, but could necessitate flashing beacons or even special
means of warning, such as vibrating pagers.
Although a facility can be provided for fire alarm signals to be transmitted automatically to an alarm receiving
centre (see 3.3) from where the fire and rescue service is summoned, this is not normally necessary for the
purpose of life safety. However, there are certain occupancies in which the early summoning of the fire and
rescue service is so critical, and staff levels at certain times might be so low, that there is an advantage in
such a facility. Examples include residential care premises and certain hospitals.
NOTE 5 This is not intended to imply that the evacuation strategy in residential care premises ought to rely
on assistance from the fire and rescue service for evacuation of residents.
Normally, the FRA takes account of the functionality of a fire detection and fire alarm system, but it does not
involve any detailed engineering evaluation of the system. It needs, however, to be confirmed that the fire
detection and fire alarm system is subject to routine testing and maintenance, so that faults and major
shortcomings are identified by this means (see Clause 16). Moreover, it is normally appropriate for the fire
risk assessor to consider whether the fire alarm signal is likely to be audible in all relevant areas of the
premises, based on a visual inspection of the locations of sounders or loudspeakers, even though
shortcomings are normally identified by routine testing. The FRA might then recommend, within the action
plan, that an engineering evaluation, including measurement of sound pressure levels in “suspect” areas, be
carried out.
c) Means of escape
In considering the likely consequences of fire, the fire risk assessor needs to determine the likely effects of
fire on escape routes (see 3.21) during the escape time (see 3.22), taking into account the time for detection
of fire and raising the alarm (see Commentary on Clause 15). This requires a thorough evaluation of means
of escape.
If the means of escape conform to the requirements of modern building regulations, it is unlikely that a need
for major improvements will be identified in the FRA. Suitable benchmark standards for means of escape
include guidance that supports legislative requirements for fire safety in existing buildings.
However, means of escape are just one of the fire protection measures that affect the consequences of fire
and, hence, the fire risk. Therefore, a departure from one or more recommendations given in the relevant
codes of practice regarding means of escape might be acceptable when all other fire precautions are taken
into account. Such other fire precautions include early warning of fire, rapid response to the warning by
occupants, and measures to increase the ASET. Departures from traditionally quoted travel distances and
exit widths could also have arisen when the premises were designed if the designer used the approach given
in BS 9999. Where the premises are complex and departures from conventional design principles are
significant, there might have been a need for a fire engineering solution of the type to which BS 7974 is
relevant; the fire risk assessor will need to be given information regarding such a solution, as it is difficult to
“reverse engineer” the principles of, and assumptions made within, a fire engineering solution simply from an
inspection of the premises.
The first effect of a fire on the safety of occupants is often the presence of smoke in escape routes. This
results in loss of, or reduction in, visibility. Thus, in general, adequate means of escape are provided if
people can immediately, or within a short distance of travel, turn their back on any fire and move towards a
final exit (see 3.24) along smoke-free escape routes, commonly first reaching a place of relative safety (see
3.69).
Five critical factors in the assessment of means of escape are therefore:
1) the maximum distance occupants need travel in order to reach a place of relative or ultimate safety
(see 3.69 and 3.70), such as an exit to a protected stairway (see 3.73), or to a final exit (see 3.24);
2) the avoidance of long dead ends (see 3.16) in which escape is possible in only one direction;
3) the number, distribution and widths of storey exits and final exits;
4) the means for protecting escape routes from ingress or build-up of smoke that prevent occupants’
escape;
5) the ability of occupants to use the escape routes.
It can normally be anticipated that occupants with disabilities are, or are likely to be, present on the
premises, and consideration needs to be given to arrangements for their evacuation in the event of fire. In
most multi-storey premises, designated refuges (see 3.74) are likely to be necessary, and arrangements are
needed to assist mobility-impaired occupants to escape from the refuges using staircases and/or specially
designated evacuation lifts (see 3.57.1) or fire-fighting lifts. The latter can be used by persons within the
premises to evacuate disabled people at least until arrival of the fire and rescue service. Firemen’s lifts
(see 3.57.4) are not usually suitable for evacuation of disabled people, unless these lifts have been
upgraded to an appropriate extent; recommendations for upgrading lifts in this manner are given in BS 8899.
A disabled evacuation strategy ought not to rely on rescue of disabled people by the fire and rescue service.
Assistance with their evacuation is expected to be provided by persons within the premises. A two-way
speech communications system within the refuge might be necessary so that disabled persons can make
their presence known and receive reassurance. It might also be necessary for fire doors to be held open by
automatic door release mechanisms (see 3.5) to make the premises more accessible for mobility-impaired
people.
In developing a strategy for evacuation of disabled people, it is not appropriate for the focus to rest solely on
physical fire precautions. There is a need for adequate managerial arrangements to assist disabled people in
evacuating the premises in the event of fire. The individual needs of a regular building user (principally
employees) needs to be addressed in a tailored Personal Emergency Evacuation Plan (PEEP). In addition,
there is a need for generic plans in anticipation of a range of unknown visitor evacuation needs (e.g. hotel
guests, museum visitors, etc.). This is known as a Generic Emergency Evacuation Plan (GEEP).
The subject of design of means of escape is outside of the scope of this PAS. It is assumed that the fire risk
assessor has sufficient knowledge of the principles of means of escape to assess the adequacy of the
means of escape in the premises in question. Moreover, the number of component factors that need to be
taken into account is greater than in the case of other fire protection measures. Accordingly, Annex C sets
out the key factors to consider when assessing means of escape.
There is commonly a need for fire doors to be held in the open position, but to self-close automatically on
operation of the fire alarm system. Similarly, there is often a perceived need for electronic locking of fire exit
doors, which are unlocked automatically on operation of the fire alarm system. The reliability of the
arrangements for automatic operation of door release mechanisms and electronic locks in the event of fire
needs to be taken into account in the FRA; electronic locks, particularly those of an electromechanical
nature, can potentially introduce an additional risk, and the potentially conflicting requirements of security
and fire safety need to be carefully balanced. Guidance on these types of door release mechanism is given
in BS 7273-4.
Sometimes, protection of escape routes can depend on automatic operation of fire-resisting shutters and fire
or smoke curtains to close openings in the event of fire, such as to separate escape routes from a fire in
adjoining accommodation. Guidance on the interface between the shutters or curtains and the fire detection
that initiates their operation is given in BS 7273-6, which also provides recommendations for testing and
maintenance, the arrangements for which will need to be taken into account in the FRA.
A common issue to arise in an FRA is the fire resistance of doors that protect escape routes, such as those
forming part of the enclosure of protected stairways and corridors. Older doors are not fitted with
intumescent strips (and so do not achieve 30 min fire resistance), nor are they fitted with smoke seals (see
also Clause 9). Whether this materially impacts on fire risk is a matter for judgement by the fire risk assessor,
taking all relevant factors into account. It is inappropriate to make generic recommendations for upgrading,
or replacement, of doors to satisfy current standards, without proper consideration of risk and cost-benefit. In
many cases (particularly where there is extensive automatic fire detection and/or escape time is short), doors
that satisfied requirements for fire resistance at the time the building was constructed or the door was
manufactured will continue to afford adequate fire resistance to protect escape routes. Recommendations for
generic upgrading or replacement of doors without proper justification of the risk associated with existing
doors ought to be challenged by dutyholders.
d) Signs and notices
In order for occupants, particularly those who are unfamiliar with the premises, to use the premises safely,
there is normally a need to provide fire exit signs to direct people towards alternative means of escape. It is,
therefore, important to take account of the adequacy of such signage in the FRA.
NOTE 6 It is a requirement of the Health and Safety (Safety Signs and Signals) Regulations 1996 [30] that
these signs incorporate the appropriate pictogram. Guidance on escape route signs is given in BS 5499-4.
In the course of the FRA, there is also a need to determine whether other forms of fire safety signs and
notices are necessary, and whether those provided are adequate. Examples include:
1) other safe condition signs (see 3.76) (e.g. indicating use of escape hardware);
2) signs on fire doors, indicating the need for the doors to be kept shut, kept locked shut or kept clear (in
the case of automatically closing fire doors), as appropriate;
3) other mandatory signs (see 3.59), such as those indicating the need to keep a fire exit clear;
4) fire equipment signs (see 3.28), primarily where, for example, fire extinguishers or hose reels are hidden
from direct view;
5) “no smoking” signs;
6) fire procedure notices;
7) storey and/or stair identification signs.
Guidance on the selection and use of safety signs (including various fire safety signs) and fire safety notices
(but excluding escape route signing) is given in BS 5499-10.
e) Emergency escape lighting
If escape routes require artificial illumination, there is a need to determine whether emergency escape
lighting is necessary. It is not appropriate to assume that the absence of a recommendation for emergency
escape lighting in the appropriate guidance documents implies that, in all circumstances, emergency escape
lighting is unnecessary.
NOTE 7 Attention is drawn to guidance documents that support building regulations (e.g. in England and
Wales, Approved Document B [22]) for guidance on the need for emergency escape lighting in new
buildings.
In the FRA, a judgement is necessary as to the likelihood that:
1) fire will cause failure of the normal lighting on any part of the escape route before all occupants have
escaped from the area; and
2) the loss of normal lighting will result in injury to occupants as they endeavour to evacuate the premises.
Factors to take into account, therefore, are:
• the length and complexity of the escape routes;
• the familiarity of the occupants with the premises;
• the relevant measures to control the development of fire;
• the relevant measures to provide early warning of fire;
• the presence of borrowed light (e.g. from street lighting);
• the hours of work in the premises;
• the presence of sleeping occupants, for whom emergency escape lighting is normally necessary;
• the presence of windowless areas.
If a judgement is made that emergency escape lighting is not necessary in circumstances in which it would
normally be recommended in guidance or prescriptive codes of practice, it is appropriate for this to be
justified in the documented FRA (see Clause 10).
Normally, the FRA does not involve any detailed engineering evaluation of an emergency escape lighting
system. However, it is important to confirm that the system is subject to routine testing and maintenance, so
that faults and major shortcomings are identified by this means (see Clause 16).
Moreover, if emergency escape lighting is considered necessary, it is normally appropriate for the fire risk
assessor to determine whether the extent of an existing system appears to be reasonable, based on a visual
inspection of the areas of coverage and the provision of luminaires, and whether the duration for which
emergency escape lighting can be provided is adequate. There is also a need to determine whether
maintained emergency lighting (see 3.58) is provided where required, or whether non-maintained emergency
lighting (see 3.64) is sufficient. The FRA might, nevertheless, recommend, within the action plan, that an
engineering evaluation be carried out, including verification of the adequacy of levels of illuminance. It is also
normally appropriate to confirm that there are suitable facilities for routine testing of the installation.
In some cases, an existing emergency escape lighting system does not conform in full to current
recommendations (e.g. in respect of illuminance levels). This might be acceptable, but it is appropriate for
new systems, and new work associated with upgrading of existing systems, recommended in the action plan,
to conform to the current recommendations.
NOTE 8 Attention is drawn to the recommendations in BS 5266-1 and to the requirements of BS EN 1838
and BS 5266-8.
f) Manual firefighting equipment
All fires begin as small fires (other than in the case of explosions). Accordingly, it is normally appropriate for
premises to be provided with means for occupants to extinguish a fire. If, very unusually, a fire risk assessor
were to decide that there was no need for portable fire extinguishers in premises, there would need to be full
and clear justification for this conclusion in the FRA. However, it would not be acceptable to justify the
removal of fire extinguishers on the basis of the risks posed to people who might, if fire extinguishers are
provided, use them on a fire. Normally, portable fire extinguishers are regarded as the basic provision, while
hose reels tend to be regarded as optional supplementary protection.
Care might, however, be necessary to ensure that the presence of hose reels does not encourage occupants
of premises to remain within the premises carrying out firefighting beyond the time available for safe escape.
Also, hose reels left by retreating employees can obstruct fire doors, allowing smoke and fire to spread
throughout the premises. As a result of these considerations, it is now common for hose reels to be
decommissioned. However, it then needs to be ensured either that the hose reels are removed or that it be
made clear, by marking, that the hose reels are no longer in use. It also needs to be ensured that the
provision of portable fire extinguishers is adequate in the absence of the hose reels.
In the FRA, consideration needs to be given to the need for manual firefighting equipment, the type of
equipment that is necessary and the existing provision of such equipment.
NOTE 9 The benchmark code of practice for provision of portable fire extinguishers is BS 5306-8.
Guidance on the provision of hose reels is given in BS 5306-1.
In most premises there is the potential for class A fires (see 3.7). Therefore, the most important firefighting
equipment is that which is suitable for extinguishing these fires. Normally, additional extinguishers that are
suitable for use on live electrical equipment (e.g. portable CO2 extinguishers) are necessary. Where there is
also the potential for class B fires (see 3.8), suitable extinguishers are necessary. In kitchens, extinguishers
suitable for class F fires (see 3.11) might be necessary. It is not normal to provide extinguishers specifically
for class C fires (see 3.9), as to extinguish these fires can often result in the potential for an explosion. For
certain unusual special hazards, such as class D fires (see 3.10), appropriate extinguishers might be
necessary. Multi-purpose fire extinguishers, which can be used on more than one class of fire, are available.
g) Structural and similar passive measures to limit fire spread and development
In the course of the FRA, consideration needs to be given to structural and similar passive measures that are
intended to limit the spread and development of fire within the premises (in addition to consideration already
given to similar measures that are specifically intended to protect means of escape). In some simple
premises in which compartmentation (see 3.13) was not necessary at the time of construction for compliance
with the relevant building regulations, there might be no such measures.
However, where compartment walls or floors are provided, some consideration needs to be given to the
integrity of these. Usually, in the course of the FRA, a detailed examination of the construction of the
premises is not practicable. For example, the FRA would not normally involve opening up work, such as
cutting holes in, or removal of, walls, ceilings, partitions, etc. Normally, there can only be visual inspection of
a sample of reasonably accessible areas [e.g. to check visually for any obvious inadequacies in fire stopping
(see 3.51)]. However, as many areas where service penetrations might lead to breaches of
compartmentation are hidden, such sampling might need to include areas above false ceilings (or even
below false floors), where many services often run. More generally, since any structural barrier will resist the
passage of smoke or fire for at least some time, obvious shortcomings in fire stopping of service penetrations
need to be addressed in the action plan (see Clause 19).
Roof voids are a potential area through which fire can spread if a fire either starts in the roof void or spreads
into it from below (e.g. directly, via ventilation ductwork or via the eaves). It is not uncommon to find that
compartment walls do not extend through the roof void enabling unlimited fire spread. Issues can also arise
in the design and maintenance of low rise pitched roof buildings, such as commonly found in care homes
and other properties. Fire spread within roof voids has led to at least one fatal fire due to the fire spreading
rapidly to multiple parts of the building remote from the fire origin, compromising the progressive evacuation
strategy. For these reasons, it is important that the fire risk assessor endeavours to include roof voids,
particularly for premises with dependent occupiers and extended evacuation strategies. Access to roof voids
can be difficult, and, if access is not considered practicable, this needs to be made clear in the documented
FRA together with a recommendation for a specific survey of roof voids.
It cannot be assumed that simply because a building has been recently constructed, and that a
completion/final certificate has been issued by a building control body, there is a reduced need for the above
consideration of compartmentation and fire stopping. In the few years prior to publication of this PAS,
numerous cases of poor construction work in newly, or recently, constructed buildings have come to light,
including inadequate fire stopping of junctions between fire-resisting barriers and service penetrations, and
incomplete construction within risers and above fire doors. Some cases have been so serious that it has
been necessary for enforcing authorities to consider prohibiting the use of the building under fire safety
legislation.
Consideration of compartmentation in the FRA is particularly important in all premises in which, in the event
of fire, there is no simultaneous evacuation (see 3.77); in these premises, there is reliance on
compartmentation for protection of occupants who are not required by the evacuation strategy to evacuate
the premises immediately on operation of the fire alarm system. Such premises comprise hospitals and
residential care homes, in which the evacuation strategy involves progressive horizontal evacuation, and
other buildings with phased evacuation (see 3.68) (such as tall office buildings). In all of these buildings, it is
of value for the fire risk assessor to ensure that the dutyholder is aware of the importance of
compartmentation.
Traditionally, it has been regarded as good practice to enclose areas of high fire hazard in construction of
appropriate fire resistance (see 3.37). The possible need for this is, therefore, normally considered in the
FRA.
In new building work, the flammability of wall and ceiling linings is controlled under building regulations. If the
linings continue to conform to the original requirements in this respect, they are likely to be satisfactory.
However, consideration needs to be given to the issue of linings, as unsatisfactory linings can promote the
spread and development of fire. In premises with large areas of drapes, etc., such as cinemas and theatres,
their flammability normally needs to be taken into account. Similarly, in some premises, the flammability of
furniture and furnishings might need to be taken into account.
Ventilation and air conditioning systems can provide a path for spread of fire and smoke. In the past,
particularly under building regulations, the fire protection measures incorporated in these systems have been
related primarily to avoidance of breaches in the compartmentation of premises. However, ventilation
systems and ductwork can be responsible for accelerating the initial spread of fire, e.g. between rooms
within a fire compartment. More importantly, ventilation systems and ductwork can constitute a means for
spread of smoke and combustion products at an early stage in fire development.
Issues to consider include means to prevent fire from entering or leaving the ductwork, means to limit the
spread of fire, smoke and combustion products within the ductwork, and means to prevent a breach in the
integrity of a fire-resisting element of construction where penetrated by ductwork. Such measures comprise a
combination of fire and smoke dampers (see 3.15.1 and 3.15.3), or combined fire/smoke dampers
(see 3.15.2), fire-resisting ductwork, fire-resisting enclosure of ductwork and adequate fire-stopping. Fire
detection might need to be provided to operate dampers, shut down systems, etc.
In an FRA, it can be difficult to determine whether the measures incorporated within the design of ventilation
and air conditioning systems are adequate. Access to false ceilings within which ductwork runs can be
difficult; frequently there is difficulty in determining whether dampers are fitted at appropriate locations. In
general, the appropriate measures are likely to have been required for compliance with building regulations
when the premises were constructed.
However, particularly where the age of the premises, or the likely extent of modifications to the premises,
might suggest that ductwork could act as a route for spread of smoke into, or within, escape routes, some
investigation might be needed, or it might be necessary to recommend further investigation in the action
plan, if the siting of visible air extract or supply points suggests that dampers are essential. Greater care is
necessary in the case of hospitals, residential care homes, hotels, hostels and other premises where people
sleep.
NOTE 10 Guidance on precautions to prevent the spread of smoke and combustion products by ventilation
and air conditioning systems is given in BS 9999.
In considering the mechanisms by which undue fire spread could occur, consideration needs to be given to
the fire hazard that can result from inappropriate construction of external walls and the combustibility of any
cladding, including rainscreen cladding, attached to the external walls of the building. This can cause an
external fire (whether started externally, by, for example, a burning car or refuse, or by flames from an
internal fire emanating from, for example, windows) to bypass compartment floors and walls. The relevant
fire safety legislation defines premises as “any place”, so the external envelope of the building falls within the
scope of the FRA.
In 2017, the fire at Grenfell Tower (a high-rise block of flats in London), in which 72 deaths occurred, as well
as some other previous, overseas fires, brought to the fore the hazard of rapid vertical (and, to some extent,
horizontal) fire spread that can occur as a result of highly combustible external cladding. For the purpose of
the FRA, spandrel panels need to be regarded as equivalent to cladding, as, if their fire performance is
inadequate, they too have been shown in fires to promote rapid vertical fire spread.
There is a requirement under building regulations throughout the UK that external wall construction be such
that spread of fire over external walls is adequately restricted or inhibited. However, for new buildings,
material alterations of existing buildings and material change of use of existing buildings, more specific
requirements of the building regulations on this matter, as well as the associated current Government
guidance on compliance, differ between Scotland, Northern Ireland, England and Wales. Accordingly, it is
essential that the fire risk assessor is familiar with current regulations and guidance for new building work as
a starting point in consideration of the matter (see Figure 2).
In Scotland, and in England and Wales, in consequence of the fire at Grenfell Tower, both the building
regulations and the guidance that supports the regulations were amended in relation to external wall
construction and cladding, resulting in even greater differences between requirements and guidance in
Scotland and those in England and Wales than already existed. New building regulations and associated
guidance are not intended to apply retrospectively, but that does not preclude the need for rectification of
defects that resulted in non-compliance with the regulations at the time of construction.
In England and Wales, compliance with the guidance in Approved Document B ([22]) at the time of
construction of the building is likely to satisfy the Fire Safety Order [1]. However, since the Grenfell Tower
fire, it has been found that, in respect of the fire performance of cladding and the provision of cavity barriers,
a significant number of buildings failed, at the time of construction, to meet the intent of Approved Document
B and, hence, the requirements of the Building Regulations in England and Wales.
In addition, in December 2018, by an amendment to Regulation 7 of the Building Regulations 2010 [24], in
England, a new requirement was introduced within the Regulations. Under the amended Regulations, in the
case of buildings with a storey greater than 18 m comprising a block of flats, student accommodation, a care
home, sheltered housing, a hospital or a dormitory in a boarding school (but, notably, not an hotel), external
walls and specified attachments (such as balconies and solar panels) are required to meet the criteria given
in BS EN 13501-1 for classification as A2-s1, d0 or A1. At the time of drafting this PAS, this new requirement
does not apply to Wales, nor are there any current plans to make a similar amendment to the building
regulations in Scotland or Northern Ireland. This is a prescriptive requirement, and does not allow for
alternative solutions, such as full scale fire testing, desktop assessments or fire engineering solutions.
In Scotland, in 2019, for non-domestic buildings, the guidance in the Non-Domestic Technical Handbook [28]
that supports the Building (Scotland) Regulations [23] was made considerably more stringent in respect of
the reaction to fire of cladding (but not to external wall construction). However, as the Handbook comprises
guidance, rather than prescriptive requirements, alternative solutions, such as suitable evidence from the
large-scale fire test of BS 8414-1 or BS 8414-2, are acceptable means of demonstrating compliance with the
relevant mandatory building standard in the Building (Scotland) Regulations 2004 [23].
In the FRA, it might be necessary, in the case of non-domestic buildings, to consider whether, in the light of
current knowledge, the fire performance of cladding is likely to be adequate. This is extremely difficult to
assess within the scope of the FRA that can reasonably be expected to be carried out under the relevant fire
safety legislation. This is because, without intrusive inspection (e.g. cutting out a section of the wall or
cladding construction), the wall build-up, insulation and provision of cavity barriers will be totally unknown.
Such destructive exposure is beyond the scope of the FRA, and advice on the detailed design of the
construction might well be beyond the capability of a competent fire risk assessor. Even the nature of visible
cladding might not be possible to determine without cutting out a sample for laboratory examination or test.
Accordingly, the fire risk assessor needs to make a judgement as to whether it is appropriate to recommend
investigation of wall construction and cladding (usually by others) in the action plan. This is the prerogative of
the fire risk assessor, taking into account factors such as:
• the height of the building;
• the use of the building;
• information on approval of the building under relevant building regulations (if any);
• appearance of external wall or cladding;
• information on external wall construction or cladding (e.g. in operation and maintenance manuals, or
information handed over for compliance with Regulation 38 of the Building Regulations in England and
Wales [24] or the Fire Safety Design Summary in Scotland [29];
• exposure of external walls or cladding to an external fire;
• fire protection measures (e.g. compartmentation, automatic fire suppression, automatic fire detection);
• apparent quality of construction, or presence of building defects;
• anticipated evacuation time.
Only a few of the above factors would, alone, enable a fire risk assessor to determine whether further
investigation is necessary. For example, a low rise building or a building with what is obviously a simple
masonry wall might not warrant any further consideration. At the other extreme, a high-rise hospital building
that is obviously clad in an unknown form of metal cladding would warrant a recommendation for further
investigation, either by consideration of the other factors above, or by a further, more specialist investigation
(which might be intrusive) by others. For many other situations, the need for comment, advice or
recommendations in the FRA is a matter for the judgement of the fire risk assessor, based on training,
experience and a knowledge of current thinking, taking into account guidance produced after the fire at
Grenfell Tower in 2017.
h) Automatic water-based suppression systems
Automatic sprinkler installations are very effective in the control of fire. The presence of an automatic water-
based suppression system, such as an automatic sprinkler installation, might therefore, enhance life safety,
reduce risk and limit the spread of fire from its point of origin. In assessing the overall risk to life, the
presence of an automatic fire suppression system needs to be taken into account, and can sometimes
compensate for shortcomings in other fire protection measures, such as the fire resistance of doors.
Where suppression systems are part of the life safety measures in any premises, or are taken into account
as compensatory features for a reduction in other fire safety measures [see 5.3d)], this needs to be noted in
the FRA, and procedures are necessary to manage the resulting increase in risk that would occur if the
suppression system were to be taken out of service for any reason.
Provision of sprinklers can also allow a reduction in the performance requirements of elements of
construction and compartmentation. In the case of premises designed and managed in accordance with
BS 9999, the provision of an automatic sprinkler system can permit increased travel distances and
decreased exit widths. While an engineering evaluation of an automatic sprinkler system is not normally
appropriate in the course of the FRA, it is normally appropriate to confirm that there are no obvious
shortcomings created by, for example, storage of stock too close to sprinkler heads. It is also appropriate to
confirm that there are adequate arrangements for testing and maintenance of the system so that faults and
major shortcomings can be identified (see Clause 16). Other forms of water-based suppression system
include watermist systems, which can be appropriate in specific circumstances.
i) Other fire protection systems
Other fire protection facilities and systems that need to be taken into account in the FRA include:
1) smoke control systems;
NOTE 2 The FRA does not normally involve a detailed engineering evaluation of fire protection systems and
equipment, but a recommendation for such an evaluation might be included in the action plan if there are doubts
about the adequacy of the system.
NOTE 3 It is not expected that an FRA will involve opening up the structure of the premises, such as cutting
holes in, or removal of sections of, walls, ceilings partitions, etc. If a dutyholder requires such an “intrusive”
inspection, this would need to be made clear to the fire risk assessor. However, such an inspection can be
recommended in the action plan of the FRA, subject to justification based on evidence of probable shortcomings
in the compartmentation.
NOTE 4 The effects of dangerous substances on the nature of the appropriate fire protection measures need to
be taken into account.
15.3 The purpose of assessing the fire protection measures described in 15.1 is to
determine their contribution to safety of occupants in the event of fire. However, none of
these measures should be assessed in total isolation of the other measures; account should
be taken of the effect of the entire package of measures (including relevant managerial
arrangements) on the consequences of fire to life safety.
15.4 In the case of fire detection and fire alarm systems, the fire risk assessor should
determine the need, or otherwise, for automatic fire detection, and the likely adequacy of the
means for warning people in the event of fire.
15.5 Means for warning any Deaf or hard of hearing occupants identified as especially at risk
in the event of fire should be addressed.
15.6 Means of escape should be assessed in accordance with Annex C.
15.7 Arrangements for evacuation of any disabled or other occupants identified as especially
at risk in the event of fire should be addressed.
15.8 In every FRA, a judgement should be made as to whether there is a need for
emergency escape lighting. If emergency escape lighting is considered necessary,
subjective judgement should be made to the adequacy of any existing emergency escape
lighting.
15.9 The adequacy of fire safety signs, particularly those associated with assistance in use
of escape routes should be determined.
15.10 The adequacy of the type, number and siting of manual firefighting appliances should
be determined.
NOTE Normally, the minimum provision is a sufficient number of portable fire extinguishers that are suitable for
use on class A fires.
15.11 The adequacy of fire stopping, the flammability of linings and, where appropriate, the
flammability of furniture and furnishings should be addressed so far as is reasonably
practicable.
NOTE It is not normally practicable to carry out a complete review of fire stopping in premises. Reliance on a
visual inspection of a sample of readily accessible areas including, where appropriate, those above false ceilings
is normally adequate.
15.12 The FRA should take account of the potential for means of escape to be compromised
by ventilation and air conditioning systems, particularly in hospitals and residential care
premises, but also in other premises in which people sleep.
NOTE Although a detailed evaluation of the fire protection measures incorporated in such systems might not be
practicable in the course of an FRA, where the risk to life from fire is high it might be necessary to recommend
further investigation within the action plan (see Clause 19) into the fire safety strategy and the cause and effect of
the fire detection and fire alarm system.
15.13 The FRA should take account of all other fire protection systems, including automatic
suppression systems, smoke control systems, localized fire suppression systems, dry or wet
fire mains, lifts designed for use by the fire and rescue service, and firefighters’ switches. In
the case of smoke control systems, fire risk assessors should ensure that they understand
the objective of the system and verify, so far as is practicable, that the original design
concept has not been undermined (e.g. by alterations to the premises). Even if the objective
of any fire protection systems or facilities is deemed to be property protection, their presence
should be noted in the FRA, and due account should be taken of their contribution (if any) to
safety of occupants from fire.
15.14 Consideration should be given to the external wall construction and, in particular,
cladding. It is commonly acceptable to assume that the wall and any cladding satisfied the
relevant building regulations at the time of construction of the building. However, the fire risk
assessor should be alert to any situation in which there is good reason to suspect that the
original construction, or subsequent overcladding, failed to conform to the building
regulations that were current at the time of construction. In such cases, there should be
further investigation, which might necessitate a recommendation for this in the action plan.
(see 3.45), estates manager, etc. The person might or might not work within the premises, and the
responsibility could even be shared by two or more people. It is, however, important in the management of
any organization that someone is, and accepts that they are, responsible for fire safety, particularly in the
case of premises in multiple occupation.
c) Access to advice
NOTE 1 Attention is drawn to the requirements of the relevant fire safety legislation for the appointment of
one or more “competent persons” to assist in compliance with the legislation, and to the definition of
“competent person” given in the relevant fire safety legislation.
The “competent person” required by the relevant fire safety legislation might, or might not, be the person
responsible for fire safety, to which reference is made above. However, the two are often different, since the
person having responsibility for fire safety might be a senior manager, while the “competent person” might be
a trained professional in the field of fire safety or health and safety, often based in a remote location, such as
a group head office.
The fire safety policy needs to set out the organizational structure and indicate the sources of competent
assistance available to the dutyholder. Often, organizations are able to appoint one or more of their own
employees for this purpose, while large organizations might appoint whole departments with specific health
and safety responsibilities, including specialists in various matters, such as fire safety. Equally, if consultants
are used for advice, it is necessary for their activities to be coordinated by the organization, since external
consultants are usually appointed in an advisory capacity only, and their appointment does not absolve the
organization from its responsibilities (see Clause 6).
d) Fire procedures
In the course of the FRA, there is a need to ensure that there are formal, documented procedures for people
to follow in the event of fire, and that the procedures in question are adequate. Adequate procedures will
normally address:
1) actions to follow on discovery of fire;
2) actions to follow on hearing the fire alarm signal;
3) the importance of raising the alarm immediately on discovery of fire;
4) the importance of evacuating the premises immediately when the fire alarm sounds;
5) the arrangements for evacuation of disabled occupants;
6) the policy on firefighting by employees;
NOTE 2 The relevant fire safety legislation requires that, where necessary, dutyholders nominate
sufficient competent employees to use fire extinguishing appliances.
7) the summoning of the fire and rescue service;
8) the location of evacuation assembly points;
9) the importance of not attempting to re-enter the premises until instructed to do so by the fire and rescue
service.
NOTE 3 In cases of false alarms that the fire and rescue service do not attend, the decision to re-enter
the premises needs be taken by the person in charge.
Normally, there is a need for special procedures for occupants with special duties in the event of fire. These
could include, for example:
i) switchboard operators (in relation to, for example, summoning of the fire and rescue service);
ii) fire wardens (see 3.52);
iii) assembly point wardens;
iv) those responsible for meeting the fire and rescue service;
v) security personnel;
vi) senior management.
e) Nomination of people with special duties in the event of fire
In carrying out the FRA, there is a need to ensure that there are adequate arrangements for summoning the
fire and rescue service in the event of fire. The arrangements are expected to form part of the fire
procedures for the premises (see above), but it might be the case that summoning the fire and rescue
service is the responsibility of a nominated post-holder, such as a switchboard operator. Even if there are
means for automatic transmission of fire alarm signals to an alarm receiving centre, when the premises are
occupied, arrangements are still needed for summoning the fire and rescue service by means of the public
emergency call system.
The fire risk assessor needs to investigate the dutyholder’s arrangements, where necessary, for nomination
of a sufficient number of competent persons to use the fire extinguishing appliances in the premises, and to
ensure that these are adequate. For example, the fire procedures might dictate that anyone who discovers a
fire is expected to tackle the fire with fire extinguishing appliances if it is safe to do so; alternatively, only a
proportion of the staff in the premises might be authorized and trained to do so. Nominated persons need to
be competent (see 3.14).
NOTE 4 Attention is drawn to the requirements of the relevant fire safety legislation regarding
arrangements for firefighting, including where necessary the nomination and training of people to use
firefighting equipment.
The fire risk assessor also needs to investigate the arrangements for ensuring that the premises are
evacuated (e.g. by appointment of fire wardens), and to ensure there is suitable control, coordination and
monitoring of evacuation procedures. Information on the status of the evacuation is of importance to the fire
and rescue service when they arrive at the premises.
NOTE 5 Attention is drawn to the requirements of the relevant fire safety legislation regarding the
nomination of people to assist in evacuation.
In premises such as residential care homes, it is appropriate to determine, within the FRA, whether sufficient
levels of staff are present to ensure the safety of residents during both day and night. This normally
necessitates discussions with the premises management. In this connection, there is a need for a suitable
emergency plan for evacuation of, at least, the sub-compartment of fire origin. (Except in the case of small
care homes, care homes are normally divided into sub-compartments to facilitate evacuation to a place of
relative safety (see 3.69) in the event of fire.)
NOTE 6 Attention is drawn to registration conditions relating to staffing levels in registered care homes.
These levels might, or might not, be sufficient to facilitate the evacuation of residents.
f) Liaison with the fire and rescue service
In large and complex premises, it is important that there are arrangements for local fire and rescue service
crews to familiarize themselves with the premises and with, for example, the facilities for firefighting and
potential risks to firefighters. While there are legislative requirements imposed on fire and rescue services in
this respect, it can be beneficial for dutyholders to be proactive in inviting the fire and rescue service to carry
out familiarization visits. In some such premises, there might be a need for pre-planning emergency
procedures with the fire and rescue service. In addition, it is important that the fire procedures for the
premises include arrangements for summoning of the fire and rescue service in the event of fire and meeting
the fire and rescue service on arrival.
Arrangements for meeting and briefing the fire and rescue service on arrival is essential in the case of care
homes and hospitals. In these cases, the evacuation of a protected area takes some considerable time and
in many cases is likely to still be in progress on the arrival of the fire and rescue service. In these cases, the
support of fire and rescue crews to complete this evacuation might be critical before they can commence
firefighting operations in the protected area involved. This is because crews might need to enter an area to
tackle a fire and that might temporarily allow smoke and heat to spread into areas in which evacuation is in
progress, potentially placing occupants at increased risk.
To reduce this risk, it is necessary for crews to be briefed on:
1) the exact location of the fire;
2) progress with evacuation of the protected area involved and how they could assist with this; and
3) if possible, a route to the location for firefighting crews that is separate to any area in use as a place of
relative safety.
Similar considerations might apply in the case of prisons and children’s homes.
g) Routine inspections
The FRA is somewhat similar to the MOT inspection of a car, in that it reflects the conditions found by an
assessor at a particular point in time. There is, however, a need to ensure that, on a more routine basis,
there are means for detecting deficiencies in fire precautions. Accordingly, it is appropriate for the fire risk
assessor to investigate arrangements for suitably trained or instructed occupants of the premises to carry out
routine inspections of the fire precautions.
Such inspections need little or no specialist knowledge, but can make a major contribution towards the
maintenance of adequate fire precautions by checking that, for example, manual call points, fire detectors
and sprinkler heads remain unobstructed, self-closing fire doors operate correctly, fire exit doors that are not
in normal use open easily and there is no storage in escape routes that need to remain relatively sterile (e.g.
protected staircases). Sometimes these matters are addressed in the course of health and safety inspections
or more specific fire audits. Often, more frequent day-to-day inspections, of a basic nature, can be carried
out by, for example, patrolling security officers or, for example, in the case of an hotel, by duty managers. It
is important that adequate procedures are in place to enable any deficiencies identified in the course of
routine inspections to be reported and subsequently addressed (e.g. within the scope of a maintenance
schedule).
h) Staff training and fire drills
Since failure of people to react correctly has been associated with many fires that have resulted in serious
loss of life, an important part of the FRA is consideration of arrangements for giving instruction and training
to staff on fire safety matters and for carrying out fire drills. Training and information provided need to
address not only the fire procedures, but also, to the extent relevant, the fire risks in the premises, including
risks associated with dangerous substances, and to understand the fire precautions that are in place. Such
understanding will facilitate the usefulness of, and accuracy of, routine inspections as discussed in the
preceding paragraph. In premises to which the public resort, staff training needs to include arrangements in
respect of directing the public in the event of fire. Fire safety induction training (see 3.43) for all new staff is
particularly important.
There is some evidence to suggest that, in some residential care homes, there are gaps in the planning for,
and in staff understanding of, progressive horizontal evacuation. In carrying out a fire risk assessment for a
care home, there is a need for fire risk assessors to be aware of the potential for such gaps so that it can be
ensured that they are identified by the fire risk assessor within the significant findings of the fire risk
assessment. The fire risk assessor needs to be aware of the challenges of progressive horizontal evacuation
and an appreciation of realistic timescales for the evacuation of residents from the protected area of fire
origin, taking into account factors such as the maximum number of residents in any protected area (sub-
compartment), the nature of residents’ disabilities, the protection of escape routes, the number of staff
available to assist with evacuation during the night and the presence, or possible need for, automatic fire
suppression.
Inevitably, in the case of a care home, the success of a progressive horizontal evacuation strategy will
depend on early arrival and action by the fire and rescue service. This makes liaison with the fire and rescue
service, both prior to, and at the time of, a fire particularly important (see 16f)).
NOTE 7 Attention is drawn to the requirements of the relevant fire safety legislation for adequate training
for employees.
Thereafter, fire safety refresher training (see 3.49) needs to be given periodically. The frequency of refresher
training needs to take into account the turnover of staff, the complexity of the premises and their fire
procedures, and the fire risk.
There is often a need to provide additional training for people who have special responsibilities in the event
of fire; this could, for example, include fire wardens.
Generally, fire drills are important in all except the smallest premises. The drills are a means of reinforcing
training, and provide feedback on the effectiveness of the training that has been carried out.
NOTE 8 Attention is drawn to the requirements of the relevant fire legislation for fire drills to be carried out
where necessary.
i) Provision of Information for third parties
Where the employees of third parties work in the premises of a dutyholder, the dutyholder needs to ensure
that adequate information on fire procedures and relevant fire precautions is passed on to their employer,
and that the employees have been given the relevant information. Such third parties could include
contractors working on the premises, contract security staff, contract caterers and contract cleaners.
NOTE 9 Attention is drawn to the requirements of the relevant fire safety legislation for the provision of
information to third parties who work, or employ people to work, on the premises.
j) Testing and maintenance of fire protection measures
The fire risk assessor needs to ensure that there are adequate arrangements for testing and maintenance of
all fire protection measures. There is also a need to ensure that the workplace itself is adequately maintained
in order to avoid certain fire hazards.
NOTE 10 Attention is drawn to the requirements of the relevant fire safety legislation for testing and
maintenance of fire precautions required by that legislation, and for testing and maintenance of facilities,
systems and equipment required under other legislation (e.g. building regulations) for the use by, or safety
of, firefighters. Requirements and recommendations for testing and maintenance of systems are given in the
relevant British Standards for the particular systems and equipment.
k) Record keeping
The relevant fire safety legislation requires appropriate arrangements to be put in place for the effective
planning, organization, control, monitoring and review of the “preventive and protective” measures
(described in Scotland and Northern Ireland as simply the “fire safety measures”) that the FRA identifies as
being necessary for compliance with that legislation. Other than in the case of certain small businesses, it is
a legal requirement for these arrangements to be recorded. Thus, there is a need, in effect, for a fire safety
manual for the premises (see 3.46).
It is not necessarily specifically required that records of training, inspection, testing, maintenance, etc. are
kept. Nevertheless, such records are an important means of demonstrating, if required, that all legislative
obligations have been satisfied. It is, therefore, relevant for the fire risk assessor to consider any records that
exist and to make recommendations, where appropriate, for keeping of suitable records. These records can
also be important in demonstrating that there have been no breaches of good practice that could result in
litigation in the event of injury to an occupant of the premises in the event of fire.
l) Cooperation and coordination between dutyholders in premises in multiple occupation
Where two or more organizations share a building, adequate fire safety for all occupants can be achieved
only if the organizations cooperate with one another and coordinate their fire safety measures. For example,
there needs to be coordination of fire procedures, fire drills and fire management strategy. It needs to be
ensured that one occupier’s activities and practices do not create a risk to those in another occupier’s part of
the building. In the case of the FRA, it needs to be ensured that there is appropriate cooperation and
coordination of the fire safety measures of different occupiers within such premises in multiple occupation.
NOTE 11 Where part of a building is a construction site (e.g. during a refurbishment or partial occupation of
a new building), cooperation and coordination is necessary between each occupier and the principal
contractor.
16.1 The FRA should record the name(s) or post(s) of the person(s) responsible for fire
safety in the premises.
16.2 It should be verified that there are arrangements for obtaining competent advice on the
requirements of fire safety legislation. The source of such advice should be recorded in the
documented FRA (see Clause 10).
16.3 In the course of the FRA, the following matters should be taken into account. Any
shortcomings in these matters should be identified in the documented FRA and should be
addressed in the action plan (see Clause 19):
a) the fire procedures, including procedures for people with special responsibilities in the
event of fire;
b) the arrangements for summoning the fire and rescue service in the event of fire;
c) the nomination of people to respond to fire, using firefighting equipment if appropriate to
do so;
d) where appropriate, the nomination of people to assist with evacuation;
e) arrangements for liaison with the fire and rescue service;
f) arrangements for routine inspections of the premises and their fire precautions;
g) in the case of premises in multiple occupation, arrangements for cooperation and
coordination between different occupiers;
h) staff training;
i) fire drills;
j) provision of information to third parties;
k) testing and maintenance of fire protection systems and equipment by a competent
person (including systems and equipment installed for use by, or for the safety of,
firefighters);
l) maintenance of the workplace;
m) appropriate records, including, normally, a fire safety manual.
the basis for a subjective but analytical approach to situations in which fire protection measures (such as means
of escape) do not conform to the recommendations of the relevant prescriptive code of practice or guidance.
For example, if the travel distances are significantly longer than recommended in the relevant code of practice,
thereby extending the travel time and hence the escape time, account may be taken of fire precautions (whether
existing or proposed in the action plan) that act to reduce the escape time by a commensurate amount; such fire
precautions might be other fire protection measures or various enhancements in fire safety management (e.g. fire
procedures, fire training and fire drills). Alternatively, account may be taken of fire precautions (whether existing
or proposed in the action plan) that extend the ASET (e.g. measures to control smoke).
17.1 In the process of every FRA, an assessment should be made of the likely
consequences of fire.
NOTE It is usual and acceptable for the likely consequences of fire to be expressed subjectively (e.g. “slight
harm”, “moderate harm” or “extreme harm”).
17.2 If, in the FRA methodology adopted, a matrix is used to combine likelihood of fire and
likely consequences of fire in order to determine the fire risk, the number of predetermined
categories of likely consequences of fire should be the same as the number of
predetermined categories of likelihood of fire (see Clause 14).
premises to be compared with the fire risk in other premises (e.g. within the single estate of one organization), so
identifying those premises in greatest need of attention. Even applied to single premises in isolation, the
assessment of fire risk can provide a useful descriptor that imparts a sense of the magnitude of fire risk.
The categories for classification of fire risk are derived from those used to determine the likelihood and likely
consequences of fire (see Clause 14 and Clause 17). Whereas it is normally sufficient to classify likelihood of fire,
or likely consequences of fire, into one of three predetermined categories, a greater number of categories of fire
risk is normally appropriate in order to cater for the range of levels of fire risk that can occur. Thus, a minimum of
five predetermined categories of fire risk is normally appropriate.
The category of fire risk for any premises can be determined by combination of the likelihood of fire and the likely
consequences of fire, using a matrix; this is a method of risk assessment commonly adopted in the field of health
and safety.
The advantage of this approach is that it tends to result in relatively consistent assessments of risk (and, hence,
fire risk) by different risk assessors; the risk assessor need select from the matrix only one of three levels of
likelihood and one of three levels of likely consequences, but can derive thereby any one of five levels of (fire)
risk.
18.1 In the process of every FRA, an assessment should be made of the fire risk in the
premises.
NOTE It is usual and acceptable for the fire risk to be expressed in terms of one of a number of predetermined
categories of risk (e.g. “trivial”, “tolerable”, “moderate”, “substantial” or “intolerable”).
18.2 If, in the FRA methodology adopted, fire risk is expressed in terms of one of several
predetermined categories, there should be at least five predetermined categories.
18.3 The FRA methodology adopted should be such that there is a transparent means for
combining the likelihood of fire and the likely consequences of fire to derive the fire risk (e.g.
use of a matrix with predetermined categories for each of these).
NOTE Table 1 shows an example of such a matrix that can be adopted in assessment of fire risk.
b) Could any of the recommended actions create new hazards to health and safety?
c) Have the most cost-effective solutions been chosen?
d) What will occupants affected think about the need for, and practicality of, the revised fire precautions?
e) Will the revised fire precautions be adopted and maintained in practice and not ignored in the face of, for
example, normal use of, and operations in, the premises?
All of these questions have a relevance to any action plan, the objective of which is to achieve tolerable risk, but
without the creation of new hazards. The fire precautions proposed ought to be the most cost-effective available;
often a single fire safety objective (see 3.47) can be satisfied by a variety of measures.
The practicality of fire precautions, and their acceptability to occupants, are also essential. There is no point in
installing self-closing fire doors if discussion with occupants would have revealed that they would be such an
impediment to the work process that they would always be wedged in the open position. Equally, if this is clear
from discussion with those in the workplace, the problem may be pre-empted by installing fire doors that are held
open by automatic door release mechanisms, which release the self-closing doors on operation of the fire alarm
system.
It is normally appropriate to allocate priorities to each measure recommended in the action plan, to reflect the
urgency of the measure, as determined in the FRA. (This might, however, be unnecessary if, for example, most
of the recommended measures are minor in nature and will be implemented in the short term in any case.)
If prioritization is appropriate, it is often helpful to have a scheme of prioritization that is suitable for the way in
which the company operates and projects are planned. There is no right or wrong scheme of prioritization, but,
whatever scheme is adopted, it needs to be simple to understand, consistent to apply and relatively unambiguous
as far as allocation of priorities is concerned. This suggests that it is appropriate for there to be no more than
three or four priorities.
A simple scheme might be one with only four priorities, such as:
1) immediate (to be implemented as soon as possible), including, where relevant, interim measures necessary
to ensure the safety of occupants until permanent measures can be implemented;
2) short term (to be implemented within, say, three months);
3) medium term (to be implemented within, say, three to six months);
4) long term (to be implemented as and when the opportunity arises, such as at the time of replacement of a
fire door or refurbishment of premises).
Many other systems of prioritization are possible. For example, priorities might distinguish between matters that
constitute breaches of legislation and those that do not.
NOTE Under the relevant fire safety legislation, breach of the requirements of the legislation in respect of fire
precautions constitutes a criminal offence only if the breach results in the risk of serious injury or death of one or
more persons who are lawfully on the premises, or in the immediate vicinity of the premises, in the event of fire.
Thus, for example, a possible scheme of prioritization could be:
i) serious breach of legislation, having the potential for serious injury to occupants;
ii) matters that breach legislation but are not considered to constitute a serious threat to life safety;
iii) matters that need to be addressed as good practice, but that do not constitute a significant threat to
occupants.
The implications, in terms of timescales, etc. would naturally flow from this.
Yet another possible scheme could take into account both the cost benefit and the practicality of implementation.
For example, minor housekeeping items could be regarded as suitable for immediate implementation, simply
because there is no reason to delay doing so, regardless of whether there is a major benefit to the safety of
occupants. However, matters that might address a greater threat to occupants might be impossible to implement
immediately, in the literal sense of the term, simply because specifications need to be drawn up, tenders
obtained, etc.
In some circumstances, the risk to persons might be so serious that the risk assessor needs to ensure that a
suitable representative of the dutyholder is informed immediately, before the assessor leaves the premises.
Where FRAs are carried out for a large number of premises of similar type, on behalf of a single dutyholder, there
can be advantage in an analysis of all the action plans produced, to give an overview to the dutyholder regarding
the state of their estate of properties, common problems and prioritization of the premises in which capital work
might be necessary. In this situation, there is a need for procedures to be in place to ensure the consistency of
the FRAs, particularly if they are carried out by more than one fire risk assessor.
19.1 Every documented FRA should incorporate an action plan. If the fire risk and existing
fire precautions are such that no recommendations for improvements are necessary, it
should be explicit within the document that, in the opinion of the fire risk assessor, the only
actions necessary are those to maintain the existing standard of fire precautions.
NOTE The action plan is sometimes, more simply, described as “recommendations”, particularly when the FRA
is carried out by a third-party fire risk assessor (see 3.81).
19.2 The action plan should be such that, if implemented, it will be able to reduce fire risk to,
or maintain fire risk at, a tolerable level.
19.3 Where appropriate, the action plan should address both physical fire precautions and
managerial issues.
19.4 The action plan should be both practicable to implement and possible to maintain,
taking into account the nature of the premises, the occupants and the work processes
carried out.
19.5 The measures recommended in the action plan should be cost-effective in reducing fire
risk. They should be “reasonably practicable”, meaning that the cost, time and trouble
involved in implementing any measure is not grossly disproportionate to the risk if the
measure is not implemented.
19.6 No new significant hazards to health and safety should result from implementation of
the action plan.
19.7 The action plan should contain information regarding the appropriate effort and urgency
associated with the measures recommended. Effort and urgency should be proportionate to
fire risk, but financial considerations should also be taken into account, though only in
relation to the fire risk, and not in relation to the ability of the dutyholder to pay for the
recommended actions; this avoids a situation in which persons in one premises are placed
at greater risk than persons in another premises, simply because the first dutyholder is less
able to afford fire precautions than the second dutyholder.
19.8 Where relevant, the action plan should recommend matters for further investigation by
the dutyholder, and areas that need to be checked by the dutyholder (e.g. where relevant
information and access to certain areas was not available at the time of the FRA).
19.9 Where FRAs are carried out for a number of properties on behalf of a single dutyholder,
it is essential that there are arrangements in place to ensure the consistency of the FRAs in
terms of the assessment of risk and the actions specified in the action plan to address the
risk.
NOTE Such quality assurance procedures are normally required under third-party certification schemes for fire
risk assessment companies; this involves independent checking of each FRA by someone other than the person
who carried out the FRA.
design of fire protection measures and major changes in the measures for control or elimination of fire hazards,
but also include changes resulting from more gradual deterioration of fire precautions as a result of constant use
or lack of maintenance (e.g. wear and tear on fire doors). Gradual changes can also occur as a result of changes
in management, turnover of employees and minor changes in layout that, after a prolonged period and numerous
changes, have a significant effect on means of escape. It is also relevant to review the FRA after any fire.
It follows, therefore, that, when any of the acute step changes described above occur, the FRA needs to be
reviewed. There might also be need for approval of such changes under building regulations. Approval of
changes by the authority that enforces the relevant fire safety legislation is not necessary, unless an “alterations
notice” under the legislation requires that proposed alterations to the premises be notified to the enforcing
authority. However, as gradual changes over a long period of time can also affect the validity of the FRA, there is
a need for regular review of the FRA, even if there are no obvious changes that affect its validity. In FRAs carried
out in accordance with this PAS, judgement of the maximum period after which the FRA needs to be reviewed,
on a routine basis, is actually part of the FRA process.
When the FRA is reviewed, consideration needs to be given to the extent to which the previous action plan has
been implemented. Work that has not been completed needs to be identified.
There is no correct or incorrect frequency for the regular review of the FRA. This is a matter for the judgement of
the fire risk assessor and, to some extent, the organization’s own fire safety policy (see 3.48). It is, however,
appropriate to take account of the likely frequency of significant changes. A best practice default is normally that
the FRA is reviewed annually.
For example, the FRA for a retail outlet, in which significant changes in sales layout are likely to occur frequently,
might need more frequent review than the FRA for a barrister’s chambers that have remained unaltered for many
decades. Also, if, at the time of the FRA, there are major shortcomings in fire precautions, the action plan will
normally contain proposals for significant changes. These changes are likely to take place within a relatively short
time, after which review of the FRA might be warranted.
More frequent reviews might be appropriate where risk to residents is high as the result of disabilities,
dependencies and complex evacuation strategies, such as care homes and hospitals. For the highest risk
premises, it might be appropriate to carry out a new, full FRA every year.
NOTE Suitable templates for full assessments and reviews are given in Annex A and Annex D respectively.
Review of the FRA is not synonymous with a new assessment. Equally, however, in a regular review, all aspects
of the original FRA might need to be revisited to check that they have not been subject to change; this
emphasizes the importance of adequate recording of the significant findings of the original FRA, so that the basis
for its conclusions can be readily re-examined. On the other hand, if the review has arisen purely as the result of
a specific material alteration, it might be the case that a limited review is sufficient.
The original FRA, in conjunction with one or more documented reviews, constitutes a form of audit trail that
demonstrates ongoing control of fire safety. After a period of time in which there have, for example, been several
reviews in which significant changes and the need for new risk control measures have been identified, the audit
trail is likely to become unwieldy. At that stage, the documentation of a new and complete FRA might be
appropriate.
20.2 When the FRA is reviewed, it should be confirmed whether any work recommended in
the original action plan has been carried out.
20.3 When determining the frequency of the FRA review, account should be taken of:
a) the likely frequency of significant alterations to the premises;
b) the period after which major changes in fire precautions are likely to have taken place as
a result of the measures recommended in the action plan; and
c) the level of fire risk.
20.4 The FRA review should explicitly address the issues included in the original FRA, albeit
that less detail in the record of the significant findings is necessary, particularly in respect of
fire precautions that have not changed since the original FRA.
20.5 The FRA review should record the name of the fire risk assessor(s), the date(s) on
which the periodic review was carried out and the name(s) of the principal person(s) with
whom there was consultation (e.g. for supply of relevant information) at the time of the
periodic review. It should also be clear as to the number of reviews that have been carried
out since the previous FRA.
20.6 The FRA review should record the date by which the next periodic review is to be
carried out.
Annex A (informative)
Model pro forma for documentation of the FRA
A.1 This annex contains a model pro forma for documentation of an FRA in England and
Wales. (The CD Rom, which forms part of this PAS, contains modified pro formas for use in
Scotland and Northern Ireland.) If the pro forma is completed by a competent person, the
format and scope of the FRA will be suitable and sufficient to satisfy the recommendations of
this PAS. Modifications to this format will be necessary in the case of premises in multiple
occupation, for which information about the building and about the premises of the occupier,
for whom the FRA is being carried out, both need to be recorded.
NOTE Enforcement of fire safety legislation is the prerogative of the enforcing authority charged by legislation
with the responsibility to do so. Each enforcing authority is autonomous. There is sometimes debate as to the legal
interpretation of what constitutes the significant findings of an FRA. However, the format of the pro forma contained
in this annex, being part of a BSI PAS, is considered by the National Fire Chiefs Council to be one suitable format
for recording the significant findings of a suitable and sufficient FRA, although many other formats would also be
acceptable.
A.2 The format of a documented FRA may vary from that shown in this annex, provided that
the recommendations of each clause of this PAS are satisfied. For example, in the case of
means of escape, compliance with Annex C necessitates that the key factors in Table C.1
are explicitly addressed in the documented FRA, but not all the specific issues shown in
Table C.1 and in the pro forma contained in this annex need necessarily be included in all
documented FRAs conforming to the recommendations of this PAS, as they might not all
constitute “significant findings”. It is, however, necessary for compliance with this PAS, that
the specific issues have, at least, been considered by the fire risk assessor while carrying
out the FRA.
A.3 Equally, the prompt-list of fire hazards shown in the pro forma may be expanded. This
might be appropriate, for example, if there are significant fire hazards for which no headings
are included in the pro forma.
A.4 Where description of any fire hazards or fire precautions is considered appropriate, this
can be recorded under the “Relevant information and deficiencies” heading in the pro forma.
These sections can also be used to set out justification for acceptance of standards of any
fire protection measures that depart significantly from a prescriptive norm (see 10.4).
A.5 While it might not be essential to record further information in every section of the pro
forma, care needs to be taken to ensure that the pro forma does not become purely a tick-list
with inadequate supporting information. Such an FRA is unlikely to satisfy fire safety
legislation, nor would it conform to the recommendations of this PAS.
A.6 Within the proforma in this annex, for each main topic, the relevant clause within this
PAS that provides guidance on that topic is shown in parentheses alongside the topic
heading. This is for the guidance of the user of this PAS, and the clause references need not
be shown in the documented fire assessment provided to the dutyholder.
A.7 For further guidance on the use of the proforma, an exemplar of a completed fire risk
assessment is contained in Annex E.
Address of Premises:
Person(s) Consulted:
Assessor:
This report is intended to assist you in compliance with Article 9 of the Regulatory Reform
(Fire Safety) Order 2005 (the ‘Fire Safety Order’), which requires that a risk assessment be
carried out.
[Date]
GENERAL INFORMATION
1.4 Occupancy:
3.6 Others:
6. REFERENCES
7.3 Other legislation that makes significant requirements for fire precautions in these
premises (other than the Building Regulations 2010 and any relevant Local Act):
11.1 Is there satisfactory control over the use of portable N/A Yes No
heaters?
11.2 Are fixed heating and ventilation installations subject to N/A Yes No
regular maintenance?
5 Note: Reasonable only in the context of this fire risk assessment. If specific advice on security (including security against
15.1 Is there satisfactory control over works carried out in the N/A Yes No
building?
More specifically:
16.1 Are the general fire precautions adequate to address the N/A Yes No
hazards associated with dangerous substances used or
stored within the premises7?
17.1 Hazards:
6 For the purpose of this risk assessment and the Fire Safety Order, dangerous substances are primarily explosive, highly
18.4 Are the escape routes available for use and suitably N/A Yes No
maintained?
More specifically:
8Based on current occupancy information provided. Detailed calculations (e.g. using floor space factors to predict
maximum occupancy) not carried out.
d) Are all fire exits easily and immediately openable? N/A Yes No
19.2 As far as can reasonably be ascertained, fire dampers are N/A Yes No
provided as necessary to protect critical means of escape
against passage of fire, smoke and combustion products in
the early stages of a fire9,10?
9This fire risk assessment will not necessarily identify all minor fire stopping issues that might exist within the building. If
you become aware of other fire stopping issues, or are concerned about the adequacy of fire stopping, you may wish to
consider arranging for an invasive survey by a competent specialist.
10 A full investigation of the design of HVAC systems is outside the scope of this fire risk assessment.
11Based on visual inspection, but no test of illuminance levels or verification of full compliance with relevant British
Standards carried out.
21.1 Reasonable standard of fire safety signs and notices? N/A Yes No
22.1 Reasonable fire detection and alarm system provided12? N/A Yes No
12 Based on visual inspection, but no audibility tests or verification of full compliance with relevant British Standard carried
out.
23.3 Are all fire extinguishing appliances readily accessible? N/A Yes No
13 Relevant to life safety and this risk assessment (as opposed to property protection).
14 Relevant to life safety and this risk assessment (as opposed to property protection).
25.5 Are there appropriately sited facilities for electrical isolation N/A Yes No
of any photovoltaic (PV) cells, with appropriate signage, to
assist the fire and rescue service?
15 This is not intended to represent a legal interpretation of responsibility, but merely reflects the managerial arrangement
More specifically:
16 Based on brief review of procedures at the time of this fire risk assessment. In-depth review of documentation is outside
26.6 If the premises are in multiple occupation, are there N/A Yes No
adequate arrangements for cooperation between
dutyholders to ensure coordination of their fire safety
arrangements?
26.8 Appropriate liaison with fire and rescue service (i.e. by N/A Yes No
fire and rescue service crews visiting for familiarization
visits?)
27.1 Are all staff given adequate fire safety instruction and N/A Yes No
training?
More specifically:
27.2 Are fire drills carried out at appropriate intervals? N/A Yes No
27.3 When the employees of another employer work in the N/A Yes No
premises, is appropriate information on fire risks and
fire safety measures provided?
17 Based on brief consideration of the scope of such training. In-depth evaluation is outside the scope of this fire risk
assessment.
28.2 Weekly testing and periodic servicing of fire detection N/A Yes No
and alarm system?
28.3 Monthly and annual testing routines for emergency N/A Yes No
escape lighting?
28.7 Weekly and monthly testing, six-monthly inspection and N/A Yes No
annual testing of fire-fighting lift(s)?
28.9 Routine checks of final exit doors and/or security N/A Yes No
fastenings?
The following simple risk level estimator is based on a commonly used risk level estimator:
Potential consequences
of fire
Slight harm Moderate harm Extreme harm
Likelihood of fire
Taking into account the fire prevention measures observed at the time of this risk assessment, it is
considered that the hazard from fire (likelihood of fire) at these premises is:
Medium: Normal fire hazards (e.g. potential ignition sources) for this type of
occupancy, with fire hazards generally subject to appropriate controls (other
than minor shortcomings).
High: Lack of adequate controls applied to one or more significant fire hazards,
such as to result in significant increase in likelihood of fire.
Taking into account the nature of the premises and the occupants, as well as the fire protection
and procedural arrangements observed at the time of this fire risk assessment, it is considered
that the consequences for life safety in the event of fire would be:
Slight harm: Outbreak of fire unlikely to result in serious injury or death of any occupant
(other than an occupant sleeping in a room in which a fire occurs).
Moderate harm: Outbreak of fire could foreseeably result in injury (including serious injury) of
one or more occupants, but is unlikely to result in multiple fatalities.
Extreme harm: Significant potential for serious injury or death of one or more occupants.
Accordingly, it is considered that the risk to life from fire at these premises is:
Comments:
A suitable risk-based control plan should involve effort and urgency that is proportional to risk.
The following risk-based control plan is based on one advocated for general health and safety
risks:
It is essential that efforts are made to reduce the risk. Risk reduction measures should
be implemented within a defined time period.
Moderate
Where moderate risk is associated with consequences that constitute extreme harm,
further assessment might be required to establish more precisely the likelihood of harm
as a basis for determining the priority for improved control measures.
Considerable resources might have to be allocated to reduce the risk. If the building is
Substantial unoccupied, it should not be occupied until the risk has been reduced. If the building is
occupied, urgent action should be taken.
Intolerable Building (or relevant area) should not be occupied until the risk is reduced.
NOTE THAT, ALTHOUGH THE PURPOSE OF THIS SECTION IS TO PLACE THE FIRE RISK
IN CONTEXT, THE ABOVE APPROACH TO RISK ASSESSMENT IS SUBJECTIVE AND FOR
GUIDANCE ONLY. ALL HAZARDS AND DEFICIENCIES IDENTIFIED IN THIS REPORT
SHOULD BE ADDRESSED BY IMPLEMENTING ALL RECOMMENDATIONS CONTAINED IN
THE FOLLOWING ACTION PLAN. THE FIRE RISK ASSESSMENT SHOULD BE REPEATED
REGULARLY.
ACTION PLAN
It is considered that the following actions should be implemented in order to reduce fire
risk to, or maintain it at, the following level:
Trivial Tolerable
1.
REFERENCES
Guidance in Support of Fire Safety Legislation
England and Wales
HM Government Guides to Fire Safety Risk Assessment, DCLG:
Offices and Shops.
Factories and Warehouses.
Sleeping Accommodation.
Residential Care Premises.
Educational Premises.
Small and Medium Places of Assembly.
Large Places of Assembly.
Theatres, Cinemas and Similar Premises.
Open Air Events and Venues.
Healthcare Premises.
Animal Premises and Stables.
Transport Premises and Facilities.
Means of Escape for Disabled People.
Scotland
Scottish Government: Practical Fire Safety Guidance:
Existing Non-Residential Premises.
Existing Premises with Sleeping Accommodation.
Care Homes.
Healthcare Premises.
The Evacuation of Disabled Persons from Buildings.
Northern Ireland
DHSSPS Sector Specific Guidance Documents:
Sleeping Accommodation.
Offices and Shops.
Healthcare Premises.
Theatres, Cinemas and Similar Premises.
Small and Medium Places of Assembly.
Open Air Events.
Guidance in Support of Building Regulations
England and Wales
Approved Document B Vol 2, 2006 edition (as amended).
Scotland
Technical Handbook 2019, Non-Domestic – Fire.
Northern Ireland
Technical Booklet E 2012.
Fire Safety Design and Management
BS 9991: 2015. (Incorporating corrigendum No. 1.) Fire safety in the design, management and use of
residential buildings. Code of practice.
BS 9999: 2017. Fire safety in the design, management and use of buildings. Code of practice.
Fire Detection and Fire Alarm Systems
BS 5839-1: 2017. Fire detection and fire alarm systems for buildings. Code of practice for design,
installation, commissioning and maintenance of systems in non-domestic premises.
BS 5839-6: 2019. Fire detection and fire alarm systems for buildings - Code of practice for the design,
installation, commissioning and maintenance of fire detection and fire alarm systems in domestic
premises.
BS 5839-8: 2013. Fire detection and fire alarm systems for buildings - Code of practice for the design,
installation, commissioning and maintenance of voice alarm systems.
BS 5839-9: 2011. Fire detection and fire alarm systems for buildings - Code of practice for the design,
installation, commissioning and maintenance of emergency voice communication systems.
Fire Extinguishing Appliances
BS 5306-1: 2006. Code of practice for fire extinguishing installations and equipment on premises -
hose reels and foam inlets.
BS 5306-3: 2017. Fire extinguishing installations and equipment on premises. Commissioning and
maintenance of portable fire extinguishers. Code of practice.
BS 5306-8: 2012. Fire extinguishing installations and equipment on premises - Selection and
positioning of portable fire extinguishers - Code of practice.
BS EN 3. Portable fire extinguishers.
BS EN 671-3: 2009. Fixed fire-fighting systems. Hose systems. Maintenance of hose reels with semi-
rigid hose and hose systems with lay-flat hose.
BS EN 1869: 2019. Fire blankets.
Emergency Escape Lighting
BS 5266-1: 2016. Emergency lighting - Code of practice for the emergency lighting of premises.
BS 5266-8: 2004. (BS EN 50172: 2004). Emergency escape lighting systems.
BS EN 1838: 2013. Lighting applications – Emergency lighting.
Fire Safety Signs
BS 5499-4: 2013. Safety signs. Code of practice for escape route signing.
BS ISO 3864-1: 2011. Graphical symbols. Safety colours and safety signs. Design principles for
safety signs and safety markings.
BS EN ISO 7010: 2012 + A7: 2017. Graphical symbols. Safety colours and safety signs. Registered
safety signs.
BS 5499-10: 2014. Guidance for the selection and use of safety signs and fire safety notices.
Fixed Fire Extinguishing Systems and Equipment
BS EN 12845: 2015 + A1: 2019. Fixed fire-fighting systems. Automatic sprinkler systems. Design,
installation and maintenance.
BS 9990: 2015. Non-automatic fire-fighting systems in buildings. Code of practice.
Lightning
BS EN 62305-1: 2011. Protection against lightning. General principles.
BS EN 62305-2: 2012. Protection against lightning. Risk management.
BS EN 62305-3: 2011. Protection against lightning. Physical damage to structures and life hazard.
BS EN 62305-4: 2011. Protection against lightning. Electrical and electronic systems within
structures.
Miscellaneous
BS 7176: 2007 + A1: 2011. Specification for resistance to ignition of upholstered furniture for non-
domestic seating by testing composites.
BS 7273-4: 2015. Code of practice for the operation of fire protection measures. Actuation of release
mechanisms for doors.
BS 7671: 2018 + A1 2020: Requirements for Electrical Installations. IET Wiring Regulations.
Eighteenth Edition.
BS 8899: 2016. Improvement of fire-fighting and evacuation provisions in existing lifts. Code of
practice.
Published Guidance on Control of Contractors
Standard Fire Precautions for Contractors Engaged on Crown Works, Department of Environment,
HMSO.
Fire Prevention on Construction Sites. Fire Protection Association.
Fire Safety in Construction. HSG168 (2nd edition) HSE.
Annex B (informative)
Fire hazard prompt-list
B.1 This annex sets out, in Table B.1, a list of fire hazards that are normally considered in
the FRA. Typical key measures for the elimination or control of each hazard are given, along
with some relevant codes of practice or guidance documents. Government guidance
documents in support of the relevant fire safety legislation also give guidance on those
matters.
B.2 This prompt-list is not necessarily exhaustive, particularly in respect of measures for
control and elimination of fire hazards, and there might be a need to consider further hazards
and measures to prevent fire in the course of the FRA, particularly if work processes give
rise to more specific fire hazards. Similarly, the codes of practice and guidance documents
referenced are intended only to comprise a representative sample of those available.
86
Faults in fixed heating Regular maintenance of installations.
installations
Use of cooking Suitable design of cooking areas. Recommendations for fire safety in commercial
appliances Availability of suitable fire extinguishing appliances to deal with kitchens [34].
small fires. Recommendations for fire risk assessment of catering
Regular replacement of grease filters and deep cleaning of extract extract ventilation [35].
ductwork.
Lightning Provide lightning protection system if likelihood of lightning strike BS EN 62305 (All parts)
Contractors’ operations Suitable fire safety conditions in contracts with outside contractors. Standard fire precautions for contractors engaged on
and “hot work” by Suitable control over outside contractors while in the premises. Crown works [28].
maintenance staff Fire prevention on construction sites [36]
THIS DRAFT IS NOT CURRENT BEYOND 30 JUNE 2020.
Annex C (normative)
Key factors to consider in assessment of means of escape
C.1 Table C.1 shows the key factors that should always be explicitly considered in
assessment of means of escape. Most of the factors are quite broad and encompass a
number of more specific issues. These key factors can be used as a form of prompt-list and
should, therefore, normally be shown in the documented FRA (see Clause 10), as proof that
they have been considered.
C.2 The more specific issues should always be considered in the FRA process but may or
may not be explicitly shown in the documented FRA. Where the experience of the fire risk
assessor is limited, it might be of value for at least some of the specific issues to be included
in the pro forma used, so that they act as prompts or reminders to the fire risk assessor.
C.3 Where it is determined that there are significant departures in compliance of any key
factor or specific issue with recognized guidance or codes of practice, but it is considered
that the departures are acceptable (and, hence, no relevant recommendation needs to be
made in the action plan), the reasoning behind the acceptance of each departure should be
documented in the FRA (see 10.4).
C.4 Guidance on means of escape is contained in Government guidance documents that
support the relevant fire safety legislation.
88
consequent time available for escape, need to be
taken into account.
Protection of escape • Are escape routes, such as staircases, dead end corridors, Where automatic door release mechanisms are used,
routes bedroom corridors, etc, protected (see 3.73 where necessary? it is important to ensure that there is adequate
• Are all fire doors properly self-closing, kept locked shut or only provision of suitably sited smoke detectors and that
the interface with the fire alarm system is appropriate.
held open by suitable, correctly functioning automatic door
Guidance is given in BS 7273-4.
release mechanisms (see 3.5)?
Adequate provision of • Is there a sufficient number of fire exits and escape routes? Methods of calculating exit capacity are given in
exits and escape routes • Are the number and widths of fire exits and escape routes all codes of practice that cover means of escape.
sufficient for the number of occupants?
Exits easily and • Are fire exits easily openable without, for example, the use of a Guidance on the interface between fire detection
THIS DRAFT IS NOT CURRENT BEYOND 30 JUNE 2020.
unobstructed • Are adequate widths of corridors and other escape routes number of people who need to use the escape
Annex D (informative)
Model pro forma for documentation of a review of an existing fire risk assessment
D.1 This annex contains a pro forma for documentation of a review of an existing FRA. If the
pro forma is completed by a competent person, the format and scope of the review will be
suitable and sufficient to satisfy the recommendations in Clause 20.
D.2 The format of the documented review may vary from that shown in this annex, provided
the recommendations in Clause 20 are satisfied. For example, the level to which principal
issues are broken down into their component factors may vary, provided it is clear that the
principal issues addressed in the original FRA have been addressed, or that the scope of the
review is limited to, for example, a material alteration that has resulted in the review
(see Clause 20).
NOTE A review of an FRA does not necessarily involve completion of a pro forma but this annex offers a record
of the review that may be made.
Address of premises:
Person(s) consulted:
Assessor:
Review number:
The purpose of this report is to provide an assessment of the risk to life from fire in these premises, and, where
appropriate, to make recommendations to ensure compliance with fire safety legislation. The report does not
address the risk to property or business continuity from fire.
[Date]
9) The original fire risk assessment should be reviewed again by a competent person by the date indicated
above or at such earlier time as there is reason to suspect that it is no longer valid or if there has been a
significant change in the matters to which it relates, or if a fire occurs.
GENERAL INFORMATION
1. Significant changes identified since the time of the previous fire risk assessment in respect of:
2. Significant changes in measures to prevent fire since the time of the fire risk assessment:
5.1 Significant changes in fire protection measures since the time of the fire risk assessment:
9.1 Are there adequate fire safety signs and notices? Yes No
16.1 Are the arrangements for staff training and fire drills Yes No
adequate?
17.1 Are the arrangements for testing and maintenance of fire Yes No
protection systems and equipment adequate?
On the basis of the criteria set out in the original fire risk assessment, it is considered that the current
risk to life from fire at these premises is:
Yes No
1.
It is considered that the following recommendations should be implemented in order to reduce fire
risk to, or maintain it at, the following level:
Trivial Tolerable
Annex E (informative)
Exemplar of a completed fire risk assessment
E.1 This annex contains an exemplar of the significant findings of a fire risk assessment,
documented using the template in Annex A. Its purpose is to aid clarity in the use of the
template in Annex A.
E.2 For ease of study, the exemplar relates to a fictional, very simple office building. The
exemplar is not intended to constitute a model fire risk assessment or a counsel of perfection
in relation to the level of detail recorded, which, again, for ease of study, has been kept to a
relative minimum. Many fire risk assessments, particularly for more complex premises and
those with a greater number of deficiencies in fire safety will warrant recording of more
extensive detail.
E.3 Similarly, it is not intended that wording and phraseology comprise samples that are to
be copied in fire risk assessments carried out by users of this PAS.
Assessor: Mr B. Robinson
This report is intended to assist you in compliance with Article 9 of the Regulatory Reform
(Fire Safety) Order 2005 (the ‘Fire Safety Order’), which requires that a risk assessment be
carried out.
February 2020
GENERAL INFORMATION
A concrete framed building with brick external walls and a mixture of brick and block
internal walls. Concrete floors. The roof is partly pitched and glazed and partly an
asphalted flat roof. There is no roof void.
1.4 Occupancy:
Offices.
3.4 Occupants in remote areas and lone workers: Cleaners, maintenance staff, visiting
contractors.
The building was constructed the 1950s. The ABC Company took occupation in 2005.
The building accommodates the company’s head office and call centre.
The building comprises five floors:
The basement is mainly used for plant, with some storage areas.
The ground floor comprises office and ancillary accommodation, which includes
training rooms, data centre, post room and generator room.
The first floor contains office space, and a large call centre.
The second floor comprises office accommodation.
The third floor contains the staff restaurant, executive offices and the board room.
Access to the upper floors is via five staircases and three lifts, one of which is a goods
lift located adjacent to staircase five.
Of the five staircases, four are dedicated escape staircases. The fifth is the main
staircase from reception.
The number of employees in 2.1 is based on the number of staff likely to be present,
after taking into account shift patterns.
Security staff are on site on a 24-hour basis.
The building is open Monday to Friday, from 06:30 to 22:00 hours, and at weekends
from 07:30 to 18:30 hours.
There is an incoming electrical power supply of 11,000V; the main electrical intake room
is located in the basement.
No access was available to the electricity substation in the basement. This is under the
sole control of EDF and access is available to authorized persons only.
Two people with a disability are employed, both with mobility limitations. Personal
emergency evacuation plans (PEEPs) have been prepared.
6. REFERENCES
See list of British Standards and other specific references at the end of this report.
7.3 Other legislation that makes significant requirements for fire precautions in these
premises (other than the Building Regulations 2010 and any relevant Local Act):
None.
None.
11.1 Is there satisfactory control over the use of portable N/A Yes No
heaters?
11.2 Are fixed heating and ventilation installations subject to N/A Yes No
regular maintenance?
None.
15.1 Is there satisfactory control over works carried out in the N/A Yes No
building?
More specifically:
16.1 Are the general fire precautions adequate to address the N/A Yes No
hazards associated with dangerous substances used or
stored within the premises?
17.1 Hazards:
None.
18.4 Are the escape routes available for use and suitably N/A Yes No
maintained?
More specifically:
d) Are all fire exits easily and immediately openable? N/A Yes No
19.2 As far as can reasonably be ascertained, fire dampers are N/A Yes No
provided as necessary to protect critical means of escape
against passage of fire, smoke and combustion products in
the early stages of a fire?
21.1 Reasonable standard of fire safety signs and notices? N/A Yes No
22.1 Reasonable fire detection and alarm system provided? N/A Yes No
23.3 Are all fire extinguishing appliances readily accessible? N/A Yes No
None.
None.
None.
25.5 Are there appropriately sited facilities for electrical isolation N/A Yes No
of any photovoltaic (PV) cells, with appropriate signage, to
assist the fire and rescue service?
26.3 Is there a suitable record of the fire safety arrangements? N/A Yes No
More specifically:
c) Are there suitable arrangements to meet the fire and N/A Yes No
rescue service on arrival and provide relevant
information, including that relating to hazards to fire-
fighters?
d) Are there suitable arrangements for ensuring that the N/A Yes No
premises have been evacuated?
26.6 If the premises are in multiple occupation, are there N/A Yes No
adequate arrangements for cooperation between
dutyholders to ensure coordination of their fire safety
arrangements?
26.8 Appropriate liaison with fire and rescue service (i.e. by fire N/A Yes No
and rescue service crews visiting for familiarization visits?)
None.
26.9 Routine in-house inspections of fire precautions (e.g. in the N/A Yes No
course of health and safety inspections)?
27.1 Are all staff given adequate fire safety instruction and N/A Yes No
training?
More specifically:
c) Are they given additional training to cover any specific N/A Yes No
roles and responsibilities?
27.2 Are fire drills carried out at appropriate intervals? N/A Yes No
Fire drills are carried out every six months; the date of
the last fire drill was 7th December 2019.
27.3 When the employees of another employer work in the N/A Yes No
premises, is appropriate information on fire risks and fire
safety measures provided?
None.
None.
28.2 Weekly testing and periodic servicing of fire detection and N/A Yes No
alarm system?
28.3 Monthly and annual testing routines for emergency escape N/A Yes No
lighting?
28.6 Six-monthly inspection and annual testing of rising mains? N/A Yes No
28.7 Weekly and monthly testing, six-monthly inspection and N/A Yes No
annual testing of fire-fighting lift(s)?
28.9 Routine checks of final exit doors and/or security N/A Yes No
fastenings?
None.
The following simple risk level estimator is based on a commonly used risk level estimator:
Potential consequences
of fire
Slight harm Moderate harm Extreme harm
Likelihood of fire
Taking into account the fire prevention measures observed at the time of this risk assessment, it is
considered that the hazard from fire (likelihood of fire) at these premises is:
Medium: Normal fire hazards (e.g. potential ignition sources) for this type of
occupancy, with fire hazards generally subject to appropriate controls (other
than minor shortcomings).
High: Lack of adequate controls applied to one or more significant fire hazards,
such as to result in significant increase in likelihood of fire.
Taking into account the nature of the premises and the occupants, as well as the fire protection
and procedural arrangements observed at the time of this fire risk assessment, it is considered
that the consequences for life safety in the event of fire would be:
Slight harm: Outbreak of fire unlikely to result in serious injury or death of any occupant
(other than an occupant sleeping in a room in which a fire occurs).
Moderate harm: Outbreak of fire could foreseeably result in injury (including serious injury) of
one or more occupants, but is unlikely to result in multiple fatalities.
Extreme harm: Significant potential for serious injury or death of one or more occupants.
Accordingly, it is considered that the risk to life from fire at these premises is:
Comments:
Overall, a very high standard of fire safety was observed in the premises.
A suitable risk-based control plan should involve effort and urgency that is proportional to risk.
The following risk-based control plan is based on one advocated for general health and safety
risks:
It is essential that efforts are made to reduce the risk. Risk reduction measures should
be implemented within a defined time period.
Moderate
Where moderate risk is associated with consequences that constitute extreme harm,
further assessment might be required to establish more precisely the likelihood of harm
as a basis for determining the priority for improved control measures.
Considerable resources might have to be allocated to reduce the risk. If the building is
Substantial unoccupied, it should not be occupied until the risk has been reduced. If the building is
occupied, urgent action should be taken.
Intolerable Building (or relevant area) should not be occupied until the risk is reduced.
NOTE THAT, ALTHOUGH THE PURPOSE OF THIS SECTION IS TO PLACE THE FIRE RISK
IN CONTEXT, THE ABOVE APPROACH TO RISK ASSESSMENT IS SUBJECTIVE AND FOR
GUIDANCE ONLY. ALL HAZARDS AND DEFICIENCIES IDENTIFIED IN THIS REPORT
SHOULD BE ADDRESSED BY IMPLEMENTING ALL RECOMMENDATIONS CONTAINED IN
THE FOLLOWING ACTION PLAN. THE FIRE RISK ASSESSMENT SHOULD BE REPEATED
REGULARLY.
ACTION PLAN
It is considered that the following actions should be implemented in order to reduce fire
risk to, or maintain it at, the following level:
Trivial Tolerable
Priorities:
1. High.
2. Medium.
3. Low.
Suggested Timescale:
A. Immediately.
B. Short term.
C. Medium term.
D. Long term.
REFERENCES
Guidance in Support of Fire Safety Legislation
England and Wales
HM Government Guides to Fire Safety Risk Assessment, DCLG:
Offices and Shops.
Factories and Warehouses.
Sleeping Accommodation.
Residential Care Premises.
Educational Premises.
Small and Medium Places of Assembly.
Large Places of Assembly.
Theatres, Cinemas and Similar Premises.
Open Air Events and Venues.
Healthcare Premises.
Animal Premises and Stables.
Transport Premises and Facilities.
Means of Escape for Disabled People.
Scotland
Scottish Government: Practical Fire Safety Guidance:
Existing Non-Residential Premises.
Existing Premises with Sleeping Accommodation.
Care Homes.
Healthcare Premises.
The Evacuation of Disabled Persons from Buildings.
Northern Ireland
DHSSPS Sector Specific Guidance Documents:
Sleeping Accommodation.
Offices and Shops.
Healthcare Premises.
Theatres, Cinemas and Similar Premises.
Small and Medium Places of Assembly.
Open Air Events.
Guidance in Support of Building Regulations
England and Wales
Approved Document B Vol 2, 2006 edition (as amended).
Scotland
Technical Handbook 2019, Non-Domestic – Fire.
Northern Ireland
Technical Booklet E 2012.
Fire Safety Design and Management
BS 9991: 2015. (Incorporating corrigendum No. 1.) Fire safety in the design, management and use of
residential buildings. Code of practice.
BS 9999: 2017. Fire safety in the design, management and use of buildings. Code of practice.
Fire Detection and Fire Alarm Systems
BS 5839-1: 2017. Fire detection and fire alarm systems for buildings. Code of practice for design,
installation, commissioning and maintenance of systems in non-domestic premises.
BS 5839-6: 2019. Fire detection and fire alarm systems for buildings - Code of practice for the design,
installation, commissioning and maintenance of fire detection and fire alarm systems in domestic
premises.
BS 5839-8: 2013. Fire detection and fire alarm systems for buildings - Code of practice for the design,
installation, commissioning and maintenance of voice alarm systems.
BS 5839-9: 2011. Fire detection and fire alarm systems for buildings - Code of practice for the design,
installation, commissioning and maintenance of emergency voice communication systems.
Fire Extinguishing Appliances
BS 5306-1: 2006. Code of practice for fire extinguishing installations and equipment on premises -
hose reels and foam inlets.
BS 5306-3: 2017. Fire extinguishing installations and equipment on premises. Commissioning and
maintenance of portable fire extinguishers. Code of practice.
BS 5306-8: 2012. Fire extinguishing installations and equipment on premises - Selection and
positioning of portable fire extinguishers - Code of practice.
BS EN 3. Portable fire extinguishers.
BS EN 671-3: 2009. Fixed fire-fighting systems. Hose systems. Maintenance of hose reels with semi-
rigid hose and hose systems with lay-flat hose.
BS EN 1869: 2019. Fire blankets.
Emergency Escape Lighting
BS 5266-1: 2016. Emergency lighting - Code of practice for the emergency lighting of premises.
BS 5266-8: 2004. (BS EN 50172: 2004). Emergency escape lighting systems.
BS EN 1838: 2013. Lighting applications – Emergency lighting.
Fire Safety Signs
BS 5499-4: 2013. Safety signs. Code of practice for escape route signing.
BS ISO 3864-1: 2011. Graphical symbols. Safety colours and safety signs. Design principles for
safety signs and safety markings.
BS EN ISO 7010: 2012 + A7: 2017. Graphical symbols. Safety colours and safety signs. Registered
safety signs.
BS 5499-10: 2014. Guidance for the selection and use of safety signs and fire safety notices.
Fixed Fire Extinguishing Systems and Equipment
BS EN 12845: 2015 + A1: 2019. Fixed fire-fighting systems. Automatic sprinkler systems. Design,
installation and maintenance.
BS 9990: 2015. Non-automatic fire-fighting systems in buildings. Code of practice.
Lightning
BS EN 62305-1: 2011. Protection against lightning. General principles.
BS EN 62305-2: 2012. Protection against lightning. Risk management.
BS EN 62305-3: 2011. Protection against lightning. Physical damage to structures and life hazard.
BS EN 62305-4: 2011. Protection against lightning. Electrical and electronic systems within
structures.
Miscellaneous
BS 7176: 2007 + A1: 2011. Specification for resistance to ignition of upholstered furniture for non-
domestic seating by testing composites.
BS 7273-4: 2015. Code of practice for the operation of fire protection measures. Actuation of release
mechanisms for doors.
BS 7671: 2018 + A1 2020: Requirements for Electrical Installations. IET Wiring Regulations.
Eighteenth Edition.
BS 8899: 2016. Improvement of fire-fighting and evacuation provisions in existing lifts. Code of
practice.
Published Guidance on Control of Contractors
Standard Fire Precautions for Contractors Engaged on Crown Works, Department of Environment,
HMSO.
Fire Prevention on Construction Sites. Fire Protection Association.
Fire Safety in Construction. HSG168 (2nd edition) HSE.
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For dated references, only the edition cited applies. For undated references, the latest
edition of the referenced document (including any amendments) applies.
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requirements for electric, hydraulic and hand-powered lifts
BS 4422, Fire – Vocabulary
BS 5266-1, Emergency lighting – Part 1: Code of practice for the emergency lighting of
premises
BS 5266-7 (BS EN 1838), Lighting applications – Part 7: Emergency lighting
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Operational provisions. Part K: Guidance on fire risk assessments in complex
healthcare premises. Department of Health 2013.
[42] Scottish Health Technical Memorandum 86. NHS Scotland (Fire code). Scottish Health
Tech Mem 86. Fire risk assessment. Health Facilities Scotland 2013
[43] Health Technical Memorandum 84. Northern Ireland Fire Code Health Tech Mem 84.
Fire risk assessment in residential care premises. Heath Estates Investment Group
2010.
Further reading
GREAT BRITAIN STANDING COMMITTEE ON FIRE PRECAUTIONS. Standard fire
precautions for contractors engaged on Crown works applicable to contractors engaged on
works for Crown Civil and Defence Estates. London: HMSO, 1995.
GREAT BRITAIN. Fire Precautions (Workplace) Regulations 1997 and various clauses of
the Management of Health and Safety at Work Regulations 1999. London: The Stationery
Office.20)
20) These publications comprised the Workplace Fire Precautions Legislation, which was repealed in
October 2006.