Database Systems: Design,

Implementation, and
Management
Eighth Edition

Chapter 11
Database Performance Tuning and
Query Optimization
 Objectives
• In this chapter, you will learn:
– Basic database performance-tuning concepts
– How a DBMS processes SQL queries
– About the importance of indexes in query
processing

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 Objectives (continued)
• In this chapter, you will learn: (continued)
– About the types of decisions the query optimizer
has to make
– Some common practices used to write efficient
SQL code
– How to formulate queries and tune the DBMS for
optimal performance

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 Database Performance-Tuning
Concepts
• Goal of database performance is to execute
queries as fast as possible
• Database performance tuning
– Set of activities and procedures designed to
reduce response time of database system
• All factors must operate at optimum level with
minimal bottlenecks
• Good database performance starts with
good database design

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 Performance Tuning:
Client and Server
• Client side
– Generate SQL query that returns correct answer
in least amount of time
• Using minimum amount of resources at server
– SQL performance tuning
• Server side
– DBMS environment configured to respond to
clients’ requests as fast as possible
• Optimum use of existing resources
– DBMS performance tuning
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 DBMS Architecture
• All data in database are stored in data files
• Data files
– Automatically expand in predefined increments
known as extends
– Grouped in file groups or table spaces
• Table space or file group:
– Logical grouping of several data files that store
data with similar characteristics

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 DBMS Architecture (continued)
• Data cache or buffer cache: shared, reserved
memory area
– Stores most recently accessed data blocks in
RAM
• SQL cache or procedure cache: stores most
recently executed SQL statements
– Also PL/SQL procedures, including triggers and
functions
• DBMS retrieves data from permanent storage
and places it in RAM

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 DBMS Architecture (continued)
• Input/output request: low-level data access
operation to/from computer devices
• Data cache is faster than data in data files
– DBMS does not wait for hard disk to retrieve data
• Majority of performance-tuning activities focus on
minimizing I/O operations
• Typical DBMS processes:
– Listener, User, Scheduler, Lock manager, Optimizer

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 Database Statistics
• Measurements about database objects and
available resources
– Tables
– Indexes
– Number of processors used
– Processor speed
– Temporary space available

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 Database Statistics (continued)
• Make critical decisions about improving query
processing efficiency
• Can be gathered manually by DBA or
automatically by DBMS

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 Query Processing

• DBMS processes queries in three phases

– Parsing
• DBMS parses the query and chooses the most
efficient access/execution plan
– Execution
• DBMS executes the query using chosen
execution plan
– Fetching
• DBMS fetches the data and sends the result back
to the client
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 SQL Parsing Phase

• Break down query into smaller units

• Transform original SQL query into slightly
different version of original SQL code
– Fully equivalent
• Optimized query results are always the same as
original query
– More efficient
• Optimized query will almost always execute faster
than original query

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 SQL Parsing Phase (continued)

• Query optimizer analyzes SQL query and finds

most efficient way to access data
– Validated for syntax compliance
– Validated against data dictionary
• Tables, column names are correct
• User has proper access rights
– Analyzed and decomposed into components
– Optimized
– Prepared for execution

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 SQL Parsing Phase (continued)
• Access plans are DBMS-specific
– Translate client’s SQL query into series of
complex I/O operations
– Required to read the data from the physical data
files and generate result set
• DBMS checks if access plan already exists for
query in SQL cache
• DBMS reuses the access plan to save time
• If not, optimizer evaluates various plans
– Chosen plan placed in SQL cache

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 SQL Execution Phase
SQL Fetching Phase
• All I/O operations indicated in access plan are
executed
– Locks acquired
– Data retrieved and placed in data cache
– Transaction management commands processed
• Rows of resulting query result set are returned
to client
• DBMS may use temporary table space to store
temporary data
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 Query Processing Bottlenecks

• Delay introduced in the processing of an I/O

operation that slows the system
– CPU
– RAM
– Hard disk
– Network
– Application code

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 Indexes and Query Optimization

• Indexes
– Crucial in speeding up data access
– Facilitate searching, sorting, and using
aggregate functions as well as join operations
– Ordered set of values that contains index key
and pointers
• More efficient to use index to access table than
to scan all rows in table sequentially

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 Indexes and Query Optimization
(continued)
• Data sparsity: number of different values a
column could possibly have
• Indexes implemented using:
– Hash indexes
– B-tree indexes
– Bitmap indexes
• DBMSs determine best type of index to use

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 Optimizer Choices

• Rule-based optimizer
– Preset rules and points
– Rules assign a fixed cost to each operation
• Cost-based optimizer
– Algorithms based on statistics about objects
being accessed
– Adds up processing cost, I/O costs, resource
costs to derive total cost

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 Using Hints to Affect
Optimizer Choices
• Optimizer might not choose best plan
• Makes decisions based on existing statistics
– Statistics may be old
– Might choose less efficient decisions
• Optimizer hints: special instructions for the
optimizer embedded in the SQL command text

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 SQL Performance Tuning
• Evaluated from client perspective
– Most current relational DBMSs perform
automatic query optimization at the server end
– Most SQL performance optimization techniques
are DBMS-specific
• Rarely portable
• Majority of performance problems related to
poorly written SQL code
• Carefully written query usually outperforms a
poorly written query

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 Index Selectivity

• Indexes are used when:

– Indexed column appears by itself in search
criteria of WHERE or HAVING clause
– Indexed column appears by itself in GROUP BY
or ORDER BY clause
– MAX or MIN function is applied to indexed
column
– Data sparsity on indexed column is high
• Measure of how likely an index will be used

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 Index Selectivity (continued)

• General guidelines for indexes:

– Create indexes for each attribute in WHERE,
HAVING, ORDER BY, or GROUP BY clause
– Do not use in small tables or tables with low
sparsity
– Declare primary and foreign keys so optimizer
can use indexes in join operations
– Declare indexes in join columns other than
PK/FK

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 Conditional Expressions

• Normally expressed within WHERE or HAVING

clauses of SQL statement
• Restricts output of query to only rows matching
conditional criteria

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 Conditional Expressions (continued)

• Common practices for efficient SQL:

– Use simple columns or literals in conditionals
– Numeric field comparisons are faster
– Equality comparisons faster than inequality
– Transform conditional expressions to use literals
– Write equality conditions first
– AND: Use condition most likely to be false first
– OR: Use condition most likely to be true first
– Avoid NOT
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 Query Formulation

• Identify what columns and computations are

required
• Identify source tables
• Determine how to join tables
• Determine what selection criteria is needed
• Determine in what order to display output

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 DBMS Performance Tuning

• Includes managing DBMS processes in primary

memory and structures in physical storage
• DBMS performance tuning at server end
focuses on setting parameters used for:
– Data cache
– SQL cache
– Sort cache
– Optimizer mode

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 DBMS Performance Tuning
(continued)
• Some general recommendations for creation of
databases:
– Use RAID (Redundant Array of Independent
Disks) to provide balance between performance
and fault tolerance
– Minimize disk contention
– Put high-usage tables in their own table spaces
– Assign separate data files in separate storage
volumes for indexes, system, high-usage tables

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 DBMS Performance Tuning
(continued)
• Some general recommendations for creation of
databases: (continued)
– Take advantage of table storage organizations
in database
– Partition tables based on usage
– Use denormalized tables where appropriate
– Store computed and aggregate attributes in
tables

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 Query Optimization Example

• Example illustrates how query optimizer works

• Based on QOVENDOR and QOPRODUCT
tables
• Uses Oracle SQL*Plus

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 Summary
• Database performance tuning
– Refers to activities to ensure query is processed
in minimum amount of time
• SQL performance tuning
– Refers to activities on client side to generate
SQL code
• Returns correct answer in least amount of time
• Uses minimum amount of resources at server
end
• DBMS architecture represented by processes
and structures used to manage a database
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 Summary (continued)

• Database statistics refers to measurements

gathered by the DBMS
– Describe snapshot of database objects’
characteristics
• DBMS processes queries in three phases:
parsing, execution, and fetching
• Indexes are crucial in process that speeds up
data access

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 Summary (continued)

• During query optimization, DBMS chooses:

– Indexes to use, how to perform join operations,
table to use first, etc.
• Hints change optimizer mode for current SQL
statement
• SQL performance tuning deals with writing
queries that make good use of statistics
• Query formulation deals with translating
business questions into specific SQL code

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